SFC Licenceholders of Finet Securities Limited 財華證券有限公司
- cs@finetsecurities.com
- Website
- www.finetsecurities.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
BHATT Jay Hemant | RO | 9 | 17 December 2015 | 06 July 2016 |
BHATT Jay Hemant | RO | 4 | 17 December 2015 | 06 July 2016 |
BHATT Jay Hemant | RO | 1 | 26 May 2015 | 06 July 2016 |
BHATT Jay Hemant | RE | 1 | 08 May 2015 | 26 May 2015 |
CHAN Chi Yin, Stefanie 陳志賢 | RO | 9 | 07 December 2023 | |
CHAN Hok Fu 陳學夫 | RE | 2 | 27 September 2005 | 04 December 2006 |
CHAN Hok Fu 陳學夫 | RE | 1 | 27 September 2005 | 04 December 2006 |
CHAN Ki Chu, Micky 陳其曙 | RE | 1 | 01 April 2003 | 30 May 2008 |
CHAN Ki Chu, Micky 陳其曙 | RE | 9 | 01 April 2003 | 17 December 2003 |
CHAN Ki Chu, Micky 陳其曙 | RE | 6 | 01 April 2003 | 17 December 2003 |
CHAN Ki Chu, Micky 陳其曙 | RE | 4 | 01 April 2003 | 17 December 2003 |
CHAN Kwok Chiu 陳國超 | RO | 9 | 09 March 2021 | 13 June 2021 |
CHAN Kwok Chiu 陳國超 | RE | 9 | 22 December 2020 | 09 March 2021 |
CHAN Lam Chak 陳林澤 | RO | 9 | 26 April 2017 | 23 June 2017 |
CHAN Lam Chak 陳林澤 | RE | 9 | 23 March 2017 | 26 April 2017 |
CHAN Yiu Chung 陳耀宗 | RO | 2 | 28 August 2006 | 20 August 2008 |
CHAN Yiu Chung 陳耀宗 | RO | 1 | 28 August 2006 | 20 August 2008 |
CHAN Yiu Chung 陳耀宗 | RE | 2 | 25 January 2006 | 28 August 2006 |
CHAN Yiu Chung 陳耀宗 | RE | 1 | 25 January 2006 | 28 August 2006 |
CHAU Chung Yin, Samiel 周中彥 | RO | 2 | 22 February 2013 | 18 June 2014 |
CHAU Chung Yin, Samiel 周中彥 | RO | 1 | 22 February 2013 | 18 June 2014 |
CHEN Hsiang Ju 陳香如 | RE | 1 | 24 March 2014 | 23 July 2014 |
CHENG Kam Ho, Roy 鄭鑑浩 | RE | 1 | 21 April 2011 | 30 September 2011 |
CHENG Ming Chun 鄭銘瑨 | RO | 9 | 22 May 2019 | 18 October 2019 |
CHENG Ming Chun 鄭銘瑨 | RE | 9 | 12 March 2019 | 22 May 2019 |
CHENG Ming Chun 鄭銘瑨 | RO | 4 | 22 May 2019 | 18 October 2019 |
CHEUNG Shing Kit 張成杰 | RE | 4 | 22 June 2017 | 22 December 2017 |
CHEUNG Shing Kit 張成杰 | RE | 1 | 22 June 2017 | 22 December 2017 |
CHEUNG Wai 張惠 | RE | 2 | 28 January 2008 | 01 December 2010 |
CHEUNG Wai 張惠 | RE | 1 | 28 January 2008 | 01 December 2010 |
CHU Chun Ho, Nelson 朱震濠 | RE | 1 | 26 March 2019 | 22 May 2019 |
CHU Sau Ming 朱秀明 | RE | 1 | 01 September 2005 | 31 July 2007 |
CHU Sung Hei 朱崇希 | RO | 1 | 23 December 2008 | 31 July 2009 |
CHU Sung Hei 朱崇希 | RE | 1 | 21 October 2008 | 23 December 2008 |
CHUK Chi Wing 卓志永 | RO | 1 | 14 May 2008 | 21 May 2011 |
CHUK Chi Wing 卓志永 | RE | 2 | 14 May 2008 | 21 May 2011 |
CHUK Chi Wing 卓志永 | RE | 1 | 18 April 2008 | 14 May 2008 |
ENDO Yukiko 遠藤由紀子 | RE | 1 | 01 April 2003 | 05 August 2005 |
ENDO Yukiko 遠藤由紀子 | RE | 2 | 01 April 2003 | 05 August 2005 |
ENDO Yukiko 遠藤由紀子 | RE | 6 | 01 April 2003 | 17 December 2003 |
ENDO Yukiko 遠藤由紀子 | RE | 5 | 01 April 2003 | 17 December 2003 |
ENDO Yukiko 遠藤由紀子 | RE | 4 | 01 April 2003 | 17 December 2003 |
ENDO Yukiko 遠藤由紀子 | RE | 9 | 01 April 2003 | 17 December 2003 |
FAN Chun Man 范俊文 | RE | 2 | 04 November 2005 | 24 April 2006 |
FONG Kwun Wai, Matthew 方貫威 | RE | 9 | 05 September 2018 | 14 September 2018 |
FU Ming 傅鳴 | RO | 2 | 02 November 2017 | 01 January 2019 |
FU Ming 傅鳴 | RO | 1 | 02 November 2017 | 01 January 2019 |
FUNG Wing Yee 馮穎怡 | RE | 1 | 02 January 2019 | 07 January 2019 |
FUNG Wing Yee 馮穎怡 | RE | 4 | 02 January 2019 | 07 January 2019 |
FUNG Wing Yee 馮穎怡 | RE | 9 | 02 January 2019 | 07 January 2019 |
HANAI Mitsuru 花井滿 | RE | 1 | 29 April 2008 | 14 February 2013 |
HANAI Mitsuru 花井滿 | RE | 2 | 04 July 2007 | 14 February 2013 |
HUNG Cho Yan 洪祖恩 | RO | 2 | 17 July 2014 | 31 October 2014 |
HUNG Cho Yan 洪祖恩 | RO | 1 | 17 July 2014 | 31 October 2014 |
ISO Masahito | RO | 1 | 01 April 2003 | 28 March 2012 |
ISO Masahito | RO | 2 | 01 April 2003 | 28 March 2012 |
ISO Masahito | RO | 4 | 01 April 2003 | 23 September 2004 |
ISO Masahito | RO | 9 | 01 April 2003 | 23 September 2004 |
ISO Masahito | RO | 6 | 01 April 2003 | 23 September 2004 |
ISO Masahito | RO | 5 | 01 April 2003 | 23 September 2004 |
IU Chong Chi 姚仲池 | RE | 2 | 02 November 2005 | 07 December 2005 |
IU Chong Chi 姚仲池 | RE | 1 | 02 November 2005 | 07 December 2005 |
KWAN Ut Hoi 關越海 | RE | 1 | 25 May 2016 | 27 July 2016 |
KWAN Ut Hoi 關越海 | RE | 2 | 25 May 2016 | 27 July 2016 |
KWAN Ut Hoi 關越海 | RO | 4 | 01 November 2016 | 21 July 2017 |
KWAN Ut Hoi 關越海 | RO | 2 | 27 July 2016 | 21 July 2017 |
KWAN Ut Hoi 關越海 | RO | 1 | 27 July 2016 | 21 July 2017 |
LAI Hon Chung 黎漢忠 | RE | 2 | 12 December 2005 | 21 June 2006 |
LAM Fat, Charles 林發 | RO | 2 | 30 October 2014 | 30 April 2015 |
LAM Fat, Charles 林發 | RO | 1 | 30 October 2014 | 30 April 2015 |
LAM Hiu Ha, Kate 林曉霞 | RO | 2 | 04 June 2015 | 04 November 2016 |
LAM Hiu Ha, Kate 林曉霞 | RO | 1 | 04 June 2015 | 04 November 2016 |
LAM Hiu Ha, Kate 林曉霞 | RE | 2 | 26 May 2015 | 04 June 2015 |
LAM Hiu Ha, Kate 林曉霞 | RE | 1 | 26 May 2015 | 04 June 2015 |
LAU Chu Hung 劉柱洪 | RE | 2 | 12 December 2005 | 14 March 2006 |
LAU Tak Yan 劉德欣 | RE | 9 | 12 March 2019 | 24 May 2019 |
LAU Tak Yan 劉德欣 | RO | 4 | 24 May 2019 | 24 December 2019 |
LAU Tak Yan 劉德欣 | RO | 9 | 24 May 2019 | 03 March 2022 |
LAU Tak Yan 劉德欣 | RO | 1 | 13 May 2020 | 03 March 2022 |
LAU Tak Yan 劉德欣 | RO | 4 | 13 May 2020 | 03 March 2022 |
LEE Shiu Ki 李紹祺 | RO | 4 | 02 March 2020 | 15 June 2020 |
LEE Shiu Ki 李紹祺 | RO | 9 | 02 March 2020 | 15 June 2020 |
LEE Yiu Kai, Godwin 李耀基 | RO | 9 | 07 March 2017 | 28 June 2017 |
LEONG Chong Tat 梁宗達 | RE | 1 | 04 September 2007 | 15 May 2013 |
LEUNG Chi Chung 梁志聰 | RO | 9 | 11 April 2018 | 14 January 2019 |
LEUNG Chi Chung 梁志聰 | RO | 4 | 11 April 2018 | 14 January 2019 |
LEUNG Chi Chung 梁志聰 | RO | 1 | 11 April 2018 | 14 January 2019 |
LEUNG Chi Chung 梁志聰 | RE | 9 | 28 March 2018 | 11 April 2018 |
LI Kim Ping 李儉炳 | RE | 2 | 02 September 2016 | 30 September 2016 |
LI Kim Ping 李儉炳 | RE | 9 | 07 March 2017 | 25 January 2018 |
LI Kim Ping 李儉炳 | RE | 1 | 02 September 2016 | 30 September 2016 |
LI Kim Ping 李儉炳 | RO | 4 | 08 November 2016 | 25 January 2018 |
LI Kim Ping 李儉炳 | RO | 2 | 30 September 2016 | 25 January 2018 |
LI Kim Ping 李儉炳 | RO | 1 | 30 September 2016 | 25 January 2018 |
LI Sai Chung 李世聰 | RO | 1 | 24 March 2010 | 26 April 2011 |
LI Sai Chung 李世聰 | RO | 2 | 22 October 2009 | 26 April 2011 |
LI Sai Chung 李世聰 | RE | 1 | 04 February 2006 | 24 March 2010 |
LI Sai Chung 李世聰 | RE | 2 | 13 October 2005 | 22 October 2009 |
LIU Wei-Yueh 劉維岳 | RE | 1 | 08 June 2010 | 01 June 2011 |
LO Chi Yan 盧紫茵 | RO | 2 | 02 August 2011 | 08 August 2014 |
LO Chi Yan 盧紫茵 | RO | 1 | 02 August 2011 | 08 August 2014 |
LO Chi Yan 盧紫茵 | RE | 2 | 31 May 2011 | 02 August 2011 |
LO Chi Yan 盧紫茵 | RE | 1 | 31 May 2011 | 02 August 2011 |
LO Kai Ngai 羅啟藝 | RO | 2 | 14 June 2010 | 15 February 2013 |
LO Kai Ngai 羅啟藝 | RO | 1 | 14 June 2010 | 15 February 2013 |
LO Kai Ngai 羅啟藝 | RE | 2 | 22 March 2010 | 14 June 2010 |
LO Kai Ngai 羅啟藝 | RE | 1 | 22 March 2010 | 14 June 2010 |
MOU Shuk Han 繆淑嫻 | RO | 2 | 25 November 2014 | 10 April 2016 |
MOU Shuk Han 繆淑嫻 | RO | 1 | 25 November 2014 | 10 April 2016 |
MOW On Loy 繆安來 | RO | 9 | 19 May 2023 | 04 October 2023 |
MOW On Loy 繆安來 | RO | 4 | 19 May 2023 | 04 October 2023 |
MOW On Loy 繆安來 | RO | 1 | 19 May 2023 | 04 October 2023 |
NG Hoi Tong 吳海塘 | RE | 2 | 03 June 2011 | 08 February 2013 |
NG Hoi Tong 吳海塘 | RE | 1 | 03 June 2011 | 08 February 2013 |
NG Kwok Keung 吳國強 | RE | 1 | 23 December 2008 | 06 July 2009 |
OR Kin 柯堅 | RE | 1 | 18 July 2017 | 29 June 2018 |
OR Kin 柯堅 | RE | 4 | 18 July 2017 | 29 June 2018 |
PANG Leung Wai, Andrew 彭量為 | RO | 4 | 07 March 2016 | 19 September 2016 |
PANG Leung Wai, Andrew 彭量為 | RO | 1 | 06 May 2016 | 19 September 2016 |
PANG Leung Wai, Andrew 彭量為 | RO | 9 | 07 March 2016 | 19 September 2016 |
SZE-TO May Ying, Gilda 司徒美英 | RO | 9 | 17 December 2015 | 02 February 2016 |
SZE-TO May Ying, Gilda 司徒美英 | RO | 4 | 17 December 2015 | 02 February 2016 |
TAI Kwok Leung, Alexander 戴國良 | RO | 9 | 15 January 2024 | |
TAI Kwok Leung, Alexander 戴國良 | RO | 4 | 15 January 2024 | |
TAI Kwok Leung, Alexander 戴國良 | RO | 1 | 15 January 2024 | |
TUNG Chung Yin, Williams 童忠賢 | RO | 4 | 28 November 2016 | 08 June 2018 |
TUNG Chung Yin, Williams 童忠賢 | RO | 9 | 28 November 2016 | 08 June 2018 |
TUNG Chung Yin, Williams 童忠賢 | RO | 1 | 23 May 2018 | 08 June 2018 |
WONG Chun Yuen 黃振炫 | RO | 1 | 20 February 2018 | 31 August 2018 |
WONG Chun Yuen 黃振炫 | RO | 2 | 20 February 2018 | 31 August 2018 |
WONG Ho 黃可 | RE | 2 | 13 October 2005 | 21 April 2006 |
WONG Kin Man 黃健敏 | RE | 2 | 25 February 2010 | 02 July 2014 |
WONG Kin Man 黃健敏 | RE | 1 | 25 February 2010 | 02 July 2014 |
WONG Kin Man 黃健敏 | RO | 2 | 01 April 2003 | 25 February 2010 |
WONG Kin Man 黃健敏 | RO | 1 | 01 April 2003 | 25 February 2010 |
WONG Kin Man 黃健敏 | RO | 5 | 01 April 2003 | 23 September 2004 |
WONG Kin Man 黃健敏 | RO | 6 | 01 April 2003 | 23 September 2004 |
WONG Kin Man 黃健敏 | RO | 9 | 01 April 2003 | 23 September 2004 |
WONG Kin Man 黃健敏 | RO | 4 | 01 April 2003 | 23 September 2004 |
WOO Kwok On 胡國安 | RO | 4 | 20 March 2020 | 13 December 2022 |
WOO Kwok On 胡國安 | RO | 1 | 21 January 2019 | 13 December 2022 |
WOO Kwok On 胡國安 | RO | 2 | 21 January 2019 | 05 September 2019 |
WOO Kwok On 胡國安 | RO | 9 | 20 March 2020 | 13 December 2022 |
WOO Kwok On 胡國安 | RE | 2 | 24 December 2018 | 21 January 2019 |
WOO Kwok On 胡國安 | RE | 1 | 24 December 2018 | 21 January 2019 |
YAM Tung 任東 | RO | 9 | 04 July 2022 | |
YAM Tung 任東 | RO | 4 | 04 July 2022 | |
YI Chuanghua 易創華 | RO | 1 | 16 November 2018 | 31 May 2020 |
YI Chuanghua 易創華 | RO | 2 | 16 November 2018 | 05 September 2019 |
YU Shui Sang, Bernard 余瑞生 | RO | 2 | 21 March 2017 | 11 April 2017 |
ZHANG Xinxiong 張信雄 | RE | 9 | 24 September 2021 | |
ZHANG Xinxiong 張信雄 | RO | 1 | 04 September 2020 | |
ZHANG Xinxiong 張信雄 | RE | 1 | 31 July 2020 | 04 September 2020 |