Current licenceholders of AAC257 Barclays Capital Asia Limited 巴克萊亞洲有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
TAN Jit Ming 陳日明 RO [4] (Advising on Securities) 01 June 2020
JI Yong Kyu RE [1] (Dealing in Securities) 14 May 2020
STAFF Neil David RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 May 2020
YEUNG Wing Yan 楊泳欣 RE [2] (Dealing in Futures Contracts) 07 May 2020
CHUNG Sung-min RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 05 May 2020
POON Chung Yeung 潘誦揚 RE [2] (Dealing in Futures Contracts) 05 May 2020
JIN Fengyi 金奉一 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 April 2020
CHEN Xuehua 陳雪花 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 April 2020
HOI Zhi Lin Marvyn RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 April 2020
KHAN Masood Ahmed RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 March 2020
TOMS Matthew Howard RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 March 2020
AU Siu Fai 區肇輝 RE [2] (Dealing in Futures Contracts) 13 March 2020
AU Siu Fai 區肇輝 RE [1] (Dealing in Securities) 04 March 2020
LEE Jiwon 李知原 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 January 2020
AAGAARD Lars Erik RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 07 November 2019
VASKO Michael Joseph RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 October 2019
YANG Wen-Hsin 楊文心 RE [1] (Dealing in Securities) 02 October 2019
PU Frank Chang 普傳義 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2019
ZHANG Chi 張遲 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2019
YONG Qianyi 雍千藝 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2019
ZHAO Han RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2019
LU Yi 路易 RE [1] (Dealing in Securities) 28 August 2019
LAW Chung Ho Colin 羅琮皓 RE [1] (Dealing in Securities) 28 August 2019
CHEN Zilin 陳梓林 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 August 2019
QIN Yi 秦伊 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 August 2019
SHEN Shuyuan 沈舒遠 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 August 2019
ZHOU Sijia 周偲嘉 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 August 2019
LEUNG Chun Yin 梁津然 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 August 2019
YU Lu 虞璐 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 August 2019
HUANG Jialin 黄佳琳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 August 2019
TAM Chung Fai, Josiah 譚仲暉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 August 2019
BROWN Ashley James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 July 2019
HU Saiya 胡賽亞 RE [1] (Dealing in Securities) 04 July 2019
LEE Kai Him 李啟謙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 June 2019
LEUNG Kar Lak 梁加力 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 June 2019
BATRA Nitin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 June 2019
REILLE Nicolas Jean Xavier RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2019
VAES Christophe RE [1] (Dealing in Securities) 22 May 2019
THORNDIKE Richard Daniel RE [1] (Dealing in Securities) 08 May 2019
LAW Yuk Shan 羅玉珊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 April 2019
YANG Nan 楊楠 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 March 2019
WU Changxuan 吳昌烜 RE [1] (Dealing in Securities) 25 February 2019
KOH Kai Loon 許楷崙 RE [1] (Dealing in Securities) 25 February 2019
ZHANG Kaiyi 張凱奕 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 February 2019
CHAN Yik Pang 陳奕鵬 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 February 2019
TIAN Yingyu 田颖毓 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 February 2019
PECOT III Charles Matthew RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 January 2019
CHU Peter RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 January 2019
PAREKH Tejas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 December 2018
CHOI Sanghyun 崔相炫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 December 2018
WANG Hao 王澔 RE [1] (Dealing in Securities) 13 December 2018
BAKER Matthew Thomas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 December 2018
LEE Kar Ming Chris 李家銘 RE [1] (Dealing in Securities) 06 December 2018
CROSS Ian Cameron RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 November 2018
LI Yu 李宇 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 02 November 2018
WONG Wing 黃穎 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 October 2018
YEH Samuel RE [1] (Dealing in Securities) 18 October 2018
LI Seymour RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 September 2018
YUEN Hu Tone, Leslie 袁曉東 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 12 September 2018
ZHU Xiaokang 朱曉康 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 August 2018
ZHAO Dongfang 趙東方 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 August 2018
LI Shaobo 李少博 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 August 2018
WENG Chenqi 翁晨琪 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 August 2018
YEUNG Wing Yan 楊泳欣 RE [1] (Dealing in Securities) 01 August 2018
CHAN TAI YUI 陳泰叡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 31 July 2018
XU Tianqing 許天晴 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 26 July 2018
SIMA Leien 司馬雷恩 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 July 2018
CHENG Ho Yin 鄭浩賢 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 July 2018
HUANG Anqi 黄安琪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 July 2018
THURLIN Arto Joonas RE [1] (Dealing in Securities) 09 July 2018
CHEN Chengchieh 陳正杰 RE [1] (Dealing in Securities) 27 June 2018
KWOK Chun 郭晉 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 June 2018
SATCHWELL Richard James RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 June 2018
XU Menghan 徐夢涵 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 June 2018
ZHANG Yifan 張一帆 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 May 2018
KULSHRESTHA Tuhin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 May 2018
FRASER Bradley James RO [2] (Dealing in Futures Contracts) 27 February 2018
CHAO Xueer 晁雪儿 RE [1] (Dealing in Securities) 13 February 2018
WANG Chuan Ying 王傳英 RE [1] (Dealing in Securities) 01 February 2018
POON Chung Yeung 潘誦揚 RE [1] (Dealing in Securities) 15 January 2018
HO Wai Fu 何偉富 RE [4] (Advising on Securities) 08 January 2018
HU Lili 胡黎立 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 November 2017
LEE Ka Wo 李家和 RE [2] (Dealing in Futures Contracts) 24 October 2017
LI Hoi Ying Stefanie 李凱盈 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 October 2017
WANG Sai 王賽 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 September 2017
SU Simin 蘇思敏 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 01 September 2017
CUI Ziying 崔紫莹 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 August 2017
WANG Yifan 王一帆 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 August 2017
CHAN Yi 陳怡 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 16 August 2017
SUN Yixuan 孫伊璇 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 August 2017
ZHANG Yumeng 張雨蒙 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 August 2017
HU Tianzong Angela 胡天縱 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 14 August 2017
LO Ping Yue 盧秉宇 RE [1] (Dealing in Securities) 14 August 2017
KIM Bum Soo RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 August 2017
ZOU Da 鄒達 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 04 August 2017
PARTHASARATHY Aditya RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 August 2017
LAU Vincent Har Yin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 July 2017
YEUNG Shuet Fan, Pamela 楊雪芬 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 14 July 2017
ZHU Yi 朱懌 RE [4] (Advising on Securities) 30 June 2017
MA Jianwei 馬建偉 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 May 2017
LEE Han Bit RE [1] (Dealing in Securities) 08 May 2017
THAKUR Avinash RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 27 February 2017
MA Yanjie 馬彥捷 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 January 2017
DAVIES Anthony Miles RO [1] (Dealing in Securities), [4] (Advising on Securities) 02 December 2016
CHEN Kuan-ting 陳冠婷 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 November 2016
YEUNG Pan Na 楊彬娜 RO [1] (Dealing in Securities) 16 November 2016
CAI Xiao 蔡瀟 RE [1] (Dealing in Securities) 14 November 2016
NANNEH Amir RE [1] (Dealing in Securities) 12 September 2016
LU Lucas Peng 盧鵬 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 August 2016
CHEN Cecile 陳云溪 RE [1] (Dealing in Securities) 08 August 2016
KIM Kyung Ryun 金經倫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 August 2016
SUN Ka Ning, Karen 孫家寧 RE [1] (Dealing in Securities) 20 July 2016
SAIGAL Dhruv Kumar RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 14 June 2016
SONG Yaning RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 13 June 2016
LEE Sang Kyo RO [2] (Dealing in Futures Contracts) 04 May 2016
XU Wenjin 許文晉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 March 2016
CHANG Jian 常健 RO [4] (Advising on Securities) 05 February 2016
LEE Jae Young 李在英 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 December 2015
CHEN Yixin 陳奕昕 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 November 2015
TIEN Weiming, Thaddeus RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 October 2015
LO Sze Man 勞詩敏 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 October 2015
MA Yin Yee 馬燕儀 RE [1] (Dealing in Securities) 22 July 2015
TSAI Ming-Chieh 蔡明潔 RE [1] (Dealing in Securities) 23 February 2015
LEE Chi-Ming 李啓銘 RE [1] (Dealing in Securities) 11 February 2015
ZHOU Yingke RE [4] (Advising on Securities) 19 December 2014
MARSH-JR Alan Reid RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 December 2014
XU Xiaopeng 徐霄鵬 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 20 October 2014
PADGETT Samuel Duncan RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 September 2014
KOO Vanessa Lee Ying 顧琍瀅 RO [1] (Dealing in Securities) 21 August 2014
LIN Jinjun 林金俊 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 May 2014
HU Quzhao 胡曲曌 RE [1] (Dealing in Securities) 16 January 2014
LO Kathleen Oikay 盧藹琪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 October 2013
LEE Ka Wo 李家和 RE [1] (Dealing in Securities) 02 September 2013
WU Sheng 武胜 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 03 June 2013
TSOI Chi Ming 蔡智明 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 May 2013
CHIU Kwan Wai William 招君煒 RE [1] (Dealing in Securities) 21 January 2013
BYUN Jung Mo 卞廷謨 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 January 2013
LUI Man To Lorraine 呂敏淘 RE [1] (Dealing in Securities) 06 November 2012
KHOR Chee Yong Eric RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 14 August 2012
PIOT Selim RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 April 2012
EARLY Paul David RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 January 2012
CHONG Siu Wing Christopher 莊紹榮 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 16 January 2012
WANG He-Shiuan 王鶴璇 RE [1] (Dealing in Securities) 20 December 2011
YEUNG Jennie Po Mei 楊寶美 RE [1] (Dealing in Securities) 28 November 2011
ZHANG Lei 張蕾 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 November 2011
CHAN Ying Tung Eugenia 陳影彤 RE [1] (Dealing in Securities) 03 October 2011
CHAN Yin Ling Elaine 陳彥翎 RE [1] (Dealing in Securities) 16 September 2011
THAKUR Akhil Braj Raj RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 August 2011
HO Wai Yan Joanne 何慧欣 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 August 2011
NG Arthur Yuk Yin 伍旭彥 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 August 2011
WONG Tse Kay Michael 黃子基 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 03 August 2011
HAYANO Hiroyuki 早野裕之 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 August 2011
LEE Kai Ho 李啟豪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 June 2011
KOO Vanessa Lee Ying 顧琍瀅 RO [6] (Advising on Corporate Finance) 18 May 2011
LEE Sang Kyo RO [1] (Dealing in Securities) 11 April 2011
JIANG Sini 蔣斯妮 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 October 2010
LEE Kin Chung, Alex 李建中 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 October 2010
SHEN Si 申思 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 02 August 2010
MOOGIMANE Tejas Ramakrishna RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2010
LEI Ming 雷鳴 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 04 March 2010
YU Raymond Waikit 余瑋傑 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 June 2009
SMITH Robert Guy Frederick RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 June 2009
HONG Eugene Cheeryeh RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 April 2009
CHIU Chi Hoi 趙之海 RE [2] (Dealing in Futures Contracts) 19 December 2008
WONG Lai Kei, Denise 黃澧棋 RE [1] (Dealing in Securities) 18 December 2008
WONG Lai Kei, Denise 黃澧棋 RE [6] (Advising on Corporate Finance) 26 November 2008
ZHANG Hongqi 張宏其 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 August 2008
CHIU Chi Hoi 趙之海 RE [1] (Dealing in Securities) 23 June 2008