Current licenceholders of AAB026 J.P. Morgan Securities (Far East) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
MAIYA Parampally Murlidhar RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-04-08
YU Hui 俞慧 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-04-07
ZHANG Jingyi 张菁怡 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-04-01
CAI Yun 蔡昀 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-03-31
CAI Yun 蔡昀 RE 1 (Dealing in Securities) 2021-03-15
COUTURE Audrey Juliette Muriel RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-15
ZHANG Wenjin 張雯瑾 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-03-10
YANG Shujun 楊舒鈞 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-03-09
ZHOU Yihan 周逸翰 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-03-08
HUANG Peihao 黃培皓 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-03
WANG Sihao 王思浩 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-01
LAVATELLI Francesco RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2021-01-22
ANG Xiao Yun 洪曉雲 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-12-23
CHAN Yin Nei, Rita 陳妍妮 RE 4 (Advising on Securities) 2020-12-04
FAN Jiayang 范佳阳 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-19
KE Yi 柯奕 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-19
CHAN Yin Nei, Rita 陳妍妮 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-12
JIANG Anduo 姜安多 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-12
ZHANG Jingyi 張景頤 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-09-21
HU Yang 胡阳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-20
PARK Jihyun RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-17
SUN Haozhe 孙浩哲 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-07
SUN Zhijie 孙志颉 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-08-07
LI Lin 李琳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-08-07
ZHANG Ce 張策 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-07
LI Jingjun 李静君 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-07
CHEN Yilin 陈怡琳 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-03
CARNEVALI Angelo RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-29
WANG Zhuojun 王卓隽 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-27
WANG Shaozhong 王紹中 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-27
HUI Hang Yung 許恒雍 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-07-27
KIM Han Soo RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-07-27
MORI Mike Kohzo RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-07-27
TAM Lok Man 譚樂敏 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-27
TAM Hoi Yiu 譚凱瑤 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-27
ZHU Qianqi 朱乾麒 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-29
HUANG Huang 黃璜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-06-15
UREN Paul Stephen James RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-06-04
CHEN Sijia 陳斯佳 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-02
ZHOU Feiran 周斐然 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-06-01
JUNG Su Hyun 鄭守玹 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-27
GORI Filippo RE 6 (Advising on Corporate Finance) 2020-05-11
OURA Tetsuo 大浦哲雄 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-02-07
PENG Hui 彭輝 RE 4 (Advising on Securities) 2019-11-26
DARAHEM DE SOUZA COELHO Daniel RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-11-25
HE Long 何龙 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-11-18
CHEN Xiaoguang 陈晓光 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-11-13
LI Rongbiao 李荣彪 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-11
SHI Zehua 时泽华 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-11-04
PENG Hui 彭輝 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-10-31
LI Xiangguo 李相国 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-10-31
FEIGE Gregor Collins RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-10-21
LI Denghui 李登辉 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-10-21
YANG Mao 杨矛 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-10-21
LI Linfeng 李林峰 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-10-21
ZHU Jinglin 朱景麟 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-14
LI Zhenchao 李振超 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-10-14
FITENY Mark Joseph RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-23
TIAN Songen 田頌恩 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-12
ZHOU Tianyi 周添儀 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-09-12
WANG Xingjie 王兴杰 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-29
YU Zhuoer 余卓爾 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-08-29
WU Rong 武融 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-29
SUN Jingfan 孙婧璠 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-08-29
CHAN Chiao Fen RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-19
GAO Feng 高楓 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-08-19
CUI Zijian 崔子健 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-19
HUANG Tiantian 黃天天 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-19
WAN Chun Yat 尹浚逸 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-19
CHAN Wai Hin 陳煒軒 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-19
KO Sung Hoon RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-08-19
CHEN Yang 陈阳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-08
LU Yuting 盧宇婷 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-08-08
SU Zongpei 蘇宗沛 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-08
GORI Filippo RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-01
ZHANG Jiahui 張嘉惠 RE 4 (Advising on Securities) 2019-07-26
HALL III John Philip RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-18
ZHOU Mingda 周明達 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-12
ZHU Feiyang 朱斐阳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-07-05
XIE Yue 謝玥 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-02
ZHANG Jiahui 張嘉惠 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-07-02
WONG Chung Hong, Philip 黃仲康 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-06-24
CHEN Yongshan 陳泳珊 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-24
CHEN Lingling 陈灵灵 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-06-24
WANG Chenyi 王晨禕 RE 4 (Advising on Securities) 2019-06-20
YEUNG Pui Shan, Shirley 楊珮珊 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-17
WANG Chenyi 王晨禕 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-06-14
GAO Shengliang 高聖亮 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-06-13
LIU Wujun 刘吴隽 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-06-13
ZHAI Yujia 翟羽佳 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-06-06
YUAN Mengzhen 袁梦真 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-06
ZHU Shihao 朱世昊 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-06-03
LI Shiyin 李詩隠 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-03
CAI Qiushi 蔡秋实 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-06-03
WANG Yue 王悦 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-05-27
WANG Liliang 王李樑 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-05-20
SHI Yunpeng 史云鵬 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-05-20
ZHANG Xun 张逊 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-10
WOLF Ryuji Rafael RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-10
XU Chao 徐超 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-09
HAN Yinqing 韓寅卿 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-05-09
ZHAO Yiting 赵一霆 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-05-09
SUN Huang 孫璜 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-05-06
LIAO Shuchen 廖書晨 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-02
JIN Xin 金鑫 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-05-02
YIN Xiong 殷雄 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-05-02
YONG Jocelyn Huey Yee 楊慧儀 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-04-29
ZHANG Huizhong 張慧中 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-04-26
STIMSON Mark Grant RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-04-01
LEUNG Chi Man 梁治文 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-26
XU Hu 徐虎 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-03-20
MC QUADE Ryan F RE 4 (Advising on Securities) 2019-03-18
THETHI Amarinder Singh Ajit Singh RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-13
LEOW Wei Heng, Timothy 廖偉亨 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-03-11
XIAO Han 肖寒 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-01
MC QUADE Ryan F RE 1 (Dealing in Securities) 2019-02-14
JIANG Shan 江山 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-01-29
ZHANG Ling 張凌 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-01-21
CAO Wei 曹薇 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-12-21
GENG Yidan 耿一丹 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-10
JIANG Shan 江山 RE 1 (Dealing in Securities) 2018-11-27
GU Yifan 顧一帆 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-11-19
LU Xiaohao 呂皛皓 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-07
WANG Danning 王单宁 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-11-05
LU Xiaohao 呂皛皓 RE 6 (Advising on Corporate Finance) 2018-10-25
KWOK Wa Yan, Irene 郭華欣 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-10-22
ZHAN Chong 詹崇 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-10-22
ZDUN Greg Paul RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-10-15
DONG Yi 董伊 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-05
DENG Qi 鄧祺 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-05
LIU Mengzhang 劉蒙璋 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-10-04
LIU Mengzhang 劉蒙璋 RE 6 (Advising on Corporate Finance) 2018-10-02
LIU Chengxuan 刘承轩 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-09-28
ABRAMOWITZ Alex Myles RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-26
GENG Xiaoxin 耿晓鑫 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-09-24
CHEN Da RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-12
LONG Siyu 龍思羽 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-08-28
LI Alan Meng RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-08-24
CHEN Mingyi 陳明儀 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-08-23
LI Mingyuan 黎明原 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-08-20
DONG Xuan 董玄 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-08-17
SANG Haoran 桑浩然 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-16
MAK Ka Ho, Matthew 麥家豪 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-16
CHENG Chun Ning 鄭振寧 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-08-07
ZHU Yiqing 朱一青 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-07
BAO Ding 包鼎 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-08-03
LIU Diana 劉宥青 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-07-25
SHEN Xi 沈熹 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-07-25
ULRICH Jing RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-10
LAU Raymond Wai Cheuk 劉偉卓 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-09
LI Qiqi 李祺琦 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-06-29
WANG Yingzi 王瑩子 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-06-11
SHI Jiayi 施嘉懿 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-06-04
LI Zhiang 李志昂 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-23
SHI Jiayi 施嘉懿 RE 1 (Dealing in Securities) 2018-05-23
ZHANG Qian 章倩 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-05-08
CHEN Xiaoying 陳晓穎 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-08
WANG Qian 王前 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-03
CAI Kun 蔡昆 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-05-02
YANG Seung Woo 梁丞佑 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-02
DI Yuxin 狄雨欣 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-04-23
HUANG Zhaofei 黃兆菲 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-04-17
MEHTA Rubin RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-04-10
MIAO Jie 缪婕 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-03-01
CHEN Chen 陳晨 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-02-20
SNG Ren Yi 孫仁義 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-02-14
CHEN Chen 陳晨 RE 6 (Advising on Corporate Finance) 2018-02-12
JUNG Eun 鄭恩 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-12-22
PARK IL-WOO RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-12-01
CHIANG Ming Zuei Charles 江明叡 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2017-11-01
ZHANG Yang 張陽 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-10-11
CHEN Lan 陳嵐 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-09-20
WU Wenting 吴文婷 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-08-30
JOHNSON Joseph Mark RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-28
HOLSHEIMER Ryan Hans RO 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-28
CHURK Hang Fai Vincent 卓恒暉 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-08-08
LI Fangjing 李方婧 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-07
JIM Jessica Sze Ho 詹詩皓 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-07-14
YAN XU 延續 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-07-10
HUANG Xinyue 黃欣悅 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-07-10
LI Yiwei 李一維 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-06-21
JAKEWAY Craig RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-06-01
MELLY Michael RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-05-18
WILSON Duncan William Palmer RO 1 (Dealing in Securities), 4 (Advising on Securities) 2016-12-12
JIANG Ziyi 蔣子懿 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2016-10-11
YAO Minghui 姚明匯 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-08
ZHAN Tinggong 戰廷功 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-08
KUEH Yi Kwann 郭貽軍 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-08-01
KEUNG Tung Fong 姜東方 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-07-27
STEARN Nicholas Antony RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-07-07
ROTH Johannes Konrad RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-03-30
ZHANG Yingming 張瑩嫇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-01-18
HUANG Guobin 黃國濱 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-12-29
SUN Xiaofeng 孫曉峰 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-12-10
HUI Yat Chung 許溢聰 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-09-02
CHANG Tae Won RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-08-14
CHAN Ka Yan 陳家寅 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-07-08
XIA Hui 夏輝 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-06-01
AHLAWAT Mahesh RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2014-12-09
YU Xiaodi 于小荻 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-11-27
WANG Jiewei 王捷薇 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-09-16
WU Tianqi 吳天琪 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-09-01
BIAGINI Bruno RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-05-23
GU Qianwen 顧倩文 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2014-05-19
LU Shurui 呂姝睿 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-02-10
MALKANI Sanjeev Lalchand RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-02-07
QIAN Junwei 錢珺薇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-08-05
CAI Xiaoxiang 蔡小翔 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-07-29
RODRIGUEZ-CANO JULIA Francisco De Borja RE 4 (Advising on Securities), 1 (Dealing in Securities) 2013-06-24
HE XIANG RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-06-21
MA Yingjun 馬應珺 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2013-06-03
LIAN Lian 連漣 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-09-24
PAI Szu Chia, Nelly 白思佳 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-09-14
ZHAO Jing 趙競 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-07-25
LAU Pak Wai 劉伯偉 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-03-01
ZHU Yuanyuan 朱圓圓 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2012-02-03
DUGAR Maansi RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-02-03
SI-TU Chi Wai 司徒志威 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-02-03
NG Wing Han, Winnie 伍穎嫻 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-02-03
EL OMARI Maher RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-01-13
PERNET Lionel RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2012-01-13
HAN Tahee 韓泰熙 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2012-01-13
MARIA Gaurav RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-01-13
ZHANG Lin 張霖 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2012-01-13
CHIA Yong Yue Wilfred 謝永岳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2012-01-13
YU Yun Kai, Peter 余雲開 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2012-01-13
CHEN Bin 陳濱 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2012-01-13
CLAYTON Kerwin Patrick RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2012-01-13
ZHU Yueyue 朱玥玥 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2012-01-13
GORDON Steven Barry RE 4 (Advising on Securities), 1 (Dealing in Securities) 2007-06-08