SFC Licenceholders of Brown Brothers Harriman (Hong Kong) Limited
- francis.leong@bbh.com
- Website
- www.bbh.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABE Yusuke 安倍裕介 | RE | 3 | 02 February 2023 | 06 July 2023 |
| CHAN Albert 陳雅品 | RO | 1 | 07 November 2018 | 30 June 2021 |
| CHAN Albert 陳雅品 | RO | 3 | 19 January 2018 | 30 June 2021 |
| CHAN Albert 陳雅品 | RE | 3 | 18 May 2017 | 19 January 2018 |
| CHAN Jacqueline Bernabe 陳翠萍 | RE | 1 | 30 March 2017 | 24 August 2018 |
| CHAN King Leung 陳景良 | RE | 1 | 16 February 2012 | 27 March 2015 |
| CHAN King Leung 陳景良 | RE | 3 | 16 February 2012 | 27 March 2015 |
| CHAN King Leung 陳景良 | RO | 1 | 07 February 2007 | 16 February 2012 |
| CHAN Sheung Kuen Calvin 陳商權 | RE | 1 | 05 April 2016 | 24 August 2018 |
| CHAN Yee Lin, Elaine 陳漪漣 | RE | 3 | 19 October 2016 | 25 February 2020 |
| CHAN Yee Lin, Elaine 陳漪漣 | RE | 1 | 22 April 2016 | 25 February 2020 |
| CHAN Yin Hing Hideaky 陳燕卿 | RE | 1 | 14 December 2015 | 28 June 2016 |
| CHEUNG Yuk Chu, Helen 張昱珠 | RE | 1 | 17 March 2016 | 28 February 2017 |
| CHIANG Fuk Yip, Philip 蔣福業 | RE | 1 | 24 October 2011 | 09 August 2023 |
| CHIANG Fuk Yip, Philip 蔣福業 | RE | 3 | 24 October 2011 | 09 August 2023 |
| CULLY Christopher Terence | RE | 3 | 30 May 2016 | 19 November 2016 |
| FAAN Hoi Kit 范凱傑 | RE | 1 | 28 January 2016 | 17 August 2018 |
| FARLEY Shane Thomas | RE | 3 | 24 October 2016 | 09 November 2021 |
| FENG Anna Hua 馮華 | RE | 1 | 22 September 2010 | 02 March 2012 |
| GOTHARD Christopher Neil Averill | RO | 3 | 23 June 2016 | |
| GOTHARD Christopher Neil Averill | RO | 3 | 04 January 2011 | 25 July 2013 |
| HA Dzung-sean | RE | 1 | 24 April 2004 | 04 November 2005 |
| HAIMELIN Thomas Charles | RE | 3 | 04 January 2011 | 21 July 2012 |
| HENDERSON Alexander Bernard | RE | 3 | 03 January 2012 | 18 January 2016 |
| HIGGINS Caroline Mary | RO | 1 | 14 April 2014 | 11 June 2016 |
| HO Ka Man 何嘉敏 | RE | 1 | 17 March 2016 | 31 March 2018 |
| HUNG Chun Leong 熊俊亮 | RE | 3 | 21 October 2019 | |
| HUNG Chun Leong 熊俊亮 | RE | 1 | 14 April 2014 | 24 August 2018 |
| IP Man Yuen 葉文遠 | RE | 1 | 28 August 2014 | 30 May 2015 |
| KIMURA Mitsuko | RE | 1 | 20 September 2016 | 24 August 2018 |
| KU Man Ling 古曼玲 | RE | 1 | 26 October 2012 | 12 July 2013 |
| KWAN Ting Gee 關婷之 | RE | 1 | 24 July 2012 | 12 December 2014 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RO | 1 | 19 November 2004 | 31 March 2011 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RO | 4 | 19 November 2004 | 08 February 2010 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RO | 9 | 19 November 2004 | 09 July 2008 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RE | 1 | 01 April 2003 | 19 November 2004 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RE | 4 | 01 April 2003 | 19 November 2004 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RE | 9 | 01 April 2003 | 19 November 2004 |
| KWAN Wan Fung, Jacqueline 關韻楓 | RE | 6 | 01 April 2003 | 21 September 2004 |
| KWONG Chi Yun Anita 鄺子欣 | RE | 9 | 01 April 2003 | 24 March 2004 |
| KWONG Chi Yun Anita 鄺子欣 | RE | 6 | 01 April 2003 | 24 March 2004 |
| KWONG Chi Yun Anita 鄺子欣 | RE | 4 | 01 April 2003 | 24 March 2004 |
| KWONG Chi Yun Anita 鄺子欣 | RE | 1 | 01 April 2003 | 24 March 2004 |
| KWONG See Hin 鄺詩軒 | RE | 1 | 28 January 2016 | 28 February 2017 |
| LAKHAMSEY Tanya Abbas | RE | 1 | 16 July 2012 | 02 November 2012 |
| LAM Ambrose Kin Shek 林建碩 | RE | 1 | 27 September 2017 | 21 March 2022 |
| LAM Chi Ping 林治平 | RE | 1 | 16 July 2007 | 01 September 2007 |
| LAM Wing Shuen 林泳鏇 | RE | 1 | 26 January 2005 | 16 August 2005 |
| LAM Wing Yin Melanie 林穎妍 | RE | 1 | 28 January 2016 | 24 August 2018 |
| LAM Wing Yin Melanie 林穎妍 | RE | 1 | 14 April 2014 | 07 November 2014 |
| LAW Kwok Yan 羅幗欣 | RE | 1 | 20 January 2016 | 28 March 2017 |
| LEE Natalie Shuk Ling 利淑鈴 | RE | 1 | 28 August 2014 | 21 April 2016 |
| LEES Robert Andrew | RO | 1 | 22 March 2018 | |
| LEES Robert Andrew | RE | 1 | 15 April 2013 | 01 June 2013 |
| LEES Robert Andrew | RO | 1 | 09 October 2012 | 15 April 2013 |
| LEES Robert Andrew | RE | 1 | 13 October 2009 | 09 October 2012 |
| LEUNG Man Sik, Manz 梁文適 | RE | 1 | 02 December 2013 | 11 June 2015 |
| LEUNG Po Yu 梁寶愉 | RE | 1 | 22 July 2013 | 18 April 2014 |
| LI Ci 李詞 | RE | 1 | 03 July 2014 | 28 November 2014 |
| LIN Gary 林新凡 | RE | 3 | 12 November 2012 | 31 May 2013 |
| LIN Gary 林新凡 | RO | 3 | 31 May 2013 | 14 April 2016 |
| LIU Simo 劉斯默 | RE | 3 | 25 August 2023 | |
| LIU Simo 劉斯默 | RE | 1 | 25 August 2023 | |
| LO Chi Ho Albert 羅志豪 | RO | 1 | 03 August 2012 | 02 January 2015 |
| MAK Sau Fong, Doris 麥秀芳 | RE | 4 | 01 April 2003 | 31 March 2011 |
| MAK Sau Fong, Doris 麥秀芳 | RE | 1 | 01 April 2003 | 31 March 2011 |
| MAK Sau Fong, Doris 麥秀芳 | RE | 9 | 01 April 2003 | 09 July 2008 |
| MAK Sau Fong, Doris 麥秀芳 | RE | 6 | 01 April 2003 | 21 September 2004 |
| MAK Wing Sze 麥詠詩 | RE | 3 | 29 June 2011 | 24 August 2018 |
| MAK Wing Sze 麥詠詩 | RE | 1 | 29 June 2011 | 24 August 2018 |
| MAN Wing Yee, Winnie 文詠怡 | RE | 1 | 10 May 2006 | 18 October 2007 |
| MCLAREN Colin Scott | RO | 3 | 05 September 2012 | 31 August 2019 |
| MCLAREN Colin Scott | RO | 1 | 05 September 2012 | 31 August 2019 |
| MCLAREN Colin Scott | RO | 4 | 05 September 2012 | 03 July 2014 |
| MCLAREN Colin Scott | RE | 1 | 28 June 2011 | 05 September 2012 |
| MCLAREN Colin Scott | RE | 3 | 28 June 2011 | 05 September 2012 |
| MEEK Richard Gordon | RO | 1 | 23 November 2009 | 18 August 2012 |
| MOK Pui Man 莫佩雯 | RE | 1 | 09 March 2009 | 30 November 2011 |
| MOOIJEKIND YIN Jade Xuan 殷璇 | RE | 3 | 12 October 2020 | 17 August 2021 |
| MOOIJEKIND YIN Jade Xuan 殷璇 | RE | 1 | 12 October 2020 | 17 August 2021 |
| NG Cristina Yan Pui 吳炘培 | RE | 1 | 20 May 2022 | |
| NG Ying Kwan 吳映君 | RE | 3 | 22 December 2023 | |
| NIZAMI Zubair 李扎米 | RE | 1 | 26 February 2013 | 05 September 2013 |
| NIZAMI Zubair 李扎米 | RO | 1 | 05 September 2013 | |
| O'SULLIVAN Dara Constance | RE | 3 | 23 September 2019 | 17 November 2019 |
| PAN Xuan 潘璇 | RE | 3 | 30 September 2013 | 17 May 2019 |
| PARK Yi Hyun | RE | 3 | 28 June 2011 | 25 April 2012 |
| PARK Yi Hyun | RE | 1 | 28 June 2011 | 25 April 2012 |
| PIGOTT Christopher Charles | RO | 3 | 19 November 2020 | |
| PIGOTT Christopher Charles | RO | 1 | 19 November 2020 | |
| PIGOTT Christopher Charles | RE | 1 | 03 October 2016 | 19 November 2020 |
| PIGOTT Christopher Charles | RE | 3 | 03 October 2016 | 19 November 2020 |
| PRICE Darren James | RE | 1 | 18 September 2012 | 14 August 2019 |
| PRICE Darren James | RE | 1 | 11 June 2012 | 11 September 2012 |
| RAUTENBERG Gert 歐亞峰 | RO | 1 | 23 January 2014 | 31 July 2014 |
| ROSENSWEIG William Ernest | RO | 3 | 04 January 2011 | 29 March 2021 |
| ROSENSWEIG William Ernest | RO | 1 | 09 April 2010 | 23 May 2019 |
| ROSENSWEIG William Ernest | RO | 4 | 09 April 2010 | 03 July 2014 |
| SCHOENBACH Christopher Rainer Gerhard | RE | 3 | 08 October 2012 | 09 February 2013 |
| SHI Xiaoting 施曉廷 | RE | 1 | 24 November 2005 | 21 April 2011 |
| SIU Lok Hay Joshua 蕭樂曦 | RE | 1 | 23 June 2023 | |
| SZE Hiu Wing 施曉穎 | RE | 1 | 04 October 2012 | 15 March 2013 |
| TSANG Michael 曾米高 | RE | 3 | 08 June 2015 | 07 January 2017 |
| TSANG Michael 曾米高 | RE | 1 | 08 June 2015 | 07 January 2017 |
| TSE Siu Hung, Joseph 謝少雄 | RO | 3 | 11 May 2011 | 31 March 2014 |
| TSE Siu Hung, Joseph 謝少雄 | RO | 4 | 01 April 2003 | 31 March 2014 |
| TSE Siu Hung, Joseph 謝少雄 | RO | 1 | 01 April 2003 | 31 March 2014 |
| TSE Siu Hung, Joseph 謝少雄 | RO | 9 | 01 April 2003 | 09 July 2008 |
| TSE Siu Hung, Joseph 謝少雄 | RO | 6 | 01 April 2003 | 08 October 2004 |
| TUCKER Andrew James Francis | RO | 3 | 06 May 2011 | 29 June 2012 |
| TUCKER Andrew James Francis | RO | 4 | 18 January 2011 | 29 June 2012 |
| TUCKER Andrew James Francis | RO | 1 | 18 January 2011 | 29 June 2012 |
| WITKOWSKI Kacper Piotr | RE | 3 | 02 March 2022 | |
| WONG Lai San 王麗珊 | RE | 3 | 11 February 2016 | |
| WONG Lai San 王麗珊 | RE | 1 | 14 February 2013 | |
| WONG Lai San 王麗珊 | RO | 4 | 08 November 2004 | 31 March 2011 |
| WONG Lai San 王麗珊 | RO | 1 | 08 November 2004 | 31 March 2011 |
| WONG Lai San 王麗珊 | RO | 9 | 08 November 2004 | 09 July 2008 |
| WONG Lai San 王麗珊 | RE | 9 | 01 April 2003 | 08 November 2004 |
| WONG Lai San 王麗珊 | RE | 4 | 01 April 2003 | 08 November 2004 |
| WONG Lai San 王麗珊 | RE | 6 | 01 April 2003 | 07 October 2004 |
| WONG Oi Yun Hannah 黃凱恩 | RE | 1 | 12 July 2012 | 28 October 2013 |
| WONG Terence 黃庭禮 | RE | 1 | 16 April 2014 | 23 October 2014 |
| WONG Wing Sze Amy 黃詠詩 | RE | 1 | 12 July 2012 | 12 December 2015 |
| YEUNG Kee Ruby 楊琪 | RE | 1 | 08 August 2012 | 05 March 2018 |
| YEUNG Kwan Nga 楊鈞雅 | RE | 1 | 12 July 2012 | 02 September 2013 |
| YOSHIHARA Munenori | RO | 3 | 09 November 2023 | |
| YOSHIHARA Munenori | RE | 3 | 13 June 2018 | 09 November 2023 |
| YOSHIHARA Munenori | RE | 1 | 13 June 2018 | |
| YUEN Sau Ha 袁秀霞 | RE | 1 | 21 December 2012 | 24 August 2018 |
| YUNG Lai 容驪 | RE | 1 | 12 July 2012 | 22 April 2013 |
| ZHAO Hai Hua 趙海華 | RO | 3 | 03 January 2020 | |
| ZHAO Hai Hua 趙海華 | RO | 1 | 03 January 2020 |