SFC Licenceholders of Delta Asia Wealth Management Limited 滙業財富管理有限公司
- compliancehk@delta-asia.com
- Website
- www.delta-asia.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AU Chong Kit, Stanley 區宗傑 | RO | 6 | 01 April 2003 | 14 January 2005 |
AU Chong Kit, Stanley 區宗傑 | RO | 4 | 01 April 2003 | |
AU Chong Kit, Stanley 區宗傑 | RO | 9 | 01 April 2003 | |
AU Lai Chong 區麗莊 | RO | 9 | 06 July 2017 | |
AU Lai Chong 區麗莊 | RO | 4 | 06 July 2017 | |
AU Yip Hang 歐業亨 | RO | 9 | 03 February 2016 | 23 December 2017 |
AU Yip Hang 歐業亨 | RO | 4 | 03 February 2016 | 23 December 2017 |
AU Yip Hang 歐業亨 | RE | 9 | 07 December 2015 | 03 February 2016 |
AU Yip Hang 歐業亨 | RE | 4 | 07 December 2015 | 03 February 2016 |
CAO Min 曹敏 | RE | 4 | 20 February 2014 | 30 September 2015 |
CHAN Chi Shun 陳智信 | RE | 4 | 30 June 2006 | 15 February 2007 |
CHAN Ka Kin 陳家建 | RE | 9 | 26 July 2022 | |
CHAN Ka Kin 陳家建 | RE | 4 | 26 July 2022 | |
CHAN Kar Wah 陳家驊 | RE | 9 | 11 October 2013 | 04 September 2017 |
CHAN Siu Hong 陳肇康 | RE | 4 | 21 November 2003 | 19 July 2005 |
CHAN Siu Ling 陳小鈴 | RE | 9 | 25 August 2014 | 29 September 2014 |
CHAN Yat Kei 陳逸基 | RO | 4 | 27 March 2007 | 09 February 2009 |
CHAN Yat Kei 陳逸基 | RO | 9 | 19 September 2006 | 09 February 2009 |
CHAN Yat Kei 陳逸基 | RE | 9 | 31 January 2005 | 19 September 2006 |
CHAN Yat Kei 陳逸基 | RE | 4 | 24 January 2005 | 27 March 2007 |
CHEN Bo 陳波 | RE | 4 | 22 May 2014 | 30 April 2015 |
CHEUNG Hang Lok 張恒樂 | RE | 4 | 17 February 2014 | 12 September 2014 |
CHIN Reginald Alvin 陳家暉 | RE | 9 | 14 December 2012 | 07 September 2013 |
CHONG Chi Shing 莊治城 | RE | 9 | 13 August 2018 | 01 July 2020 |
CHONG Chi Shing 莊治城 | RE | 4 | 13 August 2018 | 01 July 2020 |
CHU Yiu Keung 朱耀強 | RE | 9 | 03 June 2020 | 16 December 2020 |
CHUNG Wing Ying Wylson 鍾永英 | RE | 9 | 26 September 2012 | 10 August 2013 |
DONG Fangming 董方明 | RE | 9 | 03 October 2012 | 01 February 2013 |
FAN Chun Yin 范鎮燃 | RE | 9 | 28 July 2023 | |
FOK Yiu Tung 霍耀東 | RE | 9 | 14 July 2010 | 18 September 2010 |
FONG Man Kin 方文健 | RE | 9 | 26 March 2013 | 30 June 2013 |
FUNG King Hong 馮景康 | RE | 9 | 20 September 2012 | 02 October 2013 |
HO Hoi Wah 何凱華 | RE | 9 | 25 April 2005 | 19 July 2005 |
HO Kam Wing 何錦榮 | RE | 9 | 18 November 2004 | 10 June 2005 |
HO Ting Hong 何鼎康 | RE | 9 | 15 March 2013 | 03 June 2013 |
HUI Ka Yu 許嘉宇 | RE | 9 | 02 June 2017 | 08 May 2020 |
HUNG Lai Ping 熊麗萍 | RO | 9 | 13 May 2009 | 30 June 2012 |
HUNG Lai Ping 熊麗萍 | RO | 4 | 02 March 2009 | 30 June 2012 |
HUNG Lai Ping 熊麗萍 | RE | 9 | 10 May 2006 | 13 May 2009 |
HUNG Lai Ping 熊麗萍 | RO | 9 | 29 July 2005 | 29 January 2006 |
HUNG Lai Ping 熊麗萍 | RE | 4 | 01 April 2003 | 02 March 2009 |
HUNG Lai Ping 熊麗萍 | RE | 9 | 01 April 2003 | 29 July 2005 |
HUNG Lai Ping 熊麗萍 | RE | 6 | 01 April 2003 | 11 May 2004 |
KWAN Ching 關正 | RE | 9 | 14 December 2015 | |
KWAN Wai Man 關惠文 | RO | 4 | 09 July 2019 | 01 June 2020 |
KWAN Wai Man 關惠文 | RE | 9 | 09 July 2019 | 01 June 2020 |
KWOK Hon Kuen 郭漢權 | RE | 9 | 21 January 2009 | 13 July 2012 |
KWOK Shun Hei, Simon 郭信熙 | RE | 4 | 18 November 2015 | 01 June 2022 |
KWOK Shun Hei, Simon 郭信熙 | RE | 9 | 18 November 2015 | 01 June 2022 |
KWOK Sze Kong 郭詩江 | RO | 9 | 31 July 2015 | 30 June 2016 |
KWOK Sze Kong 郭詩江 | RO | 4 | 31 July 2015 | 30 June 2016 |
KWOK Sze Kong 郭詩江 | RE | 9 | 08 October 2012 | 31 July 2015 |
KWOK Yu Ho 郭宇浩 | RE | 9 | 22 March 2021 | 08 July 2021 |
LAI Mei Yee, Elaine 黎美儀 | RO | 9 | 03 August 2021 | 03 February 2023 |
LAI Mei Yee, Elaine 黎美儀 | RO | 4 | 03 August 2021 | 03 February 2023 |
LAM Kwok Kay 林國基 | RE | 9 | 24 May 2006 | 21 June 2007 |
LAU Chak Lam 劉澤林 | RO | 9 | 01 August 2012 | 06 August 2015 |
LAU Chak Lam 劉澤林 | RO | 4 | 01 August 2012 | 06 August 2015 |
LAU Chak Lam 劉澤林 | RE | 9 | 04 July 2012 | 01 August 2012 |
LAU Kin On, Kenneth 劉健安 | RE | 9 | 28 April 2005 | 07 July 2007 |
LAU Kin On, Kenneth 劉健安 | RE | 4 | 28 April 2005 | 07 July 2007 |
LAU Siu Lun 劉兆倫 | RE | 9 | 12 February 2009 | 23 April 2010 |
LEE Shuk Yi 李淑儀 | RE | 9 | 15 January 2014 | 11 April 2014 |
LEUNG Ho Wing 梁浩荣 | RE | 9 | 20 May 2020 | 27 August 2021 |
LEUNG Yin Piu 梁彥彪 | RE | 9 | 20 July 2020 | 29 April 2022 |
LING Man Ping 凌曼冰 | RE | 4 | 03 December 2015 | 18 December 2015 |
LING Man Ping 凌曼冰 | RE | 4 | 18 November 2013 | 06 March 2014 |
LING Man Ping 凌曼冰 | RE | 9 | 18 December 2015 | 14 October 2016 |
LING Man Ping 凌曼冰 | RO | 4 | 18 December 2015 | 14 October 2016 |
LING Man Ping 凌曼冰 | RE | 9 | 13 September 2012 | 06 March 2014 |
LO Man Un 羅文遠 | RE | 4 | 20 September 2005 | 15 June 2006 |
LO Man Un 羅文遠 | RE | 9 | 20 September 2005 | 15 June 2006 |
LOWE Norman C. 勞樹源 | RO | 9 | 12 May 2005 | 13 May 2006 |
LOWE Norman C. 勞樹源 | RO | 4 | 12 May 2005 | 13 May 2006 |
MAK Chun Fai, Frankie 麥振輝 | RE | 9 | 24 November 2009 | 25 September 2010 |
MAK Wing Kwong Anthony 麥永光 | RE | 9 | 30 January 2015 | 28 April 2015 |
MUSHKAT Miron | RO | 9 | 01 April 2003 | 21 December 2004 |
MUSHKAT Miron | RO | 4 | 01 April 2003 | 21 December 2004 |
TO Wai Man 陶偉民 | RE | 9 | 06 March 2015 | |
TUNG Kai Ah 董啟亞 | RO | 9 | 26 June 2020 | 02 July 2021 |
TUNG Kai Ah 董啟亞 | RO | 4 | 26 June 2020 | 02 July 2021 |
TUNG Kai Ah 董啟亞 | RE | 9 | 01 June 2020 | 26 June 2020 |
TUNG Kai Ah 董啟亞 | RE | 4 | 01 June 2020 | 26 June 2020 |
WONG Kam Wing 黃錦榮 | RE | 9 | 18 October 2012 | 18 August 2015 |
WONG Nim Poon 黃念本 | RE | 9 | 28 November 2008 | 29 April 2010 |
WONG Siu Kee 黃少基 | RE | 9 | 10 June 2013 | 09 July 2013 |
WU Ling 吳凌 | RE | 4 | 29 May 2014 | 26 January 2015 |
WU Ling 吳凌 | RE | 9 | 05 July 2013 | 26 January 2015 |
YANG Ja Wah 楊家華 | RE | 9 | 20 September 2012 | 05 August 2013 |
YU Ka Ho 余家豪 | RE | 4 | 08 August 2005 | 30 December 2005 |
ZEE John 徐強生 | RO | 9 | 24 August 2018 | 24 February 2019 |
ZEE John 徐強生 | RO | 4 | 24 August 2018 | 24 February 2019 |
ZEE John 徐強生 | RE | 9 | 24 August 2018 | 24 August 2018 |
ZEE John 徐強生 | RE | 4 | 24 August 2018 | 24 August 2018 |