SFC Licenceholders of HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
- Addresses
- Level 25 HSBC Main Building, 1 Queen's Road Central, Hong Kong
- 香港皇后大道中1號滙豐總行大廈25樓
- [email protected]
- Website
- www.hsbc.com.hk/broking
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kin Ying 陳建瑛 | RE | 1 | 17 November 2021 | |
| CHU Ying Na 朱映娜 | RE | 1 | 12 August 2021 | |
| LEE Chi Kin 李志建 | RO | 1 | 24 May 2021 | |
| WO Ki 鄔奇 | RO | 1 | 12 April 2021 | |
| WONG Po Kit 黃譜傑 | RO | 1 | 29 October 2018 | |
| HO Man Kwong 何民光 | RE | 1 | 30 April 2012 | |
| LO Chun Kwan 羅俊坤 | RE | 1 | 30 April 2012 | |
| YEUNG Hon Ying 楊漢英 | RE | 1 | 08 June 2010 | |
| PUN Lai Chi 潘勵智 | RE | 1 | 01 April 2003 | |
| MAK Kwok Sing 麥國星 | RE | 1 | 01 April 2003 | |
| NG Kwok Hung 吳國雄 | RE | 1 | 01 April 2003 | |
| LAM Wai Yan, Josephine 林惠茵 | RO | 1 | 17 June 2019 | 08 June 2022 |
| CHAN Kwok Ming, Tommy 陳國明 | RE | 1 | 25 August 2015 | 08 October 2021 |
| HO Yan 何欣 | RO | 1 | 17 November 2017 | 25 August 2020 |
| YEUNG Ho Shing 楊浩昇 | RE | 1 | 18 May 2018 | 08 April 2020 |
| TSANG Ching Yu 曾靜如 | RE | 1 | 01 April 2003 | 08 April 2020 |
| LAM Wai Yan, Josephine 林惠茵 | RE | 1 | 20 May 2019 | 17 June 2019 |
| WONG Po Kit 黃譜傑 | RE | 1 | 01 April 2003 | 29 October 2018 |
| FU Wai Man 傅偉民 | RO | 1 | 11 April 2014 | 05 October 2018 |
| HO Yan 何欣 | RE | 1 | 01 April 2003 | 17 November 2017 |
| WO Ki 鄔奇 | RO | 1 | 29 July 2014 | 16 July 2017 |
| LAI Shun Wai, Patrick 賴汛維 | RO | 1 | 24 March 2014 | 16 July 2017 |
| LAU Siu Man 劉紹文 | RE | 1 | 30 June 2014 | 01 July 2016 |
| WO Ki 鄔奇 | RE | 1 | 04 July 2014 | 29 July 2014 |
| HUNG Kwok Chuen 熊國全 | RE | 1 | 22 June 2011 | 25 May 2014 |
| LI Man Kit 李文傑 | RE | 1 | 24 July 2009 | 21 June 2013 |
| HUANG Lui 黃磊 | RE | 1 | 21 July 2008 | 22 January 2013 |
| LIN Chi Kwan 連子鈞 | RE | 1 | 17 September 2007 | 22 January 2013 |
| LIAO Sheung Mui 廖湘嵋 | RE | 1 | 09 December 2003 | 22 January 2013 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 1 | 01 April 2003 | 03 August 2012 |
| LI Cheuk Hon 李卓瀚 | RE | 1 | 13 October 2008 | 14 January 2012 |
| CHEUNG Ka Hin 張嘉軒 | RE | 1 | 27 August 2008 | 14 January 2012 |
| MO Hin Yee, Thomas 毛衍懿 | RE | 1 | 17 May 2006 | 08 May 2011 |
| HO Ka Hang 何嘉恒 | RE | 1 | 30 June 2006 | 27 April 2011 |
| YEUNG Wing Hong 楊永康 | RE | 1 | 12 February 2007 | 01 April 2010 |
| WONG Yuen Kwong 黃遠光 | RE | 1 | 01 April 2003 | 29 May 2009 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 1 | 01 April 2003 | 24 January 2008 |
| CHAU Ka Hang 周嘉恆 | RE | 1 | 16 March 2004 | 10 March 2007 |
| WONG Yuen Kwong 黃遠光 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Yuen Kwong 黃遠光 | RE | 9 | 01 April 2003 | 10 September 2004 |
| WONG Yuen Kwong 黃遠光 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 9 | 01 April 2003 | 10 September 2004 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TAI Ngar Lun, Alan 戴雅麟 | RE | 9 | 01 April 2003 | 10 September 2004 |
| TSANG Ching Yu 曾靜如 | RE | 4 | 01 April 2003 | 10 September 2004 |
| TSANG Ching Yu 曾靜如 | RE | 6 | 01 April 2003 | 10 September 2004 |
| TSANG Ching Yu 曾靜如 | RE | 9 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 4 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 6 | 01 April 2003 | 10 September 2004 |
| PUN Lai Chi 潘勵智 | RE | 9 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 9 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 4 | 01 April 2003 | 10 September 2004 |
| NG Kwok Hung 吳國雄 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RE | 4 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RE | 6 | 01 April 2003 | 10 September 2004 |
| WONG Po Kit 黃譜傑 | RE | 9 | 01 April 2003 | 10 September 2004 |
| HO Yan 何欣 | RE | 9 | 01 April 2003 | 05 August 2004 |
| HO Yan 何欣 | RE | 4 | 01 April 2003 | 05 August 2004 |
| HO Yan 何欣 | RE | 6 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 6 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 9 | 01 April 2003 | 05 August 2004 |
| MAK Kwok Sing 麥國星 | RE | 4 | 01 April 2003 | 05 August 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 1 | 01 April 2003 | 01 March 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 4 | 01 April 2003 | 16 February 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 6 | 01 April 2003 | 16 February 2004 |
| CHAN Hoi Fung 陳凱峰 | RE | 9 | 01 April 2003 | 16 February 2004 |