SFC Licenceholders of CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司

Addresses
26/F CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
香港中環添美道1號中信大廈26樓
Room 2203-05, Tower II, Admiralty Centre, 18 Harcourt Road, Central, Hong Kong
18/F One Pacific Place, 88 Queensway, Hong Kong
Suites 801-11 8th Floor CITIC Tower, No.1 Tim Mei Avenue, Central, Hong Kong
Email
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
YIN Ke 殷可 RO 4 06 November 2007 31 August 2018
YIN Ke 殷可 RO 1 01 April 2003 31 August 2018
YIN Ke 殷可 RO 6 01 April 2003 31 August 2018
XU Pengzi 許蓬子 RE 1 01 August 2011 01 May 2017
XU Pengzi 許蓬子 RE 4 01 August 2011 01 May 2017
ZHOU Zuyu 周祖禹 RE 6 01 August 2013 13 January 2016
ZHOU Zuyu 周祖禹 RE 1 01 August 2013 13 January 2016
ZHOU Zuyu 周祖禹 RE 4 01 August 2013 13 January 2016
LIU Hanhua 劉漢華 RE 6 29 March 2011 13 January 2016
LIU Hanhua 劉漢華 RE 4 29 March 2011 13 January 2016
LIU Hanhua 劉漢華 RE 1 29 March 2011 13 January 2016
TANG Zhongzhi 唐中植 RE 6 27 April 2015 01 January 2016
TANG Zhongzhi 唐中植 RE 4 27 April 2015 01 January 2016
TANG Zhongzhi 唐中植 RE 1 27 April 2015 01 January 2016
SIU Hiu Wang 蕭曉泓 RE 6 11 September 2014 01 January 2016
SIU Hiu Wang 蕭曉泓 RE 4 11 September 2014 01 January 2016
SIU Hiu Wang 蕭曉泓 RE 1 11 September 2014 01 January 2016
REN Mengqi 任孟琦 RE 6 01 August 2013 01 January 2016
REN Mengqi 任孟琦 RE 4 01 August 2013 01 January 2016
REN Mengqi 任孟琦 RE 1 01 August 2013 01 January 2016
HE Tian 賀添 RE 6 01 August 2013 01 January 2016
HE Tian 賀添 RE 4 01 August 2013 01 January 2016
HE Tian 賀添 RE 1 01 August 2013 01 January 2016
BAZZONI Federico RE 1 08 May 2013 01 January 2016
BAZZONI Federico RE 6 08 May 2013 01 January 2016
BAZZONI Federico RE 4 08 May 2013 01 January 2016
LEUNG Hon Ki 梁漢旗 RO 6 21 September 2012 01 January 2016
LEUNG Hon Ki 梁漢旗 RO 4 21 September 2012 01 January 2016
LEUNG Hon Ki 梁漢旗 RO 1 21 September 2012 01 January 2016
CHAN Chi Chuen 陳志銓 RO 6 29 December 2011 01 January 2016
XU Ping 徐娉 RE 6 13 December 2011 01 January 2016
XU Ping 徐娉 RE 4 13 December 2011 01 January 2016
XU Ping 徐娉 RE 1 13 December 2011 01 January 2016
CHAN Chi Chuen 陳志銓 RE 4 11 October 2011 01 January 2016
CHAN Chi Chuen 陳志銓 RE 1 11 October 2011 01 January 2016
POON Ying Heung, Charlotte 潘凝香 RE 6 08 August 2011 01 January 2016
POON Ying Heung, Charlotte 潘凝香 RE 4 08 August 2011 01 January 2016
POON Ying Heung, Charlotte 潘凝香 RE 1 08 August 2011 01 January 2016
CAI Yulong 蔡宇龍 RE 6 02 August 2011 01 January 2016
CAI Yulong 蔡宇龍 RE 4 02 August 2011 01 January 2016
CAI Yulong 蔡宇龍 RE 1 02 August 2011 01 January 2016
ZHAO Geoffrey Li 趙力 RE 1 06 July 2011 01 January 2016
ZHAO Geoffrey Li 趙力 RE 4 06 July 2011 01 January 2016
ZHAO Geoffrey Li 趙力 RE 6 06 July 2011 01 January 2016
LIU Joseph RE 6 11 April 2011 01 January 2016
LIU Joseph RE 4 11 April 2011 01 January 2016
LIU Joseph RE 1 11 April 2011 01 January 2016
YU Yang 于楊 RE 6 23 April 2010 01 January 2016
YU Yang 于楊 RE 4 23 April 2010 01 January 2016
YU Yang 于楊 RE 1 23 April 2010 01 January 2016
CHAN Wai Hung, Edmund 陳偉雄 RO 6 18 June 2009 01 January 2016
CHAN Wai Hung, Edmund 陳偉雄 RO 4 18 June 2009 01 January 2016
CHAN Wai Hung, Edmund 陳偉雄 RO 1 18 June 2009 01 January 2016
SHEN Yue 沈越 RE 6 14 May 2009 01 January 2016
SHEN Yue 沈越 RE 4 14 May 2009 01 January 2016
SHEN Yue 沈越 RE 1 14 May 2009 01 January 2016
YEE Pui Fonk, Janet 余笩昉 RO 4 17 August 2007 01 January 2016
YEE Pui Fonk, Janet 余笩昉 RO 6 19 April 2006 01 January 2016
YEE Pui Fonk, Janet 余笩昉 RO 1 19 April 2006 01 January 2016
WANG Jian 王健 RE 6 11 December 2007 17 July 2015
WANG Jian 王健 RE 4 11 December 2007 17 July 2015
WANG Jian 王健 RE 1 11 December 2007 17 July 2015
WONG Shin Yee, Freda 黃倩而 RO 4 17 August 2007 01 June 2015
WONG Shin Yee, Freda 黃倩而 RO 6 09 November 2006 01 June 2015
WONG Shin Yee, Freda 黃倩而 RO 1 09 November 2006 01 June 2015
CHAN Chi Fung, Leo 陳志峰 RE 6 09 December 2011 01 May 2015
CHAN Chi Fung, Leo 陳志峰 RE 4 09 December 2011 01 May 2015
CHAN Chi Fung, Leo 陳志峰 RE 1 09 December 2011 01 May 2015
XU Xu 許煦 RE 6 05 July 2010 01 May 2015
XU Xu 許煦 RE 4 05 July 2010 01 May 2015
XU Xu 許煦 RE 1 05 July 2010 01 May 2015
CHEUNG Na 張娜 RE 6 28 March 2014 16 March 2015
CHEUNG Na 張娜 RE 4 28 March 2014 16 March 2015
CHEUNG Na 張娜 RE 1 28 March 2014 16 March 2015
FU Fuxing 傅福行 RE 6 15 May 2014 13 February 2015
FU Fuxing 傅福行 RE 4 15 May 2014 13 February 2015
FU Fuxing 傅福行 RE 1 15 May 2014 13 February 2015
LIN Tingting 林婷婷 RE 1 01 June 2011 01 November 2014
LIN Tingting 林婷婷 RE 6 01 June 2011 01 November 2014
LIN Tingting 林婷婷 RE 4 01 June 2011 01 November 2014
YANG Yi 楊逸 RE 6 01 August 2013 17 October 2014
YANG Yi 楊逸 RE 4 01 August 2013 17 October 2014
YANG Yi 楊逸 RE 1 01 August 2013 17 October 2014
MAK Yun Ching, Mica 麥潤楨 RO 4 16 October 2007 17 October 2014
MAK Yun Ching, Mica 麥潤楨 RO 6 01 March 2007 17 October 2014
MAK Yun Ching, Mica 麥潤楨 RO 1 01 March 2007 17 October 2014
LU Xiang 陸庠 RE 1 29 August 2013 18 August 2014
LU Xiang 陸庠 RE 4 29 August 2013 18 August 2014
LU Xiang 陸庠 RE 6 29 August 2013 18 August 2014
LIU Mengzhang 劉蒙璋 RE 1 06 January 2012 29 May 2014
LIU Mengzhang 劉蒙璋 RE 4 06 January 2012 29 May 2014
LIU Mengzhang 劉蒙璋 RE 6 06 January 2012 29 May 2014
CHEN Michael I-chun 陳懿群 RE 4 09 August 2013 07 April 2014
CHEN Michael I-chun 陳懿群 RE 1 09 August 2013 07 April 2014
CHEN Michael I-chun 陳懿群 RE 6 09 August 2013 07 April 2014
YEUNG Sau San, Eric 楊秀臣 RE 6 18 April 2012 01 April 2014
LAI Patrick Pak Hung 黎柏鴻 RE 4 15 March 2010 09 February 2014
LAI Patrick Pak Hung 黎柏鴻 RE 6 08 March 2010 09 February 2014
LAI Patrick Pak Hung 黎柏鴻 RE 1 08 March 2010 09 February 2014
LI Hang 李航 RE 6 22 July 2013 31 October 2013
LI Hang 李航 RE 4 22 July 2013 31 October 2013
LI Hang 李航 RE 1 22 July 2013 31 October 2013
FUNG Yu Ching 馮愈晴 RE 6 20 December 2010 31 October 2013
FUNG Yu Ching 馮愈晴 RE 4 20 December 2010 31 October 2013
FUNG Yu Ching 馮愈晴 RE 1 20 December 2010 31 October 2013
HON Hau Ngai 韓巧藝 RE 4 27 September 2007 31 October 2013
HON Hau Ngai 韓巧藝 RE 6 21 June 2006 31 October 2013
HON Hau Ngai 韓巧藝 RE 1 21 June 2006 31 October 2013
JIANG Yakang 蔣亞康 RE 6 10 March 2011 01 August 2013
JIANG Yakang 蔣亞康 RE 4 10 March 2011 01 August 2013
JIANG Yakang 蔣亞康 RE 1 10 March 2011 01 August 2013
HONG Yancheng 洪研程 RE 4 13 January 2011 01 July 2013
HONG Yancheng 洪研程 RE 6 13 January 2011 01 July 2013
HONG Yancheng 洪研程 RE 1 13 January 2011 01 July 2013
LEUNG Hon Ki 梁漢旗 RE 6 04 July 2012 21 September 2012
LEUNG Hon Ki 梁漢旗 RE 4 04 July 2012 21 September 2012
LEUNG Hon Ki 梁漢旗 RE 1 04 July 2012 21 September 2012
WANG Yihua 王奕華 RE 6 25 June 2010 01 August 2012
WANG Yihua 王奕華 RE 4 25 June 2010 01 August 2012
WANG Yihua 王奕華 RE 1 25 June 2010 01 August 2012
CHAN Chi Hung 陳志雄 RE 4 27 September 2007 15 March 2012
CHAN Chi Hung 陳志雄 RE 1 29 August 2007 15 March 2012
CHAN Chi Hung 陳志雄 RE 6 13 August 2007 15 March 2012
CHAN Chi Chuen 陳志銓 RE 6 11 October 2011 29 December 2011
KWOK Yan Ming 郭恩明 RE 4 27 September 2007 25 July 2010
KWOK Yan Ming 郭恩明 RE 6 18 June 2007 25 July 2010
KWOK Yan Ming 郭恩明 RE 1 18 June 2007 25 July 2010
KWONG Ho Kei, Emily 鄺可琪 RO 6 12 November 2009 01 May 2010
KWONG Ho Kei, Emily 鄺可琪 RO 4 12 November 2009 01 May 2010
KWONG Ho Kei, Emily 鄺可琪 RO 1 12 November 2009 01 May 2010
KWONG Ho Kei, Emily 鄺可琪 RE 4 28 September 2009 12 November 2009
KWONG Ho Kei, Emily 鄺可琪 RE 6 27 August 2009 12 November 2009
KWONG Ho Kei, Emily 鄺可琪 RE 1 27 August 2009 12 November 2009
CHAN Wai Hung, Edmund 陳偉雄 RE 6 01 June 2009 18 June 2009
CHAN Wai Hung, Edmund 陳偉雄 RE 1 01 June 2009 18 June 2009
ZHANG Xiujie 張秀杰 RE 6 02 January 2008 16 May 2008
ZHANG Xiujie 張秀杰 RE 4 02 January 2008 16 May 2008
ZHANG Xiujie 張秀杰 RE 1 02 January 2008 16 May 2008
LI Dominic Song Ching 李崇正 RE 4 27 September 2007 01 May 2008
LI Dominic Song Ching 李崇正 RE 6 11 April 2006 01 May 2008
ZHAO Liujun 趙留軍 RE 6 28 July 2006 30 June 2007
ZHAO Liujun 趙留軍 RE 1 28 July 2006 30 June 2007
ZHANG Yichen 張懿宸 RO 1 01 April 2003 10 April 2007
ZHANG Yichen 張懿宸 RO 6 01 April 2003 10 April 2007
CHEUNG Miu 張渺 RO 6 01 April 2003 10 April 2007
CHING Hiu Yuen 程驍遠 RO 6 01 April 2003 10 April 2007
MAK Yun Ching, Mica 麥潤楨 RE 6 28 November 2003 01 March 2007
MAK Yun Ching, Mica 麥潤楨 RE 1 28 November 2003 01 March 2007
WONG Shin Yee, Freda 黃倩而 RE 6 05 September 2006 09 November 2006
WONG Shin Yee, Freda 黃倩而 RE 1 05 September 2006 09 November 2006
RUMJAHN Kevin Kalim 林基榮 RO 6 26 April 2006 07 August 2006
RUMJAHN Kevin Kalim 林基榮 RO 1 26 April 2006 07 August 2006
ZHANG Juying Jerry 張巨英 RO 1 01 April 2003 07 August 2006
ZHANG Juying Jerry 張巨英 RO 6 01 April 2003 07 August 2006
CHOI Yuk Kit 蔡育杰 RE 1 01 April 2003 07 July 2006
CHOI Yuk Kit 蔡育杰 RE 6 01 April 2003 07 July 2006
CHENG Chun Tung 鄭振東 RE 1 24 July 2003 22 May 2006
CHENG Chun Tung 鄭振東 RE 6 24 July 2003 22 May 2006
RUMJAHN Kevin Kalim 林基榮 RE 6 16 April 2004 26 April 2006
RUMJAHN Kevin Kalim 林基榮 RE 1 16 April 2004 26 April 2006
YEE Pui Fonk, Janet 余笩昉 RE 1 01 April 2003 19 April 2006
YEE Pui Fonk, Janet 余笩昉 RE 6 01 April 2003 19 April 2006
ZHANG Haitao 張海濤 RO 9 11 June 2004 06 April 2006
IU Yam San 余蔭燊 RE 1 07 June 2003 06 April 2006
XIN Yuesheng 信躍升 RE 1 01 April 2003 06 April 2006
XIN Yuesheng 信躍升 RE 9 01 April 2003 06 April 2006
IU Yam San 余蔭燊 RE 9 01 April 2003 06 April 2006
LI Chiu Yee 李昭儀 RE 6 01 April 2004 01 October 2005
LI Chiu Yee 李昭儀 RE 1 01 April 2004 01 October 2005
YIM Kwok Man 嚴國文 RE 1 01 April 2003 27 September 2005
YIM Kwok Man 嚴國文 RE 6 01 April 2003 27 September 2005
CHENG Kin Lung, David 鄭建龍 RO 6 07 July 2004 30 June 2005
CHENG Kin Lung, David 鄭建龍 RO 1 07 July 2004 30 June 2005
YAN Kai Chi, Danny 甄啟智 RE 9 01 April 2003 16 September 2004
YEUNG Sau San, Eric 楊秀臣 RO 1 01 April 2003 18 August 2004
YEUNG Sau San, Eric 楊秀臣 RO 6 01 April 2003 18 August 2004
MAK Yun Ching, Mica 麥潤楨 RE 4 28 November 2003 30 July 2004
XIN Yuesheng 信躍升 RE 5 07 June 2003 30 July 2004
IU Yam San 余蔭燊 RE 5 07 June 2003 30 July 2004
ZHANG Yichen 張懿宸 RO 4 01 April 2003 30 July 2004
YEUNG Sau San, Eric 楊秀臣 RO 4 01 April 2003 30 July 2004
YEE Pui Fonk, Janet 余笩昉 RE 4 01 April 2003 30 July 2004
YAN Kai Chi, Danny 甄啟智 RE 4 01 April 2003 30 July 2004
ZHANG Juying Jerry 張巨英 RO 4 01 April 2003 30 July 2004
YIM Kwok Man 嚴國文 RE 4 01 April 2003 30 July 2004
XIN Yuesheng 信躍升 RE 4 01 April 2003 30 July 2004
IU Yam San 余蔭燊 RE 4 01 April 2003 30 July 2004
CHENG Kin Lung, David 鄭建龍 RE 1 17 May 2004 07 July 2004
CHENG Kin Lung, David 鄭建龍 RE 6 17 May 2004 07 July 2004
YIN Ke 殷可 RO 9 01 April 2003 07 July 2004
LIU Man Lai, Manly 廖文禮 RO 1 17 December 2003 05 July 2004
LIU Man Lai, Manly 廖文禮 RO 4 17 December 2003 05 July 2004
LIU Man Lai, Manly 廖文禮 RO 5 01 April 2003 05 July 2004
LIU Man Lai, Manly 廖文禮 RO 9 01 April 2003 05 July 2004
CHU Yeong Kang, Joseph Patrick 徐永康 RO 1 01 April 2003 15 March 2004
CHU Yeong Kang, Joseph Patrick 徐永康 RO 6 01 April 2003 15 March 2004
YEE Pui Fonk, Janet 余笩昉 RE 9 01 April 2003 31 December 2003
YAN Kai Chi, Danny 甄啟智 RE 6 01 April 2003 31 December 2003
YIM Kwok Man 嚴國文 RE 9 01 April 2003 31 December 2003
CHOI Yuk Kit 蔡育杰 RE 4 01 April 2003 31 December 2003
CHOI Yuk Kit 蔡育杰 RE 9 01 April 2003 31 December 2003
LIU Man Lai, Manly 廖文禮 RE 1 01 April 2003 17 December 2003
LIU Man Lai, Manly 廖文禮 RE 4 01 April 2003 17 December 2003
DING Xuebing 丁學兵 RE 9 23 May 2003 28 November 2003
DING Xuebing 丁學兵 RE 5 23 May 2003 28 November 2003
DING Xuebing 丁學兵 RE 1 23 May 2003 28 November 2003
CHAN Man Wai, Mark 陳孟為 RE 6 27 June 2003 24 November 2003
CHAN Man Wai, Mark 陳孟為 RE 1 27 June 2003 24 November 2003
ZHANG Haitao 張海濤 RO 5 01 April 2003 14 August 2003
ZHANG Haitao 張海濤 RO 9 01 April 2003 14 August 2003
AU-YONG Shong, Samuel 歐陽淞 RO 1 01 April 2003 07 July 2003
AU-YONG Shong, Samuel 歐陽淞 RO 4 01 April 2003 07 July 2003
AU-YONG Shong, Samuel 歐陽淞 RO 6 01 April 2003 07 July 2003
HUI Yau Wing 許有榮 RE 1 01 April 2003 16 May 2003
HUI Yau Wing 許有榮 RE 4 01 April 2003 16 May 2003
HUI Yau Wing 許有榮 RE 6 01 April 2003 16 May 2003
HUI Yau Wing 許有榮 RE 9 01 April 2003 16 May 2003
HO Man Kei, Maggie 何敏琪 RE 1 01 April 2003 06 May 2003
HO Man Kei, Maggie 何敏琪 RE 4 01 April 2003 06 May 2003
HO Man Kei, Maggie 何敏琪 RE 6 01 April 2003 06 May 2003
HO Man Kei, Maggie 何敏琪 RE 9 01 April 2003 06 May 2003
LIU Man Lai, Manly 廖文禮 RE 6 01 April 2003 29 April 2003
XIN Yuesheng 信躍升 RE 6 01 April 2003 29 April 2003
IU Yam San 余蔭燊 RE 6 01 April 2003 29 April 2003