Current licenceholders of AAW261 UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LAU Shuk Man 劉淑敏 | RE | [1] (Dealing in Securities) | 22 October 2020 |
| CHAN Tsz Yeung 陳梓洋 | RE | [1] (Dealing in Securities) | 14 October 2020 |
| CHAN Wing Yi 陳詠怡 | RE | [1] (Dealing in Securities) | 09 October 2020 |
| WONG Pak Suet, Elsa 黃白雪 | RE | [1] (Dealing in Securities) | 30 September 2020 |
| WAN Tze Bun Gilbert 溫子斌 | RE | [1] (Dealing in Securities) | 30 September 2020 |
| MA Hiu Kwan 馬曉筠 | RE | [1] (Dealing in Securities) | 30 September 2020 |
| WONG Shuk Yan 黃淑欣 | RE | [1] (Dealing in Securities) | 25 September 2020 |
| CHO Lok Sze, Rozina 曹樂詩 | RE | [1] (Dealing in Securities) | 18 September 2020 |
| PANG Ka Kon, Stephen 彭嘉幹 | RE | [1] (Dealing in Securities) | 08 September 2020 |
| CHU Fung Ting 朱鳳婷 | RE | [1] (Dealing in Securities) | 19 August 2020 |
| TSE Ka Lai 謝家麗 | RE | [1] (Dealing in Securities) | 30 July 2020 |
| TSANG Yin Ping 曾燕萍 | RE | [1] (Dealing in Securities) | 27 July 2020 |
| CHEUNG Chun Mei 張臻美 | RE | [1] (Dealing in Securities) | 27 July 2020 |
| WONG Nga Sze 黃雅詩 | RE | [1] (Dealing in Securities) | 14 July 2020 |
| WONG Wan Vanness 王贇 | RE | [1] (Dealing in Securities) | 13 July 2020 |
| LAU Chak Wong 劉澤煌 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 June 2020 |
| WONG Hon Tin 黃瀚天 | RE | [1] (Dealing in Securities) | 05 June 2020 |
| CHU King Tin 朱景鈿 | RE | [1] (Dealing in Securities) | 15 May 2020 |
| SUN Gilbert Ken Bon 辛建邦 | RE | [1] (Dealing in Securities) | 29 April 2020 |
| CHOW Yiu Keung 周耀強 | RO | [6] (Advising on Corporate Finance) | 16 April 2020 |
| NG Hong Yeung 吳康陽 | RE | [1] (Dealing in Securities) | 07 April 2020 |
| MAK Chi Wai 麥志偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 March 2020 |
| WONG Wan Vanness 王贇 | RE | [4] (Advising on Securities) | 21 February 2020 |
| YICK Wing Yuen, Kenneth 易永源 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 February 2020 |
| WONG Chin Lun 王展麟 | RE | [1] (Dealing in Securities) | 11 February 2020 |
| CHEUNG Tin Chung, James 張天寵 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 January 2020 |
| CHOW Yiu Keung 周耀強 | RE | [1] (Dealing in Securities) | 21 January 2020 |
| TING Wan Yam 丁尹音 | RE | [1] (Dealing in Securities) | 27 December 2019 |
| LEE Wilhem 李威賢 | RE | [6] (Advising on Corporate Finance) | 23 December 2019 |
| LAU Yau Wai, Jimmy 劉有為 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 December 2019 |
| CHOW Wai Man, Grace 周偉敏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 October 2019 |
| CHONG Ka Man 莊嘉敏 | RE | [1] (Dealing in Securities) | 08 October 2019 |
| TSOI Kwan Kin 蔡君健 | RE | [1] (Dealing in Securities) | 04 September 2019 |
| CHOI Oi Yi, Jacqueline 蔡凱宜 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 06 August 2019 |
| TAN Yue 譚越 | RE | [4] (Advising on Securities) | 06 August 2019 |
| LI Sze Lok 李施樂 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 14 June 2019 |
| LAW Yuen Yi 羅沅怡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 May 2019 |
| CHAN Man Yan 陳文恩 | RE | [1] (Dealing in Securities) | 14 May 2019 |
| SIU Sing Man, Joanna 蕭承文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 March 2019 |
| CHIN Yao Chou 金耀宙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 March 2019 |
| WANG Zhen 王朕 | RE | [4] (Advising on Securities) | 22 February 2019 |
| CHEUNG Wai Shing 張偉成 | RE | [1] (Dealing in Securities) | 30 January 2019 |
| CHENG Chun Ying, Carty 鄭俊英 | RE | [1] (Dealing in Securities) | 14 December 2018 |
| WONG Chun Sang 王俊生 | RE | [4] (Advising on Securities) | 14 December 2018 |
| LIU Sunliang 刘孙亮 | RE | [4] (Advising on Securities) | 19 November 2018 |
| LO Yi Pin 羅宜斌 | RE | [4] (Advising on Securities) | 31 October 2018 |
| TANG Kwok Cheong 鄧國昌 | RE | [1] (Dealing in Securities) | 26 October 2018 |
| CHU Wing Kuen, Rocky 朱榮權 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| FONG King Chuen 方景銓 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| LEUNG Ho Kit 梁皓潔 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| TSUI Ling 徐玲 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| CHAN Chun Kwok, Andy 陳鎮國 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| LIU Sze Ki, Jacky 廖斯琪 | RE | [1] (Dealing in Securities) | 22 October 2018 |
| YEUNG Chi Ho 楊智豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 October 2018 |
| SHEN Zhifeng 沈志峰 | RE | [4] (Advising on Securities) | 12 October 2018 |
| LEUNG Wing Hung, Toby 梁永雄 | RE | [1] (Dealing in Securities) | 10 October 2018 |
| WONG Sin Wah 黃羨華 | RE | [1] (Dealing in Securities) | 19 September 2018 |
| AU Sau Ha 歐秀霞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 September 2018 |
| TING Kong Man, Sammy 丁光民 | RE | [1] (Dealing in Securities) | 12 September 2018 |
| LO Yi Pin 羅宜斌 | RE | [1] (Dealing in Securities) | 11 September 2018 |
| LAU Tat Kit, Joseph 劉達傑 | RE | [1] (Dealing in Securities) | 10 September 2018 |
| LEE Mei Kwan 李美群 | RE | [1] (Dealing in Securities) | 07 September 2018 |
| TANG Wai Hung 鄧偉洪 | RE | [1] (Dealing in Securities) | 07 September 2018 |
| KAN Sheck Hung, Francis 簡錫鴻 | RE | [1] (Dealing in Securities) | 03 September 2018 |
| HO Hin Leung, Sammy 何顯良 | RE | [1] (Dealing in Securities) | 30 August 2018 |
| LEUNG Kwong Shing, Lucas 梁廣成 | RE | [1] (Dealing in Securities) | 28 August 2018 |
| CHEN Chen Kuo 陳振國 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 August 2018 |
| KAM Wing Ki 金詠琪 | RE | [1] (Dealing in Securities) | 24 July 2018 |
| SHING Kung Yu, Gary 成公儒 | RE | [1] (Dealing in Securities) | 12 July 2018 |
| WAN Chun Yiu 溫振瑤 | RE | [1] (Dealing in Securities) | 06 July 2018 |
| CHOW Kai Man Clement 周啟文 | RE | [1] (Dealing in Securities) | 04 July 2018 |
| TAN Shaun | RE | [4] (Advising on Securities) | 29 June 2018 |
| YUEN Robin 袁肇鋒 | RE | [4] (Advising on Securities) | 16 April 2018 |
| LAU Sin Yu 劉善渝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 March 2018 |
| LO Lo Yee, Jessie 勞露儀 | RO | [1] (Dealing in Securities) | 23 March 2018 |
| YUM Chung Man 任仲民 | RE | [4] (Advising on Securities) | 13 March 2018 |
| HA Ming Yan, Sally 哈明欣 | RE | [1] (Dealing in Securities) | 12 February 2018 |
| WANG Jun 王鈞 | RE | [1] (Dealing in Securities) | 08 February 2018 |
| CHEN Wentao 陈文韬 | RE | [4] (Advising on Securities) | 24 January 2018 |
| LAM Pui Man, Raymond 林沛文 | RO | [1] (Dealing in Securities) | 09 January 2018 |
| YU Wai Tak 余慧德 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 January 2018 |
| YUE Ho Tung, Tony 余浩東 | RO | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 24 November 2017 |
| LAM Ka Ching 林家正 | RE | [1] (Dealing in Securities) | 28 September 2017 |
| SUEN Fu Hang 孫富衡 | RE | [1] (Dealing in Securities) | 22 September 2017 |
| THAM Mun Hon 譚文漢 | RO | [4] (Advising on Securities) | 20 September 2017 |
| IP Kwok Pong 葉國邦 | RE | [4] (Advising on Securities) | 18 September 2017 |
| CHAN Pui Lai 陳珮麗 | RE | [4] (Advising on Securities) | 05 September 2017 |
| CHEN Michael I-chun 陳懿群 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 August 2017 |
| CHAO Tzu Chi 趙子淇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 July 2017 |
| HUANG Jieqiong 黃洁琼 | RE | [4] (Advising on Securities) | 25 July 2017 |
| FAN Wai Kwok 范偉國 | RE | [1] (Dealing in Securities) | 11 July 2017 |
| LEUNG Tat Choi 梁達財 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2017 |
| LI Ka Yi Carrie Teresa 李嘉怡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 May 2017 |
| LO Tze Chu, Alice 盧子珠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 May 2017 |
| LAU Yin Ting 劉燕婷 | RE | [1] (Dealing in Securities) | 11 May 2017 |
| LAU Kwan Ming 劉君明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 April 2017 |
| LEE Ka Lick, Peter 李嘉力 | RE | [1] (Dealing in Securities) | 01 March 2017 |
| CHAN Wan Yan, Rachel 陳韻因 | RE | [1] (Dealing in Securities) | 27 February 2017 |
| PAN Mengyao 潘夢遙 | RE | [4] (Advising on Securities) | 25 November 2016 |
| AU Ho Ki 歐浩基 | RE | [1] (Dealing in Securities) | 25 October 2016 |
| MAK Chung Ming 麥仲明 | RE | [1] (Dealing in Securities) | 30 September 2016 |
| WANG Chen-hsiang 王真翔 | RE | [1] (Dealing in Securities) | 28 September 2016 |
| WU Jung-hsin 吳榮欣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 September 2016 |
| TANG Tsz Ting 鄧紫婷 | RE | [1] (Dealing in Securities) | 23 August 2016 |
| HONG Kon Chew 洪觀就 | RE | [1] (Dealing in Securities) | 23 August 2016 |
| CHAN Ho Ming 陳可名 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 May 2016 |
| CHAN Ming Fung 陳明豐 | RE | [4] (Advising on Securities) | 15 January 2016 |
| MAK Yan Lui 麥昕蕾 | RE | [1] (Dealing in Securities) | 25 September 2015 |
| LIU Yi-Ling 劉懿玲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 March 2015 |
| TSENG Yue Chih 曾育志 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 February 2015 |
| LAM Chi Lap, James 林子立 | RE | [1] (Dealing in Securities) | 09 January 2015 |
| LIU Wanwen 劉皖文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 January 2015 |
| CHAN Heung Shing 陳香城 | RE | [1] (Dealing in Securities) | 19 September 2014 |
| LEE Boon Heng 李文興 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 July 2014 |
| NG Siu Lin 吳小蓮 | RE | [1] (Dealing in Securities) | 22 July 2014 |
| SHUM Wan Hung 沈韵虹 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 May 2014 |
| TSUI Shing Cheung 徐勝昌 | RE | [1] (Dealing in Securities) | 27 March 2014 |
| CHAN Sin Fan 陳倩芬 | RE | [1] (Dealing in Securities) | 06 March 2014 |
| NG Hiu Chung 吳曉宗 | RE | [1] (Dealing in Securities) | 06 March 2014 |
| CHAN Soo Sum 陳素心 | RE | [1] (Dealing in Securities) | 21 February 2014 |
| CHENG Yi Ting 鄭伊婷 | RE | [1] (Dealing in Securities) | 28 January 2014 |
| SIU Lap Kuen, Philip 蕭立權 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 January 2014 |
| CHU Tak On, Peter 朱德安 | RE | [1] (Dealing in Securities) | 02 January 2014 |
| WONG Hing Hing, Frazer 王慶馨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 January 2014 |
| CHEUNG Cho Yui 張祖睿 | RE | [1] (Dealing in Securities) | 02 January 2014 |
| TSE Benjamin Andrew Jonathan 謝紹豪 | RE | [1] (Dealing in Securities) | 30 December 2013 |
| TONG Mau Tung 唐茂桐 | RE | [1] (Dealing in Securities) | 11 November 2013 |
| SIMON Saputra 沈健偉 | RE | [4] (Advising on Securities) | 04 October 2013 |
| CHEUNG Yee Fan 張懿帆 | RE | [1] (Dealing in Securities) | 02 July 2013 |
| LAM Yan Ping 林恩平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 July 2013 |
| LAI Man Sing 黎文醒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 June 2013 |
| LAM Chi Wai 林志偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 January 2013 |
| CHENG Chin Wen 鄭今雯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 January 2013 |
| LO Kwok Sun 盧國新 | RE | [1] (Dealing in Securities) | 07 January 2013 |
| CHAN Ming Fung 陳明豐 | RE | [1] (Dealing in Securities) | 27 September 2012 |
| HSU Duff Karman 徐嘉文 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 May 2012 |
| CHEN Hsui-yi 陳秀儀 | RE | [1] (Dealing in Securities) | 13 April 2012 |
| CHU Yu-Lin 朱祐霖 | RE | [1] (Dealing in Securities) | 19 March 2012 |
| WONG Wah Tak 黃華德 | RE | [1] (Dealing in Securities) | 06 January 2012 |
| MA Wang Chiu 馬宏超 | RE | [1] (Dealing in Securities) | 16 December 2011 |
| LEE Tat Keung, Peter 李達強 | RE | [1] (Dealing in Securities) | 16 December 2011 |
| MOK Kwan Yu 莫鈞如 | RE | [1] (Dealing in Securities) | 11 November 2011 |
| HUANG Chien-Ming 黃健銘 | RE | [1] (Dealing in Securities) | 23 May 2011 |
| LI Chia-Lin 黎嘉琳 | RE | [1] (Dealing in Securities) | 10 March 2011 |
| FU Kit Yan 傅潔恩 | RE | [1] (Dealing in Securities) | 28 February 2011 |
| CHIU Chun Kit 趙俊傑 | RE | [1] (Dealing in Securities) | 19 May 2010 |
| KUO Chung-Ling 郭仲伶 | RE | [1] (Dealing in Securities) | 05 May 2010 |
| PANG Ka Fai, Andy 彭嘉輝 | RE | [1] (Dealing in Securities) | 24 February 2010 |
| LUK Wai Jong, Anita 陸懷莊 | RE | [1] (Dealing in Securities) | 05 August 2009 |
| KWOK Yiu Wa 郭耀華 | RE | [1] (Dealing in Securities) | 20 July 2009 |
| NG Wang On 吳宏安 | RE | [1] (Dealing in Securities) | 02 April 2009 |
| WONG Yan Wing 黃恩榮 | RE | [1] (Dealing in Securities) | 01 December 2008 |
| FANG Tsai-Ling 方采羚 | RE | [1] (Dealing in Securities) | 26 August 2008 |
| KWOK Chi Lung 郭智瀧 | RE | [1] (Dealing in Securities) | 11 June 2008 |
| CHAN Wai Yuen, Julius 陳偉源 | RE | [1] (Dealing in Securities) | 23 April 2008 |
| LEE Long Chin 李隆進 | RO | [6] (Advising on Corporate Finance) | 22 April 2008 |
| LAM Hing Sun 林慶燊 | RE | [1] (Dealing in Securities) | 17 April 2008 |
| MAK Kwok Fai 麥國輝 | RE | [1] (Dealing in Securities) | 14 January 2008 |
| RONG Fan 荣凡 | RE | [1] (Dealing in Securities) | 18 December 2007 |
| LI Sze Man, Karen 李思敏 | RE | [1] (Dealing in Securities) | 23 November 2007 |
| LEE Hang Kay 李恆基 | RE | [1] (Dealing in Securities) | 09 November 2007 |
| LEUNG Shuk Ching, Sabrina 梁淑貞 | RE | [1] (Dealing in Securities) | 25 October 2007 |
| CHENG Po Ying, Noris 鄭寶瑩 | RE | [1] (Dealing in Securities) | 16 October 2007 |
| LO Chi Ho 盧志豪 | RE | [1] (Dealing in Securities) | 10 September 2007 |
| LEE Yu Lun 李裕倫 | RE | [1] (Dealing in Securities) | 05 September 2007 |
| TANG Ho On 鄧可安 | RE | [1] (Dealing in Securities) | 27 August 2007 |
| MAK Chi Chung, Alex 麥智聰 | RE | [1] (Dealing in Securities) | 27 August 2007 |
| WU Ka Ling 胡嘉玲 | RE | [1] (Dealing in Securities) | 22 August 2007 |
| LEE Hang Cheong 李恒昌 | RE | [1] (Dealing in Securities) | 22 August 2007 |
| WONG Kai Tai, Anthony 王啟泰 | RE | [1] (Dealing in Securities) | 30 July 2007 |
| TO Siu Ping, Patricia 杜少冰 | RE | [1] (Dealing in Securities) | 06 July 2007 |
| TSENG Wai Har 鄭慧霞 | RE | [1] (Dealing in Securities) | 03 July 2007 |
| LAU Chun Po 劉俊坡 | RE | [1] (Dealing in Securities) | 18 June 2007 |
| LAM Ching Ping, Chiny 林清萍 | RE | [1] (Dealing in Securities) | 16 March 2007 |
| LIU Sau Wah 廖秀華 | RE | [1] (Dealing in Securities) | 07 March 2007 |
| MONGKOLTHANIT Kriengkrai | RE | [1] (Dealing in Securities) | 06 March 2007 |
| CHIU Ho Yin, Alex 趙浩然 | RE | [1] (Dealing in Securities) | 08 February 2007 |
| CHU Kwai Fong 朱桂芳 | RE | [1] (Dealing in Securities) | 22 January 2007 |
| LEE Long Chin 李隆進 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 December 2006 |
| MOW On Loy 繆安來 | RE | [1] (Dealing in Securities) | 27 December 2006 |
| HO Ngai Fung 何藝峰 | RE | [1] (Dealing in Securities) | 20 October 2006 |
| LEE Yin Bing 李燕冰 | RE | [1] (Dealing in Securities) | 20 October 2006 |
| HO Hung Ling, Candies 何紅玲 | RE | [1] (Dealing in Securities) | 26 July 2006 |
| FONG Chin Hung 方展鴻 | RE | [1] (Dealing in Securities) | 14 July 2006 |
| LEE San Man 利新民 | RE | [4] (Advising on Securities) | 13 June 2006 |
| SO Pui Lan, Louise 蘇佩蘭 | RE | [1] (Dealing in Securities) | 08 May 2006 |
| LEE San Man 利新民 | RE | [1] (Dealing in Securities) | 28 April 2006 |
| LI Cheuk Wing 李卓榮 | RE | [1] (Dealing in Securities) | 24 February 2006 |
| KWAN Danny Tin Hung 關天鴻 | RE | [1] (Dealing in Securities) | 15 December 2005 |
| TAI Wing Lam, Albert 戴永琳 | RE | [1] (Dealing in Securities) | 12 October 2005 |
| CHOI Samson 蔡致琛 | RE | [1] (Dealing in Securities) | 10 October 2005 |
| NG Chi Wai 伍枝偉 | RE | [1] (Dealing in Securities) | 08 August 2005 |
| NG Ka Wing 吳家永 | RE | [1] (Dealing in Securities) | 14 June 2005 |
| LEUNG Ting Wai, Philip 梁鼎威 | RE | [1] (Dealing in Securities) | 06 May 2005 |
| WONG Cheuk Kwan, Eric 黃焯鈞 | RE | [1] (Dealing in Securities) | 06 April 2005 |
| SY Pan Pan 施彬彬 | RE | [1] (Dealing in Securities) | 30 March 2005 |
| TONG Hing Yuen 唐興元 | RE | [1] (Dealing in Securities) | 03 February 2005 |
| MAK Chi Lai 麥智禮 | RE | [1] (Dealing in Securities) | 26 January 2005 |
| CHENG Fai Ming 鄭輝明 | RE | [1] (Dealing in Securities) | 26 January 2005 |
| TSE Yin Chun 謝言俊 | RE | [1] (Dealing in Securities) | 26 January 2005 |
| AU Yiu Cheung 區耀祥 | RE | [1] (Dealing in Securities) | 25 January 2005 |
| TSANG Siu Ling 曾少玲 | RE | [1] (Dealing in Securities) | 14 January 2005 |
| LAW Kwan Ming 羅均明 | RE | [1] (Dealing in Securities) | 24 December 2004 |
| HO Chi Hang 何志恆 | RE | [1] (Dealing in Securities) | 24 December 2004 |
| CHEUNG Sze Lok 章斯樂 | RE | [1] (Dealing in Securities) | 24 December 2004 |
| LEE Tak Kwong 李德光 | RE | [1] (Dealing in Securities) | 24 December 2004 |
| LEE Ming Yan 李明仁 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| SIU Chi Ming 蕭志明 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| LAI Tuck Weng | RE | [1] (Dealing in Securities) | 13 December 2004 |
| CHEUNG Yiu Wah 張耀華 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| YAO Teh Ming, Joseph 姚德明 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| WONG Lan Yuen, Thomas 王蘭源 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| CHAN Kwok Hung 陳國洪 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| TJIA Yee Mei, Christina 謝綺薇 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| CHU Siu Ting, Louis 朱兆廷 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| WONG Kit Fai 王傑輝 | RE | [1] (Dealing in Securities) | 13 December 2004 |
| POON Vernon Hamilton Chee Wai 潘智偉 | RE | [1] (Dealing in Securities) | 29 June 2004 |
| HO Man Pun, Lawrence 何文彬 | RE | [1] (Dealing in Securities) | 07 April 2004 |
| CHENG Chun Kit 鄭俊傑 | RE | [1] (Dealing in Securities) | 16 March 2004 |
| WONG Kai Yan, Lawrence 黃啟仁 | RE | [1] (Dealing in Securities) | 08 March 2004 |
| LEUNG Fan 梁帆 | RE | [1] (Dealing in Securities) | 10 February 2004 |
| LAU Siu Kau 劉兆球 | RE | [1] (Dealing in Securities) | 21 January 2004 |
| TANG Man Chun, Andrew 鄧文俊 | RE | [1] (Dealing in Securities) | 12 January 2004 |
| WEE Keng Hiong, Tony | RE | [1] (Dealing in Securities) | 02 December 2003 |
| LO Yu Kei 勞汝棋 | RE | [1] (Dealing in Securities) | 20 November 2003 |
| TO Ki Hong 陶基鴻 | RE | [1] (Dealing in Securities) | 31 October 2003 |
| WONG Sze Man 黃詩敏 | RE | [1] (Dealing in Securities) | 22 October 2003 |
| MAK Wai Kwong 麥惠光 | RE | [1] (Dealing in Securities) | 14 October 2003 |
| KAM Yin Yee 甘燕儀 | RE | [1] (Dealing in Securities) | 07 October 2003 |
| ZHAO Xiaolan 趙曉嵐 | RE | [1] (Dealing in Securities) | 07 October 2003 |
| SO Sau Kuen, Nancy 蘇秀娟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 July 2003 |
| TIN Yuen Keung 田遠強 | RE | [1] (Dealing in Securities) | 19 June 2003 |
| LUK Wilson 陸威信 | RE | [1] (Dealing in Securities) | 07 June 2003 |
| SIU Yin Chi 蕭賢熾 | RE | [1] (Dealing in Securities) | 26 May 2003 |
| LEUNG Tsz Man, Agnes 梁祉雯 | RE | [1] (Dealing in Securities) | 16 May 2003 |
| LIU Kwai To 劉桂濤 | RE | [1] (Dealing in Securities) | 12 May 2003 |
| LO Tim Hoi 盧添海 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEE Pui Heung 李佩香 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| SO Kwan Ming 蘇均明 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEE Hiok Chuan 李毓銓 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHEUNG Po Lin 張寶連 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAN Shui Wah, Charity 欒萃華 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEUNG Wai Yuen 梁偉源 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| YANG Chak Kwan 楊澤群 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Suet Wah 陳雪華 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| MAK King Wai 麥經緯 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LIM Seng Bee 林紳美 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 April 2003 |
| CHAN Ching Yee, Constance 陳靜儀 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHUNG Wing Keung, Roman 鍾永強 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Wing Hang, Eddie 陳永恆 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAU MOK Wai Ha, Carole 周莫慧霞 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| YEUNG Kam Ho 楊錦浩 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEUNG Chak Fai 梁澤輝 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| PANG Wing Kee 彭榮基 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| HO Yuk Ching, Kitty 何玉清 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NG Ching Chi 吳清志 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 April 2003 |
| YUEN Siu Tong, Manry 阮紹棠 | RO | [1] (Dealing in Securities) | 01 April 2003 |
| SIU Kin Keung 蕭健強 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Kam Yin 陳金燕 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAM Sau Yuet 林秀月 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Ying Wai 陳應槐 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAM Wing Hong, Hilda 林詠慷 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| POH Siew Yen 傅小燕 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| YEUNG Shuk Kwan, Andra 楊淑群 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEUNG Sze Man, Simon 梁思敏 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| MANG Sin 孟茜 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| KWONG Sek Yuen 鄺錫源 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN San, Linda 陳珊 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEE Kwong Shing 李廣聲 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHEUNG Ching Ping, Stephen 張正平 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAU Siu Fan 劉少芬 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NG Wai Chi 吳慧芝 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAM Yuet Ping 林月萍 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| WONG Chun 王真 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| HON Chi Kwan 韓志君 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NG Wang Ping 吳宏坪 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEE Ka Yan, Karen 李嘉茵 | RE | [1] (Dealing in Securities) | 01 April 2003 |