Current licenceholders of ABD523 SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| ZOU Liyi 鄒立义 | RE | 4 (Advising on Securities) | 2021-04-12 |
| WANG Yaohui 王耀輝 | RE | 4 (Advising on Securities) | 2021-04-01 |
| WANG Audrey Zhiji 王致霽 | RE | 4 (Advising on Securities) | 2021-04-01 |
| CHAN King Yeung 陳景揚 | RE | 1 (Dealing in Securities) | 2021-03-29 |
| LEUNG Siu Fung 梁肇豐 | RE | 1 (Dealing in Securities) | 2020-12-02 |
| ZHAO Tao 趙濤 | RO | 4 (Advising on Securities) | 2020-11-26 |
| CHU Hoi Yuen 褚凱源 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-31 |
| LEUNG Tye, Jason 梁泰 | RE | 1 (Dealing in Securities) | 2020-06-08 |
| LIU Yanlianzhi 劉嚴戀之 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-05-06 |
| FUNG Chen Tung 馮振東 | RE | 9 (Asset Management) | 2020-04-03 |
| FUNG Chen Tung 馮振東 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-03 |
| CHAN Ka Wai 陳嘉威 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-04-02 |
| CHAN Ka Wai 陳嘉威 | RE | 1 (Dealing in Securities) | 2019-10-11 |
| CHIA Janice Jhet Yen | RO | 1 (Dealing in Securities) | 2019-09-27 |
| WANG Audrey Zhiji 王致霽 | RE | 1 (Dealing in Securities) | 2019-09-12 |
| WANG Yaohui 王耀輝 | RE | 1 (Dealing in Securities) | 2019-08-21 |
| DENG Jun 鄧駿 | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2019-06-19 |
| YE Wenli 葉文莉 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2019-05-17 |
| CHOW Kin Hang 周健恆 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-12-21 |
| NGO Hiu Fung 敖曉風 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-11-20 |
| ZHAO Tao 趙濤 | RO | 1 (Dealing in Securities) | 2018-04-11 |
| ZOU Liyi 鄒立义 | RE | 1 (Dealing in Securities) | 2017-11-28 |
| SU Ling 蘇玲 | RE | 1 (Dealing in Securities) | 2017-09-29 |
| YE Wenli 葉文莉 | RE | 1 (Dealing in Securities) | 2016-01-25 |
| HUI Koon Shan 許冠山 | RE | 1 (Dealing in Securities) | 2009-08-04 |
| LEE Chi Wah 李志華 | RE | 1 (Dealing in Securities), 9 (Asset Management) | 2008-09-23 |
| SZETO King Chuen 司徒經全 | RE | 1 (Dealing in Securities), 9 (Asset Management) | 2008-09-23 |
| WONG Yan Po, Joseph 黃恩寶 | RE | 9 (Asset Management) | 2008-09-23 |
| SZE-TO Ping Chuen 司徒炳全 | RE | 9 (Asset Management), 1 (Dealing in Securities) | 2008-09-23 |
| YAM David 任卓偉 | RO | 9 (Asset Management) | 2008-09-19 |
| YAM David 任卓偉 | RO | 1 (Dealing in Securities) | 2008-04-23 |
| CHAU Hon Kit, Keith 周漢傑 | RE | 1 (Dealing in Securities) | 2004-02-24 |
| WONG Yan Po, Joseph 黃恩寶 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| CHU Kwok Shing, Godwin 朱國承 | RE | 1 (Dealing in Securities) | 2003-04-01 |