SFC Licenceholders of South China Capital Limited 南華融資有限公司
- sccompliance@sctrade.com
- Website
- www.sctrade.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Chi Ming 歐智明 | RE | 6 | 29 October 2015 | 11 December 2015 |
| CAO Chongnan 曹崇南 | RE | 6 | 01 April 2014 | 21 March 2017 |
| CAO Wenjia 曹雯佳 | RE | 6 | 08 September 2015 | 30 November 2018 |
| CHAN Hoi Yan 陳凱茵 | RE | 6 | 25 April 2003 | 02 March 2004 |
| CHAN Janice Wing Yee 陳穎怡 | RE | 6 | 01 February 2016 | 28 February 2018 |
| CHAN Kin Yan 陳建因 | RE | 6 | 14 November 2016 | 31 March 2020 |
| CHAN Kwun Wah Derek 陳冠樺 | RE | 6 | 26 February 2009 | 19 March 2009 |
| CHAN Lai Suen 陳麗璇 | RO | 6 | 25 April 2017 | 21 November 2019 |
| CHAN Lai Suen 陳麗璇 | RE | 6 | 12 October 2016 | 25 April 2017 |
| CHAN Po Yan 陳寶欣 | RE | 6 | 18 September 2017 | 11 August 2019 |
| CHAN Pui Ka 陳貝嘉 | RE | 6 | 25 April 2013 | 21 June 2014 |
| CHAN Shun Kuen, Eric 陳舜權 | RE | 4 | 01 April 2003 | 19 November 2003 |
| CHAN Shun Kuen, Eric 陳舜權 | RE | 6 | 01 April 2003 | 19 November 2003 |
| CHAN Shun Kuen, Eric 陳舜權 | RE | 9 | 01 April 2003 | 19 November 2003 |
| CHAN Suet Ying 陳雪瑩 | RE | 6 | 01 April 2003 | 25 October 2005 |
| CHAN Suet Ying 陳雪瑩 | RE | 9 | 01 April 2003 | 12 January 2004 |
| CHAN Suet Ying 陳雪瑩 | RE | 4 | 01 April 2003 | 12 January 2004 |
| CHAN Tze Wang 陳子宏 | RE | 6 | 09 April 2018 | 11 August 2019 |
| CHENG Chi Kwong 鄭志光 | RO | 6 | 09 June 2023 | |
| CHENG Chi Kwong 鄭志光 | RE | 6 | 29 December 2022 | 09 June 2023 |
| CHENG Tai Wai, David 鄭大衛 | RE | 6 | 15 November 2016 | 20 December 2016 |
| CHENG Yuk Yin 鄭育彥 | RO | 6 | 01 April 2003 | 05 January 2004 |
| CHEUNG Choi Ngor 張賽娥 | RO | 6 | 01 April 2003 | |
| CHEUNG Choi Ngor 張賽娥 | RO | 4 | 01 April 2003 | 04 September 2003 |
| CHEUNG Choi Ngor 張賽娥 | RO | 9 | 01 April 2003 | 04 September 2003 |
| CHEUNG Shui Kan 張瑞芹 | RE | 6 | 05 January 2006 | 13 May 2006 |
| CHEUNG Wai Kwok, Gary 張為國 | RO | 6 | 22 September 2009 | 09 June 2011 |
| CHIU Chun Pong 趙振邦 | RO | 6 | 19 February 2019 | 19 July 2019 |
| CHIU Chun Pong 趙振邦 | RE | 6 | 09 September 2015 | 19 February 2019 |
| CHOI Ho Yi, Phyllis 蔡可兒 | RE | 6 | 01 April 2003 | 20 September 2005 |
| CHOI Ho Yi, Phyllis 蔡可兒 | RE | 4 | 01 April 2003 | 12 January 2004 |
| CHOI Ho Yi, Phyllis 蔡可兒 | RE | 9 | 01 April 2003 | 12 January 2004 |
| CHOI Kien Lun, Kevin 蔡建倫 | RE | 6 | 30 October 2017 | 27 November 2017 |
| CHOI Tung Yin, Patrick 蔡東賢 | RE | 6 | 06 May 2010 | 30 April 2011 |
| CHOW Ching In 周靜姸 | RE | 6 | 06 March 2015 | 01 September 2015 |
| CHOW Ching In 周靜姸 | RE | 6 | 01 February 2016 | 19 August 2016 |
| CHOW Yuen Ting 周婉婷 | RE | 6 | 13 March 2015 | 01 April 2015 |
| CHOY Kwong Man, Edmond 蔡廣孟 | RO | 6 | 17 December 2010 | 16 June 2011 |
| CHOY Kwong Man, Edmond 蔡廣孟 | RE | 6 | 23 November 2010 | 17 December 2010 |
| CHUK Kai Cheong 祝啟昌 | RE | 6 | 06 December 2013 | 28 February 2015 |
| DONG Chaojing 董朝京 | RE | 6 | 19 April 2017 | 30 June 2017 |
| FANG Cheng 方征 | RE | 6 | 24 May 2004 | 15 July 2006 |
| FOX Robin Jonathan Gibbs | RE | 6 | 01 April 2003 | 06 April 2006 |
| FOX Robin Jonathan Gibbs | RE | 4 | 01 April 2003 | 12 January 2004 |
| FOX Robin Jonathan Gibbs | RE | 9 | 01 April 2003 | 12 January 2004 |
| FUNG Fang Shun 馮昉淳 | RE | 6 | 01 February 2016 | 30 November 2016 |
| GE Yang 葛暘 | RE | 6 | 19 September 2016 | 22 November 2016 |
| GORGES Richard Howard | RE | 6 | 29 November 2007 | 26 June 2009 |
| GORGES Richard Howard | RO | 6 | 01 April 2003 | 21 December 2007 |
| GORGES Richard Howard | RO | 4 | 01 April 2003 | 04 September 2003 |
| GORGES Richard Howard | RO | 9 | 01 April 2003 | 04 September 2003 |
| HO Garrick Chun Lim 何駿廉 | RE | 6 | 02 September 2016 | 28 March 2017 |
| HO Ka Yin, Karen 何家賢 | RE | 6 | 17 February 2006 | 24 February 2006 |
| HON Ying Sum, Jeanly 韓應心 | RE | 6 | 11 April 2008 | 15 April 2008 |
| HUI Wai Yan, Kelly 許慧欣 | RE | 6 | 19 November 2007 | 10 April 2008 |
| IP Angel Kwok Yen 葉國欣 | RE | 6 | 10 January 2007 | 09 June 2007 |
| IP Wai Lun, William 葉偉倫 | RO | 6 | 16 October 2007 | 28 March 2010 |
| IP Wai Lun, William 葉偉倫 | RE | 6 | 21 March 2007 | 16 October 2007 |
| JU Linlin 具霖臨 | RE | 6 | 26 July 2018 | 27 October 2020 |
| KWAN Tak Wai 關德瑋 | RE | 6 | 21 November 2006 | 14 April 2008 |
| KWAN Ying 關瑩 | RE | 6 | 22 May 2017 | 08 December 2017 |
| KWOK Kelvin 郭永聰 | RE | 4 | 01 April 2003 | 26 April 2003 |
| KWOK Kelvin 郭永聰 | RE | 6 | 01 April 2003 | 26 April 2003 |
| KWOK Kelvin 郭永聰 | RE | 9 | 01 April 2003 | 26 April 2003 |
| KWOK Tsz Kiu 郭梓翹 | RE | 6 | 19 December 2017 | 30 November 2020 |
| KWONG Ka Leung 鄺嘉樑 | RE | 6 | 11 September 2018 | 07 August 2020 |
| KWONG Yuk Ho, Henry 鄺鋈豪 | RE | 6 | 21 May 2012 | 10 March 2013 |
| LAM Chi Kan 林志勤 | RO | 6 | 13 July 2016 | 07 April 2017 |
| LAM Chi Kan 林志勤 | RE | 6 | 28 April 2016 | 13 July 2016 |
| LAM Chun Yin 林進賢 | RE | 6 | 08 January 2007 | 15 April 2008 |
| LAM Chun Yin 林進賢 | RE | 6 | 20 February 2006 | 13 May 2006 |
| LAM Ka Wai, Graham 林家威 | RO | 6 | 06 November 2006 | 11 April 2008 |
| LAM Ka Wai, Graham 林家威 | RE | 6 | 09 October 2006 | 06 November 2006 |
| LAM Wai Kei, Denis 林煒淇 | RE | 6 | 28 March 2011 | 01 September 2011 |
| LAU Wai Ho 柳蔚濠 | RE | 6 | 02 August 2017 | 06 October 2018 |
| LAU Yau Leong 劉友亮 | RE | 6 | 22 January 2013 | 09 January 2015 |
| LEE Cheuk Yu, Charles 李卓瑜 | RE | 6 | 09 October 2015 | 14 July 2017 |
| LEE Chi Hwa, Joshua 李智華 | RO | 6 | 17 April 2015 | 29 September 2015 |
| LEE Chi Hwa, Joshua 李智華 | RE | 6 | 20 November 2013 | 17 April 2015 |
| LEE Chun Him 李俊謙 | RE | 6 | 22 December 2016 | 11 August 2019 |
| LEE Wing Yu 李穎妤 | RO | 6 | 02 July 2020 | |
| LEE Wing Yu 李穎妤 | RE | 6 | 28 May 2020 | 02 July 2020 |
| LEUNG Hoi Kin 梁海鍵 | RO | 6 | 02 March 2023 | |
| LEUNG Hoi Kin 梁海鍵 | RE | 6 | 13 August 2021 | 02 March 2023 |
| LEUNG Man Kwong 梁文光 | RE | 6 | 11 June 2003 | 23 September 2003 |
| LI Jianhao 李建昊 | RE | 6 | 27 January 2015 | 08 July 2015 |
| LI Xiaoxuan 李小軒 | RE | 6 | 03 November 2014 | 12 June 2015 |
| LIM John Barclay 林坤海 | RO | 6 | 09 February 2009 | 01 June 2010 |
| LIM Kim Huat | RE | 6 | 18 November 2013 | 01 April 2015 |
| LIU Chi Wai 廖子慧 | RE | 6 | 09 June 2004 | 30 March 2005 |
| LIU Haojia 劉昊嘉 | RE | 6 | 06 November 2006 | 01 September 2007 |
| LOCK Pik Shan, Ivy 駱碧珊 | RE | 6 | 11 June 2003 | 16 January 2004 |
| LU Qinghua 陸清華 | RE | 6 | 19 August 2008 | 06 August 2010 |
| LUI Tin Shun 呂天舜 | RE | 6 | 13 October 2015 | 11 August 2019 |
| LUK Wai Sum 陸偉琛 | RE | 6 | 09 September 2015 | 11 August 2019 |
| MUI Suet Yee, Phoebe 梅雪儀 | RE | 6 | 14 June 2004 | 02 April 2006 |
| NG Chun Sang 吳春生 | RO | 6 | 01 April 2003 | 04 January 2008 |
| NG Chun Sang 吳春生 | RO | 4 | 01 April 2003 | 04 September 2003 |
| NG Chun Sang 吳春生 | RO | 9 | 01 April 2003 | 04 September 2003 |
| NG Yuk Fung, Peter 吳旭峰 | RE | 6 | 01 April 2003 | 31 August 2009 |
| NG Yuk Fung, Peter 吳旭峰 | RE | 4 | 01 April 2003 | 07 April 2006 |
| NG Yuk Fung, Peter 吳旭峰 | RE | 9 | 01 April 2003 | 07 April 2006 |
| NG Yuk Yeung, Paul 吳旭洋 | RE | 4 | 01 April 2003 | 07 July 2003 |
| NG Yuk Yeung, Paul 吳旭洋 | RE | 6 | 01 April 2003 | 07 July 2003 |
| NG Yuk Yeung, Paul 吳旭洋 | RE | 9 | 01 April 2003 | 07 July 2003 |
| OW Dennis Kian Jing 歐建仁 | RO | 6 | 31 July 2017 | 25 September 2020 |
| OW Dennis Kian Jing 歐建仁 | RE | 6 | 08 April 2016 | 31 July 2017 |
| PAN Miner 潘敏兒 | RE | 6 | 19 August 2016 | 30 September 2018 |
| PANG Man Hin 彭文軒 | RE | 6 | 03 June 2009 | 08 October 2010 |
| QIAO Yashuang 喬雅霜 | RE | 6 | 02 November 2018 | 10 June 2020 |
| QIN Yu 秦雨 | RE | 6 | 20 June 2018 | 23 April 2021 |
| SHEN Yang 沈揚 | RE | 6 | 18 May 2006 | 30 November 2006 |
| SHIN Chuck Yin 單婥然 | RO | 6 | 25 March 2010 | 05 April 2011 |
| SHIN Chuck Yin 單婥然 | RE | 6 | 29 June 2009 | 25 March 2010 |
| SHIU Shu Ming 蕭恕明 | RO | 6 | 02 January 2009 | 17 August 2010 |
| SHIU Shu Ming 蕭恕明 | RE | 6 | 15 July 2008 | 02 January 2009 |
| SHUM Ching Hei 岑政熹 | RO | 6 | 21 April 2017 | 24 November 2019 |
| SHUM Ching Hei 岑政熹 | RE | 6 | 12 July 2016 | 21 April 2017 |
| SING Ruoh Chi 忻若琪 | RO | 6 | 29 November 2007 | 27 March 2008 |
| SING Ruoh Chi 忻若琪 | RE | 6 | 03 October 2006 | 29 November 2007 |
| SIU Mei Kee Maggie 蕭美琪 | RE | 6 | 05 September 2013 | 30 April 2015 |
| SO Pak Ming 蘇柏鳴 | RE | 6 | 03 November 2014 | 05 October 2015 |
| SOO Ching Ling 蘇慶齡 | RE | 6 | 14 October 2004 | 20 November 2005 |
| SUNG Adrian Kam Tung 孫淦彤 | RE | 6 | 29 July 2014 | 01 April 2015 |
| SZE Cho Man, Colin 施祖文 | RE | 6 | 19 January 2011 | 04 January 2012 |
| TAM Kin Fong 譚建方 | RE | 6 | 01 April 2003 | 13 February 2006 |
| TAM Kin Fong 譚建方 | RE | 9 | 01 April 2003 | 12 January 2004 |
| TAM Kin Fong 譚建方 | RE | 4 | 01 April 2003 | 12 January 2004 |
| TAM Wui Chun 譚匯寯 | RO | 6 | 22 May 2019 | 24 November 2019 |
| TAM Wui Chun 譚匯寯 | RE | 6 | 18 August 2016 | 22 May 2019 |
| TANG Wing Chung 鄧榮宗 | RE | 6 | 30 March 2012 | 01 July 2015 |
| TO Kwok Chien, Ronald 杜國鍵 | RE | 6 | 29 October 2012 | 07 November 2014 |
| TO Man Chau 杜文就 | RE | 6 | 29 September 2009 | 01 June 2010 |
| TSAI Hin Man, Daniel 蔡衍汶 | RO | 6 | 22 August 2017 | 30 November 2020 |
| TSAI Hin Man, Daniel 蔡衍汶 | RE | 6 | 26 June 2017 | 22 August 2017 |
| TSANG Hon Yee, David 曾煥義 | RO | 6 | 03 October 2011 | 02 July 2013 |
| TSANG On Yee 曾安儀 | RE | 6 | 04 December 2013 | 08 April 2015 |
| TSOI Man 蔡雯 | RE | 6 | 11 June 2003 | 24 August 2004 |
| TSUI Fung, Jack 徐鋒 | RE | 9 | 29 September 2003 | 03 June 2005 |
| TSUI Fung, Jack 徐鋒 | RE | 6 | 29 September 2003 | 03 June 2005 |
| TSUI Fung, Jack 徐鋒 | RE | 4 | 29 September 2003 | 03 June 2005 |
| TSUI Wan Li 徐韵妮 | RE | 6 | 14 April 2015 | 24 September 2015 |
| WANG Di | RE | 6 | 04 December 2015 | 07 January 2017 |
| WANG Jiayu 王家玉 | RE | 6 | 03 April 2017 | 30 June 2017 |
| WONG Ka Fook, Nigel 王家福 | RE | 6 | 20 December 2017 | 31 March 2020 |
| WONG Kam Wah 黃錦華 | RO | 6 | 21 December 2006 | 14 April 2007 |
| WONG Kam Wah 黃錦華 | RE | 6 | 10 April 2006 | 21 December 2006 |
| WONG Kin Chung 黃健聰 | RE | 6 | 07 October 2003 | 30 March 2004 |
| WONG Patrick 王崇珀 | RO | 6 | 07 February 2024 | |
| WONG Patrick 王崇珀 | RE | 6 | 14 December 2023 | 07 February 2024 |
| WONG Shin Yee, Freda 黃倩而 | RO | 6 | 15 September 2015 | 22 October 2019 |
| WONG Shin Yee, Freda 黃倩而 | RE | 6 | 09 September 2015 | 15 September 2015 |
| WONG Yin Chi 王彥慈 | RE | 6 | 30 December 2006 | 01 June 2007 |
| WONG Yin Kwan, Brenda 黃衍筠 | RE | 6 | 21 March 2014 | 01 April 2015 |
| WU Edward Wen Guang 吳文廣 | RE | 4 | 01 April 2003 | 04 May 2004 |
| WU Edward Wen Guang 吳文廣 | RE | 6 | 01 April 2003 | 04 May 2004 |
| WU Edward Wen Guang 吳文廣 | RE | 9 | 01 April 2003 | 04 May 2004 |
| WU Sheung Chi, Steven 胡尚智 | RO | 6 | 09 April 2018 | 11 June 2020 |
| WU Sheung Chi, Steven 胡尚智 | RE | 6 | 23 November 2017 | 09 April 2018 |
| WU Tsz Yee 胡子宜 | RE | 4 | 01 April 2003 | 18 July 2003 |
| WU Tsz Yee 胡子宜 | RE | 6 | 01 April 2003 | 18 July 2003 |
| WU Tsz Yee 胡子宜 | RE | 9 | 01 April 2003 | 18 July 2003 |
| WU Yinong 吳亦農 | RO | 6 | 21 April 2005 | 08 August 2006 |
| WU Yinong 吳亦農 | RE | 9 | 01 April 2003 | 07 March 2006 |
| WU Yinong 吳亦農 | RE | 4 | 01 April 2003 | 07 March 2006 |
| WU Yinong 吳亦農 | RE | 6 | 01 April 2003 | 21 April 2005 |
| XU Yuliang 胥宇亮 | RO | 6 | 19 March 2024 | |
| XU Yuliang 胥宇亮 | RE | 6 | 22 January 2024 | 19 March 2024 |
| XU Yuliang 胥宇亮 | RE | 6 | 08 April 2011 | 27 August 2013 |
| YAU Shing Yam, Angela 邱聖音 | RO | 6 | 16 September 2014 | 29 August 2015 |
| YAU Shing Yam, Angela 邱聖音 | RE | 6 | 24 July 2014 | 16 September 2014 |
| YEN Chanan 霍震南 | RE | 6 | 18 August 2008 | 13 June 2010 |
| YEUNG Chun Yu 楊鎮宇 | RE | 6 | 05 April 2016 | 31 December 2016 |
| YEUNG Yiu Wah, Francis 楊耀華 | RO | 6 | 19 July 2013 | 31 March 2015 |
| YIP Po Ching 葉寶貞 | RE | 6 | 19 May 2004 | 10 October 2006 |
| YIP Shek Hung 葉錫洪 | RE | 6 | 03 November 2003 | 15 November 2003 |
| YIU Ka Po 姚嘉寶 | RE | 6 | 08 December 2016 | 25 May 2017 |
| YUEN Hon Ming, Edwin 袁漢明 | RE | 6 | 18 September 2008 | 01 January 2009 |
| YUNG Muk Tsz 翁木子 | RE | 6 | 17 May 2012 | 27 June 2012 |
| ZENG Shiru 曾詩茹 | RE | 6 | 13 January 2017 | 21 May 2020 |
| ZHANG Ying 張穎 | RE | 6 | 24 December 2008 | 26 February 2010 |
| ZHAO Xinyue 趙欣悅 | RE | 6 | 10 July 2017 |