Current licenceholders of ABD523 SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
CHU Hoi Yuen 褚凱源 RE [1] (Dealing in Securities), [4] (Advising on Securities) 31 July 2020
LEUNG Tye, Jason 梁泰 RE [1] (Dealing in Securities) 08 June 2020
LIU Yanlianzhi 劉嚴戀之 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 06 May 2020
FUNG Chen Tung 馮振東 RE [9] (Asset Management) 03 April 2020
FUNG Chen Tung 馮振東 RO [1] (Dealing in Securities), [4] (Advising on Securities) 03 April 2020
CHAN Ka Wai 陳嘉威 RE [4] (Advising on Securities), [9] (Asset Management) 02 April 2020
CHAN Ka Wai 陳嘉威 RE [1] (Dealing in Securities) 11 October 2019
CHIA Janice Jhet Yen RO [1] (Dealing in Securities) 27 September 2019
WANG Audrey Zhiji 王致霽 RE [1] (Dealing in Securities) 12 September 2019
WANG Yaohui 王耀輝 RE [1] (Dealing in Securities) 21 August 2019
DENG Jun 鄧駿 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 19 June 2019
YE Wenli 葉文莉 RO [4] (Advising on Securities), [9] (Asset Management) 17 May 2019
CHOW Kin Hang 周健恆 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 21 December 2018
ZHAO Tao 趙濤 RE [4] (Advising on Securities) 11 December 2018
NGO Hiu Fung 敖曉風 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 20 November 2018
ZHAO Tao 趙濤 RO [1] (Dealing in Securities) 11 April 2018
ZOU Liyi 鄒立义 RE [1] (Dealing in Securities) 28 November 2017
SU Ling 蘇玲 RE [1] (Dealing in Securities) 29 September 2017
YE Wenli 葉文莉 RE [1] (Dealing in Securities) 25 January 2016
TSANG Kennedy Kin Tak 曾建德 RE [1] (Dealing in Securities) 05 January 2010
HUI Koon Shan 許冠山 RE [1] (Dealing in Securities) 04 August 2009
TSANG Kennedy Kin Tak 曾建德 RO [4] (Advising on Securities) 16 December 2008
LEE Chi Wah 李志華 RE [1] (Dealing in Securities), [9] (Asset Management) 23 September 2008
SZE-TO Ping Chuen 司徒炳全 RE [1] (Dealing in Securities), [9] (Asset Management) 23 September 2008
SZETO King Chuen 司徒經全 RE [1] (Dealing in Securities), [9] (Asset Management) 23 September 2008
YAM David 任卓偉 RO [9] (Asset Management) 19 September 2008
CHAU Hon Kit, Keith 周漢傑 RE [1] (Dealing in Securities) 24 February 2004
WONG Yan Po, Joseph 黃恩寶 RE [1] (Dealing in Securities) 01 April 2003
CHU Kwok Shing, Godwin 朱國承 RE [1] (Dealing in Securities) 01 April 2003