SFC Licenceholders of Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司
- kabu@tokaitokyoasia.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AKAHANE Takashi | RE | 4 | 31 August 2018 | 07 September 2018 |
| AKAHANE Takashi | RE | 4 | 28 August 2017 | 31 August 2017 |
| AKAHANE Takashi | RE | 4 | 22 March 2016 | 24 March 2016 |
| AKAO Reiko 赤尾麗子 | RE | 4 | 21 December 2018 | 01 June 2019 |
| AKAO Reiko 赤尾麗子 | RE | 1 | 21 December 2018 | 01 June 2019 |
| AMANO Hirohito 天野広人 | RO | 4 | 22 July 2020 | |
| AMANO Hirohito 天野広人 | RO | 2 | 22 July 2020 | |
| AMANO Hirohito 天野広人 | RO | 1 | 22 July 2020 | |
| AMANO Hirohito 天野広人 | RO | 4 | 21 May 2014 | 23 October 2017 |
| AMANO Hirohito 天野広人 | RO | 2 | 21 May 2014 | 23 October 2017 |
| AMANO Hirohito 天野広人 | RO | 1 | 21 May 2014 | 23 October 2017 |
| AMANO Hirohito 天野広人 | RE | 4 | 22 April 2014 | 21 May 2014 |
| AMANO Hirohito 天野広人 | RE | 2 | 22 April 2014 | 21 May 2014 |
| AMANO Hirohito 天野広人 | RE | 1 | 22 April 2014 | 21 May 2014 |
| AMANO Hirohito 天野広人 | RO | 4 | 02 October 2008 | 23 May 2011 |
| AMANO Hirohito 天野広人 | RO | 2 | 02 October 2008 | 23 May 2011 |
| AMANO Hirohito 天野広人 | RO | 1 | 02 October 2008 | 23 May 2011 |
| AMANO Hirohito 天野広人 | RE | 2 | 07 September 2006 | 02 October 2008 |
| AMANO Hirohito 天野広人 | RE | 1 | 23 February 2005 | 02 October 2008 |
| ARAI Naoki | RE | 1 | 20 November 2017 | 14 April 2021 |
| ARAI Naoki | RE | 4 | 12 September 2018 | 14 April 2021 |
| ARAKI Kenji | RE | 4 | 23 March 2017 | 25 March 2017 |
| ARAKI Kenji | RE | 4 | 09 April 2018 | 12 April 2018 |
| ARONGNA - 阿榮娜 | RE | 1 | 11 August 2014 | 30 April 2015 |
| CHAN Chun Wing 陳雋穎 | RE | 2 | 24 July 2008 | 09 January 2009 |
| CHAN Chun Wing 陳雋穎 | RE | 1 | 24 July 2008 | 09 January 2009 |
| CHAN Lok Tin 陳樂天 | RE | 4 | 24 March 2010 | 04 November 2010 |
| CHAN Lok Tin 陳樂天 | RE | 1 | 27 December 2007 | 04 November 2010 |
| CHAN Pui Ching 陳珮晶 | RE | 4 | 10 April 2012 | 11 May 2012 |
| CHAN Pui Ching 陳珮晶 | RE | 1 | 10 April 2012 | 11 May 2012 |
| CHAN Shiu Pong 陳兆邦 | RE | 4 | 15 April 2008 | 25 September 2014 |
| CHAN Shiu Pong 陳兆邦 | RE | 2 | 15 April 2008 | 25 September 2014 |
| CHAN Shiu Pong 陳兆邦 | RE | 1 | 18 May 2006 | 25 September 2014 |
| CHAN Tsz Chun, Steve 陳梓駿 | RE | 2 | 13 October 2003 | 04 November 2003 |
| CHAN Tsz Chun, Steve 陳梓駿 | RE | 1 | 13 October 2003 | 04 November 2003 |
| CHAN Tung Him 陳棟謙 | RE | 2 | 20 September 2005 | 07 November 2007 |
| CHAN Tung Him 陳棟謙 | RE | 1 | 27 January 2004 | 07 November 2007 |
| CHAN Wai Chu, Olivia 陳惠珠 | RE | 4 | 23 May 2016 | 21 June 2016 |
| CHAN Wai Chu, Olivia 陳惠珠 | RE | 1 | 23 May 2016 | 21 June 2016 |
| CHAN Wai Chu, Olivia 陳惠珠 | RE | 2 | 23 May 2016 | 21 June 2016 |
| CHAN Wing Ki, Nicole 陳穎琪 | RE | 1 | 12 December 2013 | 30 April 2014 |
| CHANG Hoi Yan, Vivian 張凱欣 | RE | 4 | 24 March 2010 | 23 September 2014 |
| CHANG Hoi Yan, Vivian 張凱欣 | RE | 2 | 15 April 2008 | 23 September 2014 |
| CHANG Hoi Yan, Vivian 張凱欣 | RE | 1 | 01 September 2005 | 23 September 2014 |
| CHENG Hoi Ling 鄭海凌 | RE | 1 | 07 June 2007 | 16 September 2013 |
| CHENG Ming Chun 鄭銘瑨 | RE | 1 | 09 January 2015 | 23 July 2015 |
| CHEUNG Ho Hin, Arnold 張浩軒 | RE | 1 | 15 October 2010 | 31 December 2010 |
| CHIRIKIRI Soichi | RE | 1 | 28 August 2017 | 04 April 2023 |
| CHIRIKIRI Soichi | RE | 4 | 28 August 2017 | 04 April 2023 |
| CHIU Fung Kiu, Cora 趙鳳翹 | RE | 1 | 29 December 2004 | 09 June 2005 |
| CHOI Sing Hin 蔡承軒 | RE | 4 | 28 January 2019 | 01 January 2022 |
| CHOI Sing Hin 蔡承軒 | RE | 1 | 28 January 2019 | 01 January 2022 |
| CHU Chun Hung, Frederick 朱俊雄 | RE | 1 | 02 December 2014 | 09 December 2014 |
| CHU HIN CHUNG | RE | 4 | 05 July 2022 | |
| CHU HIN CHUNG | RE | 1 | 05 July 2022 | |
| CHU Hing Yip 朱慶業 | RE | 4 | 21 January 2004 | 25 August 2005 |
| CHU Hing Yip 朱慶業 | RE | 2 | 21 January 2004 | 25 August 2005 |
| CHU Hing Yip 朱慶業 | RE | 1 | 21 January 2004 | 25 August 2005 |
| CHU Man Kuen, Maggie 朱文娟 | RE | 1 | 10 October 2017 | 02 September 2020 |
| CHU Man Kuen, Maggie 朱文娟 | RE | 2 | 10 October 2017 | 02 September 2020 |
| FUKUHARA Yuko 福原裕子 | RE | 1 | 08 January 2010 | 06 September 2010 |
| GO Yoshinori 鄉喜順 | RO | 1 | 01 June 2016 | 15 March 2022 |
| GO Yoshinori 鄉喜順 | RO | 2 | 01 June 2016 | 15 March 2022 |
| GO Yoshinori 鄉喜順 | RO | 4 | 01 June 2016 | 15 March 2022 |
| GO Yoshinori 鄉喜順 | RO | 4 | 07 May 2013 | 25 June 2015 |
| GO Yoshinori 鄉喜順 | RO | 2 | 07 May 2013 | 25 June 2015 |
| GO Yoshinori 鄉喜順 | RO | 1 | 07 May 2013 | 25 June 2015 |
| GONG Li 龔理 | RE | 1 | 25 July 2016 | 31 March 2017 |
| HAGIWARA Koichiro | RE | 4 | 16 January 2017 | 18 January 2017 |
| HAGIWARA Koichiro | RE | 4 | 05 October 2018 | 12 October 2018 |
| HAGIWARA Koichiro | RE | 4 | 15 January 2018 | 18 January 2018 |
| HAGIWARA Koichiro | RE | 4 | 18 April 2016 | 20 April 2016 |
| HATADA Makoto | RE | 4 | 19 March 2018 | 23 March 2018 |
| HATANAKA Asako | RE | 1 | 20 August 2019 | 19 March 2021 |
| HATANAKA Asako | RE | 4 | 18 July 2019 | 19 March 2021 |
| HIRAKAWA Shoji | RE | 4 | 13 March 2017 | 15 March 2017 |
| HIRAKAWA Shoji | RE | 4 | 06 June 2016 | 08 June 2016 |
| HO Hoi Tung 何凱棟 | RE | 1 | 16 December 2004 | 13 March 2006 |
| HOHSUI Yukari | RE | 4 | 07 December 2018 | 14 December 2018 |
| HOSOI Katsumi | RE | 4 | 07 September 2018 | 14 September 2018 |
| HOSOI Katsumi | RE | 4 | 23 October 2017 | 27 October 2017 |
| HOSOI Katsumi | RE | 4 | 26 September 2016 | 28 September 2016 |
| ISHINO Masahiko | RE | 4 | 08 July 2019 | 15 July 2019 |
| ISHINO Masahiko | RE | 4 | 26 June 2017 | 30 June 2017 |
| ISHINO Masahiko | RE | 4 | 22 June 2018 | 27 June 2018 |
| ISHINO Masahiko | RE | 4 | 29 February 2016 | 02 March 2016 |
| ISHINO Masahiko | RE | 4 | 17 October 2016 | 19 October 2016 |
| KANAI Kenji | RE | 4 | 19 September 2017 | 22 September 2017 |
| KANAI Kenji | RE | 4 | 06 July 2018 | 13 July 2018 |
| KATAOKA Yasuaki 片岡保彰 | RO | 2 | 08 March 2012 | 16 June 2014 |
| KATAOKA Yasuaki 片岡保彰 | RO | 1 | 08 March 2012 | 16 June 2014 |
| KATAOKA Yasuaki 片岡保彰 | RO | 4 | 08 March 2012 | 16 June 2014 |
| KATO Chiaki 加藤千明 | RE | 1 | 21 November 2011 | 18 May 2012 |
| KE Tak Lai 紀德禮 | RE | 4 | 27 August 2018 | 05 October 2018 |
| KE Tak Lai 紀德禮 | RE | 1 | 17 August 2015 | 05 October 2018 |
| KIYONO Masashi 清野真志 | RE | 4 | 20 June 2016 | 07 April 2017 |
| KIYONO Masashi 清野真志 | RE | 1 | 20 June 2016 | 07 April 2017 |
| KURIBARA Hideaki | RE | 4 | 18 April 2017 | 22 April 2017 |
| KURIBARA Hideaki | RE | 4 | 20 July 2018 | 27 July 2018 |
| KURIBARA Hideaki | RE | 4 | 25 July 2016 | 28 July 2016 |
| KURIHARA Satoshi | RE | 4 | 13 March 2017 | 15 March 2017 |
| KURIHARA Satoshi | RE | 4 | 12 October 2018 | 19 October 2018 |
| KWOK Yvonne Kai Sin 郝繼善 | RE | 1 | 28 July 2006 | 16 September 2006 |
| LAI Ho Mei 黎可湄 | RE | 1 | 21 April 2008 | 06 July 2010 |
| LAM King Tai 林景泰 | RE | 2 | 17 July 2017 | 15 June 2021 |
| LAM King Tai 林景泰 | RE | 4 | 17 July 2017 | 06 September 2017 |
| LAM King Tai 林景泰 | RO | 1 | 06 September 2017 | 15 June 2021 |
| LAM King Tai 林景泰 | RO | 4 | 06 September 2017 | 15 June 2021 |
| LAM King Tai 林景泰 | RE | 1 | 17 July 2017 | 06 September 2017 |
| LAM King Tai 林景泰 | RE | 4 | 20 June 2016 | 06 July 2016 |
| LAM King Tai 林景泰 | RE | 1 | 20 June 2016 | 06 July 2016 |
| LAM King Tai 林景泰 | RE | 2 | 22 June 2015 | 06 July 2016 |
| LAM King Tai 林景泰 | RO | 4 | 27 May 2016 | 20 June 2016 |
| LAM King Tai 林景泰 | RO | 1 | 27 May 2016 | 20 June 2016 |
| LAM King Tai 林景泰 | RE | 4 | 12 September 2014 | 27 May 2016 |
| LAM King Tai 林景泰 | RE | 1 | 25 February 2011 | 27 May 2016 |
| LEE Hoi Ying 李愷瑩 | RE | 1 | 04 May 2007 | 31 December 2010 |
| LEE Man Yung, Chevy 李文勇 | RE | 1 | 19 October 2012 | 26 August 2013 |
| LI Hok Lai 李學禮 | RE | 1 | 01 December 2005 | 17 August 2015 |
| LIU Kwok Ying, Novem 廖國英 | RE | 1 | 30 June 2022 | |
| LOUIE Wai Tat 呂煒達 | RE | 2 | 17 March 2006 | 11 April 2006 |
| LOUIE Wai Tat 呂煒達 | RE | 1 | 17 March 2006 | 11 April 2006 |
| MACHIYAMA Hiroyuki 町山浩幸 | RO | 2 | 06 April 2009 | 18 May 2012 |
| MACHIYAMA Hiroyuki 町山浩幸 | RO | 1 | 25 February 2009 | 18 May 2012 |
| MACHIYAMA Hiroyuki 町山浩幸 | RO | 4 | 25 February 2009 | 18 May 2012 |
| MACHIYAMA Hiroyuki 町山浩幸 | RE | 4 | 15 December 2008 | 25 February 2009 |
| MACHIYAMA Hiroyuki 町山浩幸 | RE | 1 | 15 December 2008 | 25 February 2009 |
| MAEDA Megumi | RE | 1 | 12 August 2013 | 02 April 2014 |
| MAJIMA Tatsuo | RE | 4 | 19 March 2018 | 23 March 2018 |
| MAJIMA Tatsuo | RE | 4 | 18 April 2016 | 20 April 2016 |
| MASUDA Miki 增田未來 | RE | 4 | 22 July 2009 | 28 October 2013 |
| MASUDA Miki 增田未來 | RE | 2 | 22 July 2009 | 28 October 2013 |
| MASUDA Miki 增田未來 | RE | 1 | 21 November 2008 | 28 October 2013 |
| MATSUZAWA Naomi 松澤尚美 | RE | 1 | 28 November 2005 | 26 July 2006 |
| MIYAGI YUTA | RE | 4 | 17 January 2023 | 26 May 2023 |
| MIYAGI YUTA | RE | 1 | 17 January 2023 | 26 May 2023 |
| NAKAHARA Shuichi | RE | 4 | 19 July 2019 | 26 July 2019 |
| NAKAHARA Shuichi | RE | 4 | 03 April 2018 | 09 April 2018 |
| NAKAHARA Shuichi | RE | 4 | 28 August 2017 | 31 August 2017 |
| NAKAHARA Shuichi | RE | 4 | 18 January 2016 | 22 January 2016 |
| NAKAHARA Shuichi | RE | 4 | 17 October 2016 | 19 October 2016 |
| NAKAO Mika 中尾美香 | RE | 4 | 02 March 2015 | 31 May 2016 |
| NAKAO Mika 中尾美香 | RE | 1 | 24 October 2013 | 31 May 2016 |
| NAKAO Mika 中尾美香 | RE | 1 | 18 January 2013 | 08 April 2013 |
| NG Tak Ming, Kenneth 吳德明 | RE | 4 | 11 August 2023 | |
| NG Tak Ming, Kenneth 吳德明 | RE | 1 | 11 August 2023 | |
| NGAI Yin Fong 魏燕芳 | RE | 1 | 24 November 2004 | 08 October 2005 |
| NISHIDA Tadahiko | RO | 4 | 28 May 2014 | 01 April 2016 |
| NISHIDA Tadahiko | RO | 1 | 28 May 2014 | 01 April 2016 |
| NISHIDA Tadahiko | RO | 2 | 28 May 2014 | 01 April 2016 |
| NISHIDA Tadahiko | RO | 4 | 14 May 2008 | 13 February 2012 |
| NISHIDA Tadahiko | RO | 2 | 14 May 2008 | 13 February 2012 |
| NISHIDA Tadahiko | RO | 1 | 14 May 2008 | 13 February 2012 |
| NISHIDA Tadahiko | RE | 1 | 17 January 2008 | 14 May 2008 |
| NISHIDA Tadahiko | RE | 4 | 17 January 2008 | 14 May 2008 |
| OCHIAI Yusuke 落合雄介 | RE | 4 | 22 June 2017 | 23 October 2017 |
| OCHIAI Yusuke 落合雄介 | RE | 1 | 22 June 2017 | 23 October 2017 |
| OCHIAI Yusuke 落合雄介 | RE | 2 | 22 June 2017 | 23 October 2017 |
| OCHIAI Yusuke 落合雄介 | RE | 2 | 04 June 2015 | 24 June 2015 |
| OCHIAI Yusuke 落合雄介 | RO | 1 | 24 June 2015 | 22 June 2017 |
| OCHIAI Yusuke 落合雄介 | RO | 2 | 24 June 2015 | 22 June 2017 |
| OCHIAI Yusuke 落合雄介 | RO | 4 | 24 June 2015 | 22 June 2017 |
| OCHIAI Yusuke 落合雄介 | RE | 1 | 04 June 2015 | 24 June 2015 |
| OCHIAI Yusuke 落合雄介 | RE | 4 | 04 June 2015 | 24 June 2015 |
| OHDAIRA Mitsuyuki | RE | 4 | 15 January 2018 | 18 January 2018 |
| OHDAIRA Mitsuyuki | RE | 4 | 18 January 2019 | 25 January 2019 |
| OHDAIRA Mitsuyuki | RE | 4 | 16 January 2017 | 18 January 2017 |
| OHDAIRA Mitsuyuki | RE | 4 | 18 January 2016 | 22 January 2016 |
| OHTA Tomoko | RE | 1 | 22 June 2017 | 02 September 2020 |
| OHTA Tomoko | RE | 4 | 12 September 2018 | 02 September 2020 |
| OKADA Toshiyuki 岡田敏行 | RO | 2 | 16 August 2021 | |
| OKADA Toshiyuki 岡田敏行 | RO | 1 | 16 August 2021 | |
| OKADA Toshiyuki 岡田敏行 | RE | 4 | 18 June 2021 | 16 August 2021 |
| OKADA Toshiyuki 岡田敏行 | RE | 2 | 18 June 2021 | 16 August 2021 |
| OKADA Toshiyuki 岡田敏行 | RE | 1 | 18 June 2021 | 16 August 2021 |
| OKADA Toshiyuki 岡田敏行 | RO | 4 | 16 August 2021 | |
| OKUYAMA Ayuko | RE | 1 | 27 August 2004 | 31 December 2004 |
| OMATA Osamu | RO | 2 | 31 January 2012 | 01 August 2013 |
| OMATA Osamu | RO | 4 | 18 October 2011 | 01 August 2013 |
| OMATA Osamu | RO | 1 | 18 October 2011 | 01 August 2013 |
| OMURO Tomoyoshi | RE | 4 | 14 December 2016 | 16 December 2016 |
| OTSUKA Kosuke | RE | 1 | 21 August 2017 | 14 May 2018 |
| OTSUKA Kosuke | RE | 4 | 21 August 2017 | 14 May 2018 |
| PUN Ka Wing 潘家榮 | RE | 1 | 24 March 2010 | 06 September 2010 |
| SATO Kotaro 佐藤光太郎 | RO | 1 | 21 March 2005 | 30 May 2008 |
| SEKINUMA Joji 陳丞治 | RE | 1 | 01 March 2018 | 15 November 2018 |
| SENGOKU Makoto | RE | 4 | 11 December 2017 | 13 December 2017 |
| SENGOKU Makoto | RE | 4 | 23 November 2018 | 30 November 2018 |
| SENGOKU Makoto | RE | 4 | 12 December 2016 | 14 December 2016 |
| SHIBATA Tatsuhiro | RE | 1 | 27 May 2019 | 27 May 2019 |
| SHIBATA Tatsuhiro | RO | 4 | 27 May 2019 | 11 August 2020 |
| SHIBATA Tatsuhiro | RO | 2 | 27 May 2019 | 11 August 2020 |
| SHIBATA Tatsuhiro | RO | 1 | 27 May 2019 | 11 August 2020 |
| SHIBATA Tatsuhiro | RE | 4 | 27 May 2019 | 27 May 2019 |
| SHIBATA Tatsuhiro | RE | 2 | 27 May 2019 | 27 May 2019 |
| SHIU Lap Kei 蕭立基 | RE | 2 | 19 August 2016 | 02 August 2019 |
| SHIU Lap Kei 蕭立基 | RE | 4 | 19 August 2016 | 02 August 2019 |
| SHIU Lap Kei 蕭立基 | RE | 1 | 24 June 2016 | 02 August 2019 |
| STANICA Adrian | RE | 1 | 27 September 2019 | 02 September 2020 |
| STANICA Adrian | RE | 4 | 27 December 2019 | 02 September 2020 |
| SUGIURA Seiji | RE | 4 | 15 June 2018 | 21 June 2018 |
| SUGIURA Seiji | RE | 4 | 18 April 2017 | 22 April 2017 |
| SUGIURA Seiji | RE | 4 | 25 July 2016 | 28 July 2016 |
| SUNAGA Chihiro | RO | 1 | 01 April 2003 | 30 March 2009 |
| SUNAGA Chihiro | RO | 2 | 01 April 2003 | 30 March 2009 |
| SUNAGA Chihiro | RO | 4 | 01 April 2003 | 30 March 2009 |
| SUNAGA Chihiro | RO | 5 | 01 April 2003 | 12 November 2003 |
| SUNAGA Chihiro | RO | 9 | 01 April 2003 | 12 November 2003 |
| SUNAGA Chihiro | RO | 6 | 01 April 2003 | 12 November 2003 |
| SZE TO Kwok Chun 司徒國駿 | RE | 1 | 10 October 2014 | 24 November 2017 |
| TAM Ming Yan 譚銘忺 | RE | 1 | 17 August 2007 | 30 November 2014 |
| TOMURA Hideo 戶村秀夫 | RO | 4 | 01 April 2003 | 01 July 2009 |
| TOMURA Hideo 戶村秀夫 | RO | 1 | 01 April 2003 | 01 July 2009 |
| TOMURA Hideo 戶村秀夫 | RO | 2 | 01 April 2003 | 01 July 2009 |
| TOMURA Hideo 戶村秀夫 | RO | 5 | 01 April 2003 | 12 November 2003 |
| TOMURA Hideo 戶村秀夫 | RO | 6 | 01 April 2003 | 12 November 2003 |
| TOMURA Hideo 戶村秀夫 | RO | 9 | 01 April 2003 | 12 November 2003 |
| TSE Shuk Yin 謝淑宴 | RE | 1 | 01 September 2014 | 30 September 2014 |
| TSUMURA TOMOKI | RE | 4 | 10 October 2019 | 24 October 2019 |
| WONG Wesley Tze-ho 黃志豪 | RE | 4 | 12 September 2018 | 17 June 2022 |
| WONG Wesley Tze-ho 黃志豪 | RE | 1 | 02 December 2016 | 17 June 2022 |
| WOO Tsz Yin 胡子彥 | RE | 1 | 11 August 2021 | 15 March 2022 |
| WOO Tsz Yin 胡子彥 | RE | 2 | 11 August 2021 | 15 March 2022 |
| YAMADA Kiyoshi | RO | 4 | 16 June 2017 | 27 May 2019 |
| YAMADA Kiyoshi | RO | 2 | 16 June 2017 | 27 May 2019 |
| YAMADA Kiyoshi | RO | 1 | 16 June 2017 | 27 May 2019 |
| YAMADA Kiyoshi | RE | 4 | 15 May 2017 | 16 June 2017 |
| YAMADA Kiyoshi | RE | 2 | 15 May 2017 | 16 June 2017 |
| YAMADA Kiyoshi | RE | 1 | 15 May 2017 | 16 June 2017 |
| YAMAWAKI Kasumi | RE | 4 | 22 August 2016 | 24 August 2016 |
| YOKOYAMA Hisanori 橫山久範 | RE | 4 | 12 February 2015 | |
| YUEN Ming Fai 袁銘輝 | RE | 1 | 16 December 2016 | 31 May 2017 |
| YUEN Ming Fai 袁銘輝 | RE | 4 | 16 December 2016 | 31 May 2017 |