SFC Licenceholders of MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

Addresses
11/F AIA Central, 1 Connaught Road, Central, Hong Kong
Email
[email protected]
Website
www.mufgsecurities.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LO Karen Ka-wai 盧嘉慧 RE 2 23 September 2022
SUMII Katsuhiro RO 4 30 August 2022
SUMII Katsuhiro RO 1 30 August 2022
THIBAUD Antoine Paul Jean Charles RE 2 11 August 2022
THIBAUD Antoine Paul Jean Charles RE 1 11 August 2022
CHONG ZHI XUN ISAAC RE 6 10 August 2022
CHONG ZHI XUN ISAAC RE 1 10 August 2022
YOUNG MIKE IAN RE 6 21 July 2022
YOUNG MIKE IAN RE 1 21 July 2022
YEOH Seng Ghee 楊誠義 RE 2 14 July 2022
CHOOI Trinston Pai Yik 崔百毅 RE 6 13 July 2022
CHOOI Trinston Pai Yik 崔百毅 RE 1 13 July 2022
KAGA Maximilian Shotaro RE 6 12 May 2022
KAGA Maximilian Shotaro RE 1 12 May 2022
CHEN Chen 陳辰 RE 6 12 May 2022
CHEN Chen 陳辰 RE 1 12 May 2022
KIM Vincent Taeho RE 1 28 March 2022
MAYHEW William John 梅卓立 RE 4 27 January 2022
MAYHEW William John 梅卓立 RE 1 27 January 2022
WONG Pui Ying Smona 黃沛盈 RE 4 28 December 2021
WONG Pui Ying Smona 黃沛盈 RE 1 28 December 2021
WU Huanxin 吳寰昕 RE 1 21 October 2021
WU Huanxin 吳寰昕 RE 6 21 October 2021
JIAO Yiwei 焦弋惟 RE 6 23 August 2021
JIAO Yiwei 焦弋惟 RE 1 23 August 2021
LEE Wai Yin 李偉賢 RE 1 09 August 2021
KOSOVICH Zachary Kevin RE 6 19 July 2021
KOSOVICH Zachary Kevin RE 1 19 July 2021
LI Ka Man 李嘉敏 RE 4 09 July 2021
CHAN Lok Ho Jonathan 陳樂濠 RE 6 14 May 2021
CHAN Lok Ho Jonathan 陳樂濠 RE 1 14 May 2021
LI Chi Lung 李智龍 RE 1 14 April 2021
DONG Minzhuo 董敏卓 RE 1 22 March 2021
LI Lin 李琳 RE 4 10 March 2021
LEE Ka Ki Gary 李家騏 RE 6 14 January 2021
LEE Ka Ki Gary 李家騏 RE 1 14 January 2021
VENKATRAMAN Shailesh RE 6 30 October 2020
VENKATRAMAN Shailesh RE 1 30 October 2020
WANG Qian 汪倩 RE 1 09 October 2020
WANG Qian 汪倩 RE 6 09 October 2020
OOI Chenn Siong RO 6 09 September 2020
OOI Chenn Siong RO 1 09 September 2020
YEOH Seng Ghee 楊誠義 RO 4 24 April 2020
LO Karen Ka-wai 盧嘉慧 RO 4 12 March 2020
LO Karen Ka-wai 盧嘉慧 RO 1 12 March 2020
SU Liting 蘇李婷 RE 1 12 March 2020
HENDERSON Mark Peter RO 6 05 March 2020
HENDERSON Mark Peter RO 4 05 March 2020
HENDERSON Mark Peter RO 2 05 March 2020
HENDERSON Mark Peter RO 1 05 March 2020
LAM Wan Tsiang 藍萬青 RE 1 02 January 2020
LAM Wan Tsiang 藍萬青 RE 6 02 January 2020
BACKWELL Michael Charles RE 1 22 August 2019
SIDDHARTH Rahul RE 1 23 July 2019
SATO Wakako RE 1 08 July 2019
XIONG Jun 熊俊 RE 6 17 June 2019
XIONG Jun 熊俊 RE 1 17 June 2019
YUEN Pui Shan Theresa 阮珮珊 RE 1 21 May 2019
WONG Ka Ki 黃嘉琪 RE 1 21 May 2019
ZHOU Long 周隆 RE 6 20 May 2019
ZHOU Long 周隆 RE 1 20 May 2019
DIPSELLAS Stephen RE 6 26 November 2018
DIPSELLAS Stephen RE 1 26 November 2018
LIM Wei Han RE 1 23 November 2018
SARAF Shyam RE 6 16 November 2018
SARAF Shyam RE 1 16 November 2018
CHANG Mei-Lin 張美玲 RE 1 12 November 2018
CHEUNG Yee Shun, Wilson 張以信 RE 1 28 September 2018
WONG Chi Tung, Sam 黄志東 RE 1 28 September 2018
LAM Wing Sze 林詠詩 RE 1 24 September 2018
TANG Lai Woon 鄧麗垣 RE 1 24 September 2018
SEGAL James Marc Lee RE 1 03 July 2018
MOHAMMAD Sajjad RE 1 14 March 2018
YOSHIOKA Masahiko RE 1 14 March 2018
UCHINO Akihiko RE 1 01 March 2018
KOBA Hiroshi RE 1 05 January 2018
KING Yuk Shun, Augusto 金毓珣 RO 6 30 November 2017
YU Yanming 喻彥銘 RE 1 21 August 2017
CHOI Sheung Wing 蔡尚榮 RE 6 14 July 2017
CHOI Sheung Wing 蔡尚榮 RE 1 14 July 2017
CHAN Yat Man 陳逸文 RE 1 14 July 2017
CHAN Yat Man 陳逸文 RE 6 14 July 2017
NOMURA Shingo RE 1 05 May 2017
HAHM Candace RE 6 24 June 2016
HAHM Candace RE 1 24 June 2016
CHOI Yung Woo RE 1 05 April 2016
CHOI Yung Woo RE 6 05 April 2016
KING Yuk Shun, Augusto 金毓珣 RO 1 08 December 2015
YEOH Seng Ghee 楊誠義 RO 1 18 May 2015
WONG Wai Wah 黃慧華 RE 6 13 May 2015
WONG Wai Wah 黃慧華 RE 4 13 May 2015
WONG Wai Wah 黃慧華 RE 1 13 May 2015
ZHAO Ye 趙曄 RE 6 03 February 2015
WONG Hau Ying, Irene 黃巧瑩 RE 1 24 November 2014
CARR Matthew Ben RE 6 29 August 2014
CARR Matthew Ben RE 1 29 August 2014
ZHAO Ye 趙曄 RE 4 16 September 2013
ZHAO Ye 趙曄 RE 1 16 September 2013
WAKIZAKI Hiroshi 脇崎浩 RE 2 05 August 2013
WAKIZAKI Hiroshi 脇崎浩 RE 1 05 August 2013
WATANABE Naoki RE 1 02 January 2013
ARROWSMITH Neil Robert RO 6 14 September 2012
ARROWSMITH Neil Robert RE 1 04 June 2012
CHAN Kit Yee, Jody 陳潔儀 RE 1 31 December 2010
MATSUSHITA Masahiro 松下昌宏 RE 1 31 December 2010
KANODIA Kunal RO 2 01 June 2017 31 August 2022
KANODIA Kunal RO 1 01 June 2017 31 August 2022
SUMII Katsuhiro RE 4 21 June 2022 30 August 2022
SUMII Katsuhiro RE 1 21 June 2022 30 August 2022
YEO Kevin Neng Kai RE 6 20 August 2019 23 August 2022
YEO Kevin Neng Kai RE 1 20 August 2019 23 August 2022
CHIU Lai Tim 趙麗甜 RE 1 28 September 2018 19 August 2022
YIU Yan Ching 饒仁靜 RE 4 17 December 2021 17 August 2022
YIU Yan Ching 饒仁靜 RE 1 24 May 2019 17 August 2022
WONG Carina Jaime RE 1 16 August 2021 13 July 2022
CHAN Amanda Denise Yiying RE 6 01 August 2018 21 June 2022
CHAN Amanda Denise Yiying RE 1 01 August 2018 21 June 2022
KATO Akira 加藤 明 RO 1 03 March 2021 29 April 2022
TAN Lee Kwang RE 6 16 November 2018 29 April 2022
TAN Lee Kwang RE 1 16 November 2018 29 April 2022
KANODIA Kunal RO 4 01 June 2017 17 March 2022
TANG Chun Ki 鄧俊琪 RE 6 23 August 2021 10 February 2022
TANG Chun Ki 鄧俊琪 RE 1 23 August 2021 10 February 2022
SAWAI Ankit Kumar RE 1 28 February 2020 08 February 2022
YOON Jeong Su RE 1 31 May 2019 29 November 2021
QIU Jiale 丘嘉樂 RE 6 16 March 2021 13 April 2021
QIU Jiale 丘嘉樂 RE 1 16 March 2021 13 April 2021
KATO Akira 加藤 明 RE 1 04 November 2020 03 March 2021
LOU Yilin 樓一霖 RE 6 14 September 2018 30 September 2020
LOU Yilin 樓一霖 RE 1 14 September 2018 30 September 2020
OOI Chenn Siong RE 6 14 July 2017 09 September 2020
OOI Chenn Siong RE 1 14 July 2017 09 September 2020
WONG Kenny Yukoon 黃宇冠 RE 6 05 July 2016 09 April 2020
WONG Kenny Yukoon 黃宇冠 RE 1 05 July 2016 09 April 2020
KUSANO Jun 草野潤 RO 4 14 September 2018 17 March 2020
KUSANO Jun 草野潤 RO 2 14 September 2018 17 March 2020
KUSANO Jun 草野潤 RO 1 14 September 2018 17 March 2020
LO Karen Ka-wai 盧嘉慧 RE 1 25 March 2019 12 March 2020
KAETSU Yuri 嘉悅友理 RE 1 10 July 2015 06 December 2019
KAGA Maximilian Shotaro RE 6 05 September 2016 01 November 2019
KAGA Maximilian Shotaro RE 1 05 September 2016 01 November 2019
LEE-TONG Chi Wai, Georgette 唐李之慧 RE 4 13 September 2017 25 October 2019
LEE-TONG Chi Wai, Georgette 唐李之慧 RE 1 13 September 2017 25 October 2019
ZHU Beibei 諸蓓蓓 RE 1 16 October 2018 16 October 2019
MCGILL Ruarri Ronald RE 2 14 April 2016 16 September 2019
MCGILL Ruarri Ronald RE 1 16 March 2015 16 September 2019
LEE Kwok Wai 李國瑋 RE 1 03 December 2012 29 August 2019
WAKIZAKI Hiroshi 脇崎浩 RE 4 05 August 2013 25 July 2019
YANG Xuping 楊旭平 RE 1 24 September 2018 30 June 2019
KIM Sang Yeon 金相延 RE 1 07 April 2016 27 May 2019
UPADRASTA Sivakumar 戴 世 凡 RE 1 27 December 2017 17 April 2019
LAI Ka Ho 黎家浩 RE 1 11 January 2016 22 March 2019
PAN Gan 潘淦 RE 6 13 May 2015 01 February 2019
PAN Gan 潘淦 RE 4 13 May 2015 01 February 2019
PAN Gan 潘淦 RE 1 13 May 2015 01 February 2019
SHAW Benjamin John RE 4 23 November 2015 05 December 2018
SHAW Benjamin John RE 2 23 November 2015 05 December 2018
SHAW Benjamin John RE 1 23 November 2015 05 December 2018
WONG Stanley Car-Lai RE 1 04 January 2018 22 October 2018
KUSANO Jun 草野潤 RE 4 07 September 2017 14 September 2018
KUSANO Jun 草野潤 RE 2 07 September 2017 14 September 2018
KUSANO Jun 草野潤 RE 1 07 September 2017 14 September 2018
JONES Nicholas Paul RE 1 01 March 2017 20 April 2018
NG Kathy Ka Wai 伍家慧 RE 1 08 August 2011 05 March 2018
KING Yuk Shun, Augusto 金毓珣 RE 6 08 July 2016 30 November 2017
KUSANO Jun 草野潤 RO 4 07 March 2016 07 September 2017
KUSANO Jun 草野潤 RO 2 07 March 2016 07 September 2017
KUSANO Jun 草野潤 RO 1 07 March 2016 07 September 2017
YOSHIOKA Masahiko RE 1 01 September 2017 06 September 2017
KANODIA Kunal RE 4 16 November 2015 01 June 2017
KANODIA Kunal RE 2 16 November 2015 01 June 2017
KANODIA Kunal RE 1 16 November 2015 01 June 2017
MOHAMMAD Sajjad RE 1 20 March 2017 23 March 2017
YOSHIOKA Masahiko RE 1 22 February 2017 25 February 2017
YAP Wei Wen Nicholas RE 4 29 May 2015 15 September 2016
HO Wai Lun 何偉麟 RE 1 21 March 2016 13 September 2016
MOHAMMAD Sajjad RE 1 11 July 2016 11 July 2016
KING Yuk Shun, Augusto 金毓珣 RO 6 08 December 2015 08 July 2016
ZHENG Xiaofeng 鄭小峰 RE 1 24 August 2015 19 May 2016
YOSHIOKA Masahiko RE 1 16 May 2016 18 May 2016
KUSANO Jun 草野潤 RE 4 25 January 2016 07 March 2016
KUSANO Jun 草野潤 RE 2 25 January 2016 07 March 2016
KUSANO Jun 草野潤 RE 1 25 January 2016 07 March 2016
YOSHINO Ai 吉野藍 RE 1 02 March 2011 06 February 2016
MOHAMMAD Sajjad RE 1 23 June 2014 08 January 2016
BUNN Malcolm RE 1 11 January 2011 25 December 2015
KING Yuk Shun, Augusto 金毓珣 RE 6 02 October 2015 08 December 2015
KING Yuk Shun, Augusto 金毓珣 RE 1 02 October 2015 08 December 2015
RADZKI Michael RE 1 14 September 2015 23 October 2015
PARRILLI John C RE 1 13 August 2015 23 October 2015
GUO Rui 郭睿 RE 4 10 March 2014 08 July 2015
CHOW Oscar RE 4 05 January 2011 30 May 2015
YEOH Seng Ghee 楊誠義 RE 1 04 August 2014 18 May 2015
MAND Sandeep Singh RO 4 28 June 2013 15 May 2015
MAND Sandeep Singh RO 2 28 June 2013 15 May 2015
MAND Sandeep Singh RO 1 28 June 2013 15 May 2015
CHAN Chester Chi-to 陳志滔 RE 1 29 August 2012 17 April 2015
KAY Chong-san 郭忠山 RE 1 11 May 2011 09 March 2015
LI Jiahui 李佳蕙 RE 6 15 July 2013 20 September 2014
LI Jiahui 李佳蕙 RE 1 15 July 2013 20 September 2014
VERMA Manjesh RE 4 31 December 2010 26 November 2013
ZHANG Yi 張誼 RE 1 05 August 2013 04 November 2013
ZHANG Yi 張誼 RE 2 05 August 2013 04 November 2013
ZHANG Yi 張誼 RE 4 05 August 2013 04 November 2013
LU Dong 呂棟 RE 6 13 June 2013 17 July 2013
LU Dong 呂棟 RE 1 13 June 2013 17 July 2013
MAND Sandeep Singh RE 4 27 December 2012 28 June 2013
MAND Sandeep Singh RE 2 27 December 2012 28 June 2013
MAND Sandeep Singh RE 1 27 December 2012 28 June 2013
YUAN Zhefei 袁哲飛 RE 1 07 November 2011 05 December 2012
LEE Wai Kin 李偉健 RE 1 05 January 2011 05 December 2012
WANG Jian 王健 RE 1 26 March 2012 20 November 2012
ARROWSMITH Neil Robert RE 6 04 June 2012 14 September 2012
SO Shun Tak 蘇淳德 RE 4 21 June 2011 04 July 2012
WONG Yun Tong Anton 黃潤棠 RE 1 31 December 2010 04 July 2012
LEUNG Fung Man 梁鳳敏 RE 1 04 August 2011 27 June 2012
CHAN Mang Kiu 陳漫橋 RE 6 12 March 2012 28 May 2012
CHAN Mang Kiu 陳漫橋 RE 1 12 March 2012 28 May 2012
DUAN Hong 段宏 RE 1 31 December 2010 06 March 2012
CHOI Lai Ling 徐麗齡 RE 1 07 June 2011 13 December 2011
SHINOHARA Tatsuyoshi 篠原達芳 RO 4 31 December 2010 25 November 2011
MAN Lai Kai 文麗佳 RE 1 31 December 2010 27 June 2011
CHANG Cho Yam, Joseph 張祖蔭 RO 1 31 December 2010 19 April 2011
CHANG Cho Yam, Joseph 張祖蔭 RE 6 31 December 2010 19 April 2011
CHANG Cho Yam, Joseph 張祖蔭 RE 4 31 December 2010 19 April 2011
YU Koon Ying, Harry 余冠英 RO 6 31 December 2010 01 April 2011
YU Koon Ying, Harry 余冠英 RO 4 31 December 2010 01 April 2011
YU Koon Ying, Harry 余冠英 RO 1 31 December 2010 01 April 2011
SHEN Hua 沈華 RO 1 31 December 2010 19 March 2011
LEE Nelson Ho-Wing 李浩榮 RE 2 31 December 2010 21 January 2011
LEE Nelson Ho-Wing 李浩榮 RE 1 31 December 2010 21 January 2011