SFC Licenceholders of CLSA Futures Limited 里昂期貨有限公司
- Addresses
- 18/F, One Pacific Place, 88 Queensway, Hong Kong
- 香港金鐘道88號太古廣場第1期18樓
- [email protected]
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BEATTIE Nigel John |
RO | 2, 5 | 24 September 2015 | 15 February 2016 |
| MARKOSOV Suren Gueorgui |
RE | 5 | 13 October 2006 | 25 April 2008 |
| MARKOSOV Suren Gueorgui |
RE | 2 | 10 October 2006 | 25 April 2008 |
| SALDANHA Joshua Gerard |
RE | 2 | 28 September 2006 | 26 June 2007 |
| FISHER Kirstie Jane |
RE | 2 | 18 September 2006 | 03 May 2010 |
| CHENG Tau Cheung 鄭導昌 |
RE | 2 | 12 September 2006 | 03 May 2008 |
| LEE Patrick Maung |
RE | 2, 5 | 07 September 2006 | 10 May 2008 |
| KIM Eugene Hwang |
RE | 2 | 25 July 2006 | 28 November 2008 |
| MARTIN Todd Stuart |
RE | 2, 5 | 08 July 2006 | 13 November 2008 |
| YEOH Jonathan Sheung Chern |
RE | 2 | 22 May 2006 | 24 November 2008 |
| YUSUP Daniel |
RE | 2 | 26 April 2006 | 13 July 2007 |
| TANG Kam Ming, Calvin 鄧鑑明 |
RE | 2 | 20 February 2006 | 20 November 2008 |
| ROBERTS Christopher Fenton 羅弼時 |
RE | 5 | 20 February 2006 | 19 June 2007 |
| ROBERTS Christopher Fenton 羅弼時 |
RE | 2 | 20 February 2006 | 07 April 2006 |
| CHENG Tau Cheung 鄭導昌 |
RE | 5 | 10 February 2006 | 03 May 2008 |
| NGO Long Hoang 黃龍 |
RE | 2 | 10 August 2005 | 23 June 2006 |
| ALEXANDER Michael Lewis |
RE | 2 | 04 August 2005 | 19 July 2010 |
| CHEUNG Adrian Kwok Kuen 張國權 |
RE | 2 | 26 May 2005 | 04 August 2006 |
| BIRD John David |
RO | 2 | 01 February 2005 | 28 March 2015 |
| ALEXANDER Michael Lewis |
RO | 2 | 01 February 2005 | 04 August 2005 |
| ALEXANDER Michael Lewis |
RE | 2 | 22 December 2004 | 01 February 2005 |
| LAM Ze Wa, Monica 林詩華 |
RE | 2 | 07 December 2004 | 01 September 2006 |
| BIRD John David |
RE | 2 | 19 July 2004 | 01 February 2005 |
| WATT Mary Elizabeth McNamara |
RE | 2, 5 | 29 December 2003 | 14 May 2010 |
| STILES Andrew Guy |
RE | 2 | 09 December 2003 | 13 February 2008 |
| DADABHOY Imran Sooleman |
RE | 2 | 09 December 2003 | 09 March 2005 |
| MACHAYEKHI Emmanuel Dana |
RE | 2 | 20 October 2003 | 04 June 2004 |
| BOURMAYAN Vahe Olivier |
RE | 2 | 16 September 2003 | 16 June 2004 |
| CHAN Ka Wai 陳嘉慧 |
RE | 2 | 09 September 2003 | 06 November 2003 |
| MACQUEEN Edward Charles |
RE | 2 | 25 August 2003 | 02 June 2006 |
| SACHANANDANI Bharat Kumar 邵巴特 |
RE | 2 | 13 August 2003 | 17 June 2004 |
| HOWIE Fraser John Thomas |
RE | 2 | 08 August 2003 | 01 November 2012 |
| ROCHE Thomas Damian |
RO | 2 | 25 July 2003 | 13 December 2004 |
| LO Chiu Wai 羅昭維 |
RE | 2 | 16 June 2003 | 16 March 2004 |
| LAW Yuk Ha, Lucia 羅玉霞 ONG So Po, Polly 王素寶 |
RE | 2 | 01 April 2003 | 15 February 2016 |
| LAM Ting, Don 林挺 |
RE | 2 | 01 April 2003 | 10 July 2014 |
| SKINNER Donald William Lennox |
RO | 2, 5 | 01 April 2003 | 05 July 2012 |
| CHEN Alan Bing |
RE | 2 | 01 April 2003 | 10 September 2009 |
| MORRISON Robert William Bentley |
RO | 2 | 01 April 2003 | 30 June 2009 |
| RUBER Matthew Albert |
RE | 2 | 01 April 2003 | 26 September 2008 |
| CHAN Chau Yuen 陳秋源 |
RE | 2 | 01 April 2003 | 10 November 2006 |
| COULL Gary William John |
RO | 2, 5 | 01 April 2003 | 16 October 2006 |
| CHOW Ka Ching, Jimmy 周家正 |
RE | 2 | 01 April 2003 | 07 August 2006 |
| CHAN Yat Hang 陳日恆 |
RE | 2 | 01 April 2003 | 30 May 2006 |
| LO Chi Keung 盧志強 |
RE | 2 | 01 April 2003 | 03 February 2006 |
| HUGH Chuen Loong 丘俊隆 |
RE | 2, 5 | 01 April 2003 | 31 January 2006 |
| LEE Sheldon 李超倫 |
RE | 2, 5 | 01 April 2003 | 05 October 2005 |
| HUI Ho Ming 許浩明 |
RE | 2 | 01 April 2003 | 27 July 2005 |
| CHAU Kai Chung, Raymond 周啟聰 |
RE | 2 | 01 April 2003 | 11 April 2005 |
| THOMAS Howel Gruffudd Rhys |
RE | 2 | 01 April 2003 | 12 January 2005 |
| NG Chun To, Raymond 吳鎮濤 |
RE | 2 | 01 April 2003 | 20 December 2004 |
| YEUNG Queenie Wan Man 楊韻汶 |
RE | 2 | 13 January 2015 | 15 February 2016 |
| CHIU Jone Yin 趙仲賢 |
RE | 2 | 12 January 2015 | 15 February 2016 |
| LAM Ting, Don 林挺 |
RO | 2 | 10 July 2014 | 20 November 2015 |
| CODRON Edward Alexander |
RE | 2 | 12 March 2014 | 15 February 2016 |
| MCCULLOCH Cale O'Yeah JAEGER Christian John CHENG Ning Hin, Eric 鄭寧軒 |
RE | 2 | 23 December 2013 | 15 February 2016 |
| TAPLEY Kevin Thomas |
RE | 2 | 23 December 2013 | 31 May 2014 |
| LAI Norman 黎樂仁 |
RE | 2 | 20 December 2013 | 15 February 2016 |
| WEI Wei 魏薇 |
RE | 2 | 01 November 2013 | 26 November 2013 |
| HUYNH Armand 曹浩朗 |
RE | 2 | 23 August 2013 | 07 November 2014 |
| GLADSTONE Thomas Xenophon |
RE | 2 | 02 January 2013 | 15 February 2016 |
| MAYNARD Andrew Charles |
RO | 5 | 07 September 2012 | 19 March 2015 |
| SKINNER Donald William Lennox |
RE | 2, 5 | 05 July 2012 | 10 January 2013 |
| WONG Ka Lam, Lesley 黃嘉琳 |
RE | 2 | 27 April 2012 | 19 May 2012 |
| DHARIA Akash |
RE | 2 | 13 December 2011 | 13 June 2012 |
| PATIL Girish Shivaji |
RE | 2 | 07 December 2011 | 27 October 2012 |
| MAYNARD Andrew Charles |
RO | 2 | 17 November 2011 | 19 March 2015 |
| TAN Ruby Enrika Sock Mei |
RE | 2 | 10 November 2011 | 29 January 2016 |
| LEUNG Fiona Man Yee 梁文怡 |
RE | 2 | 19 August 2011 | 28 February 2012 |
| MAYNARD Andrew Charles |
RE | 5 | 30 May 2011 | 07 September 2012 |
| MAYNARD Andrew Charles |
RE | 2 | 30 May 2011 | 17 November 2011 |
| FISHER Kirstie Jane |
RO | 5 | 14 March 2011 | 05 October 2015 |
| WONG Ka Ming, Alan 王嘉明 |
RE | 2 | 29 October 2010 | 15 February 2016 |
| LAU Sze Nga 劉詩雅 |
RE | 2 | 30 September 2010 | 13 August 2015 |
| JOHNSON Pekka David |
RE | 2 | 20 August 2010 | 15 February 2016 |
| YEUNG See Ah 楊思雅 |
RE | 2 | 11 June 2010 | 18 July 2013 |
| BOLON Jonathan Quinn |
RE | 2 | 17 May 2010 | 29 July 2010 |
| BAKER Maureen Lee |
RE | 2 | 12 May 2010 | 15 February 2016 |
| BLACK JOYCE SUK HAN 龔淑嫻 |
RE | 2 | 12 May 2010 | 10 November 2010 |
| NGAI Chun Kit, Henry 倪俊傑 |
RE | 2 | 10 May 2010 | 15 February 2016 |
| FISHER Kirstie Jane |
RO | 2 | 03 May 2010 | 05 October 2015 |
| KAM Stephen Cheuk Hang 甘卓亨 |
RE | 2 | 20 July 2009 | 13 January 2010 |
| SMITH Timothy Clement |
RE | 2 | 30 June 2009 | 13 June 2012 |
| LEE Poh Aik |
RE | 2 | 19 June 2009 | 31 December 2015 |
| TAN Shao Khing Bruce |
RE | 2 | 05 June 2009 | 29 May 2010 |
| PIENAAR Ross Daniel |
RE | 2 | 04 November 2008 | 14 November 2008 |
| KO Raymond 高力文 |
RE | 2 | 08 October 2008 | 18 September 2009 |
| CHAK Kwok Fai 翟國輝 |
RE | 2 | 02 June 2008 | 23 November 2010 |
| CHANTHONGKAEW Sorach |
RE | 2 | 29 April 2008 | 15 February 2016 |
| MAK Cassandra Frances Wai Kwun 麥慧君 |
RE | 2 | 23 April 2008 | 20 August 2008 |
| GAN Tanya Li Phing |
RE | 2 | 26 February 2008 | 04 September 2015 |
| WONG Kwok Leung 王國良 |
RE | 2 | 13 February 2008 | 10 July 2008 |
| NGUYEN Nguyen Thanh |
RE | 2 | 20 November 2007 | 05 March 2009 |
| LANE Graeme John |
RO | 2 | 14 August 2007 | 20 November 2008 |
| FUNG Wai Yip, Patrick 馮偉業 |
RE | 2 | 09 May 2007 | 29 September 2007 |
| MORRISON Robert William Bentley |
RO | 5 | 13 March 2007 | 30 June 2009 |
| BIRD John David |
RO | 5 | 07 March 2007 | 28 March 2015 |
| LAM Si Yang, Calvin 林思暘 |
RE | 2 | 14 February 2007 | 03 October 2007 |
| ARCULLI Kim Melanie |
RE | 2 | 03 January 2007 | 31 July 2007 |
| CHEUNG Kwok Wah 張國華 |
RE | 2 | 04 December 2006 | 24 January 2007 |
| LANE Graeme John |
RE | 2 | 24 November 2006 | 14 August 2007 |
| YOO Peter B |
RE | 2 | 23 October 2006 | 10 August 2007 |
| SKINNER Donald William Lennox COULL Gary William John |
RO | 9 | 01 April 2003 | 17 August 2004 |
| LAU Suet Sum, Shirley 劉雪心 CHUI Kit Man 崔結文 BAHUREL Julien Yves |
RE | 2 | 01 April 2003 | 17 June 2004 |
| YU Kai Kai 余皆佳 |
RE | 2 | 01 April 2003 | 26 May 2004 |
| THOMAS Howel Gruffudd Rhys |
RE | 5, 9 | 01 April 2003 | 25 May 2004 |
| ONG So Po, Polly 王素寶 CHEN Alan Bing |
RE | 5, 9 | 01 April 2003 | 04 May 2004 |
| LAM Ting, Don 林挺 CHOW Ka Ching, Jimmy 周家正 |
RE | 5, 9 | 01 April 2003 | 03 May 2004 |
| KAM Pui Lee, Alice 金蓓莉 |
RE | 2 | 01 April 2003 | 23 March 2004 |
| YU Kai Kai 余皆佳 LAW Yuk Ha, Lucia 羅玉霞 CHAU Kai Chung, Raymond 周啟聰 KAM Pui Lee, Alice 金蓓莉 HUI Ho Ming 許浩明 CHAN Chau Yuen 陳秋源 CHUI Kit Man 崔結文 BAHUREL Julien Yves CHAN Yat Hang 陳日恆 NG Chun To, Raymond 吳鎮濤 |
RE | 5, 9 | 01 April 2003 | 18 March 2004 |
| HUGH Chuen Loong 丘俊隆 |
RE | 9 | 01 April 2003 | 18 March 2004 |
| LEE Sheldon 李超倫 |
RE | 9 | 01 April 2003 | 16 March 2004 |
| LAU Suet Sum, Shirley 劉雪心 RUBER Matthew Albert |
RE | 5, 9 | 01 April 2003 | 16 March 2004 |
| HUE Ying Fai 許英輝 |
RE | 2 | 01 April 2003 | 10 March 2004 |
| KWOK Ana 郭安妮 |
RE | 2, 5, 9 | 01 April 2003 | 09 March 2004 |
| HUE Ying Fai 許英輝 |
RE | 5, 9 | 01 April 2003 | 09 March 2004 |
| MC COY Michael Andrew |
RO | 2, 5, 9 | 01 April 2003 | 03 October 2003 |
| ROCHE Thomas Damian |
RE | 2 | 01 April 2003 | 25 July 2003 |
| LO Chi Keung 盧志強 |
RE | 5, 9 | 01 April 2003 | 25 July 2003 |
| MORRISON Robert William Bentley |
RO | 5, 9 | 01 April 2003 | 02 July 2003 |
| ROCHE Thomas Damian |
RE | 5, 9 | 01 April 2003 | 10 June 2003 |
| GAN Tanya Li Phing |
RO | 2, 5 | 04 September 2015 | 15 February 2016 |
| KWONG Hiu Fung, Sunny 鄺曉楓 |
RE | 2 | 26 June 2015 | 15 February 2016 |
| AXELSSON Lars Joakim |
RE | 2 | 16 June 2015 | 14 January 2016 |
| LAM Ting, Don 林挺 |
RO | 5 | 03 June 2015 | 20 November 2015 |
| LEE Bing Cai Ryan 李秉財 |
RE | 2 | 27 April 2015 | 24 June 2015 |
| KONG Mengyao 孔梦遥 |
RE | 2 | 24 April 2015 | 13 August 2015 |
| SKINNER Donald William Lennox |
RO | 2, 5 | 27 March 2015 | 15 February 2016 |
| SUN Jia 孫佳 |
RE | 2 | 25 February 2015 | 23 April 2015 |
| YUNG Chun Woon, Louis 翁進煥 |
RE | 2 | 17 February 2015 | 15 February 2016 |