SFC Licenceholders of Crosby Asset Management (Hong Kong) Limited
- compliance@crosby.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALBERGO Christopher John | RO | 9 | 24 January 2017 | 30 April 2018 |
| ALBERGO Christopher John | RE | 4 | 20 December 2016 | 30 April 2018 |
| ALBERGO Christopher John | RE | 9 | 20 December 2016 | 24 January 2017 |
| BORROMEO Jose Roy Hernandez | RE | 9 | 11 July 2005 | 28 February 2010 |
| BORROMEO Jose Roy Hernandez | RE | 4 | 11 July 2005 | 28 February 2010 |
| CHAN Kok Chung, Johnny 陳覺忠 | RO | 9 | 01 April 2003 | 28 January 2016 |
| CHAN Kok Chung, Johnny 陳覺忠 | RO | 4 | 01 April 2003 | 28 January 2016 |
| CHAN Kok Chung, Johnny 陳覺忠 | RO | 6 | 01 April 2003 | 07 July 2004 |
| CHAU Yee Wa 周綺華 | RE | 9 | 27 March 2014 | 01 December 2014 |
| CHAU Yee Wa 周綺華 | RE | 4 | 27 March 2014 | 01 December 2014 |
| CHU Raymond 朱允明 | RO | 9 | 04 May 2018 | |
| CHU Raymond 朱允明 | RO | 4 | 04 May 2018 | |
| CHU Raymond 朱允明 | RO | 9 | 18 March 2016 | 23 March 2017 |
| CHU Raymond 朱允明 | RO | 4 | 18 March 2016 | 23 March 2017 |
| HUNG Kin Houw, Alvin 熊健豪 | RE | 9 | 05 March 2009 | 31 October 2010 |
| HUNG Kin Houw, Alvin 熊健豪 | RE | 4 | 05 March 2009 | 31 October 2010 |
| JOOK Jessica Pui Han 祝佩嫻 | RE | 9 | 01 March 2004 | 31 October 2012 |
| KHAN Ilyas Tariq | RO | 9 | 01 April 2003 | 20 January 2011 |
| KHAN Ilyas Tariq | RO | 4 | 01 April 2003 | 20 January 2011 |
| KHAN Ilyas Tariq | RO | 6 | 01 April 2003 | 08 December 2004 |
| KWOK Ho Yin, Raymond 郭浩然 | RO | 9 | 22 January 2018 | |
| KWOK Ho Yin, Raymond 郭浩然 | RO | 4 | 22 January 2018 | |
| KWOK Ho Yin, Raymond 郭浩然 | RO | 9 | 23 February 2016 | 16 May 2016 |
| KWOK Ho Yin, Raymond 郭浩然 | RO | 4 | 23 February 2016 | 16 May 2016 |
| LEE Kam Lun, Kenyon 李錦麟 | RE | 9 | 01 March 2004 | 08 September 2004 |
| LEUNG Yuk Lun, Ulric 梁玉麟 | RO | 9 | 19 January 2011 | 28 October 2013 |
| LEUNG Yuk Lun, Ulric 梁玉麟 | RO | 4 | 19 January 2011 | 28 October 2013 |
| MEDD Alexander Robert | RE | 9 | 18 February 2008 | 08 August 2008 |
| MEDD Alexander Robert | RE | 4 | 18 February 2008 | 23 June 2008 |
| MORIN Douglas Craham | RO | 4 | 01 February 2017 | 30 April 2018 |
| OWEN Robert John Richard | RO | 9 | 16 July 2013 | 15 September 2015 |
| OWEN Robert John Richard | RO | 4 | 16 July 2013 | 15 September 2015 |
| OWEN Robert John Richard | RO | 9 | 01 April 2003 | 29 December 2004 |
| OWEN Robert John Richard | RO | 4 | 01 April 2003 | 29 December 2004 |
| OWEN Robert John Richard | RO | 6 | 01 April 2003 | 07 September 2004 |
| SMITH Hans Christopher | RO | 9 | 20 June 2006 | 01 September 2006 |
| SMITH Hans Christopher | RO | 4 | 20 June 2006 | 01 September 2006 |
| TANG Yu Ming, Nelson 湯毓銘 | RO | 9 | 19 November 2015 | 28 January 2019 |
| TANG Yu Ming, Nelson 湯毓銘 | RO | 4 | 19 November 2015 | 28 January 2019 |
| TANG Yu Ming, Nelson 湯毓銘 | RO | 9 | 27 May 2011 | 15 November 2013 |
| TANG Yu Ming, Nelson 湯毓銘 | RO | 4 | 27 May 2011 | 15 November 2013 |
| Wu Siu Fai 胡兆輝 | RE | 9 | 29 September 2017 | 31 October 2018 |
| YEN Jong Ling 嚴中伶 | RO | 9 | 24 June 2004 | 22 December 2004 |
| YEUNG Chung Hang, Patrick 楊頌恆 | RE | 9 | 01 March 2004 | 27 September 2013 |
| YEUNG Chung Hang, Patrick 楊頌恆 | RE | 4 | 01 March 2004 | 27 September 2013 |