SFC Licenceholders of SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司

Email
compliance@sbichinacapital.com
Website
www.sbichinacapital.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Fung Ping 陳鳳萍 RE 1 15 October 2014 30 June 2016
CHAN Ka Wai 陳嘉威 RE 9 02 April 2020 05 September 2021
CHAN Ka Wai 陳嘉威 RE 4 02 April 2020 05 September 2021
CHAN Ka Wai 陳嘉威 RE 1 11 October 2019 05 September 2021
CHAN King Yeung 陳景揚 RE 1 29 March 2021
CHAN Lam Wai 陳藍慧 RE 1 12 September 2016 31 August 2017
CHAN Lam Wai 陳藍慧 RE 4 12 September 2016 31 August 2017
CHAN Mong Har RE 1 16 April 2009 17 June 2009
CHAN Pui Sing 陳沛昇 RE 4 22 October 2014 26 February 2015
CHAN Pui Sing 陳沛昇 RE 1 28 July 2011 26 February 2015
CHAN Shiu Pong 陳兆邦 RE 1 03 November 2014 13 August 2015
CHAN Wang 陳宏 RE 1 24 November 2015 03 December 2015
CHAU Hon Kit, Keith 周漢傑 RE 1 24 August 2023
CHAU Hon Kit, Keith 周漢傑 RE 1 24 February 2004 16 May 2023
CHAU Shun To 周頌滔 RE 9 23 September 2008 16 February 2013
CHAU Shun To 周頌滔 RE 1 01 April 2003 16 February 2013
CHAU Shun To 周頌滔 RE 9 01 April 2003 23 February 2005
CHAU Shun To 周頌滔 RE 4 01 April 2003 16 July 2003
CHAU Shun To 周頌滔 RE 6 01 April 2003 16 July 2003
CHEN Fan 陳凡 RE 1 25 October 2022 29 January 2023
CHEN Fan 陳凡 RE 4 25 October 2022 29 January 2023
CHEN Fan 陳凡 RE 9 25 October 2022 29 January 2023
CHENG Andes 鄭安達 RE 1 03 December 2010 31 August 2016
CHENG Andes 鄭安達 RE 1 18 November 2008 01 June 2009
CHENG Andes 鄭安達 RE 4 23 September 2008 18 November 2008
CHENG Tai Pui 鄭棣培 RE 1 05 March 2009 21 March 2013
CHENG Tai Pui 鄭棣培 RE 9 05 March 2009 21 March 2013
CHENG Tai Pui 鄭棣培 RE 9 23 September 2008 13 February 2009
CHENG Tai Pui 鄭棣培 RE 1 23 September 2008 13 February 2009
CHEUNG Ka Keung, Andy 張家強 RE 1 30 September 2003 18 March 2004
CHEUNG Wai Kit 張偉傑 RE 1 01 April 2003 07 October 2003
CHEUNG Wai Kit 張偉傑 RE 4 01 April 2003 24 July 2003
CHEUNG Wai Kit 張偉傑 RE 6 01 April 2003 24 July 2003
CHEUNG Wai Kit 張偉傑 RE 9 01 April 2003 24 July 2003
CHIA Janice Jhet Yen RO 1 27 September 2019 23 April 2021
CHIA Janice Jhet Yen RE 1 24 May 2019 27 September 2019
CHIU Hin Fung, Sherman 趙衍鋒 RO 1 21 June 2012 27 March 2014
CHIU Hin Fung, Sherman 趙衍鋒 RE 1 07 May 2012 21 June 2012
CHOW Kim Wing 周劍榮 RE 1 03 December 2010 28 April 2012
CHOW Kim Wing 周劍榮 RE 1 30 June 2006 01 August 2009
CHOW Kin Hang 周健恆 RO 1 16 March 2023
CHOW Kin Hang 周健恆 RO 4 16 March 2023
CHOW Kin Hang 周健恆 RE 1 21 December 2018 16 March 2023
CHOW Kin Hang 周健恆 RE 9 21 December 2018
CHOW Kin Hang 周健恆 RE 4 21 December 2018 16 March 2023
CHU Hoi Yuen 褚凱源 RE 4 31 July 2020
CHU Hoi Yuen 褚凱源 RE 1 31 July 2020
CHU Ka Ho 朱加豪 RE 4 01 June 2015 15 March 2016
CHU Kwok Shing, Godwin 朱國承 RE 9 01 April 2003 31 July 2003
CHU Kwok Shing, Godwin 朱國承 RE 6 01 April 2003 31 July 2003
CHU Kwok Shing, Godwin 朱國承 RE 4 01 April 2003 31 July 2003
CHU Kwok Shing, Godwin 朱國承 RE 1 01 April 2003
CHU Siu Ling 朱小玲 RE 1 06 May 2010 27 February 2013
DA Qi 笪琦 RE 4 01 September 2021 01 December 2021
DA Qi 笪琦 RE 1 02 August 2021 01 December 2021
DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE 1 05 May 2009 22 September 2009
DAGNEAU DE RICHECOUR Ludovic Christophe Amedee RE 4 23 September 2008 18 February 2009
DENG Jun 鄧駿 RO 1 19 June 2019 09 May 2021
DENG Jun 鄧駿 RO 4 19 June 2019 09 May 2021
DENG Jun 鄧駿 RO 9 19 June 2019 09 May 2021
DING Jin 丁進 RE 4 29 November 2023 28 March 2024
DING Jin 丁進 RE 1 29 November 2023 28 March 2024
ENG Edmond 伍少凡 RO 1 16 November 2005 28 September 2006
FAN Ching Yee 范靜怡 RO 1 20 July 2022
FONG Wai Ying, Vivian Catherine 方韋盈 RE 1 09 February 2023 19 April 2023
FONG Ying Ching 方凝清 RE 1 14 October 2014 31 May 2019
FUNG Chen Tung 馮振東 RE 1 19 December 2023 05 January 2024
FUNG Chen Tung 馮振東 RO 9 05 January 2024 29 January 2024
FUNG Chen Tung 馮振東 RO 4 05 January 2024 29 January 2024
FUNG Chen Tung 馮振東 RO 1 05 January 2024 29 January 2024
FUNG Chen Tung 馮振東 RE 9 19 December 2023 05 January 2024
FUNG Chen Tung 馮振東 RE 4 19 December 2023 05 January 2024
FUNG Chen Tung 馮振東 RO 4 03 April 2020 23 April 2021
FUNG Chen Tung 馮振東 RE 1 05 March 2020 03 April 2020
FUNG Chen Tung 馮振東 RE 4 05 March 2020 03 April 2020
FUNG Chen Tung 馮振東 RE 9 03 April 2020 23 April 2021
FUNG Chen Tung 馮振東 RO 1 03 April 2020 23 April 2021
FUNG Ka Pun 馮家彬 RO 1 01 April 2003 04 January 2006
FUNG Ka Pun 馮家彬 RO 9 01 April 2003 01 February 2005
FUNG Ka Pun 馮家彬 RO 6 01 April 2003 01 February 2005
FUNG Ka Pun 馮家彬 RO 4 01 April 2003 01 February 2005
GAO Xuemei 高雪梅 RE 1 11 August 2023
HO Ting Kay 何定錤 RO 4 04 September 2018 01 June 2019
HO Ting Kay 何定錤 RO 1 04 September 2018 01 June 2019
HUANG Kai 黃凱 RE 1 09 May 2017 31 August 2017
HUANG Kai 黃凱 RE 4 24 August 2015 31 August 2017
HUI Koon Shan 許冠山 RE 1 04 August 2009
HUO Ling 霍玲 RE 1 03 December 2010 16 March 2012
IP Hung 葉虹 RE 1 23 September 2008 03 October 2008
IP Hung 葉虹 RE 9 23 September 2008 03 October 2008
IP Hung 葉虹 RE 4 23 September 2008 03 October 2008
JOHNSEN Bjarke Lauritz Faerch RE 4 27 April 2012 16 June 2012
KAN Simon Kiu Dick 簡僑迪 RE 1 10 August 2009 26 April 2013
KIM Christian Chung-Hwan RE 1 04 May 2016 19 August 2019
KO Siu Man 高兆文 RE 1 07 December 2007 24 June 2009
LAI Kin Chung, Kenneth 黎健聰 RO 1 08 August 2005 03 May 2006
LAI Kin Chung, Kenneth 黎健聰 RE 1 01 April 2003 08 August 2005
LAI Kin Chung, Kenneth 黎健聰 RE 9 01 April 2003 23 February 2005
LAI Kin Chung, Kenneth 黎健聰 RE 4 01 April 2003 25 July 2003
LAI Kin Chung, Kenneth 黎健聰 RE 6 01 April 2003 25 July 2003
LAM Cheuk Fung 林卓峰 RE 4 28 June 2018 31 January 2019
LAM Cheuk Fung 林卓峰 RE 1 28 June 2018 31 January 2019
LAM Karman Razilee 林蔚琋 RE 1 12 October 2012 02 October 2013
LAU Kam Yan, Karen 劉錦欣 RE 1 01 March 2011 07 August 2018
LAU Kin Fai 劉健輝 RE 4 22 June 2017 29 October 2018
LAU Kin Fai 劉健輝 RE 1 22 June 2017 29 October 2018
LAU On Wah 劉安樺 RO 1 01 April 2003 08 August 2005
LAU Yuen Shing 劉原誠 RE 4 07 September 2011 05 April 2013
LEE Chi Ho 李子豪 RE 1 06 April 2017 12 May 2018
LEE Chi Ho 李子豪 RE 4 22 May 2015 12 May 2018
LEE Chi Wah 李志華 RE 1 23 September 2008
LEE Chi Wah 李志華 RE 9 23 September 2008
LEE Chun Hin 李震軒 RE 4 30 July 2018 31 January 2019
LEE Chun Hin 李震軒 RE 1 30 July 2018 31 January 2019
LEE Hin Pong 李顯邦 RE 1 08 June 2021 15 July 2021
LEE Hin Pong 李顯邦 RO 1 15 July 2021 06 December 2022
LEE Hon Nam 李翰南 RE 1 20 August 2021
LEE Kai Ho 李啟浩 RO 4 13 January 2015 05 June 2015
LEE Kai Ho 李啟浩 RE 4 12 July 2013 13 January 2015
LEE Siu Yuen 李兆源 RE 1 15 September 2009 27 March 2019
LEUNG Kwan Chai 梁君齊 RE 4 27 May 2013 22 October 2013
LEUNG Siu Fung 梁肇豐 RE 1 02 December 2020 07 January 2022
LEUNG Tye, Jason 梁泰 RE 1 08 June 2020 04 January 2021
LI Bo 李博 RE 4 17 February 2014 18 April 2015
LI Kam Fai, Jimmy 李錦輝 RE 9 08 December 2023
LI Kam Fai, Jimmy 李錦輝 RO 4 05 December 2022
LI Kam Fai, Jimmy 李錦輝 RO 1 05 December 2022
LI Kam Fai, Jimmy 李錦輝 RO 9 22 May 2023 08 December 2023
LI Kam Fai, Jimmy 李錦輝 RE 1 12 October 2022 05 December 2022
LI Kwok Keung, Asser 李國強 RE 1 01 April 2003 31 March 2010
LI Kwok Keung, Asser 李國強 RE 9 01 April 2003 25 July 2003
LI Kwok Keung, Asser 李國強 RE 6 01 April 2003 25 July 2003
LI Kwok Keung, Asser 李國強 RE 4 01 April 2003 25 July 2003
LI Qinshi 李沁詩 RE 1 02 August 2021 30 September 2021
LIN Yan Jenny RE 1 12 January 2010 12 July 2010
LIU Li 劉麗 RE 4 08 June 2021
LIU Li 劉麗 RE 9 08 June 2021
LIU Li 劉麗 RE 1 17 June 2021
LIU Yanlianzhi 劉嚴戀之 RE 9 06 May 2020 09 May 2021
LIU Yanlianzhi 劉嚴戀之 RE 1 06 May 2020 09 May 2021
LIU Yanlianzhi 劉嚴戀之 RE 4 06 May 2020 09 May 2021
LO Wai Tung, John 盧衛東 RO 1 27 September 2010 12 October 2018
LO Wai Tung, John 盧衛東 RE 1 19 August 2010 27 September 2010
LO Ying Lun 勞應麟 RE 1 17 November 2003 05 January 2005
LUI Man Wah 呂文華 RE 1 19 October 2010 05 October 2012
LUI Yiu Fong, Eric 雷耀芳 RE 1 07 February 2005 31 March 2010
LYU Yu 呂宇 RE 4 13 August 2015 28 August 2015
MA Chun Hang Henry 馬晉鏗 RE 4 20 October 2022
MA Chun Hang Henry 馬晉鏗 RE 1 12 October 2022
MA Pui Keung 馬沛強 RE 1 18 January 2016 06 December 2018
MA Pui Keung 馬沛強 RE 9 18 January 2016 06 December 2018
MAK Tsz Hang 麥子衡 RE 4 11 March 2010 21 May 2013
MILLER Lee Katherine RE 1 23 September 2008 15 April 2009
NG Siu Ching 伍少貞 RO 9 21 January 2022
NG Siu Ching 伍少貞 RO 4 21 January 2022
NG Siu Ching 伍少貞 RO 1 21 January 2022
NGO Hiu Fung 敖曉風 RE 1 20 November 2018 31 May 2021
NGO Hiu Fung 敖曉風 RE 9 20 November 2018 31 May 2021
NGO Hiu Fung 敖曉風 RE 4 20 November 2018 31 May 2021
ONG Tiang Lock 王添樂 RO 1 06 August 2009 28 January 2010
ONG Tiang Lock 王添樂 RO 1 11 August 2006 10 March 2008
OR Yu Yeung 柯宇揚 RE 9 23 November 2022
OR Yu Yeung 柯宇揚 RE 4 23 November 2022
OR Yu Yeung 柯宇揚 RE 1 19 October 2022 27 February 2024
OR Yu Yeung 柯宇揚 RO 1 27 February 2024
QIU Haiyan 邱海燕 RE 4 23 September 2008 01 June 2010
SHUM Chung 沈仲 RE 4 11 November 2011 07 December 2012
SHUM Chung 沈仲 RE 1 11 November 2011 07 December 2012
SINGHAL Shelly Sean RE 9 23 September 2008 15 April 2009
SINGHAL Shelly Sean RE 1 23 September 2008 15 April 2009
SU Ling 蘇玲 RE 1 29 September 2017 17 August 2021
SUM Yik Ming, Johnny 岑翊銘 RO 1 01 April 2003 08 September 2004
SUN Baron 孫葆崟 RE 4 20 April 2011 18 January 2014
SUN Baron 孫葆崟 RE 1 23 September 2008 18 January 2014
SUN Qi 孫琪 RE 1 02 May 2023
SUN Qi 孫琪 RE 4 02 May 2023
SUN Qi 孫琪 RE 9 18 May 2023
SZE Yuk Lung 施育龍 RE 4 04 October 2021
SZE Yuk Lung 施育龍 RE 1 04 October 2021
SZE-TO Ping Chuen 司徒炳全 RE 9 23 September 2008 24 December 2021
SZE-TO Ping Chuen 司徒炳全 RE 1 23 September 2008 24 December 2021
SZETO King Chuen 司徒經全 RE 9 23 September 2008
SZETO King Chuen 司徒經全 RE 1 23 September 2008
SZETO Wing Fun, Simon 司徒榮勳 RE 1 09 September 2010 28 April 2013
SZETO Wing Fun, Simon 司徒榮勳 RE 9 09 September 2010 28 April 2013
THAM Wai Ming 譚維明 RE 9 12 February 2018 05 September 2019
THAM Wai Ming 譚維明 RE 4 31 August 2017 05 September 2019
THAM Wai Ming 譚維明 RE 1 31 August 2017 05 September 2019
THAM Wai Ming 譚維明 RE 1 08 March 2013 06 November 2015
TIAN Qi 田崎 RE 1 25 March 2015 28 January 2016
TSANG Kennedy Kin Tak 曾建德 RE 1 05 January 2010 28 February 2021
TSANG Kennedy Kin Tak 曾建德 RO 4 16 December 2008 28 February 2021
TSANG Kennedy Kin Tak 曾建德 RE 4 21 October 2008 16 December 2008
TSE Ho Seng 謝灝笙 RE 1 27 May 2015 04 November 2015
TSE Ka Chai 謝家齊 RE 1 30 March 2015 14 April 2015
TSE Kwok On 謝國安 RE 1 10 May 2023 04 July 2023
TSE Kwok On 謝國安 RO 1 04 July 2023
TSE Shing Chi 謝承志 RE 9 02 May 2019 06 July 2020
TSE Shing Chi 謝承志 RE 1 20 August 2018 06 July 2020
TSE Shing Chi 謝承志 RE 4 20 August 2018 06 July 2020
TSOI Chi Kun 蔡智勤 RE 9 23 September 2008 02 July 2019
TSOI Chi Kun 蔡智勤 RO 1 20 October 2006 02 July 2019
TSOI Chi Kun 蔡智勤 RE 1 01 April 2003 20 October 2006
TSOI Chi Kun 蔡智勤 RE 9 01 April 2003 23 February 2005
TSOI Chi Kun 蔡智勤 RE 4 01 April 2003 23 February 2005
TSOI Chi Kun 蔡智勤 RE 6 01 April 2003 26 February 2004
WANG Audrey Zhiji 王致霽 RE 4 01 April 2021 17 June 2021
WANG Audrey Zhiji 王致霽 RE 1 12 September 2019 17 June 2021
WANG Hao 王浩 RE 1 09 May 2017 15 April 2018
WANG Hao 王浩 RE 4 24 June 2015 15 April 2018
WANG Pengyu 王鵬宇 RE 1 13 July 2012 03 October 2012
WANG Xuanren 王宣人 RE 1 28 June 2019 23 December 2019
WANG Yaohui 王耀輝 RE 4 01 April 2021 17 June 2021
WANG Yaohui 王耀輝 RE 1 21 August 2019 17 June 2021
WENG Eddie Hua-ti 翁華狄 RE 1 23 September 2008 22 July 2011
WONG Chi Yan 黃志仁 RE 1 01 April 2003 12 January 2015
WONG Chi Yan 黃志仁 RE 6 01 April 2003 28 July 2003
WONG Chi Yan 黃志仁 RE 4 01 April 2003 28 July 2003
WONG Chi Yan 黃志仁 RE 9 01 April 2003 28 July 2003
WONG Ho Ching 黃河清 RE 1 23 September 2008 03 October 2008
WONG Hong Wah 王康華 RE 1 01 April 2003 04 April 2008
WONG Hong Wah 王康華 RE 4 01 April 2003 29 July 2003
WONG Hong Wah 王康華 RE 6 01 April 2003 29 July 2003
WONG Hong Wah 王康華 RE 9 01 April 2003 29 July 2003
WONG Ka Chun 黃嘉俊 RE 4 06 July 2018 25 October 2018
WONG Ka Chun 黃嘉俊 RE 1 28 May 2018 25 October 2018
WONG Kin Fai 王健輝 RO 9 19 September 2008 30 April 2019
WONG Kin Fai 王健輝 RO 4 19 September 2008 30 April 2019
WONG Kin Fai 王健輝 RO 1 25 February 2008 30 April 2019
WONG Sheung Yeung 王上揚 RE 1 05 June 2007 10 July 2011
WONG Sheung Yeung 王上揚 RE 1 01 April 2003 24 November 2006
WONG Sheung Yeung 王上揚 RE 4 01 April 2003 16 July 2003
WONG Sheung Yeung 王上揚 RE 6 01 April 2003 16 July 2003
WONG Sheung Yeung 王上揚 RE 9 01 April 2003 16 July 2003
WONG Yan Po, Joseph 黃恩寶 RE 9 23 September 2008
WONG Yan Po, Joseph 黃恩寶 RE 9 01 April 2003 23 February 2005
WONG Yan Po, Joseph 黃恩寶 RE 6 01 April 2003 30 July 2003
WONG Yan Po, Joseph 黃恩寶 RE 4 01 April 2003 30 July 2003
WONG Yan Po, Joseph 黃恩寶 RE 1 01 April 2003
XIE Jun 謝俊 RO 1 25 July 2018 11 December 2018
XIE Jun 謝俊 RO 4 25 July 2018 11 December 2018
XIE Jun 謝俊 RE 9 20 June 2018 11 December 2018
XIE Jun 謝俊 RE 1 12 June 2018 25 July 2018
XIE Jun 謝俊 RE 4 12 June 2018 25 July 2018
YAM David 任卓偉 RO 4 08 November 2021
YAM David 任卓偉 RO 9 19 September 2008
YAM David 任卓偉 RO 1 23 April 2008
YAM David 任卓偉 RE 1 30 November 2007 23 April 2008
YAM David 任卓偉 RO 1 28 April 2006 02 October 2007
YAM David 任卓偉 RE 1 06 October 2005 28 April 2006
YE Wenli 葉文莉 RO 9 17 May 2019
YE Wenli 葉文莉 RO 4 17 May 2019
YE Wenli 葉文莉 RE 1 25 January 2016
YE Wenli 葉文莉 RE 4 25 January 2016 17 May 2019
YE Wenli 葉文莉 RE 9 25 January 2016 17 May 2019
YEUNG Kin Pan 楊健斌 RE 9 02 May 2019 02 September 2019
YEUNG Kin Pan 楊健斌 RE 4 02 May 2019 02 September 2019
YEUNG Kin Pan 楊健斌 RO 1 23 September 2015 02 September 2019
YEUNG Kin Pan 楊健斌 RE 1 27 December 2006 23 September 2015
YIM Ho Wa 嚴浩華 RE 4 09 April 2015 30 June 2015
YIU Chun Kit Ernest 姚俊傑 RE 1 16 August 2021
YU Chun Man, James 余鎮民 RE 1 28 April 2021 03 May 2021
YU Chun Man, James 余鎮民 RE 4 28 April 2021 03 May 2021
YU Chun Man, James 余鎮民 RO 1 03 May 2021 06 May 2022
YU Chun Man, James 余鎮民 RO 4 03 May 2021 06 May 2022
YU Chun Man, James 余鎮民 RO 9 22 July 2021 06 May 2022
YU Hon Man, Herman 余漢文 RE 1 17 October 2012 13 January 2014
YU Yee Fung 余苡蜂 RE 4 09 July 2018 31 January 2019
YU Yee Fung 余苡蜂 RE 1 09 July 2018 31 January 2019
YUAN Zhefei 袁哲飛 RE 1 23 September 2008 20 March 2009
ZHANG Chi 張弛 RE 1 11 February 2015 27 April 2015
ZHANG Jian 張堅 RO 4 30 December 2009 06 June 2010
ZHANG Jian 張堅 RE 4 13 December 2010 08 February 2011
ZHANG Jian 張堅 RO 4 08 February 2011 24 August 2011
ZHANG Jian 張堅 RE 4 23 September 2008 30 December 2009
ZHAO Qi 趙琪 RE 1 23 September 2008 07 March 2009
ZHAO Tao 趙濤 RO 4 26 November 2020 10 May 2021
ZHAO Tao 趙濤 RO 1 11 April 2018 10 May 2021
ZHAO Tao 趙濤 RE 1 31 August 2017 11 April 2018
ZHAO Tao 趙濤 RE 4 11 December 2018 26 November 2020
ZHENG Juan 鄭娟 RO 9 19 September 2008 28 February 2009
ZHENG Juan 鄭娟 RO 4 19 September 2008 28 February 2009
ZHENG Juan 鄭娟 RO 1 19 September 2008 28 February 2009
ZOU Liyi 鄒立义 RE 4 12 April 2021 12 May 2021
ZOU Liyi 鄒立义 RE 1 28 November 2017 12 May 2021