SFC Licenceholders of Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司

Addresses
68/F Cheung Kong Center, 2 Queen' s Road Central, Hong Kong
香港中環皇后大道中2號長江集團中心68樓
Email
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ZHAO Siyu 趙思娛 RE 7 16 August 2016 10 October 2016
ZHAO Siyu 趙思娛 RE 1 16 August 2016 10 October 2016
KOO Yunhoi RE 1 05 August 2016 10 October 2016
SUNDARESAN Balasubramanian RE 1 22 July 2016 10 October 2016
BUSBY James Mcalpine RO 1 19 July 2016 10 October 2016
AGGARWALA Saurabh RE 7 25 May 2016 10 October 2016
BILLETT James Douglas RE 7 22 April 2016 10 October 2016
BILLETT James Douglas RE 1 22 April 2016 10 October 2016
LEUNG Chung Man, Simon 梁頌文 RE 1 14 April 2016 10 October 2016
WEBB Duncan Alexander RE 1 13 April 2016 10 October 2016
CHEN Fan 陳帆 RE 1 23 March 2016 10 October 2016
LUCIDO Lorenzo Giuseppe RE 1 10 March 2016 10 October 2016
SNEATH David William RE 1 01 March 2016 10 October 2016
NGAN Ting Hin, Kevin 顏霆軒 RE 1 15 January 2016 10 October 2016
PEACH Nicholas Xavier Aidan RE 7 02 December 2015 10 October 2016
CHHABRIA Siddharth Deepak RE 7 29 September 2015 10 October 2016
CHHABRIA Siddharth Deepak RE 1 29 September 2015 10 October 2016
SO Jordan Michael Ming-kwong RE 7 11 September 2015 10 October 2016
SO Jordan Michael Ming-kwong RE 1 11 September 2015 10 October 2016
LAW Frederick Andrew 羅頌然 RE 7 10 September 2015 10 October 2016
JARRETT Caroline Grace RE 7 26 August 2015 10 October 2016
JARRETT Caroline Grace RE 1 26 August 2015 10 October 2016
LI Xiaoyu 李笑宇 RE 1 21 August 2015 10 October 2016
YAN Zhichao 晏志超 RE 1 12 August 2015 10 October 2016
JOHNSON Paul Anthony RE 1 10 August 2015 10 October 2016
DIXON Taylor Henry RE 7 03 August 2015 10 October 2016
DIXON Taylor Henry RE 1 03 August 2015 10 October 2016
GAO Chenyu 高晨宇 RE 1 24 June 2015 10 October 2016
AGARWAL Shantanu RE 1 29 May 2015 10 October 2016
PLOTKIN Joseph Brenner RE 1 14 April 2015 10 October 2016
LUNIA Varun RE 1 08 April 2015 10 October 2016
SHEN Moshe RE 7 02 March 2015 10 October 2016
SHEN Moshe RE 1 02 March 2015 10 October 2016
LAM Calvin Chi-him 林子謙 RE 7 23 February 2015 10 October 2016
MA Adrian Hin Chun 馬顯俊 RE 1 11 February 2015 10 October 2016
NARULA Gurpreet Singh RE 1 29 January 2015 10 October 2016
ZHANG Yan Ya, Emily 張艷雅 RE 1 03 October 2014 10 October 2016
HARADA Akiko 原田明子 RE 1 03 October 2014 10 October 2016
GUPTA Puneet RE 1 03 October 2014 10 October 2016
LIN Leslie Diane 林黛安 RE 1 03 October 2014 10 October 2016
MASON Matthew James RE 7 22 September 2014 10 October 2016
MASON Matthew James RE 1 22 September 2014 10 October 2016
NG Jason Ka Chuen 吳家俊 RE 1 10 September 2014 10 October 2016
PEACH Nicholas Xavier Aidan RE 1 18 August 2014 10 October 2016
LEUNG Willie Pa Hung RE 7 08 August 2014 10 October 2016
LEUNG Willie Pa Hung RE 1 08 August 2014 10 October 2016
STEPHENS Anthony Jeetendra RE 1 31 July 2014 10 October 2016
TANG Sheung Yin, Justin 鄧尚彥 RE 1 16 July 2014 10 October 2016
FROMMER Maya Elizabeth RE 7 10 July 2014 10 October 2016
YEUNG Sze Chun, Patrick 楊思進 RE 7 08 July 2014 10 October 2016
NAVIN Sean Patrick RE 7 08 July 2014 10 October 2016
MAK Wai Hang, William 麥偉恒 RE 7 08 July 2014 10 October 2016
SHAM Sharon Cylong 岑思朗 RE 7 08 July 2014 10 October 2016
YU Chung-Ling 余仲齡 RE 7 08 July 2014 10 October 2016
KABIR Tanweer RE 1 20 June 2014 10 October 2016
NG Kenny 吳家健 RE 1 28 March 2014 10 October 2016
BIRD Jonathon William RE 1 10 February 2014 10 October 2016
POTISHKO Dmitri RO 1 23 December 2013 10 October 2016
DU Xueping 杜雪萍 RE 1 15 October 2013 10 October 2016
LAW Frederick Andrew 羅頌然 RE 1 26 August 2013 10 October 2016
MOHAN Siddharth RE 7 01 August 2013 10 October 2016
MOHAN Siddharth RE 1 01 August 2013 10 October 2016
DALMASSE Canute Howard RO 7 11 July 2013 10 October 2016
FERGUSON Benjamin William RO 7 11 July 2013 10 October 2016
YU Chung-Ling 余仲齡 RE 1 29 May 2013 10 October 2016
FERGUSON Benjamin William RO 1 27 March 2013 10 October 2016
AGGARWALA Saurabh RE 1 30 August 2012 10 October 2016
FALIPOU Fabien Jean Roger RE 1 06 August 2012 10 October 2016
DALMASSE Canute Howard RO 1 05 July 2012 10 October 2016
MCFARLAND Christina Ma RO 1 03 July 2012 10 October 2016
YEUNG Shu Hang, Vincent 楊書恆 RE 1 30 April 2012 10 October 2016
YEUNG Sze Chun, Patrick 楊思進 RE 1 27 April 2012 10 October 2016
NAVIN Sean Patrick RE 1 27 April 2012 10 October 2016
GRUNBERGER Bo Fredrik RE 1 27 April 2012 10 October 2016
LAM Calvin Chi-him 林子謙 RE 1 27 April 2012 10 October 2016
MCQUADE Ryan F RE 1 27 April 2012 10 October 2016
SHAM Sharon Cylong 岑思朗 RE 1 27 April 2012 10 October 2016
SHAH Kush Umeshchandra RE 1 27 April 2012 10 October 2016
FROMMER Maya Elizabeth RE 1 27 April 2012 10 October 2016
RENNIE Andrew Kenneth RO 4 27 March 2012 10 October 2016
RENNIE Andrew Kenneth RO 1 27 March 2012 10 October 2016
SUEN Ming Chit 孫明哲 RO 4 16 December 2011 10 October 2016
SUEN Ming Chit 孫明哲 RO 1 16 December 2011 10 October 2016
REINERT Alexandre Richard Harald RE 1 16 August 2011 10 October 2016
MAK Wai Hang, William 麥偉恒 RE 1 12 April 2010 10 October 2016
BEN-SHACHAR Sa-Ar David RE 1 22 January 2008 10 October 2016
WAN Yu Tsung 尹宇冲 RE 1 11 July 2006 10 October 2016
CHAU Chun 周聰 RE 1 01 April 2003 10 October 2016
BUSBY James Mcalpine RE 1 14 March 2016 19 July 2016
CHAK Kwok Fai 翟國輝 RE 7 08 July 2014 29 June 2016
CHAK Kwok Fai 翟國輝 RE 1 29 May 2013 29 June 2016
YEUNG Kai Yin 楊啟賢 RE 1 01 April 2003 29 June 2016
ZHENG Ke 鄭科 RE 1 05 January 2015 01 June 2016
XU Yuanjie 徐元杰 RE 1 19 February 2014 12 May 2016
CHUNG Wilson James Ka Lun 鍾家綸 RE 7 08 July 2014 05 May 2016
CHUNG Wilson James Ka Lun 鍾家綸 RE 1 27 April 2012 05 May 2016
LI Yufei 李宇飛 RE 1 08 April 2014 06 April 2016
BHARGAVA Nimita RE 7 23 June 2014 14 March 2016
BHARGAVA Nimita RE 1 23 June 2014 14 March 2016
BESSON Guillaume Gerard Marie RO 1 23 February 2011 02 March 2016
ARNOLD Benjamin Richard RE 7 13 June 2014 13 February 2016
ARNOLD Benjamin Richard RE 1 13 June 2014 13 February 2016
LAU Ming Yeung, Lambert 劉名揚 RE 1 01 April 2003 19 October 2015
SO Par Lum, Stephanie 蘇柏琳 RE 7 08 July 2014 19 June 2015
SO Par Lum, Stephanie 蘇柏琳 RE 1 30 August 2012 19 June 2015
LAU Yan Ho, Adrian 劉恩豪 RE 1 18 June 2012 21 May 2015
CHEN Zhihu 陳志湖 RE 1 12 October 2012 28 April 2015
SAHNI Akshay RE 1 15 July 2009 05 February 2015
YUAN Hong 袁鴻 RE 7 01 August 2013 04 February 2015
YUAN Hong 袁鴻 RE 1 01 August 2013 04 February 2015
CHEUNG Kat Cheung 張吉祥 RE 1 28 May 2014 02 February 2015
ZHANG You 章友 RE 1 09 August 2005 29 January 2015
SUN Fei 孫非 RE 1 14 June 2013 13 December 2014
SHAO Ying 邵穎 RE 1 15 June 2012 12 December 2014
CHEUNG Kenneth Kai-hoi 張嘉浩 RE 1 20 August 2014 06 December 2014
FENG Yahui 馮雅慧 RE 1 09 August 2012 28 June 2014
TOM Edward 譚子平 RE 1 30 March 2007 19 June 2014
CHEUNG Suk Mun 張淑敏 RE 1 02 August 2011 31 May 2014
TANG Yue Han RE 1 03 September 2010 31 May 2014
CHAN Chi Kong, Kelvin 陳志江 RE 1 25 February 2011 18 April 2014
ALOGOSKOUFIS Spyros RE 1 30 April 2012 21 March 2014
KRAUTHEIM Erica Shao-Ning RE 1 08 May 2012 18 March 2014
LEUNG Chung Man, Simon 梁頌文 RE 1 25 March 2011 19 February 2014
ABOUD Angus Alfred Mcintyre RE 1 21 March 2013 14 February 2014
ZHAO Jinxiang 趙金祥 RE 1 20 October 2009 29 January 2014
POTISHKO Dmitri RE 1 16 September 2013 23 December 2013
WU Hiu Fung 胡曉鋒 RE 1 30 April 2012 08 October 2013
POTISHKO Dmitri RE 1 14 June 2013 14 September 2013
KIM Jason Lee RE 1 27 April 2012 10 August 2013
HUTCHINS Jeff Daniel RE 1 21 March 2012 30 March 2013
RAJASINGHAM Arjuna RE 1 27 April 2012 29 March 2013
WANG Chuang 王闖 RE 1 27 April 2012 20 March 2013
CHU Wayne Wing Kar 朱永嘉 RE 1 27 April 2012 12 March 2013
LEUNG Wing Ying, Stephanie 梁穎瑩 RE 1 02 May 2012 01 March 2013
RENNIE Andrew Kenneth RE 4 03 January 2012 27 March 2012
RENNIE Andrew Kenneth RE 1 03 January 2012 27 March 2012
MITHRAN Girish RE 1 07 November 2003 21 March 2012
CHEESEMAN Robert Ross RE 1 19 September 2006 16 March 2012
KOTO Hisanori 古東久典 RE 1 04 August 2006 17 February 2012
KONG Luhua 孔露華 RE 1 12 September 2007 19 October 2011
MALIAH Raghav RO 6 01 June 2011 26 August 2011
SZE Wai Pang, Rick 施維鵬 RE 1 05 July 2004 04 May 2011
SCHRANTZ Alexander RO 6 11 September 2006 19 March 2011
BESSON Guillaume Gerard Marie RE 1 10 August 2010 23 February 2011
NG Soon Wei Stephen 伍順輝 RE 1 27 July 2006 22 January 2009
LAM Chi Siu, Milton 林子紹 RE 1 14 May 2004 17 January 2009
JUNG Christopher Lam 曾俊文 RE 1 01 April 2003 04 March 2008
CHAU Chun 周聰 RE 4 01 April 2003 14 October 2004
CHAU Chun 周聰 RE 6 01 April 2003 14 October 2004
CHAU Chun 周聰 RE 9 01 April 2003 14 October 2004
YEUNG Kai Yin 楊啟賢 RE 4 01 April 2003 12 October 2004
YEUNG Kai Yin 楊啟賢 RE 6 01 April 2003 12 October 2004
YEUNG Kai Yin 楊啟賢 RE 9 01 April 2003 12 October 2004
LAU Ming Yeung, Lambert 劉名揚 RE 4 01 April 2003 12 October 2004
LAU Ming Yeung, Lambert 劉名揚 RE 6 01 April 2003 12 October 2004
LAU Ming Yeung, Lambert 劉名揚 RE 9 01 April 2003 12 October 2004
JUNG Christopher Lam 曾俊文 RE 4 01 April 2003 01 June 2004
JUNG Christopher Lam 曾俊文 RE 6 01 April 2003 01 June 2004
JUNG Christopher Lam 曾俊文 RE 9 01 April 2003 01 June 2004
LIU Huan Chieh, Gary 劉煥傑 RE 1 01 April 2003 06 April 2004
LIU Huan Chieh, Gary 劉煥傑 RE 4 01 April 2003 06 April 2004
LIU Huan Chieh, Gary 劉煥傑 RE 6 01 April 2003 06 April 2004
LIU Huan Chieh, Gary 劉煥傑 RE 9 01 April 2003 06 April 2004
LUI Chun Wai Jervis 呂俊為 RE 1 01 April 2003 09 October 2003
LUI Chun Wai Jervis 呂俊為 RE 4 01 April 2003 09 October 2003
LUI Chun Wai Jervis 呂俊為 RE 6 01 April 2003 09 October 2003
LUI Chun Wai Jervis 呂俊為 RE 9 01 April 2003 09 October 2003
LAI Wai Tsz 黎慧慈 RE 1 01 April 2003 22 August 2003
LAI Wai Tsz 黎慧慈 RE 4 01 April 2003 22 August 2003
LAI Wai Tsz 黎慧慈 RE 6 01 April 2003 22 August 2003
LAI Wai Tsz 黎慧慈 RE 9 01 April 2003 22 August 2003
WAT Chi Ming 屈志銘 RE 1 01 April 2003 21 August 2003
WAT Chi Ming 屈志銘 RE 4 01 April 2003 21 August 2003
WAT Chi Ming 屈志銘 RE 6 01 April 2003 21 August 2003
WAT Chi Ming 屈志銘 RE 9 01 April 2003 21 August 2003
WONG Jeffrey Shek Chuen 黃碩俊 RE 1 01 April 2003 12 July 2003
WONG Jeffrey Shek Chuen 黃碩俊 RE 4 01 April 2003 12 July 2003
WONG Jeffrey Shek Chuen 黃碩俊 RE 6 01 April 2003 12 July 2003
WONG Jeffrey Shek Chuen 黃碩俊 RE 9 01 April 2003 12 July 2003