SFC Licenceholders of SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
- Addresses
- 4/F, Henley Building, No. 5 Queen's Road Central, Hong Kong
- 香港中環皇后大道中5號衡怡大廈4樓全層
- [email protected]
- Website
- www.sbichinacapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YAM David 任卓偉 |
RO | 4 | 08 November 2021 | |
| SZE Yuk Lung 施育龍 |
RE | 1, 4 | 04 October 2021 | |
| DA Qi 笪琦 |
RE | 4 | 01 September 2021 | |
| LEE Hon Nam 李翰南 |
RE | 1 | 20 August 2021 | |
| YIU Chun Kit Ernest 姚俊傑 |
RE | 1 | 16 August 2021 | |
| DA Qi 笪琦 |
RE | 1 | 02 August 2021 | |
| LI Qinshi 李沁詩 |
RE | 1 | 02 August 2021 | 30 September 2021 |
| YU Chun Man, James 余鎮民 |
RO | 9 | 22 July 2021 | |
| LEE Hin Pong 李顯邦 |
RO | 1 | 15 July 2021 | |
| LIU Li 劉麗 |
RE | 1 | 17 June 2021 | |
| LIU Li 劉麗 |
RE | 4, 9 | 08 June 2021 | |
| LEE Hin Pong 李顯邦 |
RE | 1 | 08 June 2021 | 15 July 2021 |
| YU Chun Man, James 余鎮民 |
RO | 1, 4 | 03 May 2021 | |
| YU Chun Man, James 余鎮民 |
RE | 1, 4 | 28 April 2021 | 03 May 2021 |
| ZOU Liyi 鄒立义 |
RE | 4 | 12 April 2021 | 12 May 2021 |
| WANG Audrey Zhiji 王致霽 WANG Yaohui 王耀輝 |
RE | 4 | 01 April 2021 | 17 June 2021 |
| CHAN King Yeung 陳景揚 |
RE | 1 | 29 March 2021 | |
| LEUNG Siu Fung 梁肇豐 |
RE | 1 | 02 December 2020 | |
| ZHAO Tao 趙濤 |
RO | 4 | 26 November 2020 | 10 May 2021 |
| CHU Hoi Yuen 褚凱源 |
RE | 1, 4 | 31 July 2020 | |
| LEUNG Tye, Jason 梁泰 |
RE | 1 | 08 June 2020 | |
| LIU Yanlianzhi 劉嚴戀之 |
RE | 1, 4, 9 | 06 May 2020 | 09 May 2021 |
| FUNG Chen Tung 馮振東 |
RO | 1, 4 | 03 April 2020 | 23 April 2021 |
| FUNG Chen Tung 馮振東 |
RE | 9 | 03 April 2020 | 23 April 2021 |
| CHAN Ka Wai 陳嘉威 |
RE | 4, 9 | 02 April 2020 | 05 September 2021 |
| FUNG Chen Tung 馮振東 |
RE | 1, 4 | 05 March 2020 | 03 April 2020 |
| CHAN Ka Wai 陳嘉威 |
RE | 1 | 11 October 2019 | 05 September 2021 |
| CHIA Janice Jhet Yen |
RO | 1 | 27 September 2019 | 23 April 2021 |
| WANG Audrey Zhiji 王致霽 |
RE | 1 | 12 September 2019 | 17 June 2021 |
| WANG Yaohui 王耀輝 |
RE | 1 | 21 August 2019 | 17 June 2021 |
| WANG Xuanren 王宣人 |
RE | 1 | 28 June 2019 | 23 December 2019 |
| DENG Jun 鄧駿 |
RO | 1, 4, 9 | 19 June 2019 | 09 May 2021 |
| CHIA Janice Jhet Yen |
RE | 1 | 24 May 2019 | 27 September 2019 |
| YE Wenli 葉文莉 |
RO | 4, 9 | 17 May 2019 | |
| TSE Shing Chi 謝承志 |
RE | 9 | 02 May 2019 | 06 July 2020 |
| YEUNG Kin Pan 楊健斌 |
RE | 4, 9 | 02 May 2019 | 02 September 2019 |
| CHOW Kin Hang 周健恆 |
RE | 1, 4, 9 | 21 December 2018 | |
| ZHAO Tao 趙濤 |
RE | 4 | 11 December 2018 | 26 November 2020 |
| NGO Hiu Fung 敖曉風 |
RE | 1, 4, 9 | 20 November 2018 | 31 May 2021 |
| HO Ting Kay 何定錤 |
RO | 1, 4 | 04 September 2018 | 01 June 2019 |
| TSE Shing Chi 謝承志 |
RE | 1, 4 | 20 August 2018 | 06 July 2020 |
| LEE Chun Hin 李震軒 |
RE | 1, 4 | 30 July 2018 | 31 January 2019 |
| XIE Jun 謝俊 |
RO | 1, 4 | 25 July 2018 | 11 December 2018 |
| YU Yee Fung 余苡蜂 |
RE | 1, 4 | 09 July 2018 | 31 January 2019 |
| WONG Ka Chun 黃嘉俊 |
RE | 4 | 06 July 2018 | 25 October 2018 |
| LAM Cheuk Fung 林卓峰 |
RE | 1, 4 | 28 June 2018 | 31 January 2019 |
| XIE Jun 謝俊 |
RE | 9 | 20 June 2018 | 11 December 2018 |
| XIE Jun 謝俊 |
RE | 1, 4 | 12 June 2018 | 25 July 2018 |
| WONG Ka Chun 黃嘉俊 |
RE | 1 | 28 May 2018 | 25 October 2018 |
| ZHAO Tao 趙濤 |
RO | 1 | 11 April 2018 | 10 May 2021 |
| THAM Wai Ming 譚維明 |
RE | 9 | 12 February 2018 | 05 September 2019 |
| ZOU Liyi 鄒立义 |
RE | 1 | 28 November 2017 | 12 May 2021 |
| SU Ling 蘇玲 |
RE | 1 | 29 September 2017 | 17 August 2021 |
| THAM Wai Ming 譚維明 |
RE | 1, 4 | 31 August 2017 | 05 September 2019 |
| ZHAO Tao 趙濤 |
RE | 1 | 31 August 2017 | 11 April 2018 |
| LAU Kin Fai 劉健輝 |
RE | 1, 4 | 22 June 2017 | 29 October 2018 |
| WANG Hao 王浩 |
RE | 1 | 09 May 2017 | 15 April 2018 |
| HUANG Kai 黃凱 |
RE | 1 | 09 May 2017 | 31 August 2017 |
| LEE Chi Ho 李子豪 |
RE | 1 | 06 April 2017 | 12 May 2018 |
| CHAN Lam Wai 陳藍慧 |
RE | 1, 4 | 12 September 2016 | 31 August 2017 |
| KIM Christian Chung-Hwan |
RE | 1 | 04 May 2016 | 19 August 2019 |
| YE Wenli 葉文莉 |
RE | 1 | 25 January 2016 | |
| YE Wenli 葉文莉 |
RE | 4, 9 | 25 January 2016 | 17 May 2019 |
| MA Pui Keung 馬沛強 |
RE | 1, 9 | 18 January 2016 | 06 December 2018 |
| CHAN Wang 陳宏 |
RE | 1 | 24 November 2015 | 03 December 2015 |
| YEUNG Kin Pan 楊健斌 |
RO | 1 | 23 September 2015 | 02 September 2019 |
| HUANG Kai 黃凱 |
RE | 4 | 24 August 2015 | 31 August 2017 |
| LYU Yu 呂宇 |
RE | 4 | 13 August 2015 | 28 August 2015 |
| WANG Hao 王浩 |
RE | 4 | 24 June 2015 | 15 April 2018 |
| CHU Ka Ho 朱加豪 |
RE | 4 | 01 June 2015 | 15 March 2016 |
| TSE Ho Seng 謝灝笙 |
RE | 1 | 27 May 2015 | 04 November 2015 |
| LEE Chi Ho 李子豪 |
RE | 4 | 22 May 2015 | 12 May 2018 |
| YIM Ho Wa 嚴浩華 |
RE | 4 | 09 April 2015 | 30 June 2015 |
| TSE Ka Chai 謝家齊 |
RE | 1 | 30 March 2015 | 14 April 2015 |
| TIAN Qi 田崎 |
RE | 1 | 25 March 2015 | 28 January 2016 |
| ZHANG Chi 張弛 |
RE | 1 | 11 February 2015 | 27 April 2015 |
| LEE Kai Ho 李啟浩 |
RO | 4 | 13 January 2015 | 05 June 2015 |
| CHAN Shiu Pong 陳兆邦 |
RE | 1 | 03 November 2014 | 13 August 2015 |
| CHAN Pui Sing 陳沛昇 |
RE | 4 | 22 October 2014 | 26 February 2015 |
| CHAN Fung Ping 陳鳳萍 |
RE | 1 | 15 October 2014 | 30 June 2016 |
| FONG Ying Ching 方凝清 |
RE | 1 | 14 October 2014 | 31 May 2019 |
| LI Bo 李博 |
RE | 4 | 17 February 2014 | 18 April 2015 |
| LEE Kai Ho 李啟浩 |
RE | 4 | 12 July 2013 | 13 January 2015 |
| LEUNG Kwan Chai 梁君齊 |
RE | 4 | 27 May 2013 | 22 October 2013 |
| THAM Wai Ming 譚維明 |
RE | 1 | 08 March 2013 | 06 November 2015 |
| YU Hon Man, Herman 余漢文 |
RE | 1 | 17 October 2012 | 13 January 2014 |
| LAM Karman Razilee 林蔚琋 |
RE | 1 | 12 October 2012 | 02 October 2013 |
| WANG Pengyu 王鵬宇 |
RE | 1 | 13 July 2012 | 03 October 2012 |
| CHIU Hin Fung, Sherman 趙衍鋒 |
RO | 1 | 21 June 2012 | 27 March 2014 |
| CHIU Hin Fung, Sherman 趙衍鋒 |
RE | 1 | 07 May 2012 | 21 June 2012 |
| JOHNSEN Bjarke Lauritz Faerch |
RE | 4 | 27 April 2012 | 16 June 2012 |
| SHUM Chung 沈仲 |
RE | 1, 4 | 11 November 2011 | 07 December 2012 |
| LAU Yuen Shing 劉原誠 |
RE | 4 | 07 September 2011 | 05 April 2013 |
| CHAN Pui Sing 陳沛昇 |
RE | 1 | 28 July 2011 | 26 February 2015 |
| SUN Baron 孫葆崟 |
RE | 4 | 20 April 2011 | 18 January 2014 |
| LAU Kam Yan, Karen 劉錦欣 |
RE | 1 | 01 March 2011 | 07 August 2018 |
| ZHANG Jian 張堅 |
RO | 4 | 08 February 2011 | 24 August 2011 |
| ZHANG Jian 張堅 |
RE | 4 | 13 December 2010 | 08 February 2011 |
| CHENG Andes 鄭安達 |
RE | 1 | 03 December 2010 | 31 August 2016 |
| CHOW Kim Wing 周劍榮 |
RE | 1 | 03 December 2010 | 28 April 2012 |
| HUO Ling 霍玲 |
RE | 1 | 03 December 2010 | 16 March 2012 |
| LUI Man Wah 呂文華 |
RE | 1 | 19 October 2010 | 05 October 2012 |
| LO Wai Tung, John 盧衛東 |
RO | 1 | 27 September 2010 | 12 October 2018 |
| SZETO Wing Fun, Simon 司徒榮勳 |
RE | 1, 9 | 09 September 2010 | 28 April 2013 |
| LO Wai Tung, John 盧衛東 |
RE | 1 | 19 August 2010 | 27 September 2010 |
| CHU Siu Ling 朱小玲 |
RE | 1 | 06 May 2010 | 27 February 2013 |
| MAK Tsz Hang 麥子衡 |
RE | 4 | 11 March 2010 | 21 May 2013 |
| LIN Yan Jenny |
RE | 1 | 12 January 2010 | 12 July 2010 |
| TSANG Kennedy Kin Tak 曾建德 |
RE | 1 | 05 January 2010 | 28 February 2021 |
| ZHANG Jian 張堅 |
RO | 4 | 30 December 2009 | 06 June 2010 |
| LEE Siu Yuen 李兆源 |
RE | 1 | 15 September 2009 | 27 March 2019 |
| KAN Simon Kiu Dick 簡僑迪 |
RE | 1 | 10 August 2009 | 26 April 2013 |
| ONG Tiang Lock 王添樂 |
RO | 1 | 06 August 2009 | 28 January 2010 |
| HUI Koon Shan 許冠山 |
RE | 1 | 04 August 2009 | |
| DAGNEAU DE RICHECOUR Ludovic Christophe Amedee |
RE | 1 | 05 May 2009 | 22 September 2009 |
| CHAN Mong Har |
RE | 1 | 16 April 2009 | 17 June 2009 |
| CHENG Tai Pui 鄭棣培 |
RE | 1, 9 | 05 March 2009 | 21 March 2013 |
| TSANG Kennedy Kin Tak 曾建德 |
RO | 4 | 16 December 2008 | 28 February 2021 |
| CHENG Andes 鄭安達 |
RE | 1 | 18 November 2008 | 01 June 2009 |
| TSANG Kennedy Kin Tak 曾建德 |
RE | 4 | 21 October 2008 | 16 December 2008 |
| WONG Yan Po, Joseph 黃恩寶 |
RE | 9 | 23 September 2008 | |
| SZE-TO Ping Chuen 司徒炳全 SZETO King Chuen 司徒經全 LEE Chi Wah 李志華 |
RE | 1, 9 | 23 September 2008 | |
| TSOI Chi Kun 蔡智勤 |
RE | 9 | 23 September 2008 | 02 July 2019 |
| SUN Baron 孫葆崟 |
RE | 1 | 23 September 2008 | 18 January 2014 |
| CHAU Shun To 周頌滔 |
RE | 9 | 23 September 2008 | 16 February 2013 |
| WENG Eddie Hua-ti 翁華狄 |
RE | 1 | 23 September 2008 | 22 July 2011 |
| QIU Haiyan 邱海燕 |
RE | 4 | 23 September 2008 | 01 June 2010 |
| ZHANG Jian 張堅 |
RE | 4 | 23 September 2008 | 30 December 2009 |
| MILLER Lee Katherine |
RE | 1 | 23 September 2008 | 15 April 2009 |
| SINGHAL Shelly Sean |
RE | 1, 9 | 23 September 2008 | 15 April 2009 |
| YUAN Zhefei 袁哲飛 |
RE | 1 | 23 September 2008 | 20 March 2009 |
| ZHAO Qi 趙琪 |
RE | 1 | 23 September 2008 | 07 March 2009 |
| DAGNEAU DE RICHECOUR Ludovic Christophe Amedee |
RE | 4 | 23 September 2008 | 18 February 2009 |
| CHENG Tai Pui 鄭棣培 |
RE | 1, 9 | 23 September 2008 | 13 February 2009 |
| CHENG Andes 鄭安達 |
RE | 4 | 23 September 2008 | 18 November 2008 |
| IP Hung 葉虹 |
RE | 1, 4, 9 | 23 September 2008 | 03 October 2008 |
| WONG Ho Ching 黃河清 |
RE | 1 | 23 September 2008 | 03 October 2008 |
| YAM David 任卓偉 |
RO | 9 | 19 September 2008 | |
| WONG Kin Fai 王健輝 |
RO | 4, 9 | 19 September 2008 | 30 April 2019 |
| ZHENG Juan 鄭娟 |
RO | 1, 4, 9 | 19 September 2008 | 28 February 2009 |
| YAM David 任卓偉 |
RO | 1 | 23 April 2008 | |
| WONG Kin Fai 王健輝 |
RO | 1 | 25 February 2008 | 30 April 2019 |
| KO Siu Man 高兆文 |
RE | 1 | 07 December 2007 | 24 June 2009 |
| YAM David 任卓偉 |
RE | 1 | 30 November 2007 | 23 April 2008 |
| WONG Sheung Yeung 王上揚 |
RE | 1 | 05 June 2007 | 10 July 2011 |
| YEUNG Kin Pan 楊健斌 |
RE | 1 | 27 December 2006 | 23 September 2015 |
| TSOI Chi Kun 蔡智勤 |
RO | 1 | 20 October 2006 | 02 July 2019 |
| ONG Tiang Lock 王添樂 |
RO | 1 | 11 August 2006 | 10 March 2008 |
| CHOW Kim Wing 周劍榮 |
RE | 1 | 30 June 2006 | 01 August 2009 |
| YAM David 任卓偉 |
RO | 1 | 28 April 2006 | 02 October 2007 |
| ENG Edmond 伍少凡 |
RO | 1 | 16 November 2005 | 28 September 2006 |
| YAM David 任卓偉 |
RE | 1 | 06 October 2005 | 28 April 2006 |
| LAI Kin Chung, Kenneth 黎健聰 |
RO | 1 | 08 August 2005 | 03 May 2006 |
| LUI Yiu Fong, Eric 雷耀芳 |
RE | 1 | 07 February 2005 | 31 March 2010 |
| CHAU Hon Kit, Keith 周漢傑 |
RE | 1 | 24 February 2004 | |
| LO Ying Lun 勞應麟 |
RE | 1 | 17 November 2003 | 05 January 2005 |
| CHEUNG Ka Keung, Andy 張家強 |
RE | 1 | 30 September 2003 | 18 March 2004 |
| CHU Kwok Shing, Godwin 朱國承 WONG Yan Po, Joseph 黃恩寶 |
RE | 1 | 01 April 2003 | |
| WONG Chi Yan 黃志仁 |
RE | 1 | 01 April 2003 | 12 January 2015 |
| CHAU Shun To 周頌滔 |
RE | 1 | 01 April 2003 | 16 February 2013 |
| LI Kwok Keung, Asser 李國強 |
RE | 1 | 01 April 2003 | 31 March 2010 |
| WONG Hong Wah 王康華 |
RE | 1 | 01 April 2003 | 04 April 2008 |
| WONG Sheung Yeung 王上揚 |
RE | 1 | 01 April 2003 | 24 November 2006 |
| TSOI Chi Kun 蔡智勤 |
RE | 1 | 01 April 2003 | 20 October 2006 |
| FUNG Ka Pun 馮家彬 |
RO | 1 | 01 April 2003 | 04 January 2006 |
| LAU On Wah 劉安樺 |
RO | 1 | 01 April 2003 | 08 August 2005 |
| LAI Kin Chung, Kenneth 黎健聰 |
RE | 1 | 01 April 2003 | 08 August 2005 |
| TSOI Chi Kun 蔡智勤 |
RE | 4, 9 | 01 April 2003 | 23 February 2005 |
| CHAU Shun To 周頌滔 WONG Yan Po, Joseph 黃恩寶 LAI Kin Chung, Kenneth 黎健聰 |
RE | 9 | 01 April 2003 | 23 February 2005 |
| FUNG Ka Pun 馮家彬 |
RO | 4, 6, 9 | 01 April 2003 | 01 February 2005 |
| SUM Yik Ming, Johnny 岑翊銘 |
RO | 1 | 01 April 2003 | 08 September 2004 |
| TSOI Chi Kun 蔡智勤 |
RE | 6 | 01 April 2003 | 26 February 2004 |
| CHEUNG Wai Kit 張偉傑 |
RE | 1 | 01 April 2003 | 07 October 2003 |
| CHU Kwok Shing, Godwin 朱國承 |
RE | 4, 6, 9 | 01 April 2003 | 31 July 2003 |
| WONG Yan Po, Joseph 黃恩寶 |
RE | 4, 6 | 01 April 2003 | 30 July 2003 |
| WONG Hong Wah 王康華 |
RE | 4, 6, 9 | 01 April 2003 | 29 July 2003 |
| WONG Chi Yan 黃志仁 |
RE | 4, 6, 9 | 01 April 2003 | 28 July 2003 |
| LAI Kin Chung, Kenneth 黎健聰 |
RE | 4, 6 | 01 April 2003 | 25 July 2003 |
| LI Kwok Keung, Asser 李國強 |
RE | 4, 6, 9 | 01 April 2003 | 25 July 2003 |
| CHEUNG Wai Kit 張偉傑 |
RE | 4, 6, 9 | 01 April 2003 | 24 July 2003 |
| WONG Sheung Yeung 王上揚 |
RE | 4, 6, 9 | 01 April 2003 | 16 July 2003 |
| CHAU Shun To 周頌滔 |
RE | 4, 6 | 01 April 2003 | 16 July 2003 |