SFC Licenceholders of Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司
- management@namhk.com.hk
- Website
- www.nomura-am.co.jp
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Suet Fei 陳雪飛 | RE | 9 | 18 July 2008 | 07 August 2014 |
CHAN Yik Yan Charlotte | RE | 1 | 27 July 2022 | |
CHAN Yik Yan Charlotte | RE | 4 | 27 July 2022 | |
CHAN Yik Yan Charlotte | RE | 9 | 27 July 2022 | |
CHENG Shou Shan 程守善 | RO | 1 | 20 May 2013 | 27 August 2013 |
CHENG Shou Shan 程守善 | RE | 4 | 31 October 2011 | 27 August 2013 |
CHENG Shou Shan 程守善 | RE | 9 | 31 October 2011 | 27 August 2013 |
CHEUNG Chi Ho 張志豪 | RE | 4 | 01 April 2003 | 02 March 2007 |
CHEUNG Chi Ho 張志豪 | RE | 9 | 01 April 2003 | 02 March 2007 |
CHEUNG Chi Ho 張志豪 | RE | 1 | 01 April 2003 | 01 November 2004 |
CHEUNG Chi Ho 張志豪 | RE | 6 | 01 April 2003 | 01 November 2004 |
CHEUNG Wai Chung 張偉聰 | RE | 4 | 21 June 2007 | 29 January 2009 |
CHEUNG Wai Chung 張偉聰 | RE | 9 | 21 June 2007 | 29 January 2009 |
FOK Sze Ting 霍思婷 | RE | 9 | 04 October 2017 | 10 April 2018 |
FOK Sze Ting 霍思婷 | RE | 4 | 04 October 2017 | 10 April 2018 |
FOK Sze Ting 霍思婷 | RE | 1 | 04 October 2017 | 10 April 2018 |
FUNG Si Huen, Alan 馮時煖 | RE | 9 | 10 August 2006 | 02 March 2007 |
FUNG Si Huen, Alan 馮時煖 | RE | 4 | 10 August 2006 | 02 March 2007 |
HARADA Yasuhiro 原田靖大 | RO | 9 | 24 June 2015 | 20 December 2017 |
HARADA Yasuhiro 原田靖大 | RO | 4 | 24 June 2015 | 20 December 2017 |
HARADA Yasuhiro 原田靖大 | RO | 1 | 24 June 2015 | 20 December 2017 |
HARPER Anthony Joseph | RE | 9 | 08 January 2016 | 09 March 2016 |
HARPER Anthony Joseph | RE | 4 | 08 January 2016 | 09 March 2016 |
HARPER Anthony Joseph | RE | 1 | 08 January 2016 | 09 March 2016 |
HIRAMATSU Go 平松剛 | RO | 9 | 28 February 2008 | 24 August 2011 |
HIRAMATSU Go 平松剛 | RO | 4 | 28 February 2008 | 24 August 2011 |
HO Hoi Lam, Anita 何海琳 | RE | 9 | 24 July 2015 | 20 November 2015 |
HO Hoi Lam, Anita 何海琳 | RE | 4 | 24 July 2015 | 20 November 2015 |
HO Hoi Lam, Anita 何海琳 | RE | 1 | 24 July 2015 | 20 November 2015 |
HO Tak Nam, Queeny 何德藍 | RE | 9 | 30 July 2009 | 18 June 2016 |
HO Tak Nam, Queeny 何德藍 | RE | 4 | 30 July 2009 | 18 June 2016 |
HUI Wai Man 許偉民 | RE | 5 | 25 April 2003 | 23 October 2003 |
HUI Wai Man 許偉民 | RE | 1 | 23 April 2003 | 23 October 2003 |
HUI Wai Man 許偉民 | RE | 4 | 23 April 2003 | 23 October 2003 |
HUI Wai Man 許偉民 | RE | 9 | 23 April 2003 | 23 October 2003 |
HUNG Janice Fortuna | RE | 1 | 31 May 2013 | 15 April 2014 |
HUNG Janice Fortuna | RE | 4 | 19 January 2009 | 15 April 2014 |
HUNG Janice Fortuna | RE | 9 | 19 January 2009 | 15 April 2014 |
INOSE Tomoyoshi | RE | 4 | 30 August 2007 | 01 July 2009 |
INOSE Tomoyoshi | RE | 9 | 30 August 2007 | 01 July 2009 |
INOSE Tomoyoshi | RE | 4 | 16 January 2006 | 16 September 2006 |
INOSE Tomoyoshi | RE | 9 | 16 January 2006 | 16 September 2006 |
ISHIKAWA Noritada | RO | 1 | 01 April 2003 | 16 December 2004 |
ISHIKAWA Noritada | RO | 5 | 01 April 2003 | 16 December 2004 |
ISHIKAWA Noritada | RO | 6 | 01 April 2003 | 16 December 2004 |
ISHIKAWA Noritada | RO | 4 | 01 April 2003 | 21 April 2006 |
ISHIKAWA Noritada | RO | 9 | 01 April 2003 | 21 April 2006 |
KASAHARA Shigeto | RE | 4 | 01 April 2003 | 09 April 2004 |
KASAHARA Shigeto | RE | 6 | 01 April 2003 | 09 April 2004 |
KASAHARA Shigeto | RE | 9 | 01 April 2003 | 09 April 2004 |
KAWABE Takahiro | RE | 4 | 24 July 2008 | 24 August 2008 |
KAWABE Takahiro | RE | 4 | 19 January 2009 | 19 February 2009 |
KAWAMURA Takahiro | RO | 1 | 27 July 2016 | |
KAWAMURA Takahiro | RO | 9 | 29 August 2011 | |
KAWAMURA Takahiro | RO | 4 | 29 August 2011 | |
KAWAMURA Takahiro | RE | 9 | 15 June 2010 | 29 August 2011 |
KAWAMURA Takahiro | RE | 4 | 15 June 2010 | 29 August 2011 |
KOBAYASHI Masanori | RO | 9 | 13 May 2020 | |
KOBAYASHI Masanori | RO | 4 | 13 May 2020 | |
KOBAYASHI Masanori | RO | 1 | 13 May 2020 | |
KODAMA Madoka | RE | 9 | 26 September 2005 | 14 July 2008 |
KODAMA Madoka | RE | 4 | 26 September 2005 | 14 July 2008 |
KONG Ching Hong, Alan 江政康 | RE | 9 | 07 March 2017 | 05 August 2017 |
KONG Ching Hong, Alan 江政康 | RE | 1 | 07 March 2017 | 05 August 2017 |
KONG Ching Hong, Alan 江政康 | RE | 4 | 07 March 2017 | 05 August 2017 |
KUBO Seisaku | RO | 9 | 14 March 2018 | 01 April 2022 |
KUBO Seisaku | RO | 4 | 14 March 2018 | 01 April 2022 |
KUBO Seisaku | RO | 1 | 14 March 2018 | 01 April 2022 |
KUBO Seisaku | RE | 4 | 29 October 2004 | 17 October 2005 |
KUBO Seisaku | RE | 9 | 15 July 2004 | 17 October 2005 |
KUBO Seisaku | RE | 5 | 15 July 2004 | 29 October 2004 |
KWONG Ming Yan, Fanny 鄺明欣 | RE | 4 | 17 April 2008 | 10 July 2018 |
KWONG Ming Yan, Fanny 鄺明欣 | RE | 9 | 17 April 2008 | 10 July 2018 |
LAU Lynch 劉念慈 | RO | 1 | 04 July 2014 | 01 June 2023 |
LAU Lynch 劉念慈 | RE | 4 | 01 August 2007 | 01 June 2023 |
LAU Lynch 劉念慈 | RE | 9 | 01 August 2007 | 01 June 2023 |
LAW Wing Sze 羅穎思 | RE | 4 | 03 November 2008 | |
LAW Wing Sze 羅穎思 | RE | 6 | 01 April 2003 | 01 November 2004 |
LAW Wing Sze 羅穎思 | RE | 4 | 01 April 2003 | 01 November 2004 |
LAW Wing Sze 羅穎思 | RE | 1 | 01 April 2003 | 01 November 2004 |
LAW Wing Sze 羅穎思 | RE | 9 | 01 April 2003 | |
LAW Yan Ni, Freda 羅茵妮 | RE | 9 | 01 April 2003 | 23 June 2009 |
LAW Yan Ni, Freda 羅茵妮 | RE | 4 | 01 April 2003 | 01 November 2004 |
LAW Yan Ni, Freda 羅茵妮 | RE | 6 | 01 April 2003 | 01 November 2004 |
LAW Yan Ni, Freda 羅茵妮 | RE | 5 | 01 April 2003 | 01 November 2004 |
LAW Yan Ni, Freda 羅茵妮 | RE | 1 | 01 April 2003 | 01 November 2004 |
LEE King Yu 李景愉 | RO | 9 | 21 December 2004 | 23 February 2012 |
LEE King Yu 李景愉 | RO | 4 | 21 December 2004 | 23 February 2012 |
LEE King Yu 李景愉 | RE | 4 | 29 October 2004 | 21 December 2004 |
LEE King Yu 李景愉 | RE | 9 | 21 October 2004 | 21 December 2004 |
LI Hiu Mui 李曉玫 | RE | 9 | 25 August 2005 | 07 August 2014 |
LIU Zheng 刘铮 | RO | 9 | 09 January 2023 | |
LIU Zheng 刘铮 | RO | 4 | 09 January 2023 | |
LIU Zheng 刘铮 | RO | 1 | 09 January 2023 | |
MO Wai Hong, Matthew 毛偉康 | RE | 4 | 09 July 2007 | 09 September 2008 |
MO Wai Hong, Matthew 毛偉康 | RE | 9 | 09 July 2007 | 09 September 2008 |
MURAO Yuichi | RE | 4 | 19 January 2009 | 19 February 2009 |
MURAO Yuichi | RE | 4 | 22 January 2008 | 22 February 2008 |
MURAO Yuichi | RE | 4 | 15 August 2007 | 14 September 2007 |
MURAO Yuichi | RE | 4 | 24 July 2008 | 24 August 2008 |
MURAO Yuichi | RE | 4 | 22 January 2007 | 22 February 2007 |
MURAO Yuichi | RE | 4 | 20 April 2005 | 01 June 2005 |
NAKAJIMA Tomoyuki | RE | 4 | 22 January 2007 | 22 February 2007 |
NAKAJIMA Tomoyuki | RE | 4 | 22 January 2008 | 22 February 2008 |
NAKAJIMA Tomoyuki | RE | 4 | 15 August 2007 | 14 September 2007 |
NAKANO Toru | RO | 9 | 07 October 2010 | 22 May 2012 |
NAKANO Toru | RO | 4 | 07 October 2010 | 22 May 2012 |
NG Ching Han 伍靜嫺 | RE | 9 | 01 April 2003 | 27 June 2005 |
NG Ching Han 伍靜嫺 | RE | 4 | 01 April 2003 | 01 November 2004 |
NG Ching Han 伍靜嫺 | RE | 6 | 01 April 2003 | 01 November 2004 |
NG Ching Han 伍靜嫺 | RE | 1 | 01 April 2003 | 01 November 2004 |
OGIWARA Yasuaki | RO | 1 | 20 May 2013 | 15 April 2015 |
OGIWARA Yasuaki | RO | 9 | 05 June 2012 | 15 April 2015 |
OGIWARA Yasuaki | RO | 4 | 05 June 2012 | 15 April 2015 |
OHASHI Sotaro 大橋聰太郎 | RE | 4 | 06 December 2007 | 01 July 2009 |
OHASHI Sotaro 大橋聰太郎 | RE | 9 | 06 December 2007 | 01 July 2009 |
OKUMA Motofumi 大熊素文 | RE | 9 | 25 July 2008 | 24 June 2010 |
OKUMA Motofumi 大熊素文 | RE | 4 | 25 July 2008 | 24 June 2010 |
PAK Kwun Man 白冠文 | RE | 1 | 03 December 2020 | 22 April 2022 |
PAK Kwun Man 白冠文 | RE | 4 | 03 December 2020 | 22 April 2022 |
PAK Kwun Man 白冠文 | RE | 9 | 03 December 2020 | 22 April 2022 |
SHAO Shuai 邵帥 | RE | 9 | 23 March 2023 | |
SHAO Shuai 邵帥 | RE | 4 | 23 March 2023 | |
SHAO Shuai 邵帥 | RE | 1 | 23 March 2023 | |
SHAO Shuai 邵帥 | RE | 9 | 20 September 2016 | 31 March 2019 |
SHAO Shuai 邵帥 | RE | 4 | 08 August 2014 | 31 March 2019 |
SHAO Shuai 邵帥 | RE | 1 | 08 August 2014 | 31 March 2019 |
SHEK Wing Man 石詠文 | RE | 9 | 07 March 2017 | 02 July 2021 |
SHEK Wing Man 石詠文 | RE | 4 | 07 March 2017 | 02 July 2021 |
SHEN Xiaomin 沈晓民 | RE | 9 | 09 March 2004 | 19 November 2010 |
SHEN Xiaomin 沈晓民 | RE | 4 | 29 October 2004 | 19 November 2010 |
SU Wen 蘇文 | RE | 9 | 15 August 2014 | 10 May 2016 |
SU Wen 蘇文 | RE | 4 | 15 August 2014 | 10 May 2016 |
SU Wen 蘇文 | RE | 1 | 15 August 2014 | 10 May 2016 |
SUDO Takafumi 須藤貴史 | RO | 1 | 20 May 2013 | 07 October 2013 |
SUDO Takafumi 須藤貴史 | RO | 4 | 26 April 2012 | 07 October 2013 |
SUDO Takafumi 須藤貴史 | RO | 9 | 26 April 2012 | 07 October 2013 |
SUN Liang 孫亮 | RO | 1 | 27 July 2016 | 13 March 2021 |
SUN Liang 孫亮 | RO | 9 | 28 May 2012 | 13 March 2021 |
SUN Liang 孫亮 | RO | 4 | 28 May 2012 | 13 March 2021 |
SUN Liang 孫亮 | RE | 9 | 27 April 2011 | 28 May 2012 |
SUN Liang 孫亮 | RE | 4 | 27 April 2011 | 28 May 2012 |
SZE Bowen 施寶賢 | RE | 9 | 16 March 2016 | |
SZE Bowen 施寶賢 | RE | 4 | 16 March 2016 | |
TAM Chung Him 談仲騫 | RE | 9 | 16 June 2008 | 01 July 2015 |
TANAKA Eiji 田中榮治 | RO | 9 | 09 June 2022 | 31 August 2022 |
TANAKA Eiji 田中榮治 | RO | 4 | 09 June 2022 | 31 August 2022 |
TANAKA Eiji 田中榮治 | RO | 1 | 09 June 2022 | 31 August 2022 |
TANAKA Eiji 田中榮治 | RE | 9 | 08 October 2018 | 09 June 2022 |
TANAKA Eiji 田中榮治 | RE | 4 | 08 October 2018 | 09 June 2022 |
TANAKA Eiji 田中榮治 | RE | 1 | 08 October 2018 | 09 June 2022 |
TSE Raymond 謝禮文 | RE | 4 | 01 April 2003 | 26 June 2004 |
TSE Raymond 謝禮文 | RE | 1 | 01 April 2003 | 26 June 2004 |
TSE Raymond 謝禮文 | RE | 6 | 01 April 2003 | 26 June 2004 |
TSE Raymond 謝禮文 | RE | 9 | 01 April 2003 | 26 June 2004 |
TSE Sze Man, Bonny 謝思敏 | RE | 9 | 30 July 2013 | 10 May 2014 |
TSE Sze Man, Bonny 謝思敏 | RE | 4 | 30 July 2013 | 10 May 2014 |
TSE Sze Man, Bonny 謝思敏 | RE | 1 | 30 July 2013 | 10 May 2014 |
TSE Win Yee, Annie 謝永怡 | RO | 1 | 29 August 2013 | 11 February 2017 |
TSE Win Yee, Annie 謝永怡 | RO | 9 | 07 May 2012 | 11 February 2017 |
TSE Win Yee, Annie 謝永怡 | RO | 4 | 07 May 2012 | 11 February 2017 |
TSE Win Yee, Annie 謝永怡 | RE | 4 | 03 October 2008 | 07 May 2012 |
TSE Win Yee, Annie 謝永怡 | RE | 9 | 03 October 2008 | 07 May 2012 |
UMEMORI Masahiro 梅森雅宏 | RO | 9 | 01 April 2003 | 04 November 2008 |
UMEMORI Masahiro 梅森雅宏 | RO | 4 | 01 April 2003 | 04 November 2008 |
UMEMORI Masahiro 梅森雅宏 | RO | 5 | 01 April 2003 | 16 December 2004 |
UMEMORI Masahiro 梅森雅宏 | RO | 1 | 01 April 2003 | 16 December 2004 |
WANG Lu 王璐 | RE | 9 | 10 January 2019 | 29 July 2022 |
WANG Lu 王璐 | RE | 4 | 16 November 2018 | 29 July 2022 |
WEN Xuanhao 文炫皓 | RE | 1 | 15 November 2018 | 23 January 2020 |
WEN Xuanhao 文炫皓 | RE | 9 | 15 November 2018 | 23 January 2020 |
WEN Xuanhao 文炫皓 | RE | 4 | 15 November 2018 | 23 January 2020 |
WONG Ka Kuen 黃嘉權 | RE | 4 | 17 October 2007 | 24 November 2009 |
WONG Ka Kuen 黃嘉權 | RE | 9 | 17 October 2007 | 24 November 2009 |
WONG Shing Kit 黃承杰 | RE | 9 | 16 November 2021 | |
WONG Shing Kit 黃承杰 | RE | 4 | 09 November 2021 | |
WONG Sui Man 黃瑞文 | RE | 9 | 15 May 2019 | 31 July 2020 |
WONG Sui Man 黃瑞文 | RE | 4 | 15 May 2019 | 31 July 2020 |
WONG Sui Man 黃瑞文 | RE | 1 | 15 May 2019 | 31 July 2020 |
XU Na 徐娜 | RE | 9 | 20 September 2016 | 01 January 2017 |
XU Na 徐娜 | RE | 4 | 21 June 2016 | 01 January 2017 |
XU Na 徐娜 | RE | 1 | 21 June 2016 | 01 January 2017 |
XU Xiangli 許向麗 | RE | 4 | 31 July 2007 | 03 December 2010 |
XU Xiangli 許向麗 | RE | 9 | 31 July 2007 | 03 December 2010 |
YAO Chi 姚池 | RE | 1 | 02 December 2019 | 26 December 2023 |
YAO Chi 姚池 | RE | 4 | 02 December 2019 | 26 December 2023 |
YAO Chi 姚池 | RE | 9 | 02 December 2019 | 26 December 2023 |
YAU Sze Wing 邱思穎 | RE | 9 | 02 June 2023 | |
YAU Sze Wing 邱思穎 | RE | 4 | 02 June 2023 | |
YEUNG Chun Chak 楊秦澤 | RE | 9 | 20 September 2016 | 24 February 2019 |
YEUNG Chun Chak 楊秦澤 | RE | 1 | 17 August 2015 | 24 February 2019 |
YEUNG Chun Chak 楊秦澤 | RE | 4 | 17 August 2015 | 24 February 2019 |
YOKOTA Yasuhiro | RO | 9 | 02 September 2005 | 31 March 2015 |
YOKOTA Yasuhiro | RO | 4 | 02 September 2005 | 31 March 2015 |
YU Ka Yee, Sandra 余嘉儀 | RE | 4 | 01 April 2003 | 30 June 2007 |
YU Ka Yee, Sandra 余嘉儀 | RE | 9 | 01 April 2003 | 30 June 2007 |
YU Ka Yee, Sandra 余嘉儀 | RE | 6 | 01 April 2003 | 01 November 2004 |
YU Ka Yee, Sandra 余嘉儀 | RE | 1 | 01 April 2003 | 01 November 2004 |
YUEN Ho Lam Fedora 袁皓琳 | RE | 1 | 06 July 2020 | 09 April 2022 |
YUEN Ho Lam Fedora 袁皓琳 | RE | 9 | 27 May 2020 | 09 April 2022 |
YUEN Ho Lam Fedora 袁皓琳 | RE | 4 | 27 May 2020 | 09 April 2022 |
YUEN Siu Fung 袁兆豐 | RE | 9 | 24 July 2023 | |
YUEN Siu Fung 袁兆豐 | RE | 4 | 24 July 2023 | |
YUEN Siu Fung 袁兆豐 | RE | 1 | 24 July 2023 | |
YUNG Kai Po Anthony 容啓寶 | RE | 1 | 09 August 2013 | 19 November 2014 |
YUNG Kai Po Anthony 容啓寶 | RE | 4 | 09 August 2013 | 19 November 2014 |
ZHOU Siyang | RE | 1 | 31 May 2013 | 10 December 2014 |
ZHOU Siyang | RE | 9 | 03 January 2013 | 10 December 2014 |
ZHOU Siyang | RE | 4 | 03 January 2013 | 10 December 2014 |