SFC Licenceholders of Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司
- Addresses
- Rooms 1605-1609, 16/F Alexandra House, 18 Chater Road, Central, Hong Kong
- 香港中環遮打道18號歷山大廈16樓1605-1609室
- Website
- rothschildandco.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YANG Yue 杨越 | RE | 6 | 28 April 2022 | |
| YANG Yue 杨越 | RE | 4 | 28 April 2022 | |
| YANG Yue 杨越 | RE | 1 | 28 April 2022 | |
| CHUNG Ho Hai Ivan 鍾浩熙 | RE | 4 | 28 April 2022 | |
| CHUNG Ho Hai Ivan 鍾浩熙 | RE | 1 | 28 April 2022 | |
| CHUNG Ho Hai Ivan 鍾浩熙 | RE | 6 | 28 April 2022 | |
| SIU Tsun Wai 蕭浚尉 | RE | 6 | 31 March 2022 | |
| SIU Tsun Wai 蕭浚尉 | RE | 4 | 31 March 2022 | |
| SIU Tsun Wai 蕭浚尉 | RE | 1 | 31 March 2022 | |
| SONG Jiawei 宋嘉瑋 | RE | 6 | 17 December 2021 | |
| SONG Jiawei 宋嘉瑋 | RE | 4 | 03 December 2021 | |
| SONG Jiawei 宋嘉瑋 | RE | 1 | 03 December 2021 | |
| LONG Shicheng 龙士成 | RE | 6 | 15 September 2021 | |
| LONG Shicheng 龙士成 | RE | 4 | 15 September 2021 | |
| LONG Shicheng 龙士成 | RE | 1 | 15 September 2021 | |
| LEUNG Wai Hung 梁惠紅 | RE | 6 | 03 September 2021 | |
| LEUNG Wai Hung 梁惠紅 | RE | 4 | 03 September 2021 | |
| LEUNG Wai Hung 梁惠紅 | RE | 1 | 03 September 2021 | |
| CHEN Xiangzhen 陈相臻 | RE | 6 | 22 April 2021 | |
| CHEN Xiangzhen 陈相臻 | RE | 4 | 22 April 2021 | |
| CHEN Xiangzhen 陈相臻 | RE | 1 | 22 April 2021 | |
| CHAN Ka Fai 陳家輝 | RE | 6 | 03 March 2021 | |
| CHAN Ka Fai 陳家輝 | RE | 4 | 03 March 2021 | |
| CHAN Ka Fai 陳家輝 | RE | 1 | 03 March 2021 | |
| ZHAO Qianyu 趙乾宇 | RE | 6 | 27 July 2020 | |
| ZHAO Qianyu 趙乾宇 | RE | 4 | 27 July 2020 | |
| FANG Benjamin Xu 方旭 | RE | 4 | 07 January 2020 | |
| FANG Benjamin Xu 方旭 | RE | 6 | 28 November 2019 | |
| SUDDENS-SPIERS Claire Rachel | RE | 4 | 11 July 2019 | |
| SUDDENS-SPIERS Claire Rachel | RE | 1 | 11 July 2019 | |
| SHEN Hao 申皓 | RE | 6 | 24 June 2019 | |
| SHEN Hao 申皓 | RE | 4 | 24 June 2019 | |
| SHEN Hao 申皓 | RE | 1 | 24 June 2019 | |
| TSE Tak Wai 謝德偉 | RE | 4 | 18 October 2018 | |
| TSE Tak Wai 謝德偉 | RE | 6 | 24 September 2018 | |
| TSE Tak Wai 謝德偉 | RE | 1 | 24 September 2018 | |
| WANG Elizabeth Lily Chiang 王薔 | RO | 6 | 04 July 2018 | |
| WANG Elizabeth Lily Chiang 王薔 | RO | 4 | 04 July 2018 | |
| WANG Elizabeth Lily Chiang 王薔 | RO | 1 | 04 July 2018 | |
| WANG Jiayu 汪佳雨 | RE | 6 | 22 January 2018 | |
| WANG Jiayu 汪佳雨 | RE | 4 | 22 January 2018 | |
| KUNG Lap Quin Kevin 龔立群 | RE | 6 | 24 July 2017 | |
| KUNG Lap Quin Kevin 龔立群 | RE | 4 | 24 July 2017 | |
| KUNG Lap Quin Kevin 龔立群 | RE | 1 | 24 July 2017 | |
| PENG Junyao 彭君瑤 | RE | 6 | 20 October 2015 | |
| PENG Junyao 彭君瑤 | RE | 4 | 20 October 2015 | |
| YEUNG Yan Ho 楊恩浩 | RE | 6 | 29 September 2015 | |
| YEUNG Yan Ho 楊恩浩 | RE | 4 | 29 September 2015 | |
| SUN Xiangmei 孫向梅 | RE | 4 | 15 September 2015 | |
| SUN Xiangmei 孫向梅 | RE | 6 | 15 September 2015 | |
| CHIU Chia-Hsien 邱嘉賢 | RE | 6 | 02 March 2015 | |
| CHIU Chia-Hsien 邱嘉賢 | RE | 4 | 02 March 2015 | |
| CHEUNG Yu Ting 張宇婷 | RE | 6 | 06 January 2015 | |
| CHEUNG Yu Ting 張宇婷 | RE | 4 | 06 January 2015 | |
| WRIGHT Finlay Francis Harry | RO | 1 | 27 May 2014 | |
| WRIGHT Finlay Francis Harry | RO | 4 | 27 May 2014 | |
| WRIGHT Finlay Francis Harry | RE | 6 | 02 November 2012 | |
| SUDDENS-SPIERS Claire Rachel | RE | 6 | 10 December 2008 | |
| YAN Qiangsheng 顏強生 | RE | 6 | 22 August 2007 | |
| YAN Qiangsheng 顏強生 | RE | 4 | 22 August 2007 | |
| YIEN Yu Yu, Catherine 嚴玉瑜 | RO | 4 | 13 November 2006 | |
| YIEN Yu Yu, Catherine 嚴玉瑜 | RO | 6 | 13 November 2006 | |
| CHAU Kwok Wing, Kelvin 周國榮 | RO | 6 | 27 April 2005 | 07 March 2022 |
| CHAU Kwok Wing, Kelvin 周國榮 | RO | 4 | 27 April 2005 | 07 March 2022 |
| CHAU Kwok Wing, Kelvin 周國榮 | RO | 1 | 27 April 2005 | 07 March 2022 |
| CHUO Chung-Lin 卓中麟 | RE | 6 | 24 July 2018 | 31 December 2021 |
| CHUO Chung-Lin 卓中麟 | RE | 4 | 24 July 2018 | 31 December 2021 |
| CHUO Chung-Lin 卓中麟 | RE | 1 | 24 July 2018 | 31 December 2021 |
| GU Jingcheng 谷靖誠 | RE | 1 | 25 September 2020 | 12 November 2021 |
| GU Jingcheng 谷靖誠 | RE | 4 | 25 September 2020 | 12 November 2021 |
| GU Jingcheng 谷靖誠 | RE | 6 | 25 September 2020 | 12 November 2021 |
| SONG Hao 宋好 | RE | 6 | 08 June 2020 | 17 May 2021 |
| SONG Hao 宋好 | RE | 4 | 15 May 2020 | 17 May 2021 |
| SONG Hao 宋好 | RE | 1 | 15 May 2020 | 17 May 2021 |
| WU Songzhe 吴颂哲 | RE | 4 | 20 September 2019 | 29 March 2021 |
| WU Songzhe 吴颂哲 | RE | 6 | 20 September 2019 | 29 March 2021 |
| WU Xuetong 吳學桐 | RE | 6 | 11 October 2018 | 22 April 2020 |
| WU Xuetong 吳學桐 | RE | 4 | 11 October 2018 | 22 April 2020 |
| SUDDENS-SPIERS Claire Rachel | RO | 4 | 15 January 2013 | 11 July 2019 |
| SUDDENS-SPIERS Claire Rachel | RO | 1 | 15 January 2013 | 11 July 2019 |
| CHO Wen Jie, Jack 曹文傑 | RE | 6 | 20 October 2006 | 09 April 2019 |
| CHO Wen Jie, Jack 曹文傑 | RE | 4 | 20 October 2006 | 09 April 2019 |
| MA Ruixiao 馬瑞霄 | RE | 6 | 05 July 2016 | 04 April 2019 |
| MA Ruixiao 馬瑞霄 | RE | 4 | 05 July 2016 | 04 April 2019 |
| WU Sheung Mun, Sharon 伍尚敏 | RE | 6 | 23 December 2005 | 23 November 2018 |
| WU Sheung Mun, Sharon 伍尚敏 | RE | 4 | 23 December 2005 | 23 November 2018 |
| WONG Chun Ho 王俊豪 | RO | 6 | 26 June 2013 | 02 August 2018 |
| WONG Chun Ho 王俊豪 | RO | 4 | 26 June 2013 | 02 August 2018 |
| MIN Tao 閔韜 | RE | 4 | 20 October 2015 | 05 August 2016 |
| MIN Tao 閔韜 | RE | 6 | 20 October 2015 | 05 August 2016 |
| CHAN Zi Wei, Gerald 陳子為 | RE | 4 | 24 September 2015 | 30 November 2015 |
| CHAN Zi Wei, Gerald 陳子為 | RE | 1 | 24 September 2015 | 30 November 2015 |
| CHAN Zi Wei, Gerald 陳子為 | RE | 6 | 24 September 2015 | 30 November 2015 |
| ZHANG Junnan 張俊楠 | RE | 4 | 15 September 2011 | 26 November 2015 |
| ZHANG Junnan 張俊楠 | RE | 6 | 15 September 2011 | 26 November 2015 |
| YAN Qiangsheng 顏強生 | RE | 1 | 22 August 2007 | 06 January 2015 |
| KUEH Yi Kwann 郭貽軍 | RE | 4 | 16 September 2013 | 10 October 2014 |
| KUEH Yi Kwann 郭貽軍 | RE | 6 | 16 September 2013 | 10 October 2014 |
| WRIGHT Finlay Francis Harry | RE | 4 | 02 November 2012 | 27 May 2014 |
| WRIGHT Finlay Francis Harry | RE | 1 | 02 November 2012 | 27 May 2014 |
| WONG Man Kit, Ivan 王文傑 | RE | 6 | 11 April 2012 | 22 January 2014 |
| WONG Man Kit, Ivan 王文傑 | RE | 4 | 11 April 2012 | 22 January 2014 |
| CHAN Pui Kuen 陳沛權 | RE | 1 | 01 September 2011 | 14 January 2014 |
| CHAN Pui Kuen 陳沛權 | RE | 4 | 01 September 2011 | 14 January 2014 |
| CHAN Pui Kuen 陳沛權 | RE | 6 | 01 September 2011 | 14 January 2014 |
| CHEUNG Yu Ting 張宇婷 | RE | 6 | 27 April 2005 | 01 January 2014 |
| CHEUNG Yu Ting 張宇婷 | RE | 4 | 27 April 2005 | 01 January 2014 |
| WONG Chun Ho 王俊豪 | RE | 4 | 27 April 2005 | 26 June 2013 |
| WONG Chun Ho 王俊豪 | RE | 6 | 27 April 2005 | 26 June 2013 |
| SUDDENS-SPIERS Claire Rachel | RE | 4 | 10 December 2008 | 15 January 2013 |
| SUDDENS-SPIERS Claire Rachel | RE | 1 | 10 December 2008 | 15 January 2013 |
| TAN Eugenio T. 陳傳溜 | RE | 6 | 22 July 2010 | 26 August 2012 |
| TAN Eugenio T. 陳傳溜 | RE | 4 | 22 July 2010 | 26 August 2012 |
| LAI Zi Yin, Wendy 黎枳言 | RE | 1 | 03 May 2011 | 16 February 2012 |
| LAI Zi Yin, Wendy 黎枳言 | RE | 4 | 03 May 2011 | 16 February 2012 |
| LAI Zi Yin, Wendy 黎枳言 | RE | 6 | 03 May 2011 | 16 February 2012 |
| PENG Yuyu 彭煜宇 | RE | 6 | 05 November 2009 | 14 December 2011 |
| PENG Yuyu 彭煜宇 | RE | 4 | 05 November 2009 | 14 December 2011 |
| KWOK Clarence Bryant 郭裕康 | RE | 6 | 07 September 2006 | 29 July 2011 |
| KWOK Clarence Bryant 郭裕康 | RE | 4 | 07 September 2006 | 29 July 2011 |
| WRIGHT Finlay Francis Harry | RE | 1 | 18 January 2011 | 19 July 2011 |
| WRIGHT Finlay Francis Harry | RE | 4 | 18 January 2011 | 19 July 2011 |
| WRIGHT Finlay Francis Harry | RE | 6 | 18 January 2011 | 19 July 2011 |
| BERLIA Manish | RE | 6 | 29 October 2009 | 02 December 2010 |
| BERLIA Manish | RE | 4 | 29 October 2009 | 02 December 2010 |
| BERLIA Manish | RE | 1 | 29 October 2009 | 02 December 2010 |
| LEACH Francis Hugh Magnus | RE | 4 | 11 June 2009 | 16 August 2010 |
| LEACH Francis Hugh Magnus | RE | 1 | 11 June 2009 | 16 August 2010 |
| WANG Xiaobin 王小賓 | RE | 6 | 21 July 2008 | 08 April 2010 |
| WANG Xiaobin 王小賓 | RE | 4 | 21 July 2008 | 08 April 2010 |
| ZHAO Liang 趙亮 | RE | 6 | 22 August 2007 | 01 April 2010 |
| ZHAO Liang 趙亮 | RE | 4 | 22 August 2007 | 01 April 2010 |
| TAN Soon Hoe 陳順和 | RE | 4 | 18 January 2010 | 23 March 2010 |
| TAN Soon Hoe 陳順和 | RE | 6 | 04 January 2010 | 23 March 2010 |
| YANG Bingnan 楊炳楠 | RE | 6 | 25 September 2007 | 04 October 2009 |
| YANG Bingnan 楊炳楠 | RE | 4 | 25 September 2007 | 04 October 2009 |
| LI Chiu Yee 李昭儀 | RE | 4 | 02 November 2005 | 16 June 2009 |
| LI Chiu Yee 李昭儀 | RE | 6 | 27 October 2005 | 16 June 2009 |
| LI Chiu Yee 李昭儀 | RE | 1 | 27 October 2005 | 16 June 2009 |
| PAUL Jonathan Matthew Wing-en 包榮恩 | RE | 6 | 14 April 2008 | 31 March 2009 |
| PAUL Jonathan Matthew Wing-en 包榮恩 | RE | 4 | 14 April 2008 | 31 March 2009 |
| HIGSON SMITH Louis Piers | RO | 6 | 27 April 2005 | 07 August 2008 |
| HIGSON SMITH Louis Piers | RO | 4 | 27 April 2005 | 07 August 2008 |
| HIGSON SMITH Louis Piers | RO | 1 | 27 April 2005 | 07 August 2008 |
| HO Oi Yee, Margaret 何藹儀 | RE | 4 | 27 April 2005 | 27 June 2008 |
| HO Oi Yee, Margaret 何藹儀 | RE | 1 | 27 April 2005 | 27 June 2008 |
| BAI Chongjun 柏崇俊 | RE | 6 | 08 December 2006 | 26 June 2008 |
| BAI Chongjun 柏崇俊 | RE | 4 | 08 December 2006 | 26 June 2008 |
| YU Yun Kai, Peter 余雲開 | RE | 4 | 27 April 2005 | 09 November 2007 |
| YU Yun Kai, Peter 余雲開 | RE | 6 | 27 April 2005 | 09 November 2007 |
| CHEN Evan Wai Man 陳偉文 | RE | 6 | 27 April 2005 | 30 July 2007 |
| CHEN Evan Wai Man 陳偉文 | RE | 4 | 27 April 2005 | 30 July 2007 |
| YIEN Yu Yu, Catherine 嚴玉瑜 | RE | 4 | 27 April 2005 | 13 November 2006 |
| YIEN Yu Yu, Catherine 嚴玉瑜 | RE | 6 | 27 April 2005 | 13 November 2006 |
| YEH Chien Tung 葉芊彤 | RE | 4 | 27 April 2005 | 14 August 2006 |
| YEH Chien Tung 葉芊彤 | RE | 6 | 27 April 2005 | 14 August 2006 |
| CHOW Wai Ming 周維明 | RE | 1 | 27 April 2005 | 28 February 2006 |
| CHOW Wai Ming 周維明 | RE | 4 | 27 April 2005 | 28 February 2006 |
| CHOW Wai Ming 周維明 | RE | 6 | 27 April 2005 | 28 February 2006 |
| NG Ka Ying 吳家瑩 | RE | 4 | 27 April 2005 | 16 September 2005 |
| NG Ka Ying 吳家瑩 | RE | 6 | 27 April 2005 | 16 September 2005 |
| CHUNG Benny Koon Chung 鍾冠聰 | RE | 4 | 27 April 2005 | 11 August 2005 |
| CHUNG Benny Koon Chung 鍾冠聰 | RE | 6 | 27 April 2005 | 11 August 2005 |