SFC Licenceholders of Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司
- hkcompliance@smtb.jp
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABE Hideki 阿部英樹 | RE | 4 | 28 January 2014 | 24 April 2015 |
| AU-YEUNG Wai Sum, Anthea 歐陽為琛 | RO | 4 | 07 January 2014 | 21 October 2015 |
| AU-YEUNG Wai Sum, Anthea 歐陽為琛 | RO | 9 | 07 January 2014 | 21 October 2015 |
| CHAN Chi Pang 陳志鵬 | RO | 1 | 05 May 2022 | |
| CHAN Chi Pang 陳志鵬 | RO | 4 | 05 May 2022 | |
| CHAN Chi Pang 陳志鵬 | RO | 9 | 05 May 2022 | |
| CHAN Chi Pang 陳志鵬 | RE | 1 | 13 December 2021 | 05 May 2022 |
| CHAN Chi Pang 陳志鵬 | RE | 9 | 13 December 2021 | 05 May 2022 |
| CHAN Chi Pang 陳志鵬 | RE | 4 | 13 December 2021 | 05 May 2022 |
| CHAN Hung Ping 陳鴻平 | RE | 4 | 07 January 2014 | 25 March 2014 |
| CHAN Hung Ping 陳鴻平 | RE | 9 | 07 January 2014 | 25 March 2014 |
| CHENG Nicholas Lok-hei 鄭洛希 | RE | 1 | 02 November 2020 | 30 July 2021 |
| CHENG Shiang-Ling 鄭湘齡 | RE | 4 | 21 November 2022 | |
| CHEUNG Sau Yu Dera 張秀茹 | RO | 3 | 16 February 2023 | |
| CHEUNG Sau Yu Dera 張秀茹 | RO | 4 | 07 January 2014 | |
| CHEUNG Sau Yu Dera 張秀茹 | RO | 9 | 07 January 2014 | |
| CHEUNG Sau Yu Dera 張秀茹 | RO | 1 | 07 January 2014 | |
| CHUNG Ling Ling 鍾菱菱 | RE | 9 | 07 January 2014 | 26 February 2021 |
| CHUNG Ling Ling 鍾菱菱 | RE | 4 | 07 January 2014 | 26 February 2021 |
| FUJIWARA Toshiya | RE | 4 | 28 January 2014 | 19 March 2014 |
| HARADA Kodai 原田洪大 | RE | 9 | 12 December 2016 | 15 February 2019 |
| HARADA Kodai 原田洪大 | RE | 4 | 12 December 2016 | 15 February 2019 |
| HARADA Kodai 原田洪大 | RE | 1 | 12 December 2016 | 15 February 2019 |
| HATADA Tomokazu | RE | 4 | 21 February 2022 | |
| HATADA Tomokazu | RE | 9 | 21 February 2022 | |
| HATADA Tomokazu | RE | 1 | 13 July 2021 | |
| HONG Yunfan 洪云帆 | RE | 1 | 17 September 2021 | |
| HONG Yunfan 洪云帆 | RE | 4 | 17 September 2021 | |
| HONG Yunfan 洪云帆 | RE | 9 | 17 September 2021 | |
| HONG Yunfan 洪云帆 | RE | 3 | 28 March 2023 | |
| HUNG Wing Kai David 洪永佳 | RO | 9 | 22 September 2023 | |
| HUNG Wing Kai David 洪永佳 | RO | 4 | 22 September 2023 | |
| HUNG Wing Kai David 洪永佳 | RO | 1 | 22 September 2023 | |
| HUNG Wing Kai David 洪永佳 | RE | 1 | 15 July 2019 | 22 September 2023 |
| HUNG Wing Kai David 洪永佳 | RE | 4 | 15 July 2019 | 22 September 2023 |
| HUNG Wing Kai David 洪永佳 | RE | 9 | 15 July 2019 | 22 September 2023 |
| IWAMA Koichi | RE | 4 | 22 April 2015 | 08 March 2017 |
| KAWAKAMI Osamu 川上治 | RO | 4 | 15 July 2015 | 09 March 2018 |
| KAWAKAMI Osamu 川上治 | RE | 4 | 12 May 2014 | 15 July 2015 |
| KIM Hyo Jeong | RE | 4 | 16 September 2019 | 18 May 2022 |
| KUBO Tomohiko 久保智彥 | RE | 1 | 02 May 2017 | 04 January 2021 |
| KUBO Tomohiko 久保智彥 | RE | 9 | 02 May 2017 | 04 January 2021 |
| KUBO Tomohiko 久保智彥 | RE | 4 | 02 May 2017 | 04 January 2021 |
| KURATA Osamu 倉田修 | RO | 1 | 07 January 2014 | 07 June 2014 |
| KURATA Osamu 倉田修 | RO | 4 | 07 January 2014 | 07 June 2014 |
| KURATA Osamu 倉田修 | RO | 9 | 07 January 2014 | 07 June 2014 |
| KURIYAMA Kenichi 栗山乾一 | RE | 4 | 15 June 2015 | 27 September 2019 |
| KWAN Yu Ting, Dennis 關宇亭 | RE | 4 | 07 January 2014 | 20 June 2014 |
| KWAN Yu Ting, Dennis 關宇亭 | RE | 9 | 07 January 2014 | 20 June 2014 |
| KWOK Wai Kwong 郭偉光 | RO | 1 | 05 May 2022 | |
| KWOK Wai Kwong 郭偉光 | RO | 4 | 05 May 2022 | |
| KWOK Wai Kwong 郭偉光 | RO | 9 | 05 May 2022 | |
| KWOK Wai Kwong 郭偉光 | RE | 1 | 15 July 2019 | 05 May 2022 |
| KWOK Wai Kwong 郭偉光 | RE | 4 | 15 July 2019 | 05 May 2022 |
| KWOK Wai Kwong 郭偉光 | RE | 9 | 15 July 2019 | 05 May 2022 |
| LAU Kai Pong | RE | 9 | 25 July 2016 | 15 January 2021 |
| LAU Kai Pong | RE | 1 | 25 July 2016 | 15 January 2021 |
| LEE Jiwon | RE | 4 | 17 October 2022 | 26 March 2024 |
| LEE Yi Hsian 李怡璿 | RE | 4 | 04 February 2014 | 19 August 2022 |
| LEE Yuk Man 李育文 | RO | 4 | 21 January 2019 | |
| LEE Yuk Man 李育文 | RE | 4 | 02 January 2019 | 21 January 2019 |
| LEE Yuk Man 李育文 | RO | 4 | 07 June 2017 | 24 September 2018 |
| LEE Yuk Man 李育文 | RE | 4 | 07 January 2014 | 07 June 2017 |
| LIU Pui Sun Tiffany 廖沛琛 | RE | 4 | 28 December 2021 | |
| LIU Pui Sun Tiffany 廖沛琛 | RE | 1 | 28 December 2021 | |
| LIU Pui Sun Tiffany 廖沛琛 | RE | 9 | 28 December 2021 | |
| LO Kung Hang 羅功恆 | RE | 4 | 09 January 2014 | 25 December 2014 |
| LU Yizhuo 盧亦卓 | RE | 4 | 28 June 2017 | 01 December 2020 |
| LUI Hong Tat, Henry 雷康達 | RO | 1 | 09 January 2023 | |
| LUI Hong Tat, Henry 雷康達 | RO | 4 | 09 January 2023 | |
| LUI Hong Tat, Henry 雷康達 | RO | 9 | 09 January 2023 | |
| LUI Hong Tat, Henry 雷康達 | RE | 1 | 15 July 2019 | 09 January 2023 |
| LUI Hong Tat, Henry 雷康達 | RE | 4 | 15 July 2019 | 09 January 2023 |
| LUI Hong Tat, Henry 雷康達 | RE | 9 | 15 July 2019 | 09 January 2023 |
| LUNCASU Naoko | RE | 1 | 12 March 2019 | 10 September 2021 |
| MALIK Jasween | RE | 4 | 07 January 2014 | 14 September 2018 |
| MATSUMOTO Toshihide 松本敏英 | RE | 9 | 28 January 2014 | 30 May 2015 |
| MATSUMOTO Toshihide 松本敏英 | RE | 4 | 28 January 2014 | 30 May 2015 |
| MEHARA Yuzuru 目原讓 | RO | 9 | 07 January 2014 | 31 May 2016 |
| MEHARA Yuzuru 目原讓 | RO | 1 | 07 January 2014 | 31 May 2016 |
| MEHARA Yuzuru 目原讓 | RO | 4 | 07 January 2014 | 31 May 2016 |
| MURAKAMI Kota 村上幸太 | RO | 1 | 07 January 2014 | 05 April 2014 |
| MURAKAMI Kota 村上幸太 | RO | 4 | 07 January 2014 | 05 April 2014 |
| MURAKAMI Kota 村上幸太 | RO | 9 | 07 January 2014 | 05 April 2014 |
| MURKYA Rahul | RE | 4 | 15 July 2019 | |
| NATORI Hiroyuki | RO | 3 | 16 February 2023 | |
| NATORI Hiroyuki | RO | 1 | 02 September 2019 | |
| NATORI Hiroyuki | RO | 9 | 02 September 2019 | |
| NATORI Hiroyuki | RO | 4 | 02 September 2019 | |
| NEGORO Yasuaki 根来裕昭 | RO | 4 | 03 May 2018 | 21 April 2023 |
| NG Kwan Yi Queenie 吳鈞儀 | RE | 9 | 11 September 2014 | 03 April 2019 |
| NG Kwan Yi Queenie 吳鈞儀 | RE | 4 | 11 September 2014 | 03 April 2019 |
| NG Kwan Yi Queenie 吳鈞儀 | RE | 1 | 11 September 2014 | 03 April 2019 |
| OSAWA Yoshimi 大澤 嘉 | RO | 4 | 26 October 2021 | |
| OSAWA Yoshimi 大澤 嘉 | RO | 3 | 16 February 2023 | |
| OSAWA Yoshimi 大澤 嘉 | RO | 1 | 26 October 2021 | |
| OSAWA Yoshimi 大澤 嘉 | RO | 9 | 26 October 2021 | |
| OW Jia Ho Eddie | RE | 4 | 19 March 2021 | 30 June 2022 |
| PANG Ho Tak 彭浩德 | RE | 1 | 29 August 2022 | |
| PANG Ho Tak 彭浩德 | RE | 4 | 29 August 2022 | |
| PANG Ho Tak 彭浩德 | RE | 9 | 29 August 2022 | |
| POON See Man Simon 潘士文 | RO | 9 | 27 September 2023 | |
| POON See Man Simon 潘士文 | RO | 1 | 27 September 2023 | |
| POON See Man Simon 潘士文 | RO | 4 | 27 September 2023 | |
| POON See Man Simon 潘士文 | RE | 1 | 15 April 2019 | 27 September 2023 |
| POON See Man Simon 潘士文 | RE | 4 | 15 April 2019 | 27 September 2023 |
| POON See Man Simon 潘士文 | RE | 9 | 15 April 2019 | 27 September 2023 |
| RHEE Wonsuk 李元碩 | RE | 4 | 24 July 2015 | 31 January 2019 |
| SATO Nobuhiro 佐藤信宏 | RE | 9 | 28 January 2014 | 23 April 2014 |
| SATO Nobuhiro 佐藤信宏 | RE | 4 | 28 January 2014 | 23 April 2014 |
| SHAO Qin 邵沁 | RE | 4 | 05 March 2021 | |
| SHEK Wing Man 石詠文 | RE | 4 | 07 January 2014 | 06 February 2017 |
| SHINOHARA Naoto | RE | 9 | 05 March 2021 | 30 September 2022 |
| SHINOHARA Naoto | RE | 4 | 05 March 2021 | 30 September 2022 |
| SIH Wai Kin, Daniel 薛偉健 | RO | 4 | 18 August 2016 | 31 March 2021 |
| SIH Wai Kin, Daniel 薛偉健 | RO | 1 | 18 August 2016 | 31 March 2021 |
| SIH Wai Kin, Daniel 薛偉健 | RE | 9 | 20 June 2016 | 31 March 2021 |
| SIN Tsui Yan 冼翠茵 | RE | 9 | 11 September 2015 | 14 May 2016 |
| SIN Tsui Yan 冼翠茵 | RE | 4 | 11 September 2015 | 14 May 2016 |
| SIN Tsui Yan 冼翠茵 | RE | 1 | 11 September 2015 | 14 May 2016 |
| TABATA Tetsuya 田端哲也 | RO | 1 | 10 June 2022 | |
| TABATA Tetsuya 田端哲也 | RO | 4 | 10 June 2022 | |
| TABATA Tetsuya 田端哲也 | RO | 9 | 10 June 2022 | |
| TABATA Tetsuya 田端哲也 | RO | 4 | 07 January 2014 | 27 September 2019 |
| TABATA Tetsuya 田端哲也 | RO | 1 | 07 January 2014 | 27 September 2019 |
| TABATA Tetsuya 田端哲也 | RO | 9 | 07 January 2014 | 27 September 2019 |
| TACHIBANA Jitsuo | RO | 9 | 26 February 2014 | 21 May 2021 |
| TACHIBANA Jitsuo | RO | 4 | 26 February 2014 | 21 May 2021 |
| TACHIBANA Jitsuo | RO | 1 | 26 February 2014 | 21 May 2021 |
| TAKAGAKI Katsumi 高垣勝己 | RO | 9 | 07 January 2014 | 11 February 2015 |
| TAKAGAKI Katsumi 高垣勝己 | RO | 4 | 07 January 2014 | 11 February 2015 |
| TAKAGAKI Katsumi 高垣勝己 | RO | 1 | 07 January 2014 | 11 February 2015 |
| TAKEDA Yoshiki 武田喜樹 | RO | 1 | 07 January 2014 | 10 December 2016 |
| TAKEDA Yoshiki 武田喜樹 | RO | 4 | 07 January 2014 | 10 December 2016 |
| TAKEDA Yoshiki 武田喜樹 | RO | 9 | 07 January 2014 | 10 December 2016 |
| TAN Han Meng 陳汉明 | RE | 4 | 08 April 2014 | 11 December 2019 |
| TANIMOTO Teo | RO | 1 | 05 May 2021 | |
| TANIMOTO Teo | RO | 4 | 05 May 2021 | |
| TANIMOTO Teo | RO | 9 | 05 May 2021 | |
| TATEWAKI Kazuhiro | RO | 4 | 24 April 2023 | |
| TSUI Yuen Chi 徐苑諮 | RE | 1 | 28 April 2014 | 04 July 2015 |
| TSUI Yuen Chi 徐苑諮 | RE | 4 | 28 April 2014 | 04 July 2015 |
| TSUI Yuen Chi 徐苑諮 | RE | 9 | 28 April 2014 | 04 July 2015 |
| UCHIDA Akifumi 內田晶文 | RO | 1 | 29 September 2014 | 30 October 2019 |
| UCHIDA Akifumi 內田晶文 | RO | 4 | 29 September 2014 | 30 October 2019 |
| UCHIDA Akifumi 內田晶文 | RO | 9 | 29 September 2014 | 30 October 2019 |
| UDA Yuto | RE | 1 | 27 September 2022 | |
| UDA Yuto | RE | 4 | 27 September 2022 | |
| UDA Yuto | RE | 9 | 27 September 2022 | |
| YANG Jae Kyoo 梁在奎 | RE | 4 | 06 February 2014 | 17 February 2015 |
| YASHIMA Hitoshi | RO | 9 | 07 May 2018 | 01 April 2022 |
| YASHIMA Hitoshi | RO | 4 | 07 May 2018 | 01 April 2022 |
| YASHIMA Hitoshi | RO | 1 | 07 May 2018 | 01 April 2022 |
| YASUOKA Satoshi | RE | 4 | 06 January 2020 | 29 July 2022 |
| YASUOKA Satoshi | RE | 9 | 06 January 2020 | 29 July 2022 |
| YOSHIDA Norimasa 吉田 憲正 | RO | 1 | 23 September 2019 | 01 April 2022 |
| YOSHIDA Norimasa 吉田 憲正 | RO | 4 | 23 September 2019 | 01 April 2022 |
| YOSHIDA Norimasa 吉田 憲正 | RO | 9 | 23 September 2019 | 01 April 2022 |
| YOSHIDA Norimasa 吉田 憲正 | RE | 4 | 30 July 2018 | 23 September 2019 |
| YOSHIDA Norimasa 吉田 憲正 | RE | 9 | 30 July 2018 | 23 September 2019 |
| YOSHIDA Norimasa 吉田 憲正 | RE | 1 | 30 July 2018 | 23 September 2019 |
| YUE Hiu Ying, Tiffany 余曉瑩 | RE | 9 | 27 November 2018 | |
| YUE Hiu Ying, Tiffany 余曉瑩 | RE | 4 | 27 November 2018 | |
| YUE Hiu Ying, Tiffany 余曉瑩 | RE | 1 | 27 November 2018 |