Current licenceholders of AAW265 Delta Asia Securities Limited 滙業證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
FU Kwan Ling 符筠翎 | RE | 1 (Dealing in Securities) | 2021-04-01 |
KWOK Yu Ho 郭宇浩 | RE | 1 (Dealing in Securities) | 2021-03-22 |
LEE Wing Keung, Toby 李永強 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-01 |
TO Shing Kwong 杜勝光 | RE | 1 (Dealing in Securities) | 2021-03-01 |
TSANG Man To 曾文韜 | RE | 1 (Dealing in Securities) | 2021-03-01 |
HUNG Tak Wai 孔德偉 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-20 |
YU Lam King 余淋經 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-10 |
LEUNG Yin Piu 梁彥彪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-20 |
TUNG Kai Ah 董啟亞 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-26 |
LEUNG Ho Wing 梁浩荣 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-20 |
CHOW Hon Po David 周漢寶 | RE | 1 (Dealing in Securities) | 2019-11-28 |
SIT Cho Ying 薛楚瑩 | RE | 1 (Dealing in Securities) | 2019-06-10 |
LEUNG Fung Ying 梁鳳英 | RE | 1 (Dealing in Securities) | 2018-10-26 |
CHEUNG Ka Kee, Keith 張家祺 | RO | 1 (Dealing in Securities) | 2018-04-10 |
AU Lai Chong 區麗莊 | RO | 4 (Advising on Securities) | 2017-07-06 |
AU Lai Chong 區麗莊 | RE | 1 (Dealing in Securities) | 2017-07-06 |
KWOK Shun Hei, Simon 郭信熙 | RE | 1 (Dealing in Securities) | 2017-06-15 |
KWAN Ching 關正 | RE | 1 (Dealing in Securities) | 2015-04-29 |
TO Wai Man 陶偉民 | RE | 1 (Dealing in Securities) | 2015-01-19 |
WONG May Fat 黃美發 | RE | 1 (Dealing in Securities) | 2009-09-28 |
NG Man Fung 吳汶峰 | RE | 1 (Dealing in Securities) | 2003-04-01 |
AU Pui Man 歐佩雯 | RE | 1 (Dealing in Securities) | 2003-04-01 |
LAM Tai Hang, Vicent 林大衡 | RE | 1 (Dealing in Securities) | 2003-04-01 |
ZEE Lai Lai 史麗麗 | RE | 1 (Dealing in Securities) | 2003-04-01 |
NG Chi Wing 伍志榮 | RE | 1 (Dealing in Securities) | 2003-04-01 |
AU Chong Kit, Stanley 區宗傑 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2003-04-01 |