Current licenceholders of AAG176 RBC Investment Services (Asia) Limited 加皇投資理財有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
CHEN Yu Hsin 陳昱欣 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-01
YAU CHAK MING 丘澤銘 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2021-01-21
WEI Ming-De 魏明得 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2020-12-23
LEE Yu-Chun 李育峻 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-04-20
WILLIS Benjamin Adam RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-03-31
LAU Chi Man 劉智敏 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2020-03-30
HUANG Chih Yu 黃芝毓 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2020-02-21
LUK Kin Long, Canon 陸健朗 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-02-21
BIN MAHAT Muhammad Suffian RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-02-19
BIN MAHAT Muhammad Suffian RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-01-14
ZHANG Kuo 張擴 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-30
LAM Wai Shing 林韋成 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-04
KWAN Cheuk Shing 關卓誠 RE 1 (Dealing in Securities) 2019-09-19
NG Calvin Cheuk Sing 吳卓乘 RE 1 (Dealing in Securities) 2019-09-19
KA Shui Pung, Francis 賈樹彬 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2019-09-16
TSE Si Man 謝蕬蔓 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2019-05-27
JUNG Il Suk 鄭日錫 RE 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-03-04
QUINT Pascal Michael RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-10-10
WONG Wing Ki Winky 王泳棋 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2018-10-04
CHEN Ping 陳平 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2018-09-14
WONG Wing Ki Winky 王泳棋 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-12
TAI Te-Chun 戴德群 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-09-06
DUAN Nairong 段乃榕 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-04-17
LEE Kin Lok 李健樂 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-01-08
KWAN Cheuk Shing 關卓誠 RE 4 (Advising on Securities) 2017-11-15
KA Yue See, Eugene 賈雨時 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-05-16
ZHAO Jingjing 趙晶晶 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-07-04
SIU Lok Lun Lawrence 蕭樂倫 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-09-24
WU Chi Leung 胡智良 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-08-10
WONG Yik Shing 黃奕成 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2015-07-03
IRWIN Samuel Mark RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-07-03
CHARK Chi Wing, Alexis 翟志榮 RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-06-25
CHIM Yat Kan 詹逸瑾 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-06-15
IRWIN Samuel Mark RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-06-10
NG Calvin Cheuk Sing 吳卓乘 RE 4 (Advising on Securities) 2015-05-06
CHIM Yat Kan 詹逸瑾 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-03-10
GOH Kian Liem, Joel 吳鍵林 RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2015-01-21
LEUNG Andy 梁健儀 RE 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-12-11
NOCHE Leo Cyril D. RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2014-12-02
WU Chi Leung 胡智良 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-11-14
HO Ting Hong 何鼎康 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2014-03-19
CHU Po Chuen 朱寶全 RE 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2011-02-25
LAI Wai Yi 賴慧儀 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2010-11-01
TSANG Wai Yin, Wendy 曾惠賢 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2010-11-01
CHENG Yin Wah, Irene 鄭燕華 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-11-01
WONG Sai Fuk, Victor 王世福 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2010-11-01
LEE Yu Sang 李裕生 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2010-11-01
YEE Mei Yuk, Rebecca 余美玉 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2010-11-01
CHAU Yee Man 周綺文 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2010-10-15
CHEN Chieh-kuo 陳介國 RE 4 (Advising on Securities) 2009-04-24
CHEN Chieh-kuo 陳介國 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2009-03-23
KA Yue See, Eugene 賈雨時 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2007-09-04
HUI Ka Man, Floria 許家敏 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2007-08-23
CHOR Chun Ming 左峻銘 RE 4 (Advising on Securities) 2007-08-15
CHOR Chun Ming 左峻銘 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2007-06-21
WONG Suet Man 王雪曼 RE 4 (Advising on Securities) 2007-03-13
WONG Suet Man 王雪曼 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2007-01-23
HUNG Yi-chu 洪翊筑 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2006-07-28
HUNG Yi-chu 洪翊筑 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2006-07-17
TAM Wey Lung 譚維龍 RE 4 (Advising on Securities) 2006-07-12
NG Ngai Wai 吳毅慧 RE 4 (Advising on Securities) 2006-07-10
CHAN Pak Ming, Nicholas 陳百銘 RE 4 (Advising on Securities) 2006-07-10
AU Wing Ting 歐永定 RE 4 (Advising on Securities) 2006-07-04
TAM Wey Lung 譚維龍 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2006-07-01
CHAN Pak Ming, Nicholas 陳百銘 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2006-07-01
AU Wing Ting 歐永定 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2006-07-01
YEUNG Leung Yu, Murray 楊亮瑜 RE 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2006-06-30
NG Ngai Wai 吳毅慧 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2006-06-27
LEE Tsz Kwun, Rosanna 李旨坤 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2004-11-24
LEUNG Yuen Ping, Dara 梁婉萍 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2004-11-24
CHAN Sau Ying, Doris 陳秀瑛 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2004-11-22
LEUNG Yuen Ping, Dara 梁婉萍 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2003-04-01
CHAN Sau Ying, Doris 陳秀瑛 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2003-04-01
LEE Tsz Kwun, Rosanna 李旨坤 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2003-04-01
SHIU Ka Pik, Karen 蕭家碧 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2003-04-01
CHAU Yee Man 周綺文 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2003-04-01
CHEUNG Chi Ming 張志明 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2003-04-01