Current licenceholders of AAI429 Haitong International Investment Managers Limited 海通國際投資經理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
LIU Jing 劉靜 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2021-02-23 |
ZHU Yaolin 朱姚琳 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2021-02-19 |
YAN Suping 閻素萍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2021-02-17 |
WONG Lai Sum 黃禮琛 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-02-17 |
YEUNG Po Yin Poey 楊寶妍 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-09-24 |
FONG Po 方寶 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-02 |
LI Zhiwei 李芷薇 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-17 |
WONG Chung Yin 王頌賢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-08-17 |
KEE Kin Hang 紀鍵亨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-07-09 |
WU Shuo 武碩 | RE | 1 (Dealing in Securities) | 2020-06-04 |
YUNG Johnnie Ka Sing 翁嘉升 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-02 |
SHEN Xiaomin 沈曉民 | RE | 1 (Dealing in Securities) | 2020-04-01 |
LIU Xiwei 劉熹薇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-03-25 |
SHEN Xiaomin 沈曉民 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-03-06 |
CHUNG Ho Yin 鍾浩然 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-11-12 |
CHUNG Ho Yin 鍾浩然 | RE | 1 (Dealing in Securities) | 2019-09-25 |
CHOW Chi Man 鄒志文 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-20 |
LI Jun 李隽 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-01-25 |
KAO Wan Ling Eileen 高允苓 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-09-21 |
LEUNG Chui Lin 梁翠蓮 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2018-08-29 |
LIU Mengxiao 劉梦晓 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-08-21 |
LI Ho Ming 李浩銘 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-08-16 |
CHEUNG Chin To Gary 張展途 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-07-24 |
HU Xin 胡昕 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-11-03 |
XIE Yi 謝怡 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-10-30 |
AU Yu Him 區宇謙 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-10-19 |
LIN Yongqin 林咏琴 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-10-12 |
HO Long Shan, Leonard 何朗山 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-09-27 |
CHAN Hiu Ka 陳曉嘉 | RE | 1 (Dealing in Securities) | 2017-09-13 |
SHI Ziyuan 史梓渊 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-08-15 |
YANG Yanping 楊延平 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2017-07-31 |
ZHANG Mengqi 張梦麒 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-02-16 |
YANG Ledong 楊樂東 | RO | 9 (Asset Management), 1 (Dealing in Securities) | 2016-11-02 |
LIU Chang 劉暢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2016-10-27 |
JIANG Hao 姜昊 | RE | 1 (Dealing in Securities) | 2016-06-07 |
CHU Wai Lun 朱偉倫 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2016-05-20 |
XIANG Zhao 項釗 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2015-09-21 |
JIANG Hao 姜昊 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2015-07-24 |
YANG Ledong 楊樂東 | RE | 4 (Advising on Securities) | 2015-06-22 |
TANG Mo 唐茉 | RE | 9 (Asset Management) | 2015-06-05 |
WU Shuo 武碩 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2014-11-05 |
YANG Jianxin 楊建新 | RO | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2014-03-31 |
SU Keng-Hsien 蘇耿賢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2013-07-12 |
TANG Mo 唐茉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-05-13 |