SFC Licenceholders of HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
- nettrader@hsbc.com.hk
- Website
- www.hsbc.com.hk/broking
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ho Wai 陳浩偉 | RE | 1 | 03 May 2011 | 23 August 2014 |
| CHAN Hoi Fung 陳凱峰 | RE | 1 | 01 April 2003 | 01 March 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 9 | 01 April 2003 | 16 February 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 6 | 01 April 2003 | 16 February 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 4 | 01 April 2003 | 16 February 2004 |
| CHAN Kin Ying 陳建瑛 | RE | 1 | 17 November 2021 | |
| CHAN Kwok Ming, Tommy 陳國明 | RE | 1 | 25 August 2015 | 08 October 2021 |
| CHAN Ming Fai 陳明輝 | RE | 1 | 01 April 2003 | 08 July 2009 |
| CHAN Ming Fai 陳明輝 | RE | 9 | 01 April 2003 | 04 August 2004 |
| CHAN Ming Fai 陳明輝 | RE | 6 | 01 April 2003 | 04 August 2004 |
| CHAN Ming Fai 陳明輝 | RE | 4 | 01 April 2003 | 04 August 2004 |
| CHAN On Yi 陳安怡 | RE | 1 | 02 August 2017 | 30 August 2019 |
| CHAN Shu Ming 陳樹明 | RE | 1 | 01 April 2003 | 16 May 2015 |
| CHAN Shu Ming 陳樹明 | RE | 9 | 01 April 2003 | 04 August 2004 |
| CHAN Shu Ming 陳樹明 | RE | 6 | 01 April 2003 | 04 August 2004 |
| CHAN Shu Ming 陳樹明 | RE | 4 | 01 April 2003 | 04 August 2004 |
| CHAN Wang Yip 陳宏業 | RE | 1 | 22 March 2004 | 01 April 2006 |
| CHANG Shu Tin, Stephen 張樹田 | RE | 1 | 26 September 2022 | |
| CHAU Ka Hang 周嘉恆 | RE | 1 | 16 March 2004 | 10 March 2007 |
| CHENG Chi Fung 鄭智鋒 | RE | 1 | 04 November 2010 | 01 January 2011 |
| CHEUNG Che Wa 張志華 | RE | 4 | 01 April 2003 | 22 October 2003 |
| CHEUNG Che Wa 張志華 | RE | 6 | 01 April 2003 | 22 October 2003 |
| CHEUNG Che Wa 張志華 | RE | 9 | 01 April 2003 | 22 October 2003 |
| CHEUNG Che Wa 張志華 | RE | 1 | 01 April 2003 | 22 October 2003 |
| CHEUNG Ka Hin 張嘉軒 | RE | 1 | 27 August 2008 | 14 January 2012 |
| CHEUNG Ka Lok 張家樂 | RE | 4 | 01 April 2003 | 04 August 2004 |
| CHEUNG Ka Lok 張家樂 | RE | 1 | 01 April 2003 | 05 November 2005 |
| CHEUNG Ka Lok 張家樂 | RE | 6 | 01 April 2003 | 04 August 2004 |
| CHEUNG Ka Lok 張家樂 | RE | 9 | 01 April 2003 | 04 August 2004 |
| CHEUNG Ka Mei 張家美 | RE | 1 | 06 June 2005 | 09 February 2011 |
| CHEUNG Shu Yan 張澍昕 | RO | 1 | 16 April 2014 | 18 February 2016 |
| CHIN Ching Lan 錢靜蘭 | RO | 1 | 06 August 2018 | 26 June 2019 |
| CHIN Ching Lan 錢靜蘭 | RO | 1 | 03 June 2014 | 16 July 2017 |
| CHIN Ching Lan 錢靜蘭 | RE | 1 | 24 April 2014 | 03 June 2014 |
| CHU Ying Na 朱映娜 | RE | 1 | 12 August 2021 | |
| CHUNG Shu Woon 鍾樹垣 | RO | 1 | 12 June 2014 | 16 July 2016 |
| CHUNG Shu Woon 鍾樹垣 | RE | 1 | 29 April 2014 | 12 June 2014 |
| FU Wai Man 傅偉民 | RO | 1 | 11 April 2014 | 05 October 2018 |
| HIL Chi Yung 許志勇 | RO | 1 | 14 March 2017 | 16 July 2017 |
| HIL Chi Yung 許志勇 | RE | 1 | 14 March 2017 | 14 March 2017 |
| HO Eu Jin 何佑仁 | RE | 1 | 11 November 2014 | 07 September 2018 |
| HO Ho Kei, Diamond 何浩基 | RE | 1 | 01 April 2003 | 10 June 2021 |
| HO Ho Kei, Diamond 何浩基 | RE | 6 | 01 April 2003 | 05 August 2004 |
| HO Ho Kei, Diamond 何浩基 | RE | 9 | 01 April 2003 | 05 August 2004 |
| HO Ho Kei, Diamond 何浩基 | RE | 4 | 01 April 2003 | 05 August 2004 |
| HO Ka Hang 何嘉恒 | RE | 1 | 30 June 2006 | 27 April 2011 |
| HO Man Kit, Frankie 何文傑 | RE | 1 | 01 April 2003 | 17 November 2009 |
| HO Man Kit, Frankie 何文傑 | RE | 9 | 01 April 2003 | 05 August 2004 |
| HO Man Kit, Frankie 何文傑 | RE | 4 | 01 April 2003 | 05 August 2004 |
| HO Man Kit, Frankie 何文傑 | RE | 6 | 01 April 2003 | 05 August 2004 |
| HO Man Kwong 何民光 | RE | 1 | 30 April 2012 | |
| HO Yan 何欣 | RO | 1 | 17 November 2017 | 25 August 2020 |
| HO Yan 何欣 | RE | 1 | 01 April 2003 | 17 November 2017 |
| HO Yan 何欣 | RE | 4 | 01 April 2003 | 05 August 2004 |
| HO Yan 何欣 | RE | 6 | 01 April 2003 | 05 August 2004 |
| HO Yan 何欣 | RE | 9 | 01 April 2003 | 05 August 2004 |
| HUANG Lui 黃磊 | RE | 1 | 21 July 2008 | 22 January 2013 |
| HUI Kai Sing 許啟昇 | RE | 1 | 17 April 2004 | 25 March 2006 |
| HUNG Hiu Yu, Connie 洪曉瑜 | RE | 1 | 11 February 2016 | 21 November 2017 |
| HUNG Kwok Chuen 熊國全 | RE | 1 | 22 June 2011 | 25 May 2014 |
| IP Hin Fung 葉衍峰 | RE | 1 | 23 June 2011 | 22 August 2014 |
| IU Po Yan, Raymond 姚保仁 | RE | 1 | 01 April 2003 | 01 September 2010 |
| IU Po Yan, Raymond 姚保仁 | RE | 6 | 01 April 2003 | 05 August 2004 |
| IU Po Yan, Raymond 姚保仁 | RE | 9 | 01 April 2003 | 05 August 2004 |
| IU Po Yan, Raymond 姚保仁 | RE | 4 | 01 April 2003 | 05 August 2004 |
| KEUNG Kwok Keung, Kenneth 姜國強 | RO | 1 | 07 August 2003 | 01 February 2010 |
| KUNG Chi Wai 龔智威 | RE | 6 | 01 April 2003 | 05 August 2004 |
| KUNG Chi Wai 龔智威 | RE | 1 | 01 April 2003 | 04 May 2005 |
| KUNG Chi Wai 龔智威 | RE | 4 | 01 April 2003 | 05 August 2004 |
| KUNG Chi Wai 龔智威 | RE | 9 | 01 April 2003 | 05 August 2004 |
| KWAN Pak Chung 關百忠 | RO | 1 | 01 April 2003 | 01 November 2009 |
| KWAN Pak Chung 關百忠 | RO | 4 | 01 April 2003 | 10 September 2004 |
| KWAN Pak Chung 關百忠 | RO | 6 | 01 April 2003 | 10 September 2004 |
| KWAN Pak Chung 關百忠 | RO | 9 | 01 April 2003 | 10 September 2004 |
| LAI Shun Wai, Patrick 賴汛維 | RO | 1 | 24 March 2014 | 16 July 2017 |
| LAM Chin Hong 林展鴻 | RE | 1 | 05 April 2016 | 08 April 2020 |
| LAM Wai Yan, Josephine 林惠茵 | RO | 1 | 17 June 2019 | 08 June 2022 |
| LAM Wai Yan, Josephine 林惠茵 | RE | 1 | 20 May 2019 | 17 June 2019 |
| LAU Siu Man 劉紹文 | RE | 1 | 30 June 2014 | 01 July 2016 |
| LEE Chi Kin 李志建 | RO | 1 | 24 May 2021 | 01 September 2023 |
| LEUNG Chin Yu, Edmond 梁展宇 | RE | 1 | 08 April 2008 | 29 June 2021 |
| LEUNG Hung Wah 梁孔華 | RO | 1 | 01 April 2003 | 14 January 2012 |
| LEUNG Hung Wah 梁孔華 | RO | 9 | 01 April 2003 | 10 September 2004 |
| LEUNG Hung Wah 梁孔華 | RO | 6 | 01 April 2003 | 10 September 2004 |
| LEUNG Hung Wah 梁孔華 | RO | 4 | 01 April 2003 | 10 September 2004 |
| LI Cheuk Hon 李卓瀚 | RE | 1 | 13 October 2008 | 14 January 2012 |
| LI Man Kit 李文傑 | RE | 1 | 24 July 2009 | 21 June 2013 |
| LI Siu Kin 李兆堅 | RE | 1 | 01 April 2003 | 01 April 2011 |
| LI Siu Kin 李兆堅 | RE | 9 | 01 April 2003 | 05 August 2004 |
| LI Siu Kin 李兆堅 | RE | 4 | 01 April 2003 | 05 August 2004 |
| LI Siu Kin 李兆堅 | RE | 6 | 01 April 2003 | 05 August 2004 |
| LIAO Sheung Mui 廖湘嵋 | RE | 1 | 09 December 2003 | 22 January 2013 |
| LIN Chi Kwan 連子鈞 | RE | 1 | 17 September 2007 | 22 January 2013 |
| LO Chun Kwan 羅俊坤 | RE | 1 | 30 April 2012 | |
| LUI Se Ho, Jeffrey 呂世豪 | RE | 1 | 14 August 2004 | 01 April 2011 |
| LUK Pak Lam 陸柏林 | RE | 1 | 24 November 2005 | 21 April 2006 |
| MA Xiaojiang 馬曉將 | RE | 1 | 23 January 2015 | 23 January 2016 |
| MAK Kwok Sing 麥國星 | RE | 4 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 6 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 9 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 1 | 01 April 2003 | |
| MO Hin Yee, Thomas 毛衍懿 | RE | 1 | 17 May 2006 | 08 May 2011 |
| NG Chi Kwan, Stephen 吳志坤 | RO | 1 | 03 December 2013 | 30 April 2018 |
| NG Kwok Hung 吳國雄 | RE | 6 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 9 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 4 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 1 | 01 April 2003 | |
| PUN Lai Chi 潘勵智 | RE | 9 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 4 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 6 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 1 | 01 April 2003 | |
| SHANG Tat Yan 尚達人 | RO | 1 | 01 April 2003 | 01 November 2011 |
| SHANG Tat Yan 尚達人 | RO | 9 | 01 April 2003 | 10 September 2004 |
| SHANG Tat Yan 尚達人 | RO | 6 | 01 April 2003 | 10 September 2004 |
| SHANG Tat Yan 尚達人 | RO | 4 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 1 | 01 April 2003 | 24 January 2008 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 9 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TAM Kwok Wai, Jack 譚國偉 | RO | 1 | 28 April 2014 | 16 September 2015 |
| TO Chi Chung 杜子聰 | RE | 1 | 01 April 2003 | 01 April 2011 |
| TO Chi Chung 杜子聰 | RE | 9 | 01 April 2003 | 10 September 2004 |
| TO Chi Chung 杜子聰 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TO Chi Chung 杜子聰 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TONG Hing Yuen, Michael 唐慶元 | RO | 1 | 01 April 2003 | 01 July 2014 |
| TONG Hing Yuen, Michael 唐慶元 | RO | 4 | 01 April 2003 | 10 September 2004 |
| TONG Hing Yuen, Michael 唐慶元 | RO | 6 | 01 April 2003 | 10 September 2004 |
| TONG Hing Yuen, Michael 唐慶元 | RO | 9 | 01 April 2003 | 10 September 2004 |
| TONG Keith Chun Kit 唐俊傑 | RE | 1 | 13 October 2016 | 22 February 2017 |
| TSANG Ching Yu 曾靜如 | RE | 1 | 01 April 2003 | 08 April 2020 |
| TSANG Ching Yu 曾靜如 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TSANG Ching Yu 曾靜如 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TSANG Ching Yu 曾靜如 | RE | 9 | 01 April 2003 | 10 September 2004 |
| TSE Man Ting, Sunny 謝文廷 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TSE Man Ting, Sunny 謝文廷 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TSE Man Ting, Sunny 謝文廷 | RE | 9 | 01 April 2003 | 10 September 2004 |
| TSE Man Ting, Sunny 謝文廷 | RE | 1 | 01 April 2003 | 17 June 2006 |
| WO Ki 鄔奇 | RO | 1 | 12 April 2021 | |
| WO Ki 鄔奇 | RO | 1 | 29 July 2014 | 16 July 2017 |
| WO Ki 鄔奇 | RE | 1 | 04 July 2014 | 29 July 2014 |
| WONG Chiu Tung, Tommy 黃照桐 | RE | 1 | 06 January 2004 | 01 August 2008 |
| WONG Chiu Tung, Tommy 黃照桐 | RO | 6 | 01 April 2003 | 06 January 2004 |
| WONG Chiu Tung, Tommy 黃照桐 | RO | 4 | 01 April 2003 | 06 January 2004 |
| WONG Chiu Tung, Tommy 黃照桐 | RO | 1 | 01 April 2003 | 06 January 2004 |
| WONG Chiu Tung, Tommy 黃照桐 | RO | 9 | 01 April 2003 | 06 January 2004 |
| WONG Fai Yue, Edward 黃輝宇 | RO | 1 | 31 July 2014 | 16 July 2017 |
| WONG Fai Yue, Edward 黃輝宇 | RE | 1 | 25 June 2014 | 31 July 2014 |
| WONG Man Kit 黃文傑 | RE | 1 | 01 June 2006 | 09 April 2010 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 1 | 01 April 2003 | 03 August 2012 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 9 | 01 April 2003 | 10 September 2004 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RO | 1 | 29 October 2018 | |
| WONG Po Kit 黃譜傑 | RE | 1 | 01 April 2003 | 29 October 2018 |
| WONG Po Kit 黃譜傑 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RE | 9 | 01 April 2003 | 10 September 2004 |
| WONG Wai Kwan, Anna 黃慧群 | RO | 1 | 31 December 2009 | 08 October 2011 |
| WONG Ying Kwan 王應坤 | RO | 1 | 24 May 2010 | 07 April 2014 |
| WONG Yuen Kwong 黃遠光 | RE | 1 | 01 April 2003 | 29 May 2009 |
| WONG Yuen Kwong 黃遠光 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Yuen Kwong 黃遠光 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Yuen Kwong 黃遠光 | RE | 9 | 01 April 2003 | 10 September 2004 |
| YAN Oi Yi 殷藹兒 | RE | 1 | 01 March 2019 | 17 January 2020 |
| YEUNG Ho Shing 楊浩昇 | RE | 1 | 18 May 2018 | 08 April 2020 |
| YEUNG Hon Ying 楊漢英 | RE | 1 | 08 June 2010 | |
| YEUNG Kam Wing 楊錦榮 | RO | 1 | 13 January 2010 | 23 December 2013 |
| YEUNG Wing Hong 楊永康 | RE | 1 | 12 February 2007 | 01 April 2010 |
| YUNG Chau Wah 翁就華 | RE | 1 | 01 April 2003 | 01 April 2011 |
| YUNG Chau Wah 翁就華 | RE | 6 | 01 April 2003 | 10 September 2004 |
| YUNG Chau Wah 翁就華 | RE | 4 | 01 April 2003 | 10 September 2004 |
| YUNG Chau Wah 翁就華 | RE | 9 | 01 April 2003 | 10 September 2004 |
| YUNG Huen Ling 翁煊寧 | RE | 1 | 19 January 2018 | 29 April 2020 |