SFC Licenceholders of Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司

Addresses
Principal Global Investors (Hong Kong) Limited, Unit 1001-1002, Central Plaza,, 18 Harbour Road,, Wan Chai,, Hong Kong
Email
[email protected]
Website
www.principal.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
BROOKE Charles Stephen Anthony
RE 4, 9 26 November 2021
LI Man 李曼
RE 4, 9 24 November 2021
LEUNG Wing Hang 梁永恒
LUO Xi 羅希
RE 4, 9 18 October 2021
CHANG Yu Cheng 張育誠
RE 4, 9 24 September 2021
CHONG Kwok Chee 莊國幟
RE 4 02 July 2021
LO Sin Sin 羅倩倩
RO 4 20 November 2020
YU Ying 余穎
RE 4, 9 19 October 2020
LO Sin Sin 羅倩倩
RE 9 22 September 2020
LO Sin Sin 羅倩倩
RE 4 22 September 2020 20 November 2020
GOPALAKRISHNAN Prakash
RE 9 17 September 2020
SARAN Phillip Howard Hasenfus 郝振毅
RE 4, 9 24 January 2020
LAYDON Frederick Tennyson
RE 4 06 December 2019 03 May 2021
WAN Howe Chung
RE 9 09 October 2019
YU William Norhan 庾諾行
RE 4 24 September 2019 20 November 2020
ZHANG Yifan 張一凡
RE 4, 9 11 September 2019
WAN Howe Chung
RO 9 18 March 2019 09 October 2019
YE Junrui 叶俊睿
RE 9 21 January 2019
YE Junrui 叶俊睿
RE 4 12 November 2018
CHANG Hing Pong, Solomon 陳興邦
RE 4 18 September 2018
KE Wing Shuen 柯泳璇
RE 4 06 July 2018
CHEUNG Chi Ho, Ricky 張稚灝
RE 4 13 June 2018 24 June 2019
SINGH Raj Kumar
RO 9 11 May 2018
KHOO Geok Choo Celestine
RO 4 03 November 2017 17 October 2019
LAM Lai Kwan 林麗君
RE 4 27 June 2017
SINGH Raj Kumar
RE 4 17 October 2016
SINGH Raj Kumar
RE 9 17 October 2016 11 May 2018
SINGH Suresh Kumar
RE 4 13 September 2016
HO Wai Yee, Winnie 何慧兒
RE 4 17 June 2015 15 August 2018
JIANG Yiwei 姜一葦
RE 4, 9 16 June 2015 24 August 2018
PENG Han 彭瀚
RE 4, 9 18 February 2015
HO Cham 何湛
RE 4 03 July 2014 15 June 2018
SHIN Hee Jai 申熙才
RE 4 17 June 2014
YU Ran 郁然
RE 4 10 June 2014
YANG Fan 楊帆
RE 4, 9 01 April 2014 25 April 2018
SZE Woon Sang 史煥生
RE 4 03 December 2013 15 April 2015
FUNG Che Yin, Jane 馮芷賢
RE 4 21 October 2013 31 December 2014
YU Ran 郁然
RE 9 13 August 2013
WANG Xi 王曦
RO 4, 9 05 April 2013
XIAO Yang 蕭楊
RE 4, 9 08 March 2013 23 May 2020
WANG Xi 王曦
RE 4, 9 14 January 2013 05 April 2013
LAW Wai Hang 羅偉恆
RE 4 13 January 2011 06 November 2012
CHU Ka Shing 朱加城
RO 4, 9 02 November 2010 06 November 2012
LAM Lam, Linda 林霖
RE 4 29 September 2009 13 September 2013
KUNG Wai Ting 龔偉廷
RE 4, 9 31 August 2009 06 December 2013
LAW Wai Hang 羅偉恆
RE 9 31 August 2009 06 November 2012
CHAN Ka Wai 陳嘉威
RE 4, 9 31 August 2009 19 June 2012
LAM Chi Jing, Crystal 林芷貞
RE 9 31 August 2009 28 September 2009
CHANG Helen 張令遠
RO 4, 9 06 January 2009 29 November 2019
WEST Kenneth Kirk
RO 4, 9 28 November 2008
CHU Ka Shing 朱加城
RE 4, 9 16 October 2008 02 November 2010
LEE Suet Lai, Chloe 李雪麗
RE 4 16 October 2008 02 March 2009
CHAN Mei Wan 陳美雲
RE 4 07 January 2008 05 February 2008
CHEUNG Hoi Kei, Eggie 張凱琪
SUNG Wai Kit 宋韋傑
LI Yu Fun, Grace 李如歡
RE 4 09 October 2007 18 January 2008
YEUNG Pui Ching 楊佩貞
RE 4 06 August 2007 18 January 2008
CHU Ka Shing 朱加城
RE 4 23 July 2007 18 January 2008
CHAN Ka Wai 陳嘉威
RE 9 10 July 2007 18 January 2008
HO Chi Hang, Andy 何自衡
RE 4 05 July 2007 18 January 2008
CHU Ka Shing 朱加城
RE 9 22 June 2007 18 January 2008
CHAN Ka Wai 陳嘉威
RE 4 11 June 2007 18 January 2008
LAW Wai Hang 羅偉恆
RE 9 14 May 2007 18 January 2008
TSANG Yuen Ling 曾琬玲
RE 4 02 May 2007 18 January 2008
YU Yiu Kuen, Adrian 余耀權
RE 4 02 May 2007 01 June 2007
KA Pui Man 賈佩文
RE 4 29 March 2007 18 January 2008
KWAN Shuk Yee 關淑儀
RE 4 29 March 2007 07 October 2007
LEE Pui Lan, Mary 李佩蘭
RE 4 06 March 2007 18 January 2008
KUNG Wai Ting 龔偉廷
RE 4, 9 28 February 2007 18 January 2008
CHEUNG Tsz Man 張子文
RE 4 28 February 2007 16 November 2007
LEE Hoi Lam 李凱琳
RE 4 15 September 2006 01 March 2007
WONG Chi Ho, Bernie 黃熾豪
RE 4 28 August 2006 18 January 2008
SUM Hong Ning 沈康寧
RE 4, 9 14 August 2006 20 April 2007
LAU Man 劉敏
RE 4 07 August 2006 18 January 2008
WOO John Kwok Kwong 胡國光
RE 9 31 July 2006 01 September 2007
WONG Mo Lan, Monica 黃慕蘭
RE 4 14 June 2006 18 January 2008
CHEUNG Siu Man, Joann 張小敏
RE 4 30 May 2006 18 July 2007
LI Pui Shan 李佩珊
RE 4 25 May 2006 18 January 2008
WONG Pui Kei 王珮琪
CHIANG Wai Ling, Winnie 蔣慧玲
RE 4 20 April 2006 18 January 2008
CHANDGOTHIA Binay
RO 4, 9 20 March 2006 11 June 2021
CHUNG Kin Keung 鍾建強
RE 4 08 March 2006 29 September 2007
LIM Wai Ching 林瑋楨
RE 4 28 November 2005 17 August 2006
WONG Ying Fun 黃應勳
RE 4 02 November 2005 23 December 2006
WONG Ying Fun 黃應勳
RE 9 02 November 2005 22 August 2006
SINN Pak Ming, Ringo 冼百明
RO 4, 9 31 October 2005 16 January 2009
CHANDGOTHIA Binay
RE 4, 9 28 October 2005 20 March 2006
CHAO Mei-ying 楊美瑛
RO 4, 9 26 October 2005 12 October 2007
LAU Kwai Chun, Yuki 劉桂珍
RE 4 12 August 2005 04 May 2006
CHU Sau Kuen, Fanny 朱秀娟
RE 4 25 July 2005 18 January 2008
LAM WONG Wei Ching, Carmen 林黃慧貞
RE 4 22 April 2005 01 December 2005
JAROS Thomas Antonio
RO 4, 9 05 November 2004 31 December 2005
FU Ching, Rachel 符清
RE 4 10 August 2004 29 June 2007
MAK Hau Sum 麥巧心
RE 4, 9 15 April 2004 18 January 2008
FUNG Wing Tsan 馮永贃
RE 4, 9 15 April 2004 29 January 2007
HUNG Hing On 孔慶安
RO 4, 9 15 April 2004 22 December 2005
HUNG Hing On 孔慶安
RO 1 15 April 2004 18 October 2004
FU Ching, Rachel 符清
RE 1 15 April 2004 10 August 2004
CHAN Po Shan 陳寶珊
RE 1 26 November 2003 22 March 2004
LEE Ka Wai 李家偉
RE 1 25 November 2003 06 May 2004
KWOK Ka Pik, Karen 郭嘉碧
RE 4, 9 01 April 2003 07 June 2005
WONG Yuk Fong, Noel 黃玉芳
RE 4, 9 01 April 2003 02 June 2005
CHAN Wing Yau, George 陳永祐
RO 4, 9 01 April 2003 13 January 2005
CHAN Wing Yau, George 陳永祐
RO 1, 5, 6 01 April 2003 18 October 2004
KWOK Ka Pik, Karen 郭嘉碧
WONG Yuk Fong, Noel 黃玉芳
RE 6 01 April 2003 18 October 2004
CHEUNG Ka Man 張嘉敏
RE 4 01 April 2003 06 August 2004
LEUNG Man Ho, Raymond 梁文豪
WOO Pak On, Johnny 胡柏安
RE 4, 6, 9 01 April 2003 12 July 2004
LEE Ka Wai 李家偉
RE 4 01 April 2003 06 May 2004
CHEUNG Ka Man 張嘉敏
RE 6, 9 01 April 2003 30 April 2004
REYES Ethylyn G.
LO Wan Wai, Isaac 盧運威
RE 4, 6, 9 01 April 2003 01 April 2004
TAN Lim Heng 陳林興
RO 1, 4, 5, 6, 9 01 April 2003 27 March 2004
WONG Tak Cheong 黃德昌
RE 4, 6, 9 01 April 2003 12 March 2004
KAM Man Yin 甘敏賢
RE 4, 6, 9 01 April 2003 27 February 2004
FONG CHIA Kim Luan 方謝金鸞
RO 1, 4, 6, 9 01 April 2003 31 January 2004
WONG Kwok Chun 黃國俊
RE 4, 6, 9 01 April 2003 02 January 2004
LUK Wing Sze, Linda 陸穎詩
RE 4 01 April 2003 25 November 2003
LUK Wing Sze, Linda 陸穎詩
LEE Ka Wai 李家偉
RE 6, 9 01 April 2003 18 November 2003
CHAN Wai Ho 陳偉濠
RE 4, 6, 9 01 April 2003 01 November 2003
YUNG Yuen Ting, Wendy 翁婉婷
RE 4, 6, 9 01 April 2003 25 October 2003
WAN Yu Ming, David 尹宇明
RE 4, 6, 9 01 April 2003 15 July 2003
CHAN Pik Yan 陳碧忻
RE 4, 6, 9 01 April 2003 10 May 2003
SUNG Wai Kit 宋韋傑
RE 4, 6, 9 01 April 2003 03 May 2003
CHENG Ka Fu, Ricky 鄭家富
RE 4, 6, 9 01 April 2003 23 April 2003
CHOW Yan Yan 周茵茵
RE 4, 6, 9 01 April 2003 17 April 2003