Current licenceholders of AAJ177 Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
TALWAR Karan RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 October 2020
RONG Baiding 榮白丁 RE [9] (Asset Management) 30 September 2020
LAI Ho Ling 黎可寧 RE [1] (Dealing in Securities) 14 May 2020
LEUNG Lap Wai 梁立偉 RE [5] (Advising on Futures Contracts) 23 March 2020
LIU Yusi 劉語絲 RE [4] (Advising on Securities) 19 February 2020
LU Shezhi 盧舍之 RE [4] (Advising on Securities) 21 January 2020
YAU On Na 丘安娜 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 January 2020
IN Suhwan 印秀奐 RE [4] (Advising on Securities), [9] (Asset Management) 27 November 2019
ROBERTSON Duncan Jeffrey RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 10 September 2019
LAM Chi Ho 林子豪 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 April 2019
FU Yu 傅鈺 RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 05 March 2019
LAM Hoi Kay Kate 林凱琪 RE [4] (Advising on Securities) 26 February 2019
LUI Man Lok Mandy 雷敏諾 RO [1] (Dealing in Securities), [4] (Advising on Securities) 01 February 2019
CHEN Pei-Chi 陳珮綺 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 December 2018
LEUNG Wang Kit, James 梁宏傑 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 12 December 2018
ZHANG Salinas Meng 張萌 RE [4] (Advising on Securities) 19 November 2018
LUI Man Lok Mandy 雷敏諾 RE [9] (Asset Management) 05 November 2018
LIM Soo Hai RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 11 September 2018
FONG Wai Cheong 方偉昌 RO [4] (Advising on Securities), [9] (Asset Management) 16 August 2018
KEUNG Yee Yee Lillian 姜義義 RE [1] (Dealing in Securities) 09 August 2018
CHOW Wai Kwong 周偉光 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 July 2018
JANG Euishik 張宜植 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 July 2018
LIU Zhaoying 劉兆熒 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 June 2018
WANG Ping 王平 RE [1] (Dealing in Securities), [4] (Advising on Securities) 31 May 2018
CHUN Chi Tsing 秦梓澄 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 May 2018
LO Yim On 盧艷安 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 May 2018
FORSTER Shane Anthony RO [1] (Dealing in Securities), [4] (Advising on Securities) 12 April 2018
LAU Chi Wing Cynthia 劉智穎 RE [4] (Advising on Securities) 08 March 2018
LAU Ho Yee, Tracy 劉可兒 RO [1] (Dealing in Securities), [4] (Advising on Securities) 22 February 2018
WONG Sz Wun 黃偲媛 RE [1] (Dealing in Securities) 17 October 2017
LIU Danqing 劉丹青 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 September 2017
CHOE Kyung Ho RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 August 2017
LEUNG Wang Kit, James 梁宏傑 RE [1] (Dealing in Securities) 19 July 2017
CHIN Sydney Chung Hin 陳松興 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [9] (Asset Management) 07 June 2017
LEE Lok Ming 李樂鳴 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 20 March 2017
DO Khiem Trong RO [2] (Dealing in Futures Contracts) 30 December 2016
SHENG Bo 盛博 RE [4] (Advising on Securities) 23 November 2016
LAU Wai Tat, Victor 劉偉達 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 September 2016
LEE Tin Wing 李天穎 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 September 2016
RONG Baiding 榮白丁 RE [4] (Advising on Securities) 18 August 2016
SHIU Pui Kuen, Vivian 邵佩娟 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 March 2016
CHAN Ivy 陳亭希 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 22 January 2016
CHUNG Man Yi 鍾聞怡 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 January 2016
CHAN Ivy 陳亭希 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 September 2015
LAI Ying Xi, Nicola 賴穎熙 RE [1] (Dealing in Securities), [5] (Advising on Futures Contracts) 06 July 2015
KHANAPURKAR Kuldeep Vishnukant RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 06 July 2015
LEE Calista Wuen Nee RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 06 January 2015
ZHANG Yuting 張雨婷 RE [4] (Advising on Securities), [9] (Asset Management) 23 December 2014
YU Pui Man Gabriel 羽沛文 RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 20 May 2013
LEUNG Lap Wai 梁立偉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 22 July 2011
LAI Ying Xi, Nicola 賴穎熙 RE [4] (Advising on Securities), [9] (Asset Management) 19 January 2011
HONG Nahyoon 洪那玧 RE [1] (Dealing in Securities) 02 June 2008
CHAN Ivy 陳亭希 RE [9] (Asset Management) 10 September 2007
HONG Nahyoon 洪那玧 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 29 June 2007
DO Khiem Trong RO [1] (Dealing in Securities) 08 October 2004
FONG Wai Cheong 方偉昌 RE [1] (Dealing in Securities), [5] (Advising on Futures Contracts) 15 September 2004
DO Khiem Trong RO [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003