Current licenceholders of ABD523 SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| CHU Hoi Yuen 褚凱源 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 July 2020 |
| LEUNG Tye, Jason 梁泰 | RE | [1] (Dealing in Securities) | 08 June 2020 |
| LIU Yanlianzhi 劉嚴戀之 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 06 May 2020 |
| FUNG Chen Tung 馮振東 | RE | [9] (Asset Management) | 03 April 2020 |
| FUNG Chen Tung 馮振東 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 April 2020 |
| CHAN Ka Wai 陳嘉威 | RE | [4] (Advising on Securities), [9] (Asset Management) | 02 April 2020 |
| CHAN Ka Wai 陳嘉威 | RE | [1] (Dealing in Securities) | 11 October 2019 |
| CHIA Janice Jhet Yen | RO | [1] (Dealing in Securities) | 27 September 2019 |
| WANG Audrey Zhiji 王致霽 | RE | [1] (Dealing in Securities) | 12 September 2019 |
| WANG Yaohui 王耀輝 | RE | [1] (Dealing in Securities) | 21 August 2019 |
| DENG Jun 鄧駿 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 19 June 2019 |
| YE Wenli 葉文莉 | RO | [4] (Advising on Securities), [9] (Asset Management) | 17 May 2019 |
| CHOW Kin Hang 周健恆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 21 December 2018 |
| ZHAO Tao 趙濤 | RE | [4] (Advising on Securities) | 11 December 2018 |
| NGO Hiu Fung 敖曉風 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 20 November 2018 |
| ZHAO Tao 趙濤 | RO | [1] (Dealing in Securities) | 11 April 2018 |
| ZOU Liyi 鄒立义 | RE | [1] (Dealing in Securities) | 28 November 2017 |
| SU Ling 蘇玲 | RE | [1] (Dealing in Securities) | 29 September 2017 |
| YE Wenli 葉文莉 | RE | [1] (Dealing in Securities) | 25 January 2016 |
| TSANG Kennedy Kin Tak 曾建德 | RE | [1] (Dealing in Securities) | 05 January 2010 |
| HUI Koon Shan 許冠山 | RE | [1] (Dealing in Securities) | 04 August 2009 |
| TSANG Kennedy Kin Tak 曾建德 | RO | [4] (Advising on Securities) | 16 December 2008 |
| LEE Chi Wah 李志華 | RE | [1] (Dealing in Securities), [9] (Asset Management) | 23 September 2008 |
| SZE-TO Ping Chuen 司徒炳全 | RE | [1] (Dealing in Securities), [9] (Asset Management) | 23 September 2008 |
| SZETO King Chuen 司徒經全 | RE | [1] (Dealing in Securities), [9] (Asset Management) | 23 September 2008 |
| YAM David 任卓偉 | RO | [9] (Asset Management) | 19 September 2008 |
| CHAU Hon Kit, Keith 周漢傑 | RE | [1] (Dealing in Securities) | 24 February 2004 |
| WONG Yan Po, Joseph 黃恩寶 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHU Kwok Shing, Godwin 朱國承 | RE | [1] (Dealing in Securities) | 01 April 2003 |