Current licenceholders of AAW261 UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| KONG Hoi Shuen 江海旋 | RE | 4 (Advising on Securities) | 2021-01-14 |
| KING Yueh Hann 金約翰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-13 |
| WAN Lewis King Sun 尹景燊 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-11 |
| CHAN Chui Ling 陳翠玲 | RE | 1 (Dealing in Securities) | 2020-12-29 |
| YE Wenhui 叶文慧 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-24 |
| MA Chung Yan, Joanne 馬縱欣 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-17 |
| LI Xueying 李雪莹 | RE | 1 (Dealing in Securities) | 2020-12-15 |
| HALLEY Keith Thomas | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-11 |
| WONG Pak Suet, Elsa 黃白雪 | RO | 1 (Dealing in Securities) | 2020-12-08 |
| CHO Lok Sze, Rozina 曹樂詩 | RO | 1 (Dealing in Securities) | 2020-12-08 |
| FAN Chun Kong 范振江 | RE | 1 (Dealing in Securities) | 2020-12-07 |
| CHEN Ling Lam 陳凌藍 | RE | 1 (Dealing in Securities) | 2020-12-07 |
| LAW Wai Kit 羅偉傑 | RE | 1 (Dealing in Securities) | 2020-11-30 |
| CHANG Bernard 張啟煒 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-24 |
| KWONG Wing Yan 鄺泳昕 | RE | 1 (Dealing in Securities) | 2020-11-23 |
| SIU Wing Sin 蕭詠善 | RE | 1 (Dealing in Securities) | 2020-11-23 |
| LI Guan Ying 李冠瑩 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-18 |
| CHIU Chun Yu 趙振宇 | RE | 1 (Dealing in Securities) | 2020-11-18 |
| LAI Ki Cheong 黎其昌 | RE | 6 (Advising on Corporate Finance) | 2020-11-17 |
| CHEN Yingchong 陳穎翀 | RE | 4 (Advising on Securities) | 2020-11-16 |
| YEUNG Wing Hang 楊永恒 | RE | 1 (Dealing in Securities) | 2020-11-04 |
| WAN Tze Bun Gilbert 溫子斌 | RE | 4 (Advising on Securities) | 2020-11-04 |
| FUNG Ann Moran 馮慕恩 | RE | 1 (Dealing in Securities) | 2020-10-29 |
| LAU Shuk Man 劉淑敏 | RE | 1 (Dealing in Securities) | 2020-10-22 |
| YEUNG Pan Pan 楊盼盼 | RE | 1 (Dealing in Securities) | 2020-10-22 |
| CHAN Tsz Yeung 陳梓洋 | RE | 1 (Dealing in Securities) | 2020-10-14 |
| CHAN Wing Yi 陳詠怡 | RE | 1 (Dealing in Securities) | 2020-10-09 |
| WAN Tze Bun Gilbert 溫子斌 | RE | 1 (Dealing in Securities) | 2020-09-30 |
| MA Hiu Kwan 馬曉筠 | RE | 1 (Dealing in Securities) | 2020-09-30 |
| WONG Shuk Yan 黃淑欣 | RE | 1 (Dealing in Securities) | 2020-09-25 |
| PANG Ka Kon, Stephen 彭嘉幹 | RE | 1 (Dealing in Securities) | 2020-09-08 |
| CHU Fung Ting 朱鳳婷 | RE | 1 (Dealing in Securities) | 2020-08-19 |
| TSE Ka Lai 謝家麗 | RE | 1 (Dealing in Securities) | 2020-07-30 |
| TSANG Yin Ping 曾燕萍 | RE | 1 (Dealing in Securities) | 2020-07-27 |
| CHEUNG Chun Mei 張臻美 | RE | 1 (Dealing in Securities) | 2020-07-27 |
| WONG Wan Vanness 王贇 | RE | 1 (Dealing in Securities) | 2020-07-13 |
| LAU Chak Wong 劉澤煌 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-06-09 |
| WONG Hon Tin 黃瀚天 | RE | 1 (Dealing in Securities) | 2020-06-05 |
| CHU King Tin 朱景鈿 | RE | 1 (Dealing in Securities) | 2020-05-15 |
| SUN Gilbert Ken Bon 辛建邦 | RE | 1 (Dealing in Securities) | 2020-04-29 |
| CHOW Yiu Keung 周耀強 | RO | 6 (Advising on Corporate Finance) | 2020-04-16 |
| NG Hong Yeung 吳康陽 | RE | 1 (Dealing in Securities) | 2020-04-07 |
| WONG Wan Vanness 王贇 | RE | 4 (Advising on Securities) | 2020-02-21 |
| YICK Wing Yuen, Kenneth 易永源 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-02-19 |
| WONG Chin Lun 王展麟 | RE | 1 (Dealing in Securities) | 2020-02-11 |
| CHEUNG Tin Chung, James 張天寵 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-22 |
| CHOW Yiu Keung 周耀強 | RE | 1 (Dealing in Securities) | 2020-01-21 |
| TING Wan Yam 丁尹音 | RE | 1 (Dealing in Securities) | 2019-12-27 |
| LEE Wilhem 李威賢 | RE | 6 (Advising on Corporate Finance) | 2019-12-23 |
| LAU Yau Wai, Jimmy 劉有為 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-20 |
| IP Chung Hin 葉仲軒 | RE | 1 (Dealing in Securities) | 2019-10-25 |
| CHOW Wai Man, Grace 周偉敏 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-10-08 |
| CHONG Ka Man 莊嘉敏 | RE | 1 (Dealing in Securities) | 2019-10-08 |
| TSOI Kwan Kin 蔡君健 | RE | 1 (Dealing in Securities) | 2019-09-04 |
| TAN Yue 譚越 | RE | 4 (Advising on Securities) | 2019-08-06 |
| CHOI Oi Yi, Jacqueline 蔡凱宜 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-08-06 |
| LI Sze Lok 李施樂 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-06-14 |
| LAW Yuen Yi 羅沅怡 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-05-31 |
| CHAN Man Yan 陳文恩 | RE | 1 (Dealing in Securities) | 2019-05-14 |
| SIU Sing Man, Joanna 蕭承文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-01 |
| CHIN Yao Chou 金耀宙 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-01 |
| WANG Zhen 王朕 | RE | 4 (Advising on Securities) | 2019-02-22 |
| CHEUNG Wai Shing 張偉成 | RE | 1 (Dealing in Securities) | 2019-01-30 |
| WONG Chun Sang 王俊生 | RE | 4 (Advising on Securities) | 2018-12-14 |
| CHENG Chun Ying, Carty 鄭俊英 | RE | 1 (Dealing in Securities) | 2018-12-14 |
| LIU Sunliang 刘孙亮 | RE | 4 (Advising on Securities) | 2018-11-19 |
| LO Yi Pin 羅宜斌 | RE | 4 (Advising on Securities) | 2018-10-31 |
| DOU Xiaoqin 竇曉琴 | RE | 4 (Advising on Securities) | 2018-10-29 |
| TANG Kwok Cheong 鄧國昌 | RE | 1 (Dealing in Securities) | 2018-10-26 |
| FONG King Chuen 方景銓 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| LIU Sze Ki, Jacky 廖斯琪 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| CHU Wing Kuen, Rocky 朱榮權 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| YEUNG Chi Ho 楊智豪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-22 |
| CHAN Chun Kwok, Andy 陳鎮國 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| TSUI Ling 徐玲 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| LEUNG Ho Kit 梁皓潔 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| SHEN Zhifeng 沈志峰 | RE | 4 (Advising on Securities) | 2018-10-12 |
| LEUNG Wing Hung, Toby 梁永雄 | RE | 1 (Dealing in Securities) | 2018-10-10 |
| WONG Sin Wah 黃羨華 | RE | 1 (Dealing in Securities) | 2018-09-19 |
| AU Sau Ha 歐秀霞 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-19 |
| TING Kong Man, Sammy 丁光民 | RE | 1 (Dealing in Securities) | 2018-09-12 |
| LO Yi Pin 羅宜斌 | RE | 1 (Dealing in Securities) | 2018-09-11 |
| LAU Tat Kit, Joseph 劉達傑 | RE | 1 (Dealing in Securities) | 2018-09-10 |
| TANG Wai Hung 鄧偉洪 | RE | 1 (Dealing in Securities) | 2018-09-07 |
| LEE Mei Kwan 李美群 | RE | 1 (Dealing in Securities) | 2018-09-07 |
| KAN Sheck Hung, Francis 簡錫鴻 | RE | 1 (Dealing in Securities) | 2018-09-03 |
| HO Hin Leung, Sammy 何顯良 | RE | 1 (Dealing in Securities) | 2018-08-30 |
| LEUNG Kwong Shing, Lucas 梁廣成 | RE | 1 (Dealing in Securities) | 2018-08-28 |
| CHEN Chen Kuo 陳振國 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-08-16 |
| KAM Wing Ki 金詠琪 | RE | 1 (Dealing in Securities) | 2018-07-24 |
| SHING Kung Yu, Gary 成公儒 | RE | 1 (Dealing in Securities) | 2018-07-12 |
| WAN Chun Yiu 溫振瑤 | RE | 1 (Dealing in Securities) | 2018-07-06 |
| CHOW Kai Man Clement 周啟文 | RE | 1 (Dealing in Securities) | 2018-07-04 |
| TAN Shaun | RE | 4 (Advising on Securities) | 2018-06-29 |
| YUEN Robin 袁肇鋒 | RE | 4 (Advising on Securities) | 2018-04-16 |
| LAU Sin Yu 劉善渝 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-03-27 |
| LO Lo Yee, Jessie 勞露儀 | RO | 1 (Dealing in Securities) | 2018-03-23 |
| YUM Chung Man 任仲民 | RE | 4 (Advising on Securities) | 2018-03-13 |
| HA Ming Yan, Sally 哈明欣 | RE | 1 (Dealing in Securities) | 2018-02-12 |
| WANG Jun 王鈞 | RE | 1 (Dealing in Securities) | 2018-02-08 |
| CHEN Wentao 陈文韬 | RE | 4 (Advising on Securities) | 2018-01-24 |
| LAM Pui Man, Raymond 林沛文 | RO | 1 (Dealing in Securities) | 2018-01-09 |
| YU Wai Tak 余慧德 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-02 |
| YUE Ho Tung, Tony 余浩東 | RO | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-11-24 |
| LAM Ka Ching 林家正 | RE | 1 (Dealing in Securities) | 2017-09-28 |
| SUEN Fu Hang 孫富衡 | RE | 1 (Dealing in Securities) | 2017-09-22 |
| THAM Mun Hon 譚文漢 | RO | 4 (Advising on Securities) | 2017-09-20 |
| IP Kwok Pong 葉國邦 | RE | 4 (Advising on Securities) | 2017-09-18 |
| CHAN Pui Lai 陳珮麗 | RE | 4 (Advising on Securities) | 2017-09-05 |
| CHEN Michael I-chun 陳懿群 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-08-29 |
| CHAO Tzu Chi 趙子淇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-07-26 |
| HUANG Jieqiong 黃洁琼 | RE | 4 (Advising on Securities) | 2017-07-25 |
| FAN Wai Kwok 范偉國 | RE | 1 (Dealing in Securities) | 2017-07-11 |
| LEUNG Tat Choi 梁達財 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-06-21 |
| LI Ka Yi Carrie Teresa 李嘉怡 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-05-31 |
| LO Tze Chu, Alice 盧子珠 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-05-26 |
| LAU Yin Ting 劉燕婷 | RE | 1 (Dealing in Securities) | 2017-05-11 |
| LEE Ka Lick, Peter 李嘉力 | RE | 1 (Dealing in Securities) | 2017-03-01 |
| CHAN Wan Yan, Rachel 陳韻因 | RE | 1 (Dealing in Securities) | 2017-02-27 |
| PAN Mengyao 潘夢遙 | RE | 4 (Advising on Securities) | 2016-11-25 |
| AU Ho Ki 歐浩基 | RE | 1 (Dealing in Securities) | 2016-10-25 |
| MAK Chung Ming 麥仲明 | RE | 1 (Dealing in Securities) | 2016-09-30 |
| WANG Chen-hsiang 王真翔 | RE | 1 (Dealing in Securities) | 2016-09-28 |
| CHEUNG Shun Ka, Toby 莊純嘉 | RE | 1 (Dealing in Securities) | 2016-09-26 |
| WU Jung-hsin 吳榮欣 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-09-06 |
| TANG Tsz Ting 鄧紫婷 | RE | 1 (Dealing in Securities) | 2016-08-23 |
| HONG Kon Chew 洪觀就 | RE | 1 (Dealing in Securities) | 2016-08-23 |
| CHAN Ho Ming 陳可名 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-05-16 |
| CHAN Ming Fung 陳明豐 | RE | 4 (Advising on Securities) | 2016-01-15 |
| MAK Yan Lui 麥昕蕾 | RE | 1 (Dealing in Securities) | 2015-09-25 |
| CHIU Chi Hang 趙智衡 | RE | 1 (Dealing in Securities) | 2015-06-15 |
| LIU Yi-Ling 劉懿玲 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-03-17 |
| TSENG Yue Chih 曾育志 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-02-13 |
| LAM Chi Lap, James 林子立 | RE | 1 (Dealing in Securities) | 2015-01-09 |
| LIU Wanwen 劉皖文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-01-06 |
| CHAN Heung Shing 陳香城 | RE | 1 (Dealing in Securities) | 2014-09-19 |
| LEE Boon Heng 李文興 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-07-31 |
| NG Siu Lin 吳小蓮 | RE | 1 (Dealing in Securities) | 2014-07-22 |
| SHUM Wan Hung 沈韵虹 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-05-26 |
| TSUI Shing Cheung 徐勝昌 | RE | 1 (Dealing in Securities) | 2014-03-27 |
| NG Hiu Chung 吳曉宗 | RE | 1 (Dealing in Securities) | 2014-03-06 |
| CHAN Sin Fan 陳倩芬 | RE | 1 (Dealing in Securities) | 2014-03-06 |
| CHAN Soo Sum 陳素心 | RE | 1 (Dealing in Securities) | 2014-02-21 |
| CHENG Yi Ting 鄭伊婷 | RE | 1 (Dealing in Securities) | 2014-01-28 |
| SIU Lap Kuen, Philip 蕭立權 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-01-14 |
| CHU Tak On, Peter 朱德安 | RE | 1 (Dealing in Securities) | 2014-01-02 |
| WONG Hing Hing, Frazer 王慶馨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-01-02 |
| CHEUNG Cho Yui 張祖睿 | RE | 1 (Dealing in Securities) | 2014-01-02 |
| TSE Benjamin Andrew Jonathan 謝紹豪 | RE | 1 (Dealing in Securities) | 2013-12-30 |
| TONG Mau Tung 唐茂桐 | RE | 1 (Dealing in Securities) | 2013-11-11 |
| LAI Ka Lee 賴嘉利 | RE | 1 (Dealing in Securities) | 2013-11-01 |
| SIMON Saputra 沈健偉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-10-04 |
| LAM Yan Ping 林恩平 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-07-02 |
| CHEUNG Yee Fan 張懿帆 | RE | 1 (Dealing in Securities) | 2013-07-02 |
| LAI Man Sing 黎文醒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2013-06-17 |
| LAM Chi Wai 林志偉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-01-15 |
| CHENG Chin Wen 鄭今雯 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-01-09 |
| LO Kwok Sun 盧國新 | RE | 1 (Dealing in Securities) | 2013-01-07 |
| CHAN Ming Fung 陳明豐 | RE | 1 (Dealing in Securities) | 2012-09-27 |
| HSU Duff Karman 徐嘉文 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2012-05-18 |
| CHEN Hsui-yi 陳秀儀 | RE | 1 (Dealing in Securities) | 2012-04-13 |
| CHU Yu-Lin 朱祐霖 | RE | 1 (Dealing in Securities) | 2012-03-19 |
| WONG Wah Tak 黃華德 | RE | 1 (Dealing in Securities) | 2012-01-06 |
| MA Wang Chiu 馬宏超 | RE | 1 (Dealing in Securities) | 2011-12-16 |
| LEE Tat Keung, Peter 李達強 | RE | 1 (Dealing in Securities) | 2011-12-16 |
| MOK Kwan Yu 莫鈞如 | RE | 1 (Dealing in Securities) | 2011-11-11 |
| HUANG Chien-Ming 黃健銘 | RE | 1 (Dealing in Securities) | 2011-05-23 |
| LI Chia-Lin 黎嘉琳 | RE | 1 (Dealing in Securities) | 2011-03-10 |
| FU Kit Yan 傅潔恩 | RE | 1 (Dealing in Securities) | 2011-02-28 |
| TAM Owen 譚浩榮 | RE | 1 (Dealing in Securities) | 2010-09-09 |
| CHIU Chun Kit 趙俊傑 | RE | 1 (Dealing in Securities) | 2010-05-19 |
| KUO Chung-Ling 郭仲伶 | RE | 1 (Dealing in Securities) | 2010-05-05 |
| PANG Ka Fai, Andy 彭嘉輝 | RE | 1 (Dealing in Securities) | 2010-02-24 |
| LUK Wai Jong, Anita 陸懷莊 | RE | 1 (Dealing in Securities) | 2009-08-05 |
| KWOK Yiu Wa 郭耀華 | RE | 1 (Dealing in Securities) | 2009-07-20 |
| NG Wang On 吳宏安 | RE | 1 (Dealing in Securities) | 2009-04-02 |
| WONG Yan Wing 黃恩榮 | RE | 1 (Dealing in Securities) | 2008-12-01 |
| FANG Tsai-Ling 方采羚 | RE | 1 (Dealing in Securities) | 2008-08-26 |
| KWOK Chi Lung 郭智瀧 | RE | 1 (Dealing in Securities) | 2008-06-11 |
| CHAN Wai Yuen, Julius 陳偉源 | RE | 1 (Dealing in Securities) | 2008-04-23 |
| LEE Long Chin 李隆進 | RO | 6 (Advising on Corporate Finance) | 2008-04-22 |
| LAM Hing Sun 林慶燊 | RE | 1 (Dealing in Securities) | 2008-04-17 |
| MAK Kwok Fai 麥國輝 | RE | 1 (Dealing in Securities) | 2008-01-14 |
| RONG Fan 荣凡 | RE | 1 (Dealing in Securities) | 2007-12-18 |
| LI Sze Man, Karen 李思敏 | RE | 1 (Dealing in Securities) | 2007-11-23 |
| LEE Hang Kay 李恆基 | RE | 1 (Dealing in Securities) | 2007-11-09 |
| LEUNG Shuk Ching, Sabrina 梁淑貞 | RE | 1 (Dealing in Securities) | 2007-10-25 |
| CHENG Po Ying, Noris 鄭寶瑩 | RE | 1 (Dealing in Securities) | 2007-10-16 |
| LO Chi Ho 盧志豪 | RE | 1 (Dealing in Securities) | 2007-09-10 |
| LEE Yu Lun 李裕倫 | RE | 1 (Dealing in Securities) | 2007-09-05 |
| MAK Chi Chung, Alex 麥智聰 | RE | 1 (Dealing in Securities) | 2007-08-27 |
| TANG Ho On 鄧可安 | RE | 1 (Dealing in Securities) | 2007-08-27 |
| WU Ka Ling 胡嘉玲 | RE | 1 (Dealing in Securities) | 2007-08-22 |
| LEE Hang Cheong 李恒昌 | RE | 1 (Dealing in Securities) | 2007-08-22 |
| WONG Kai Tai, Anthony 王啟泰 | RE | 1 (Dealing in Securities) | 2007-07-30 |
| TO Siu Ping, Patricia 杜少冰 | RE | 1 (Dealing in Securities) | 2007-07-06 |
| TSENG Wai Har 鄭慧霞 | RE | 1 (Dealing in Securities) | 2007-07-03 |
| LAU Chun Po 劉俊坡 | RE | 1 (Dealing in Securities) | 2007-06-18 |
| LAM Ching Ping, Chiny 林清萍 | RE | 1 (Dealing in Securities) | 2007-03-16 |
| LIU Sau Wah 廖秀華 | RE | 1 (Dealing in Securities) | 2007-03-07 |
| MONGKOLTHANIT Kriengkrai | RE | 1 (Dealing in Securities) | 2007-03-06 |
| CHIU Ho Yin, Alex 趙浩然 | RE | 1 (Dealing in Securities) | 2007-02-08 |
| CHU Kwai Fong 朱桂芳 | RE | 1 (Dealing in Securities) | 2007-01-22 |
| LEE Long Chin 李隆進 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2006-12-29 |
| MOW On Loy 繆安來 | RE | 1 (Dealing in Securities) | 2006-12-27 |
| LEE Yin Bing 李燕冰 | RE | 1 (Dealing in Securities) | 2006-10-20 |
| HO Ngai Fung 何藝峰 | RE | 1 (Dealing in Securities) | 2006-10-20 |
| HO Hung Ling, Candies 何紅玲 | RE | 1 (Dealing in Securities) | 2006-07-26 |
| FONG Chin Hung 方展鴻 | RE | 1 (Dealing in Securities) | 2006-07-14 |
| LEE San Man 利新民 | RE | 4 (Advising on Securities) | 2006-06-13 |
| CHEUNG Kin Fai 張建輝 | RE | 1 (Dealing in Securities) | 2006-06-05 |
| SO Pui Lan, Louise 蘇佩蘭 | RE | 1 (Dealing in Securities) | 2006-05-08 |
| LEE San Man 利新民 | RE | 1 (Dealing in Securities) | 2006-04-28 |
| LI Cheuk Wing 李卓榮 | RE | 1 (Dealing in Securities) | 2006-02-24 |
| KWAN Danny Tin Hung 關天鴻 | RE | 1 (Dealing in Securities) | 2005-12-15 |
| TAI Wing Lam, Albert 戴永琳 | RE | 1 (Dealing in Securities) | 2005-10-12 |
| CHOI Samson 蔡致琛 | RE | 1 (Dealing in Securities) | 2005-10-10 |
| LEE Chun Fai 李鎮輝 | RE | 1 (Dealing in Securities) | 2005-09-12 |
| NG Chi Wai 伍枝偉 | RE | 1 (Dealing in Securities) | 2005-08-08 |
| NG Ka Wing 吳家永 | RE | 1 (Dealing in Securities) | 2005-06-14 |
| LEUNG Ting Wai, Philip 梁鼎威 | RE | 1 (Dealing in Securities) | 2005-05-06 |
| WONG Cheuk Kwan, Eric 黃焯鈞 | RE | 1 (Dealing in Securities) | 2005-04-06 |
| SY Pan Pan 施彬彬 | RE | 1 (Dealing in Securities) | 2005-03-30 |
| TONG Hing Yuen 唐興元 | RE | 1 (Dealing in Securities) | 2005-02-03 |
| TSE Yin Chun 謝言俊 | RE | 1 (Dealing in Securities) | 2005-01-26 |
| CHENG Fai Ming 鄭輝明 | RE | 1 (Dealing in Securities) | 2005-01-26 |
| MAK Chi Lai 麥智禮 | RE | 1 (Dealing in Securities) | 2005-01-26 |
| AU Yiu Cheung 區耀祥 | RE | 1 (Dealing in Securities) | 2005-01-25 |
| TSANG Siu Ling 曾少玲 | RE | 1 (Dealing in Securities) | 2005-01-14 |
| LAW Kwan Ming 羅均明 | RE | 1 (Dealing in Securities) | 2004-12-24 |
| LEE Tak Kwong 李德光 | RE | 1 (Dealing in Securities) | 2004-12-24 |
| CHEUNG Sze Lok 章斯樂 | RE | 1 (Dealing in Securities) | 2004-12-24 |
| HO Chi Hang 何志恆 | RE | 1 (Dealing in Securities) | 2004-12-24 |
| TJIA Yee Mei, Christina 謝綺薇 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| LAI Tuck Weng | RE | 1 (Dealing in Securities) | 2004-12-13 |
| LEE Ming Yan 李明仁 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| WONG Lan Yuen, Thomas 王蘭源 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| WONG Kit Fai 王傑輝 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| SIU Chi Ming 蕭志明 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| CHU Siu Ting, Louis 朱兆廷 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| CHAN Kwok Hung 陳國洪 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| YAO Teh Ming, Joseph 姚德明 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| CHEUNG Yiu Wah 張耀華 | RE | 1 (Dealing in Securities) | 2004-12-13 |
| POON Vernon Hamilton Chee Wai 潘智偉 | RE | 1 (Dealing in Securities) | 2004-06-29 |
| LAI Siu Chun 黎笑珍 | RE | 1 (Dealing in Securities) | 2004-06-10 |
| HO Man Pun, Lawrence 何文彬 | RE | 1 (Dealing in Securities) | 2004-04-07 |
| CHENG Chun Kit 鄭俊傑 | RE | 1 (Dealing in Securities) | 2004-03-16 |
| WONG Kai Yan, Lawrence 黃啟仁 | RE | 1 (Dealing in Securities) | 2004-03-08 |
| LEUNG Fan 梁帆 | RE | 1 (Dealing in Securities) | 2004-02-10 |
| LAU Siu Kau 劉兆球 | RE | 1 (Dealing in Securities) | 2004-01-21 |
| TANG Man Chun, Andrew 鄧文俊 | RE | 1 (Dealing in Securities) | 2004-01-12 |
| WEE Keng Hiong, Tony | RE | 1 (Dealing in Securities) | 2003-12-02 |
| LO Yu Kei 勞汝棋 | RE | 1 (Dealing in Securities) | 2003-11-20 |
| TO Ki Hong 陶基鴻 | RE | 1 (Dealing in Securities) | 2003-10-31 |
| WONG Sze Man 黃詩敏 | RE | 1 (Dealing in Securities) | 2003-10-22 |
| MAK Wai Kwong 麥惠光 | RE | 1 (Dealing in Securities) | 2003-10-14 |
| ZHAO Xiaolan 趙曉嵐 | RE | 1 (Dealing in Securities) | 2003-10-07 |
| KAM Yin Yee 甘燕儀 | RE | 1 (Dealing in Securities) | 2003-10-07 |
| SO Sau Kuen, Nancy 蘇秀娟 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2003-07-17 |
| TIN Yuen Keung 田遠強 | RE | 1 (Dealing in Securities) | 2003-06-19 |
| LUK Wilson 陸威信 | RE | 1 (Dealing in Securities) | 2003-06-07 |
| SIU Yin Chi 蕭賢熾 | RE | 1 (Dealing in Securities) | 2003-05-26 |
| LEUNG Tsz Man, Agnes 梁祉雯 | RE | 1 (Dealing in Securities) | 2003-05-16 |
| LIU Kwai To 劉桂濤 | RE | 1 (Dealing in Securities) | 2003-05-12 |
| YEUNG Shuk Kwan, Andra 楊淑群 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LO Tim Hoi 盧添海 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| SIU Kin Keung 蕭健強 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHEUNG Po Lin 張寶連 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEUNG Wai Yuen 梁偉源 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| SO Kwan Ming 蘇均明 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHUNG Wing Keung, Roman 鍾永強 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAN Shui Wah, Charity 欒萃華 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHEUNG Ching Ping, Stephen 張正平 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAN Suet Wah 陳雪華 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| HON Chi Kwan 韓志君 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| YUEN Siu Tong, Manry 阮紹棠 | RO | 1 (Dealing in Securities) | 2003-04-01 |
| KWONG Sek Yuen 鄺錫源 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEE Kwong Shing 李廣聲 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEUNG Chak Fai 梁澤輝 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAM Wing Hong, Hilda 林詠慷 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAN Wing Hang, Eddie 陳永恆 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LIM Seng Bee 林紳美 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2003-04-01 |
| CHAN Ching Yee, Constance 陳靜儀 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| PANG Wing Kee 彭榮基 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| NG Wai Chi 吳慧芝 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEE Pui Heung 李佩香 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| HO Yuk Ching, Kitty 何玉清 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| POH Siew Yen 傅小燕 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| WONG Chun 王真 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| MANG Sin 孟茜 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAM Sau Yuet 林秀月 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| NG Ching Chi 吳清志 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2003-04-01 |
| CHAN San, Linda 陳珊 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| YEUNG Kam Ho 楊錦浩 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| NG Wang Ping 吳宏坪 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAN Ying Wai 陳應槐 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| YANG Chak Kwan 楊澤群 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| MAK King Wai 麥經緯 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHAU MOK Wai Ha, Carole 周莫慧霞 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEE Hiok Chuan 李毓銓 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEUNG Sze Man, Simon 梁思敏 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAM Yuet Ping 林月萍 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LEE Ka Yan, Karen 李嘉茵 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| LAU Siu Fan 劉少芬 | RE | 1 (Dealing in Securities) | 2003-04-01 |