SFC Licenceholders of First Securities (HK) Limited 第一證券(香港)有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ARIANA Alexander Caspian | RE | 1 | 16 December 2022 | 19 July 2023 |
| CANDRIAN Reto Emanuel | RO | 9 | 30 September 2011 | 23 September 2014 |
| CHANG Cheng Yao 張承堯 | RE | 1 | 19 November 2019 | |
| CHANG Chia Chen 張家真 | RE | 1 | 09 March 2012 | |
| CHANG Michael Yio-how 張祐豪 | RE | 1 | 16 December 2011 | 24 July 2012 |
| CHANG Min Chieh 張閔傑 | RE | 1 | 09 August 2022 | |
| CHEN Chi-Sheng 陳啟聖 | RO | 1 | 21 May 2007 | |
| CHEN Chi-Sheng 陳啟聖 | RE | 1 | 13 September 2006 | 21 May 2007 |
| CHEN Chia Ling 陳佳伶 | RE | 1 | 07 February 2018 | |
| CHEN Chien Chih 陳建智 | RO | 9 | 03 August 2009 | |
| CHEN Chin-Hui 陳金輝 | RE | 1 | 22 August 2011 | |
| CHEN Chun-Chin 陳俊青 | RE | 1 | 18 February 2014 | |
| CHEN Dah-Jong 陳大中 | RE | 1 | 11 December 2006 | 15 May 2007 |
| CHEN Mei Chun 陳玫君 | RE | 1 | 22 March 2012 | |
| CHEN Ming Li 陳明莉 | RE | 1 | 26 July 2018 | |
| CHEN Szu-Tsung 陳思聰 | RE | 9 | 04 November 2013 | |
| CHEN Szu-Tsung 陳思聰 | RE | 1 | 11 June 2010 | |
| CHEN Wei Hsun 陳威勳 | RO | 9 | 15 January 2024 | |
| CHEN Wei Hsun 陳威勳 | RO | 1 | 15 January 2024 | |
| CHEN Wei Hsun 陳威勳 | RE | 9 | 05 December 2023 | 15 January 2024 |
| CHEN Wei Hsun 陳威勳 | RE | 1 | 05 December 2023 | 15 January 2024 |
| CHEN Wen-Chin 陳文卿 | RE | 1 | 22 March 2016 | 11 May 2017 |
| CHEN Wen-Ling 陳文玲 | RE | 1 | 08 September 2015 | |
| CHEN Yen Hwa 陳燕華 | RE | 1 | 21 December 2009 | 09 March 2012 |
| CHENG Po Jen 鄭博仁 | RE | 1 | 18 July 2012 | |
| CHENG Wei-Shih 鄭偉仕 | RE | 1 | 01 April 2015 | |
| CHEUNG Wai Ting 張惠婷 | RE | 1 | 07 February 2018 | 25 February 2018 |
| CHIANG Hui-Chen 江慧貞 | RE | 1 | 18 May 2011 | |
| CHIU Chih Ning 邱致寧 | RE | 1 | 14 May 2013 | 18 November 2013 |
| CHIU Ka Chun 趙嘉俊 | RE | 1 | 04 January 2017 | 21 February 2019 |
| CHIU Wen-Chen 邱文掁 | RE | 1 | 08 June 2016 | |
| CHO Yueh 卓越 | RE | 1 | 21 November 2012 | |
| CHONG Wing Hong 張穎康 | RE | 9 | 28 April 2022 | |
| CHONG Wing Hong 張穎康 | RE | 1 | 09 April 2019 | |
| CHOU Chen Yi 周鎮議 | RE | 1 | 04 November 2014 | |
| CHOU Sheng Yuan 周聖淵 | RE | 1 | 28 May 2018 | |
| CHOU Shu-Huei 周淑恵 | RE | 1 | 07 September 2012 | |
| CHOU Tzu-Fang 周子方 | RO | 1 | 28 April 2021 | |
| CHOU Tzu-Fang 周子方 | RE | 1 | 10 June 2011 | 28 April 2021 |
| CHOW Alice Wai Yin 周慧妍 | RO | 9 | 15 February 2016 | |
| CHOW Alice Wai Yin 周慧妍 | RO | 1 | 15 February 2016 | |
| CHOW Alice Wai Yin 周慧妍 | RE | 9 | 04 October 2010 | 15 February 2016 |
| CHOW Alice Wai Yin 周慧妍 | RE | 1 | 21 December 2009 | 15 February 2016 |
| GONG Hao Dong 龔豪東 | RE | 1 | 01 April 2003 | 10 August 2004 |
| GONG Hao Dong 龔豪東 | RE | 9 | 01 April 2003 | 16 February 2004 |
| GONG Hao Dong 龔豪東 | RE | 4 | 01 April 2003 | 16 February 2004 |
| GONG Hao Dong 龔豪東 | RE | 6 | 01 April 2003 | 16 February 2004 |
| HA Chi Hsien 哈繼先 | RE | 1 | 23 September 2013 | |
| HEUNG Wing Fai 香榮輝 | RE | 1 | 21 December 2009 | |
| HO Chun Ming, Johnny 何俊明 | RE | 1 | 01 April 2003 | 10 September 2008 |
| HO Chun Ming, Johnny 何俊明 | RE | 6 | 01 April 2003 | 28 January 2004 |
| HO Chun Ming, Johnny 何俊明 | RE | 9 | 01 April 2003 | 28 January 2004 |
| HO Chun Ming, Johnny 何俊明 | RE | 4 | 01 April 2003 | 28 January 2004 |
| HUANG Hsin-Cheng 黃信誠 | RE | 1 | 23 April 2018 | |
| HUANG Ren-Yen 黃仁彥 | RE | 1 | 20 November 2017 | |
| HUANG TE LI 黃德利 | RE | 1 | 04 June 2018 | 21 January 2020 |
| HUI Kwok Cheung 許國祥 | RE | 1 | 01 April 2003 | 01 October 2011 |
| HUI Kwok Cheung 許國祥 | RE | 9 | 01 April 2003 | 10 January 2004 |
| HUI Kwok Cheung 許國祥 | RE | 6 | 01 April 2003 | 10 January 2004 |
| HUI Kwok Cheung 許國祥 | RE | 4 | 01 April 2003 | 10 January 2004 |
| HUNG Tzu-Yuan 洪子原 | RE | 1 | 01 November 2016 | |
| HWANG Fu-Hsing 黃福星 | RE | 1 | 21 May 2013 | |
| JEN Lu-chien 任露茜 | RE | 1 | 03 October 2014 | |
| JUAN Evian 阮子玲 | RE | 1 | 12 August 2020 | 07 February 2021 |
| KAO Hsien-Kuang 高顯光 | RO | 9 | 03 August 2009 | |
| KAO Hsien-Kuang 高顯光 | RE | 6 | 09 September 2003 | 30 September 2004 |
| KAO Hsien-Kuang 高顯光 | RE | 9 | 09 September 2003 | 30 September 2004 |
| KAO Hsien-Kuang 高顯光 | RO | 1 | 30 September 2004 | |
| KAO Hsien-Kuang 高顯光 | RE | 4 | 09 September 2003 | 30 August 2004 |
| KAO Hsien-Kuang 高顯光 | RE | 1 | 09 September 2003 | 30 September 2004 |
| KAO Margaret Chien Mei Hsu 高徐千媄 | RE | 1 | 13 September 2017 | 01 October 2019 |
| KAO Su-Jung 高淑蓉 | RE | 1 | 01 August 2016 | |
| KU Wei-Chiang 顧偉強 | RE | 1 | 21 February 2013 | 28 August 2013 |
| KUO Chien Liang 郭建良 | RE | 1 | 09 October 2018 | 23 November 2019 |
| KUO Shu Chen 郭淑貞 | RE | 1 | 12 December 2017 | 01 January 2021 |
| LAI King Cheung 黎景祥 | RE | 1 | 01 April 2003 | 19 July 2005 |
| LAI King Cheung 黎景祥 | RE | 4 | 01 April 2003 | 22 September 2004 |
| LAI King Cheung 黎景祥 | RE | 6 | 01 April 2003 | 22 September 2004 |
| LAI King Cheung 黎景祥 | RE | 9 | 01 April 2003 | 22 September 2004 |
| LAI Ping Wah 黎秉華 | RO | 9 | 01 April 2003 | 04 June 2004 |
| LAI Ping Wah 黎秉華 | RO | 6 | 01 April 2003 | 04 June 2004 |
| LAI Ping Wah 黎秉華 | RO | 4 | 01 April 2003 | 04 June 2004 |
| LAI Ping Wah 黎秉華 | RO | 1 | 01 April 2003 | 04 June 2004 |
| LAI Po Shan 賴寶姍 | RE | 1 | 29 August 2017 | 16 September 2022 |
| LAI Po Shan 賴寶姍 | RE | 9 | 29 August 2017 | 16 September 2022 |
| LAU Ho Kwan 劉浩鈞 | RE | 1 | 10 March 2009 | 01 October 2011 |
| LAW Ka Keung 羅家強 | RE | 1 | 01 April 2003 | 08 February 2014 |
| LAW Ka Keung 羅家強 | RE | 4 | 01 April 2003 | 02 March 2004 |
| LAW Ka Keung 羅家強 | RE | 6 | 01 April 2003 | 02 March 2004 |
| LAW Ka Keung 羅家強 | RE | 9 | 01 April 2003 | 02 March 2004 |
| LEE Chung-Lung 李忠龍 | RE | 1 | 02 July 2015 | 20 November 2016 |
| LEE Hsin-Han 李信翰 | RE | 1 | 05 July 2013 | |
| LEE Ngo Chim 李傲潛 | RE | 1 | 10 December 2021 | |
| LEE Shu-ching 李淑菁 | RE | 1 | 01 December 2017 | |
| LEE Yi-Chin 李怡親 | RE | 1 | 10 January 2018 | |
| LEUNG Chi Kong 梁志剛 | RO | 1 | 04 December 2003 | 18 October 2004 |
| LEUNG Chi Kong 梁志剛 | RO | 4 | 04 December 2003 | 18 October 2004 |
| LEUNG Chi Kong 梁志剛 | RO | 6 | 04 December 2003 | 18 October 2004 |
| LEUNG Chi Kong 梁志剛 | RO | 9 | 04 December 2003 | 18 October 2004 |
| LEUNG Chi Kong 梁志剛 | RE | 9 | 01 April 2003 | 04 December 2003 |
| LEUNG Chi Kong 梁志剛 | RE | 6 | 01 April 2003 | 04 December 2003 |
| LEUNG Chi Kong 梁志剛 | RE | 4 | 01 April 2003 | 04 December 2003 |
| LEUNG Chi Kong 梁志剛 | RE | 1 | 01 April 2003 | 04 December 2003 |
| LI Chok Sun, Sean 李濯新 | RE | 1 | 22 September 2003 | 22 March 2004 |
| LI Henry Joseph 李顯倫 | RE | 1 | 08 August 2022 | |
| LI Kun-Chih 李坤致 | RE | 1 | 28 June 2011 | 18 November 2013 |
| LI Ting Ho, Eric 李廷荷 | RE | 1 | 01 April 2003 | 14 October 2003 |
| LI Ting Ho, Eric 李廷荷 | RE | 4 | 01 April 2003 | 09 October 2003 |
| LI Ting Ho, Eric 李廷荷 | RE | 9 | 01 April 2003 | 09 October 2003 |
| LI Ting Ho, Eric 李廷荷 | RE | 6 | 01 April 2003 | 14 October 2003 |
| LIANG Wei Jen, William 梁維仁 | RE | 1 | 05 December 2014 | 31 October 2022 |
| LIANG Wei Jen, William 梁維仁 | RE | 9 | 01 August 2014 | 31 October 2022 |
| LIAO Wen-Yu 廖文瑀 | RE | 1 | 05 October 2016 | 16 June 2017 |
| LIEN Chien-chih 連建智 | RE | 1 | 07 June 2018 | |
| LIEN Chien-chih 連建智 | RE | 1 | 24 April 2014 | 07 September 2015 |
| LIN Ching Wen 林慶文 | RE | 1 | 01 February 2017 | |
| LIN Hsi 林曦 | RE | 1 | 03 January 2017 | |
| LIN Huei-Jen 林蕙媜 | RE | 1 | 04 January 2010 | 20 August 2010 |
| LIN Pey 林霈 | RE | 1 | 18 May 2015 | |
| LIN Shan-Chih 林上智 | RE | 1 | 15 November 2022 | |
| LIN Shu-Jung 林淑蓉 | RE | 1 | 04 May 2011 | |
| LIN Shu-Mei 林淑美 | RE | 1 | 27 April 2018 | |
| LIN Yi-Ju 林宜儒 | RE | 1 | 08 July 2013 | |
| LIN Yi-Ju 林怡如 | RE | 1 | 10 June 2011 | 01 March 2013 |
| LIN Yu Ting 林育廷 | RE | 1 | 05 July 2016 | |
| LIN Yu-Yu 林昱佑 | RE | 1 | 13 December 2017 | |
| LIU Pang-Hui 劉邦輝 | RE | 1 | 25 July 2012 | 18 November 2013 |
| LIU Yan Ying 劉姸纓 | RE | 1 | 29 March 2019 | |
| LO Ka Chiu 盧嘉昭 | RO | 1 | 25 February 2010 | 06 September 2010 |
| LO Ka Chiu 盧嘉昭 | RE | 1 | 21 December 2009 | 25 February 2010 |
| LUM Pak Sum 林柏森 | RO | 6 | 09 December 2003 | 02 September 2004 |
| LUM Pak Sum 林柏森 | RO | 9 | 09 December 2003 | 02 September 2004 |
| LUM Pak Sum 林柏森 | RO | 1 | 09 December 2003 | 02 September 2004 |
| LUM Pak Sum 林柏森 | RO | 4 | 09 December 2003 | 02 September 2004 |
| LUM Pak Sum 林柏森 | RE | 6 | 01 April 2003 | 09 December 2003 |
| LUM Pak Sum 林柏森 | RE | 9 | 01 April 2003 | 09 December 2003 |
| LUM Pak Sum 林柏森 | RE | 4 | 01 April 2003 | 09 December 2003 |
| LUM Pak Sum 林柏森 | RE | 1 | 01 April 2003 | 09 December 2003 |
| LUO I-Fang 羅翊方 | RE | 1 | 25 April 2018 | |
| MATSUMURA Tsuyoshi 松村剛 | RE | 1 | 05 July 2019 | |
| MATSUMURA Tsuyoshi 松村剛 | RO | 9 | 03 August 2009 | 11 February 2010 |
| MATSUMURA Tsuyoshi 松村剛 | RO | 1 | 15 July 2003 | 05 July 2019 |
| MATSUMURA Tsuyoshi 松村剛 | RO | 9 | 15 July 2003 | 17 November 2004 |
| MATSUMURA Tsuyoshi 松村剛 | RO | 4 | 15 July 2003 | 19 May 2004 |
| MATSUMURA Tsuyoshi 松村剛 | RE | 4 | 09 April 2003 | 15 July 2003 |
| MATSUMURA Tsuyoshi 松村剛 | RE | 1 | 09 April 2003 | 15 July 2003 |
| MATSUMURA Tsuyoshi 松村剛 | RE | 9 | 09 April 2003 | 15 July 2003 |
| NOMIYA Kin 野宮欣 | RE | 1 | 29 July 2008 | 01 May 2009 |
| OGYU Kenju 荻生謙樹 | RO | 9 | 01 April 2003 | 06 August 2004 |
| OGYU Kenju 荻生謙樹 | RO | 6 | 01 April 2003 | 06 August 2004 |
| OGYU Kenju 荻生謙樹 | RO | 4 | 01 April 2003 | 06 August 2004 |
| OGYU Kenju 荻生謙樹 | RO | 1 | 01 April 2003 | 06 August 2004 |
| ONO Naomi 小野尚美 | RO | 1 | 03 July 2008 | 31 July 2011 |
| ONO Naomi 小野尚美 | RE | 1 | 03 June 2003 | 03 July 2008 |
| ONO Naomi 小野尚美 | RE | 9 | 03 June 2003 | 17 November 2004 |
| ONO Naomi 小野尚美 | RE | 4 | 03 June 2003 | 02 June 2004 |
| SHEN Chiung-Fang 沈瓊芳 | RE | 1 | 04 May 2012 | |
| SHEN Jen Der 沈振德 | RE | 1 | 25 March 2020 | 01 May 2022 |
| SHIH Hsiao-Cheng 施孝承 | RE | 1 | 15 November 2006 | 19 August 2009 |
| SU Chung-Chun 蘇宗淳 | RE | 1 | 11 December 2017 | |
| SU Yazhong 蘇亞中 | RE | 1 | 21 December 2009 | |
| TSENG Chieh-Ping 曾潔萍 | RE | 1 | 25 September 2013 | |
| TSUI Chi Yin 徐智賢 | RE | 1 | 26 September 2003 | 18 October 2004 |
| TSUI Ying Kit, Marko 徐英傑 | RE | 9 | 06 May 2022 | |
| TSUI Ying Kit, Marko 徐英傑 | RE | 1 | 25 April 2022 | |
| WANG Ching Lang 王境朗 | RE | 1 | 07 June 2023 | 21 July 2023 |
| WEI Szu-Chia 韋思佳 | RE | 1 | 22 August 2011 | |
| WENG Chien-Tsang 翁健藏 | RO | 1 | 23 August 2011 | |
| WENG Chien-Tsang 翁健藏 | RE | 1 | 08 June 2011 | 23 August 2011 |
| WONG Chat Wing 王捷榮 | RE | 9 | 01 April 2003 | 16 June 2003 |
| WONG Chat Wing 王捷榮 | RE | 1 | 01 April 2003 | 16 June 2003 |
| WONG Chat Wing 王捷榮 | RE | 4 | 01 April 2003 | 16 June 2003 |
| WONG Chat Wing 王捷榮 | RE | 6 | 01 April 2003 | 16 June 2003 |
| WONG Chi Kan 黃志勤 | RE | 1 | 30 September 2003 | 18 October 2004 |
| WONG Choi Fat 黃再發 | RE | 1 | 21 December 2009 | 06 September 2010 |
| WONG Kam Fung 黃錦鳳 | RE | 1 | 06 January 2006 | 31 October 2017 |
| WONG Wah 王華 | RO | 1 | 25 February 2010 | |
| WONG Wah 王華 | RE | 1 | 21 December 2009 | 25 February 2010 |
| WU Shu-Fang 吳淑芳 | RE | 1 | 21 January 2019 | |
| YANG Shu Ching 楊淑清 | RE | 1 | 04 June 2018 | |
| YANG Shu-Hua 楊淑華 | RE | 1 | 23 June 2010 | |
| YANG Yu-Chin 楊宇清 | RE | 1 | 25 August 2014 | 23 October 2017 |
| YEH Hong-I 葉弘毅 | RE | 1 | 07 February 2018 | |
| YUAN Xiaoxi 袁小茜 | RE | 1 | 15 March 2016 | 06 March 2017 |
| YUE Ho Kei 余浩淇 | RE | 9 | 20 November 2020 | |
| YUE Ho Kei 余浩淇 | RE | 1 | 01 April 2019 | |
| ZHANG Ruiyue 張瑞玥 | RE | 1 | 19 March 2012 | 21 March 2014 |