SFC Licenceholders of CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司

Addresses
Unit 2808B-2811, 28/F Wing On Centre, 111 Connaught Road Central, Hong Kong
香港干諾道中111號永安中心28樓2808B-2811室
CGS-CIMB Securities (Hong Kong) Limited, Korea Branch, 15F, S-Tower, 82 Saemunan-ro, Jongno-gu, Seoul 03185, South Korea
Email
[email protected]
Website
www.cgs-cimb.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LI ZHIYI 李致儀 RE 4 05 August 2022
MAK Hui Ki RE 4 21 May 2021
HE Vicky Zhancong 何展聰 RE 1 14 May 2021
MA Che Tak, Andy 馬志德 RE 4 16 October 2020
CHEUNG Chi Pong Jack 張智邦 RE 4 16 October 2020
MA Che Tak, Andy 馬志德 RE 1 14 April 2020
SAM Shook Fung 沈淑芳 RO 1 02 April 2020
CHOI John Kyu-seong RO 4 16 March 2020
CHOI John Kyu-seong RO 1 16 March 2020
SAM Shook Fung 沈淑芳 RE 4 10 February 2020
TAM Kwong To, Dennis 譚廣韜 RE 4 10 February 2020
AU Jonathan Wai Wing 區偉榮 RE 4 21 November 2019
CHEUNG Chi Pong Jack 張智邦 RE 1 11 January 2019
CHENG Wai Mo, Raymond 鄭懷武 RO 4 29 August 2018
CHU Ka Ho 朱加豪 RE 4 13 August 2018
FOONG Yuk Pei 馮玉佩 RE 1 30 July 2018
FOONG Yuk Pei 馮玉佩 RE 4 30 July 2018
TAM Kwong To, Dennis 譚廣韜 RE 1 06 April 2018
TSANG Kwai Sang 曾貴生 RE 1 18 September 2017
LAI Bertram 賴穆煦 RE 1 20 June 2017
CHANG Michael Poyung 張保勇 RO 4 14 February 2017
CHUNG Gia, Trien, Litte RE 4 13 January 2015
CHUNG Gia, Trien, Litte RE 1 13 January 2015
AU Jonathan Wai Wing 區偉榮 RE 1 21 July 2014
LAI Bertram 賴穆煦 RO 4 10 March 2010
KWOK Kam Wai 郭錦威 RE 4 24 August 2004
HO Hoi Lam, Anita 何海琳 RE 4 16 October 2020 31 July 2022
HO Hoi Lam, Anita 何海琳 RE 1 22 March 2017 31 July 2022
NG Lee Fang RE 4 20 February 2014 31 May 2022
SHEN Yabing 沈婭冰 RE 4 27 November 2020 11 December 2021
MAK Chun Wing 麥晉穎 RE 4 04 May 2018 15 March 2021
LI Teng 李臻 RE 1 20 November 2019 30 November 2020
LI Teng 李臻 RE 4 22 October 2019 30 November 2020
CHIN Tsz Wai 錢芷蕙 RE 4 26 September 2019 25 September 2020
TSO Key Man, Kevin 曹繼敏 RE 4 11 February 2020 09 April 2020
TSO Key Man, Kevin 曹繼敏 RO 1 17 October 2019 09 April 2020
CHAN Chi Long Ronald 陳志朗 RE 1 27 September 2019 03 April 2020
SAM Shook Fung 沈淑芳 RE 1 17 March 2017 02 April 2020
CHOI John Kyu-seong RE 4 28 February 2019 16 March 2020
CHOI John Kyu-seong RE 1 28 February 2019 16 March 2020
CHAN Ngai Fun 陳藝分 RE 4 28 November 2018 04 March 2020
CHAN Ngai Fun 陳藝分 RE 1 28 November 2018 04 March 2020
YAU Vincent Wing Tsuen 邱穎臻 RE 1 11 May 2017 08 January 2020
CHENG Chih Hsiung Vincent 鄭智雄 RO 4 27 December 2018 28 November 2019
CHENG Chih Hsiung Vincent 鄭智雄 RO 1 27 December 2018 28 November 2019
RABIER Adrien Guy RE 1 22 October 2018 25 October 2019
REUTERSWAERD Carl Adrian RE 1 11 January 2017 25 October 2019
TSO Key Man, Kevin 曹繼敏 RE 1 03 July 2012 17 October 2019
SUN Feifei 孫菲菲 RE 4 06 September 2018 12 September 2019
YANG Lei 楊蕾 RE 4 03 July 2012 11 August 2019
CHAN Man Wai, Marcella 陳敏慧 RO 6 17 May 2017 05 August 2019
CHAN Man Wai, Marcella 陳敏慧 RO 4 17 May 2017 05 August 2019
CHAN Man Wai, Marcella 陳敏慧 RO 1 17 May 2017 05 August 2019
CHOW Yiu Keung 周耀強 RO 6 26 September 2017 25 July 2019
CHOW Yiu Keung 周耀強 RE 1 03 July 2012 25 July 2019
KEOY Soo Lik RO 1 31 July 2017 09 July 2019
KEOY Soo Lik RO 4 31 July 2017 09 July 2019
KEOY Soo Lik RO 6 31 July 2017 09 July 2019
CHENG Chih Hsiung Vincent 鄭智雄 RE 4 06 November 2018 27 December 2018
CHENG Chih Hsiung Vincent 鄭智雄 RE 1 06 November 2018 27 December 2018
NGAI Cho Lap 倪祖立 RE 1 12 October 2017 16 October 2018
NGAI Cho Lap 倪祖立 RE 4 12 October 2017 16 October 2018
NGOH Yi Sin RE 4 24 September 2018 28 September 2018
CHENG Wai Mo, Raymond 鄭懷武 RE 4 30 September 2015 29 August 2018
QIAN Lu 錢鷺 RE 4 10 April 2015 30 May 2018
LUNG Siu Fung 龍兆豐 RE 4 14 September 2016 16 May 2018
BEI Haochen 貝皞晨 RO 4 04 July 2017 24 April 2018
ZHU Zhenyu 朱振宇 RE 1 05 May 2015 12 April 2018
WANG Yinghua 王穎華 RE 1 24 November 2015 03 January 2018
NOWAKOWSKI Marcin Andrzej RE 6 03 July 2012 20 October 2017
NOWAKOWSKI Marcin Andrzej RE 1 03 July 2012 20 October 2017
LAI Pei Chung 黎沛沖 RO 6 28 March 2017 12 October 2017
LAI Pei Chung 黎沛沖 RO 1 04 January 2017 12 October 2017
WONG Arthur Chi To 黃志滔 RE 1 12 May 2014 29 September 2017
CHOW Yiu Keung 周耀強 RE 6 03 July 2012 26 September 2017
ZHANG Chi 張弛 RE 6 28 October 2015 23 August 2017
ZHANG Chi 張弛 RE 1 28 October 2015 23 August 2017
SNELGROVE Paul Rodger RE 4 10 October 2014 03 August 2017
KEOY Soo Lik RE 6 03 June 2014 31 July 2017
KEOY Soo Lik RE 4 03 June 2014 31 July 2017
KEOY Soo Lik RE 1 03 June 2014 31 July 2017
CHANG Moon Suk, John RE 4 09 June 2017 21 July 2017
CHANG Moon Suk, John RE 1 09 June 2017 21 July 2017
BEI Haochen 貝皞晨 RE 4 17 December 2014 04 July 2017
NG Michael Chiu Ho 伍超豪 RO 1 27 May 2016 27 June 2017
NG Michael Chiu Ho 伍超豪 RO 6 01 April 2011 27 June 2017
CHAN Man Wai, Marcella 陳敏慧 RE 6 05 May 2017 17 May 2017
CHAN Man Wai, Marcella 陳敏慧 RE 4 05 May 2017 17 May 2017
CHAN Man Wai, Marcella 陳敏慧 RE 1 05 May 2017 17 May 2017
WOO Hon Man, Herman 胡瀚文 RE 1 11 June 2014 05 May 2017
WATT Mary Elizabeth McNamara RO 1 11 December 2013 05 May 2017
WANG Ruoxi 王若熹 RE 1 20 October 2016 27 April 2017
WANG Ruoxi 王若熹 RE 6 20 October 2016 27 April 2017
CHOI John Kyu-seong RO 1 27 March 2014 22 April 2017
CHOI John Kyu-seong RO 4 27 March 2014 22 April 2017
LAI Pei Chung 黎沛沖 RE 6 04 December 2012 28 March 2017
CHEUNG Sau Chu 張秀珠 RE 1 27 November 2014 11 March 2017
TAN Jie-Li Brina 陳潔麗 RE 1 04 July 2016 09 March 2017
PLIMACK Andrew Michael RE 1 16 March 2016 09 March 2017
CHANG Michael Poyung 張保勇 RE 4 26 April 2016 14 February 2017
TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO 6 24 January 2013 08 February 2017
TSEUNG Yuk Hei, Kenneth 蔣旭熙 RO 1 24 January 2013 08 February 2017
LI Kwok Tai, James 李國泰 RO 6 09 June 2014 17 January 2017
LI Kwok Tai, James 李國泰 RE 1 03 July 2012 17 January 2017
LAI Pei Chung 黎沛沖 RE 1 04 December 2012 04 January 2017
LIAN Xiaochao 連小超 RE 1 11 April 2014 24 December 2016
LIAN Xiaochao 連小超 RE 6 11 April 2014 24 December 2016
MAK Tin Chak 麥天澤 RE 1 17 June 2016 22 December 2016
MAK Tin Chak 麥天澤 RE 6 17 June 2016 22 December 2016
HONG Ruixiang 洪瑞祥 RE 4 22 September 2014 01 December 2016
CAO Yiyun 曹逸云 RE 6 29 May 2015 06 October 2016
CAO Yiyun 曹逸云 RE 1 29 May 2015 06 October 2016
LEI For 利科 RO 6 02 November 2011 01 October 2016
LEI For 利科 RE 1 06 April 2011 01 October 2016
NG Michael Chiu Ho 伍超豪 RE 1 03 December 2010 27 May 2016
TSAI Hin Man, Daniel 蔡衍汶 RE 1 10 July 2015 15 April 2016
TSAI Hin Man, Daniel 蔡衍汶 RE 6 10 July 2015 15 April 2016
FARRELL Stephen Robert RE 1 03 July 2012 08 April 2016
HON Wai Lin, William 韓偉濂 RE 1 10 September 2014 17 March 2016
TSANG Kwai Sang 曾貴生 RE 1 01 April 2003 19 January 2016
MOSS Adam Alexander Guy RE 1 03 July 2012 16 January 2016
SHEK Cheuk Hang 石卓衡 RE 4 06 June 2013 17 December 2015
LIN Lan 林嵐 RE 4 25 November 2013 02 December 2015
SHARMA Rohit RE 1 10 July 2015 01 December 2015
SHARMA Rohit RE 4 18 February 2013 01 December 2015
LIE Youmin 列祐民 RE 4 02 November 2015 21 November 2015
MIN Hao 閔皓 RE 4 25 July 2014 14 November 2015
LUI Yue Kwong, Christopher 雷宇光 RE 4 22 August 2014 31 October 2015
LIE Youmin 列祐民 RE 6 04 November 2014 21 October 2015
LIE Youmin 列祐民 RE 1 04 November 2014 21 October 2015
CHENG Lixing 程立行 RE 6 29 May 2015 03 September 2015
CHENG Lixing 程立行 RE 1 29 May 2015 03 September 2015
TAM Cheuk Yiu, Charmaine 譚卓瑤 RE 1 04 June 2014 26 August 2015
CHEUNG Yee Lung, Chantel 張懿濃 RE 1 18 August 2014 14 August 2015
TIEN Weiming, Thaddeus RE 1 03 July 2012 14 August 2015
TIEN Weiming, Thaddeus RE 6 03 July 2012 14 August 2015
PROMPERS Michiel Joep RE 6 03 July 2012 27 June 2015
PROMPERS Michiel Joep RE 1 03 July 2012 27 June 2015
JING Yun 井芸 RO 6 04 June 2014 23 May 2015
JING Yun 井芸 RE 1 03 July 2012 23 May 2015
YU Yi 于一 RE 6 05 July 2013 16 May 2015
YU Yi 于一 RE 1 05 July 2013 16 May 2015
QU Simon Tao 曲濤 RO 6 03 July 2012 22 April 2015
QU Simon Tao 曲濤 RO 1 03 July 2012 22 April 2015
FU Shanshan 符珊珊 RE 6 03 July 2012 10 April 2015
FU Shanshan 符珊珊 RE 1 03 July 2012 10 April 2015
ZHANG Fan 張帆 RE 4 22 April 2014 02 March 2015
ZHAO Tian 趙恬 RO 6 28 April 2014 27 February 2015
ZHAO Tian 趙恬 RE 1 03 July 2012 27 February 2015
CHAN Chin Kiu 陳展翹 RE 4 07 June 2013 26 February 2015
CAO Qi 操琦 RE 1 28 May 2013 26 February 2015
CAO Qi 操琦 RE 6 28 May 2013 26 February 2015
YOU Ching Yung 尤靖湧 RE 4 04 June 2012 26 February 2015
TSE Wing Lam, Michelle 謝穎霖 RE 6 21 April 2010 26 February 2015
TSE Wing Lam, Michelle 謝穎霖 RE 1 21 April 2010 26 February 2015
KOAY Chie Min 郭洁敏 RE 6 24 June 2013 14 January 2015
KOAY Chie Min 郭洁敏 RE 1 24 June 2013 14 January 2015
MOK Sze Wai 莫施煒 RE 1 03 July 2012 30 December 2014
MOK Sze Wai 莫施煒 RE 6 03 July 2012 30 December 2014
ORCHARD Andrew John RE 4 03 July 2012 05 December 2014
DONG Yunfei 董云飞 RE 1 05 August 2013 28 November 2014
DONG Yunfei 董云飞 RE 6 05 August 2013 28 November 2014
WARR Alastair Charles RE 1 06 July 2012 07 October 2014
XING Xuan 星璇 RE 4 16 July 2013 30 September 2014
MCCAFFERTY James Stephen RO 4 17 January 2013 08 September 2014
LIU Siyuan 劉思媛 RE 4 08 October 2013 01 September 2014
WONG Kwok Wai 黃國威 RE 4 28 January 2013 01 September 2014
CHAN Ching Yu, Katherine 陳菁瑜 RE 4 03 July 2012 01 September 2014
LI Sisi 黎思斯 RE 1 30 October 2013 14 July 2014
LI Kwok Tai, James 李國泰 RE 6 03 July 2012 09 June 2014
JING Yun 井芸 RE 6 03 July 2012 04 June 2014
KEOY Soo Lik RO 6 01 December 2010 03 June 2014
KEOY Soo Lik RO 4 01 December 2010 03 June 2014
KEOY Soo Lik RO 1 01 December 2010 03 June 2014
WONG Wai Kong, Edman 王偉剛 RE 1 10 May 2010 30 April 2014
LI Pak Lin, Sandy 李白蓮 RE 1 06 July 2012 28 April 2014
ZHAO Tian 趙恬 RE 6 03 July 2012 28 April 2014
CHO Yui Kwan, Larry 曹銳焜 RE 4 15 June 2012 24 April 2014
TAN Jessica Margarida 陳曉彤 RE 1 03 July 2012 20 March 2014
TURNER Alfred Martin RO 1 06 December 2013 17 March 2014
LU Shurui 呂姝睿 RE 6 03 July 2012 17 January 2014
LU Shurui 呂姝睿 RE 1 03 July 2012 17 January 2014
NG Lee Fang RE 4 27 November 2009 07 January 2014
WONG Tsz Hin Chris 王梓軒 RE 1 03 July 2012 06 January 2014
WATT Mary Elizabeth McNamara RE 1 03 July 2012 11 December 2013
TURNER Alfred Martin RE 1 03 July 2012 06 December 2013
LIM Ronald Hock Jin RE 1 03 July 2012 29 November 2013
FAN Haishuo 范海爍 RE 4 01 March 2013 04 October 2013
TSO Yam Fan 曹音凡 RE 4 03 July 2012 27 August 2013
SEAH Yee Yong, Mitchell 謝于榮 RE 1 03 May 2010 27 June 2013
CHENG Mun Wah, Heidi 鄭敏華 RO 1 24 July 2006 25 June 2013
CHENG Mun Wah, Heidi 鄭敏華 RO 6 15 June 2006 25 June 2013
LAU Chi Wah Alex 劉志華 RO 6 01 March 2004 25 June 2013
LAU Chi Wah Alex 劉志華 RO 1 01 March 2004 25 June 2013
SHI Feng 石峰 RE 1 09 July 2012 31 May 2013
SHI Feng 石峰 RE 6 09 July 2012 31 May 2013
LEUNG Wai Ying 梁慧盈 RE 6 14 October 2010 07 May 2013
LEUNG Wai Ying 梁慧盈 RE 1 14 October 2010 07 May 2013
ZHANG He 張賀 RE 1 03 July 2012 26 April 2013
LAM Mabel 林美寶 RO 6 08 February 2011 03 April 2013
LAM Mabel 林美寶 RO 1 08 February 2011 03 April 2013
DAI Yuanyuan 代媛媛 RE 4 03 July 2012 02 April 2013
TSUEN Kai, Gloria 全佳 RE 4 01 June 2011 26 March 2013
PANIKKAR Kesava Rajat RE 6 03 July 2012 07 February 2013
PANIKKAR Kesava Rajat RE 1 03 July 2012 07 February 2013
TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE 6 03 September 2012 24 January 2013
TSEUNG Yuk Hei, Kenneth 蔣旭熙 RE 1 03 September 2012 24 January 2013
MCCAFFERTY James Stephen RE 4 19 November 2012 17 January 2013
AU Tin Wai 區天偉 RE 1 03 July 2012 16 November 2012
LO Hiu Lam 盧曉琳 RE 6 03 September 2007 09 November 2012
LO Hiu Lam 盧曉琳 RE 1 03 September 2007 09 November 2012
LI Li 李莉 RE 6 26 February 2008 26 October 2012
LI Li 李莉 RE 1 26 February 2008 26 October 2012
CHAN Shuk Mei 陳淑鎂 RE 1 15 April 2010 13 September 2012
CHAN Shuk Mei 陳淑鎂 RE 6 15 April 2010 13 September 2012
HO Yiu Keung, Boby 何耀強 RO 4 31 December 2003 31 August 2012
HO Yiu Keung, Boby 何耀強 RO 1 01 April 2003 31 August 2012
SHEK Wing Man 石詠文 RE 4 06 September 2010 31 July 2012
WANG Qian 王前 RE 6 03 July 2012 05 July 2012
WANG Qian 王前 RE 1 03 July 2012 05 July 2012
CHENG Chi Wah 鄭志華 RE 1 08 October 2009 18 June 2012
TSUI Alvin Chun Ming 徐浚銘 RE 6 05 July 2010 31 May 2012
TSUI Alvin Chun Ming 徐浚銘 RE 1 05 July 2010 31 May 2012
LEI For 利科 RE 6 06 April 2011 02 November 2011
NG Michael Chiu Ho 伍超豪 RE 6 03 December 2010 01 April 2011
LAM Mabel 林美寶 RE 1 17 February 2005 08 February 2011
LAM Mabel 林美寶 RE 6 17 February 2005 08 February 2011
TSE Kwok On 謝國安 RE 1 22 June 2007 26 January 2011
TSE Kwok On 謝國安 RE 6 22 June 2007 26 January 2011
LO Kit Ming 盧潔明 RE 1 28 August 2006 18 December 2010
WU Yuk Mui 胡玉梅 RE 1 27 September 2010 22 October 2010
KWAN Wai Shing 關偉成 RE 1 15 December 2006 20 September 2010
NG Sai Leung 吳世良 RO 1 09 March 2010 29 August 2010
NG Sai Leung 吳世良 RO 6 09 March 2010 29 August 2010
LEE Emily 李潁桐 RE 4 31 May 2010 09 August 2010
TANG Pek Ying, Rebecca 鄧碧瑩 RE 4 03 September 2007 30 June 2010
LEE Ho Wan 李灝澐 RE 4 12 October 2005 17 May 2010
CHING Wai Han, Claudia 程惠嫻 RE 4 09 October 2007 28 April 2010
LAI Bertram 賴穆煦 RE 4 28 September 2004 10 March 2010
NG Sai Leung 吳世良 RE 1 04 July 2006 09 March 2010
NG Sai Leung 吳世良 RE 6 01 June 2006 09 March 2010
LEE Wai Kit 李偉傑 RE 1 21 November 2007 06 February 2010
WUN Wai Yee, Duncan 溫偉儀 RO 4 13 March 2008 22 August 2009
WUN Wai Yee, Duncan 溫偉儀 RO 1 13 March 2008 22 August 2009
CHAN Chung Leung 陳仲良 RE 1 25 August 2008 06 March 2009
CHENG Bo Wan 鄭寶雲 RE 1 11 August 2008 06 March 2009
WUN Wai Yee, Duncan 溫偉儀 RE 1 16 July 2004 13 March 2008
TSUI Alvin Chun Ming 徐浚銘 RE 1 22 November 2005 16 January 2008
TSUI Alvin Chun Ming 徐浚銘 RE 6 22 November 2005 16 January 2008
CHOW King Ho 周景豪 RE 1 29 December 2004 02 November 2007
LEE Ho Wan 李灝澐 RE 1 12 October 2005 10 October 2007
LAI Bertram 賴穆煦 RE 1 28 September 2004 25 September 2007
YUEN Sze Wing, Esther 袁詩穎 RE 1 22 November 2005 30 June 2007
YUEN Sze Wing, Esther 袁詩穎 RE 6 22 November 2005 30 June 2007
KWOK Kam Wai 郭錦威 RE 1 16 August 2004 20 April 2007
CHAK Kwok Fai 翟國輝 RE 1 21 April 2004 12 August 2006
TSENG Tzu Wen, Maryann 曾慈雯 RE 1 01 December 2005 24 June 2006
KWONG Yuk Ho, Henry 鄺鋈豪 RE 4 16 March 2005 27 May 2006
KWONG Yuk Ho, Henry 鄺鋈豪 RE 1 16 March 2005 27 May 2006
KWONG Hoi Yan 鄺愷欣 RE 6 01 April 2004 20 March 2006
KWONG Hoi Yan 鄺愷欣 RE 1 01 April 2004 20 March 2006
MENG Xin 孟昕 RE 4 30 July 2004 16 November 2005
MENG Xin 孟昕 RE 1 30 July 2004 16 November 2005
POON Po Lan 潘寶蘭 RE 1 20 September 2005 27 October 2005
CHU Hok Man, Herman 朱學敏 RE 1 01 April 2003 13 September 2005
PAN Lok Ping, Ivy 潘樂平 RE 1 30 March 2004 07 December 2004
LAM On Tai 林安泰 RE 1 27 September 2004 30 November 2004
LAM On Tai 林安泰 RE 6 23 September 2004 30 November 2004
CHU Hok Man, Herman 朱學敏 RE 4 01 April 2003 12 October 2004
CHU Hok Man, Herman 朱學敏 RE 6 01 April 2003 12 October 2004
CHU Hok Man, Herman 朱學敏 RE 9 01 April 2003 12 October 2004
CHU Wai Lun, Alan 朱偉倫 RE 1 27 October 2003 07 June 2004
TSO Key Man, Kevin 曹繼敏 RE 1 01 April 2003 15 April 2004
TSANG Kwai Sang 曾貴生 RE 4 01 April 2003 19 June 2003
TSANG Kwai Sang 曾貴生 RE 6 01 April 2003 19 June 2003
TSANG Kwai Sang 曾貴生 RE 9 01 April 2003 19 June 2003
TSO Key Man, Kevin 曹繼敏 RE 4 01 April 2003 19 June 2003
TSO Key Man, Kevin 曹繼敏 RE 6 01 April 2003 19 June 2003
TSO Key Man, Kevin 曹繼敏 RE 9 01 April 2003 19 June 2003