Current licenceholders of AAJ177 Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| TALWAR Karan | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 October 2020 |
| RONG Baiding 榮白丁 | RE | [9] (Asset Management) | 30 September 2020 |
| LAI Ho Ling 黎可寧 | RE | [1] (Dealing in Securities) | 14 May 2020 |
| LEUNG Lap Wai 梁立偉 | RE | [5] (Advising on Futures Contracts) | 23 March 2020 |
| LIU Yusi 劉語絲 | RE | [4] (Advising on Securities) | 19 February 2020 |
| LU Shezhi 盧舍之 | RE | [4] (Advising on Securities) | 21 January 2020 |
| YAU On Na 丘安娜 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 January 2020 |
| IN Suhwan 印秀奐 | RE | [4] (Advising on Securities), [9] (Asset Management) | 27 November 2019 |
| ROBERTSON Duncan Jeffrey | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 10 September 2019 |
| LAM Chi Ho 林子豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 April 2019 |
| FU Yu 傅鈺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 05 March 2019 |
| LAM Hoi Kay Kate 林凱琪 | RE | [4] (Advising on Securities) | 26 February 2019 |
| LUI Man Lok Mandy 雷敏諾 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 February 2019 |
| CHEN Pei-Chi 陳珮綺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 December 2018 |
| LEUNG Wang Kit, James 梁宏傑 | RO | [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 12 December 2018 |
| ZHANG Salinas Meng 張萌 | RE | [4] (Advising on Securities) | 19 November 2018 |
| LUI Man Lok Mandy 雷敏諾 | RE | [9] (Asset Management) | 05 November 2018 |
| LIM Soo Hai | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 11 September 2018 |
| FONG Wai Cheong 方偉昌 | RO | [4] (Advising on Securities), [9] (Asset Management) | 16 August 2018 |
| KEUNG Yee Yee Lillian 姜義義 | RE | [1] (Dealing in Securities) | 09 August 2018 |
| CHOW Wai Kwong 周偉光 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 July 2018 |
| JANG Euishik 張宜植 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 July 2018 |
| LIU Zhaoying 劉兆熒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 June 2018 |
| WANG Ping 王平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 May 2018 |
| CHUN Chi Tsing 秦梓澄 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 May 2018 |
| LO Yim On 盧艷安 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 May 2018 |
| FORSTER Shane Anthony | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 April 2018 |
| LAU Chi Wing Cynthia 劉智穎 | RE | [4] (Advising on Securities) | 08 March 2018 |
| LAU Ho Yee, Tracy 劉可兒 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 February 2018 |
| WONG Sz Wun 黃偲媛 | RE | [1] (Dealing in Securities) | 17 October 2017 |
| LIU Danqing 劉丹青 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 07 September 2017 |
| CHOE Kyung Ho | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 August 2017 |
| LEUNG Wang Kit, James 梁宏傑 | RE | [1] (Dealing in Securities) | 19 July 2017 |
| CHIN Sydney Chung Hin 陳松興 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [9] (Asset Management) | 07 June 2017 |
| LEE Lok Ming 李樂鳴 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 20 March 2017 |
| DO Khiem Trong | RO | [2] (Dealing in Futures Contracts) | 30 December 2016 |
| SHENG Bo 盛博 | RE | [4] (Advising on Securities) | 23 November 2016 |
| LAU Wai Tat, Victor 劉偉達 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2016 |
| LEE Tin Wing 李天穎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 September 2016 |
| RONG Baiding 榮白丁 | RE | [4] (Advising on Securities) | 18 August 2016 |
| SHIU Pui Kuen, Vivian 邵佩娟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 March 2016 |
| CHAN Ivy 陳亭希 | RO | [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 22 January 2016 |
| CHUNG Man Yi 鍾聞怡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 January 2016 |
| CHAN Ivy 陳亭希 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 September 2015 |
| LAI Ying Xi, Nicola 賴穎熙 | RE | [1] (Dealing in Securities), [5] (Advising on Futures Contracts) | 06 July 2015 |
| KHANAPURKAR Kuldeep Vishnukant | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 06 July 2015 |
| LEE Calista Wuen Nee | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 06 January 2015 |
| ZHANG Yuting 張雨婷 | RE | [4] (Advising on Securities), [9] (Asset Management) | 23 December 2014 |
| YU Pui Man Gabriel 羽沛文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 20 May 2013 |
| LEUNG Lap Wai 梁立偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 22 July 2011 |
| LAI Ying Xi, Nicola 賴穎熙 | RE | [4] (Advising on Securities), [9] (Asset Management) | 19 January 2011 |
| HONG Nahyoon 洪那玧 | RE | [1] (Dealing in Securities) | 02 June 2008 |
| CHAN Ivy 陳亭希 | RE | [9] (Asset Management) | 10 September 2007 |
| HONG Nahyoon 洪那玧 | RE | [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 29 June 2007 |
| DO Khiem Trong | RO | [1] (Dealing in Securities) | 08 October 2004 |
| FONG Wai Cheong 方偉昌 | RE | [1] (Dealing in Securities), [5] (Advising on Futures Contracts) | 15 September 2004 |
| DO Khiem Trong | RO | [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) | 01 April 2003 |