Current licenceholders of AAI429 Haitong International Investment Managers Limited 海通國際投資經理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LIU Jing 劉靜 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2021-02-23 |
| ZHU Yaolin 朱姚琳 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2021-02-19 |
| YAN Suping 閻素萍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2021-02-17 |
| WONG Lai Sum 黃禮琛 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-02-17 |
| YEUNG Po Yin Poey 楊寶妍 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-09-24 |
| FONG Po 方寶 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-02 |
| LI Zhiwei 李芷薇 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-17 |
| WONG Chung Yin 王頌賢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-08-17 |
| KEE Kin Hang 紀鍵亨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-07-09 |
| WU Shuo 武碩 | RE | 1 (Dealing in Securities) | 2020-06-04 |
| YUNG Johnnie Ka Sing 翁嘉升 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-02 |
| SHEN Xiaomin 沈曉民 | RE | 1 (Dealing in Securities) | 2020-04-01 |
| LIU Xiwei 劉熹薇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-03-25 |
| SHEN Xiaomin 沈曉民 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-03-06 |
| CHUNG Ho Yin 鍾浩然 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-11-12 |
| CHUNG Ho Yin 鍾浩然 | RE | 1 (Dealing in Securities) | 2019-09-25 |
| CHOW Chi Man 鄒志文 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-20 |
| LI Jun 李隽 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-01-25 |
| KAO Wan Ling Eileen 高允苓 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-09-21 |
| LEUNG Chui Lin 梁翠蓮 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2018-08-29 |
| LIU Mengxiao 劉梦晓 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-08-21 |
| LI Ho Ming 李浩銘 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-08-16 |
| CHEUNG Chin To Gary 張展途 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-07-24 |
| HU Xin 胡昕 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-11-03 |
| XIE Yi 謝怡 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-10-30 |
| AU Yu Him 區宇謙 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-10-19 |
| LIN Yongqin 林咏琴 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-10-12 |
| HO Long Shan, Leonard 何朗山 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-09-27 |
| CHAN Hiu Ka 陳曉嘉 | RE | 1 (Dealing in Securities) | 2017-09-13 |
| SHI Ziyuan 史梓渊 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-08-15 |
| YANG Yanping 楊延平 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-07-31 |
| ZHANG Mengqi 張梦麒 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-02-16 |
| YANG Ledong 楊樂東 | RO | 9 (Asset Management), 1 (Dealing in Securities) | 2016-11-02 |
| LIU Chang 劉暢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2016-10-27 |
| JIANG Hao 姜昊 | RE | 1 (Dealing in Securities) | 2016-06-07 |
| CHU Wai Lun 朱偉倫 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2016-05-20 |
| XIANG Zhao 項釗 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2015-09-21 |
| JIANG Hao 姜昊 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2015-07-24 |
| YANG Ledong 楊樂東 | RE | 4 (Advising on Securities) | 2015-06-22 |
| TANG Mo 唐茉 | RE | 9 (Asset Management) | 2015-06-05 |
| WU Shuo 武碩 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2014-11-05 |
| YANG Jianxin 楊建新 | RO | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2014-03-31 |
| SU Keng-Hsien 蘇耿賢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2013-07-12 |
| TANG Mo 唐茉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-05-13 |