Current licenceholders of ABD523 SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
ZOU Liyi 鄒立义 RE 4 (Advising on Securities) 2021-04-12
WANG Yaohui 王耀輝 RE 4 (Advising on Securities) 2021-04-01
WANG Audrey Zhiji 王致霽 RE 4 (Advising on Securities) 2021-04-01
CHAN King Yeung 陳景揚 RE 1 (Dealing in Securities) 2021-03-29
LEUNG Siu Fung 梁肇豐 RE 1 (Dealing in Securities) 2020-12-02
ZHAO Tao 趙濤 RO 4 (Advising on Securities) 2020-11-26
CHU Hoi Yuen 褚凱源 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-31
LEUNG Tye, Jason 梁泰 RE 1 (Dealing in Securities) 2020-06-08
LIU Yanlianzhi 劉嚴戀之 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2020-05-06
FUNG Chen Tung 馮振東 RE 9 (Asset Management) 2020-04-03
FUNG Chen Tung 馮振東 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2020-04-03
CHAN Ka Wai 陳嘉威 RE 4 (Advising on Securities), 9 (Asset Management) 2020-04-02
CHAN Ka Wai 陳嘉威 RE 1 (Dealing in Securities) 2019-10-11
CHIA Janice Jhet Yen RO 1 (Dealing in Securities) 2019-09-27
WANG Audrey Zhiji 王致霽 RE 1 (Dealing in Securities) 2019-09-12
WANG Yaohui 王耀輝 RE 1 (Dealing in Securities) 2019-08-21
DENG Jun 鄧駿 RO 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2019-06-19
YE Wenli 葉文莉 RO 4 (Advising on Securities), 9 (Asset Management) 2019-05-17
CHOW Kin Hang 周健恆 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-12-21
NGO Hiu Fung 敖曉風 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-11-20
ZHAO Tao 趙濤 RO 1 (Dealing in Securities) 2018-04-11
ZOU Liyi 鄒立义 RE 1 (Dealing in Securities) 2017-11-28
SU Ling 蘇玲 RE 1 (Dealing in Securities) 2017-09-29
YE Wenli 葉文莉 RE 1 (Dealing in Securities) 2016-01-25
HUI Koon Shan 許冠山 RE 1 (Dealing in Securities) 2009-08-04
LEE Chi Wah 李志華 RE 1 (Dealing in Securities), 9 (Asset Management) 2008-09-23
SZETO King Chuen 司徒經全 RE 1 (Dealing in Securities), 9 (Asset Management) 2008-09-23
WONG Yan Po, Joseph 黃恩寶 RE 9 (Asset Management) 2008-09-23
SZE-TO Ping Chuen 司徒炳全 RE 9 (Asset Management), 1 (Dealing in Securities) 2008-09-23
YAM David 任卓偉 RO 9 (Asset Management) 2008-09-19
YAM David 任卓偉 RO 1 (Dealing in Securities) 2008-04-23
CHAU Hon Kit, Keith 周漢傑 RE 1 (Dealing in Securities) 2004-02-24
WONG Yan Po, Joseph 黃恩寶 RE 1 (Dealing in Securities) 2003-04-01
CHU Kwok Shing, Godwin 朱國承 RE 1 (Dealing in Securities) 2003-04-01