Current licenceholders of AAC534 Macquarie Capital Limited 麥格理資本股份有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| MILES Ashley James | RO | 4 (Advising on Securities) | 2021-02-19 |
| TAPLEY Alana Maree | RE | 1 (Dealing in Securities) | 2021-02-04 |
| PU Jimmy 浦仲凱 | RO | 1 (Dealing in Securities) | 2021-01-08 |
| KEY John Richard | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-20 |
| ZHAO Haoxing 赵昊星 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-11-17 |
| YANG Xinyi 楊馨怡 | RE | 4 (Advising on Securities) | 2020-10-27 |
| CHAI Tak Loon 蔡達龍 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-22 |
| SANNE Herman Michael | RE | 1 (Dealing in Securities) | 2020-10-19 |
| ZHANG Xiaoxuan 章晓璇 | RE | 4 (Advising on Securities) | 2020-10-12 |
| TAO Xinyi 陶炘翊 | RE | 1 (Dealing in Securities) | 2020-09-30 |
| LAM Royan 林泓昕 | RE | 4 (Advising on Securities) | 2020-09-17 |
| CHENG Suet Kwan Shirley 鄭雪君 | RE | 4 (Advising on Securities) | 2020-09-17 |
| WU Weijiang 吳韋江 | RE | 4 (Advising on Securities) | 2020-09-16 |
| ELIASSON Carl Rickard | RE | 1 (Dealing in Securities) | 2020-08-26 |
| WILLIAMS Alexander Boyd | RE | 1 (Dealing in Securities) | 2020-08-07 |
| TOH Alfred Kay Boon | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-20 |
| ZHENG Yawen 鄭亞文 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-07-15 |
| YANG Suo 楊梭 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-07-15 |
| KASHIMPURIA Nikhilkumar Subhash | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-05 |
| WISEMAN Mark Andrew | RE | 4 (Advising on Securities) | 2020-06-05 |
| XU Han 许焓 | RE | 4 (Advising on Securities) | 2020-05-28 |
| JI Xinyu 季心宇 | RE | 4 (Advising on Securities) | 2020-04-15 |
| BELLUCHE David Connor | RE | 1 (Dealing in Securities) | 2020-03-24 |
| LAU Chun Ho 劉雋顥 | RE | 1 (Dealing in Securities) | 2020-03-09 |
| JAIN Ashish | RE | 4 (Advising on Securities) | 2020-01-24 |
| LIM Ben Shane | RE | 4 (Advising on Securities) | 2020-01-10 |
| BIN MOHAMAD Aiman | RE | 4 (Advising on Securities) | 2020-01-10 |
| YONTS Charles Anthony | RE | 4 (Advising on Securities) | 2020-01-02 |
| REUTERSWAERD Carl Adrian | RE | 1 (Dealing in Securities) | 2019-12-04 |
| CARRIG Brendan Stephen | RE | 4 (Advising on Securities) | 2019-11-20 |
| TANG Shentao 唐申涛 | RE | 4 (Advising on Securities) | 2019-11-14 |
| CHEN Jan | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-11-04 |
| LACZNY Piotr | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-10-23 |
| KIM Han Joon | RE | 4 (Advising on Securities) | 2019-10-22 |
| BUNCOMBE Andrew Kent | RE | 4 (Advising on Securities) | 2019-09-27 |
| LEE Jeok | RE | 1 (Dealing in Securities) | 2019-09-27 |
| TAGUCHI Hiroshi | RE | 4 (Advising on Securities) | 2019-09-16 |
| CHAN Wing Yan | RE | 4 (Advising on Securities) | 2019-09-09 |
| SHAH Nishant Krishnakumar | RE | 4 (Advising on Securities) | 2019-08-26 |
| BARATTE Nicolas Guy Gabriel | RE | 4 (Advising on Securities) | 2019-08-26 |
| MA Cherry 馬卓藍 | RE | 4 (Advising on Securities) | 2019-08-20 |
| CHEN Chin-Yi 陳勤意 | RE | 4 (Advising on Securities) | 2019-08-14 |
| WANG Liyao 王壢堯 | RE | 1 (Dealing in Securities) | 2019-08-14 |
| LEUNG Darren Tat-Lun | RE | 4 (Advising on Securities) | 2019-06-20 |
| FU Siu Lan 符小蘭 | RE | 7 (Providing Automated Trading Services) | 2019-06-19 |
| FU Siu Lan 符小蘭 | RE | 1 (Dealing in Securities) | 2019-06-17 |
| LEUNG Ryan Wan Yan 梁宏恩 | RE | 1 (Dealing in Securities) | 2019-06-06 |
| NOLLEN Timothy Wilson | RE | 4 (Advising on Securities) | 2019-05-29 |
| FABRIS David Alexander James | RE | 4 (Advising on Securities) | 2019-05-28 |
| HWANG Chan Young | RE | 1 (Dealing in Securities) | 2019-05-20 |
| KIM Youngeun 金伶恩 | RE | 1 (Dealing in Securities) | 2019-05-10 |
| BURMAN Nilisha | RE | 1 (Dealing in Securities) | 2019-04-18 |
| HENG Chi Hao Derrick | RE | 4 (Advising on Securities) | 2019-04-18 |
| PARK Jung Ah | RE | 4 (Advising on Securities) | 2019-03-27 |
| OHLWEILER Jeffrey Lyon | RE | 4 (Advising on Securities) | 2019-03-19 |
| PENG Yu-Chia 彭裕嘉 | RE | 1 (Dealing in Securities) | 2019-03-18 |
| BAIRSTOW Hayden Peter | RE | 4 (Advising on Securities) | 2019-02-27 |
| KIM Sungeun | RE | 4 (Advising on Securities) | 2019-02-11 |
| KIM Mi Hyun | RE | 4 (Advising on Securities) | 2019-02-11 |
| DONG Yixiao 董逸晓 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-01-30 |
| CHEN Fei 陈菲 | RE | 1 (Dealing in Securities) | 2019-01-30 |
| DIXIT Tanvi | RE | 1 (Dealing in Securities) | 2019-01-30 |
| TSAI Bin-Ju 蔡秉儒 | RE | 4 (Advising on Securities) | 2019-01-16 |
| BEYNON Chad Charles | RE | 4 (Advising on Securities) | 2019-01-04 |
| VANTARAKIS Jayden Cain | RE | 4 (Advising on Securities) | 2018-12-19 |
| PATHARAVANAKUL Vilailuck | RE | 4 (Advising on Securities) | 2018-12-06 |
| ZAKI Adam Anwar | RO | 6 (Advising on Corporate Finance) | 2018-12-06 |
| RAPP Leon Derek | RE | 4 (Advising on Securities) | 2018-11-01 |
| SONOGAN Mitchell Hugh | RE | 4 (Advising on Securities) | 2018-10-22 |
| YEE Jack Sam | RO | 6 (Advising on Corporate Finance) | 2018-10-15 |
| LIU Xinzhu 劉馨竹 | RE | 4 (Advising on Securities) | 2018-10-12 |
| KOTECHA Anuj Ashok | RE | 1 (Dealing in Securities) | 2018-09-19 |
| GUO Zhijian 郭智健 | RE | 1 (Dealing in Securities) | 2018-09-14 |
| CHENG Xiaohan 程潇涵 | RE | 4 (Advising on Securities) | 2018-09-14 |
| XIANG Zhen 项臻 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-09-06 |
| CHEN Alan Bing | RO | 1 (Dealing in Securities) | 2018-09-05 |
| WANG Jingzhi 王競之 | RE | 4 (Advising on Securities) | 2018-08-22 |
| GARUDE Alankar | RE | 4 (Advising on Securities) | 2018-08-06 |
| BAILEY David Lloyd | RE | 4 (Advising on Securities) | 2018-06-19 |
| CHING Tze Lok 程子樂 | RE | 4 (Advising on Securities) | 2018-06-13 |
| POWELL Stuart Baden | RO | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-05-21 |
| LEUNG Yiu Tung 梁耀東 | RE | 4 (Advising on Securities) | 2018-05-16 |
| JIANG Xueyao 江雪瑶 | RE | 4 (Advising on Securities) | 2018-05-07 |
| NAKADA Yasuhiro | RE | 4 (Advising on Securities) | 2018-03-08 |
| LUNG Chi Chiu | RE | 1 (Dealing in Securities) | 2018-01-31 |
| WANG Yihua 王奕華 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-01-31 |
| BOJAN Kimberley | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-11-20 |
| ZAKI Adam Anwar | RO | 7 (Providing Automated Trading Services), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-11-13 |
| LEE Wai Chong, Mary 李潓莊 | RO | 1 (Dealing in Securities) | 2017-11-07 |
| KUNG Yiu Shing 龔耀誠 | RE | 1 (Dealing in Securities) | 2017-10-20 |
| CHEN Zhenyu 陳臻宇 | RE | 4 (Advising on Securities) | 2017-09-29 |
| RUSLI Felix Stephen | RE | 4 (Advising on Securities) | 2017-09-21 |
| LIU Jiaming | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-09-06 |
| GORDON Andrea Wai Ming 陳慧明 | RE | 7 (Providing Automated Trading Services) | 2017-07-07 |
| ZHAI Wenjing 翟文婧 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-06-21 |
| CHAO Zi Hoe Alvin 曹志浩 | RE | 4 (Advising on Securities) | 2017-02-01 |
| LI Shuwan 李姝婉 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-01-10 |
| YEE Jack Sam | RO | 1 (Dealing in Securities) | 2016-12-19 |
| CHEUNG Andrew Tsz On 張子安 | RE | 1 (Dealing in Securities) | 2016-10-03 |
| LUNG Man Han Alice 龍敏嫻 | RE | 1 (Dealing in Securities) | 2016-10-03 |
| HSIAO Chih Ching 蕭芷晴 | RE | 1 (Dealing in Securities) | 2016-10-03 |
| CHEONG Billy | RE | 1 (Dealing in Securities) | 2016-10-03 |
| LAM Alexander Hoi Chi 林海志 | RE | 6 (Advising on Corporate Finance) | 2016-05-31 |
| LYNCH John M | RO | 4 (Advising on Securities) | 2016-04-19 |
| GERMAN Victor | RE | 4 (Advising on Securities) | 2016-04-18 |
| GORDON Andrea Wai Ming 陳慧明 | RE | 1 (Dealing in Securities) | 2016-03-03 |
| WEEKES Mark Alan Wentworth | RO | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2016-01-28 |
| RUDRARAJU Bhanuprasad Chakrapani | RE | 1 (Dealing in Securities) | 2015-12-29 |
| ZONG Can 宗燦 | RE | 4 (Advising on Securities) | 2015-11-25 |
| ABOUD Tara Adelaide | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2015-10-12 |
| DENG Yuekai 鄧躍凱 | RE | 1 (Dealing in Securities) | 2015-09-14 |
| LAMPLOUGH Jeremy David | RE | 4 (Advising on Securities) | 2015-07-09 |
| STEYN Peter Copeland | RE | 4 (Advising on Securities) | 2015-07-09 |
| CONOMOS John Theodore | RE | 4 (Advising on Securities) | 2015-06-08 |
| MYOUNG Cholong | RE | 1 (Dealing in Securities) | 2015-04-29 |
| PURTELL John Pierre | RE | 4 (Advising on Securities) | 2014-12-18 |
| LAWSON Timothy Wightman | RE | 4 (Advising on Securities) | 2014-12-16 |
| CHOW Sunny 周佳明 | RE | 4 (Advising on Securities) | 2014-11-06 |
| SIT David Zhe Ming | RE | 1 (Dealing in Securities) | 2014-10-07 |
| AU Tin Wai 區天偉 | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-10-06 |
| HONG Kwang Pyo | RE | 4 (Advising on Securities) | 2014-09-29 |
| MILES Ashley James | RO | 1 (Dealing in Securities) | 2014-08-25 |
| MAGPAYO Karisa Garcia | RE | 4 (Advising on Securities) | 2014-08-13 |
| LAM Alexander Hoi Chi 林海志 | RE | 1 (Dealing in Securities) | 2014-08-07 |
| BHANDARI Abhishek | RE | 4 (Advising on Securities) | 2014-07-14 |
| MAR Nicholas Ryan | RE | 4 (Advising on Securities) | 2014-06-10 |
| FANG Yao 房瑶 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2014-05-28 |
| CHENG Suet Kwan Shirley 鄭雪君 | RE | 1 (Dealing in Securities) | 2013-11-29 |
| LOPEZ Gilbert Yanson | RE | 4 (Advising on Securities) | 2013-10-21 |
| HSU Shih-Te 許世德 | RE | 4 (Advising on Securities) | 2013-10-16 |
| HU Weijun 胡偉俊 | RE | 4 (Advising on Securities) | 2013-10-09 |
| NG Ka Chun 吳嘉俊 | RO | 4 (Advising on Securities) | 2013-08-27 |
| SUN Qimeng 孫启蒙 | RO | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2013-08-15 |
| KIM Sung Gi | RE | 1 (Dealing in Securities) | 2013-08-05 |
| LI Ling 李凌 | RO | 6 (Advising on Corporate Finance) | 2013-07-26 |
| LI Ling 李凌 | RE | 1 (Dealing in Securities) | 2013-07-12 |
| WU Colin Po-chang 吳柏錩 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2013-04-15 |
| SHVETS Viktor | RE | 4 (Advising on Securities) | 2013-01-28 |
| SURESH Aditya | RE | 4 (Advising on Securities) | 2011-09-19 |
| KIM Dong Wan | RE | 4 (Advising on Securities) | 2011-08-01 |
| THONG Wai Meng Damian | RE | 4 (Advising on Securities) | 2011-07-05 |
| CHANG Tsun Wah, Terence 張俊華 | RE | 4 (Advising on Securities) | 2011-01-06 |
| HUANG Shiau-Ling 黃曉齡 | RE | 4 (Advising on Securities) | 2010-12-30 |
| RUSSELL Scott Gerald | RE | 4 (Advising on Securities) | 2010-10-19 |
| SHEN Fei 沈斐 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2010-08-20 |
| GANAPATHY Suresh | RE | 4 (Advising on Securities) | 2010-07-07 |
| LAM Royan 林泓昕 | RE | 1 (Dealing in Securities) | 2008-08-12 |
| LAU Nam Lung, Humphrey 劉南龍 | RE | 1 (Dealing in Securities) | 2007-09-14 |
| JEARAJASINGAM Premanand | RE | 4 (Advising on Securities) | 2006-06-28 |
| GREEN Antony Rowan | RE | 1 (Dealing in Securities) | 2006-06-26 |
| MYLES Ian Philip | RE | 4 (Advising on Securities) | 2006-06-21 |
| HUDSON Stephen Richard | RE | 4 (Advising on Securities) | 2005-11-22 |
| DOAK Warren Peter | RE | 4 (Advising on Securities) | 2005-11-03 |
| GREEN Antony Rowan | RE | 6 (Advising on Corporate Finance) | 2005-07-07 |
| CHUNG Kwok Kwong 鍾國光 | RE | 1 (Dealing in Securities) | 2004-06-01 |