Current licenceholders of AAI429 Haitong International Investment Managers Limited 海通國際投資經理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIU Jing 劉靜 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2021-02-23
ZHU Yaolin 朱姚琳 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2021-02-19
YAN Suping 閻素萍 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2021-02-17
WONG Lai Sum 黃禮琛 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2021-02-17
YEUNG Po Yin Poey 楊寶妍 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2020-09-24
FONG Po 方寶 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-02
LI Zhiwei 李芷薇 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-17
WONG Chung Yin 王頌賢 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2020-08-17
KEE Kin Hang 紀鍵亨 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2020-07-09
WU Shuo 武碩 RE 1 (Dealing in Securities) 2020-06-04
YUNG Johnnie Ka Sing 翁嘉升 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-02
SHEN Xiaomin 沈曉民 RE 1 (Dealing in Securities) 2020-04-01
LIU Xiwei 劉熹薇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2020-03-25
SHEN Xiaomin 沈曉民 RE 4 (Advising on Securities), 9 (Asset Management) 2020-03-06
CHUNG Ho Yin 鍾浩然 RE 9 (Asset Management), 4 (Advising on Securities) 2019-11-12
CHUNG Ho Yin 鍾浩然 RE 1 (Dealing in Securities) 2019-09-25
CHOW Chi Man 鄒志文 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-06-20
LI Jun 李隽 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2019-01-25
KAO Wan Ling Eileen 高允苓 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-09-21
LEUNG Chui Lin 梁翠蓮 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2018-08-29
LIU Mengxiao 劉梦晓 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-08-21
LI Ho Ming 李浩銘 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-08-16
CHEUNG Chin To Gary 張展途 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-07-24
HU Xin 胡昕 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2017-11-03
XIE Yi 謝怡 RO 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2017-10-30
AU Yu Him 區宇謙 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2017-10-19
LIN Yongqin 林咏琴 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2017-10-12
HO Long Shan, Leonard 何朗山 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2017-09-27
CHAN Hiu Ka 陳曉嘉 RE 1 (Dealing in Securities) 2017-09-13
SHI Ziyuan 史梓渊 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2017-08-15
YANG Yanping 楊延平 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2017-07-31
ZHANG Mengqi 張梦麒 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-02-16
YANG Ledong 楊樂東 RO 9 (Asset Management), 1 (Dealing in Securities) 2016-11-02
LIU Chang 劉暢 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2016-10-27
JIANG Hao 姜昊 RE 1 (Dealing in Securities) 2016-06-07
CHU Wai Lun 朱偉倫 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2016-05-20
XIANG Zhao 項釗 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2015-09-21
JIANG Hao 姜昊 RE 9 (Asset Management), 4 (Advising on Securities) 2015-07-24
YANG Ledong 楊樂東 RE 4 (Advising on Securities) 2015-06-22
TANG Mo 唐茉 RE 9 (Asset Management) 2015-06-05
WU Shuo 武碩 RE 4 (Advising on Securities), 9 (Asset Management) 2014-11-05
YANG Jianxin 楊建新 RO 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2014-03-31
SU Keng-Hsien 蘇耿賢 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2013-07-12
TANG Mo 唐茉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2013-05-13