Current licenceholders of ABD523 SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
ZOU Liyi 鄒立义 | RE | 4 (Advising on Securities) | 2021-04-12 |
WANG Yaohui 王耀輝 | RE | 4 (Advising on Securities) | 2021-04-01 |
WANG Audrey Zhiji 王致霽 | RE | 4 (Advising on Securities) | 2021-04-01 |
CHAN King Yeung 陳景揚 | RE | 1 (Dealing in Securities) | 2021-03-29 |
LEUNG Siu Fung 梁肇豐 | RE | 1 (Dealing in Securities) | 2020-12-02 |
ZHAO Tao 趙濤 | RO | 4 (Advising on Securities) | 2020-11-26 |
CHU Hoi Yuen 褚凱源 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-31 |
LEUNG Tye, Jason 梁泰 | RE | 1 (Dealing in Securities) | 2020-06-08 |
LIU Yanlianzhi 劉嚴戀之 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-05-06 |
FUNG Chen Tung 馮振東 | RE | 9 (Asset Management) | 2020-04-03 |
FUNG Chen Tung 馮振東 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-03 |
CHAN Ka Wai 陳嘉威 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-04-02 |
CHAN Ka Wai 陳嘉威 | RE | 1 (Dealing in Securities) | 2019-10-11 |
CHIA Janice Jhet Yen | RO | 1 (Dealing in Securities) | 2019-09-27 |
WANG Audrey Zhiji 王致霽 | RE | 1 (Dealing in Securities) | 2019-09-12 |
WANG Yaohui 王耀輝 | RE | 1 (Dealing in Securities) | 2019-08-21 |
DENG Jun 鄧駿 | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2019-06-19 |
YE Wenli 葉文莉 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2019-05-17 |
CHOW Kin Hang 周健恆 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-12-21 |
NGO Hiu Fung 敖曉風 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-11-20 |
ZHAO Tao 趙濤 | RO | 1 (Dealing in Securities) | 2018-04-11 |
ZOU Liyi 鄒立义 | RE | 1 (Dealing in Securities) | 2017-11-28 |
SU Ling 蘇玲 | RE | 1 (Dealing in Securities) | 2017-09-29 |
YE Wenli 葉文莉 | RE | 1 (Dealing in Securities) | 2016-01-25 |
HUI Koon Shan 許冠山 | RE | 1 (Dealing in Securities) | 2009-08-04 |
LEE Chi Wah 李志華 | RE | 1 (Dealing in Securities), 9 (Asset Management) | 2008-09-23 |
SZETO King Chuen 司徒經全 | RE | 1 (Dealing in Securities), 9 (Asset Management) | 2008-09-23 |
WONG Yan Po, Joseph 黃恩寶 | RE | 9 (Asset Management) | 2008-09-23 |
SZE-TO Ping Chuen 司徒炳全 | RE | 9 (Asset Management), 1 (Dealing in Securities) | 2008-09-23 |
YAM David 任卓偉 | RO | 9 (Asset Management) | 2008-09-19 |
YAM David 任卓偉 | RO | 1 (Dealing in Securities) | 2008-04-23 |
CHAU Hon Kit, Keith 周漢傑 | RE | 1 (Dealing in Securities) | 2004-02-24 |
WONG Yan Po, Joseph 黃恩寶 | RE | 1 (Dealing in Securities) | 2003-04-01 |
CHU Kwok Shing, Godwin 朱國承 | RE | 1 (Dealing in Securities) | 2003-04-01 |