Licenceholders of ABF671 CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司

Addresses
26/F CITIC Tower, 1 Tim Mei Avenue, Central, Hong Kong
Room 2203-05, Tower II, Admiralty Centre, 18 Harcourt Road, Central, Hong Kong
18/F One Pacific Place, 88 Queensway, Hong Kong
Suites 801-11 8th Floor CITIC Tower, No.1 Tim Mei Avenue, Central, Hong Kong
Emails
Websites

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
TANG Zhongzhi 唐中植
RE 1, 4, 6 27 April 2015 01 January 2016
LI Jia Wei 李佳蔚
RE 1, 4, 6 23 March 2015 07 August 2015
SHI Yupeng 施宇鵬
RE 1, 4, 6 14 January 2015 01 January 2016
YANG Kaixuan 楊凱璇
RE 1, 4, 6 23 December 2014 01 January 2016
KIM Wee Kwang 金偉光
RE 1, 4, 6 25 September 2014 01 January 2016
SIU Hiu Wang 蕭曉泓
RE 1, 4, 6 11 September 2014 01 January 2016
CHEN Chi-Chen 陳紀正
RE 1, 4, 6 10 September 2014 03 February 2016
LUO Xiaoran 羅笑然
RE 1, 4, 6 19 August 2014 01 January 2016
WANG Rui 王銳
RE 1, 4, 6 13 August 2014 23 July 2015
ZHANG Xinyun 張欣韵
RE 1, 4, 6 08 August 2014 12 March 2015
FU Fuxing 傅福行
RE 1, 4, 6 15 May 2014 13 February 2015
CHEUNG Na 張娜
RE 1, 4, 6 28 March 2014 16 March 2015
CESARO Andrea
RE 1, 4, 6 03 January 2014 06 October 2014
GAO Daguang 高大光
RE 1, 4, 6 31 October 2013 01 March 2015
MAN Yim King 文艷琼
RE 1, 4, 6 24 September 2013 15 November 2014
LU Xiang 陸庠
RE 1, 4, 6 29 August 2013 18 August 2014
WANG Xuzhou 王旭州
RE 1, 4, 6 26 August 2013 01 December 2015
QIAO Yufei 喬雨菲
RE 1, 4, 6 26 August 2013 21 July 2014
CHEN Michael I-chun 陳懿群
RE 1, 4, 6 09 August 2013 07 April 2014
BAO Qiyi 鮑奇一
RE 1, 4, 6 02 August 2013 21 July 2014
ZHOU Zuyu 周祖禹
RE 1, 4, 6 01 August 2013 13 January 2016
REN Mengqi 任孟琦
HE Tian 賀添
RE 1, 4, 6 01 August 2013 01 January 2016
YANG Yi 楊逸
RE 1, 4, 6 01 August 2013 17 October 2014
ZHANG Huan 張歡
RE 1, 4, 6 01 August 2013 21 July 2014
LI Hang 李航
RE 1, 4, 6 22 July 2013 31 October 2013
YAN Jianlin 閆建霖
RO 1, 4, 6 17 July 2013 30 September 2015
MO Weishu 莫唯書
RE 1, 4, 6 11 June 2013 01 January 2016
TIAN Yuan 田园
RE 1, 4, 6 15 May 2013 30 June 2015
BAZZONI Federico
RE 1, 4, 6 08 May 2013 01 January 2016
YAN Jianlin 閆建霖
RE 1, 4, 6 04 February 2013 17 July 2013
LEUNG Hon Ki 梁漢旗
RO 1, 4, 6 21 September 2012 01 January 2016
LEUNG Hon Ki 梁漢旗
RE 1, 4, 6 04 July 2012 21 September 2012
BHISITKUL John Bunkrit
RE 1, 4, 6 18 May 2012 01 February 2013
LOK Chun Sing 樂震聲
RE 1, 4, 6 17 May 2012 19 September 2014
YEUNG Sau San, Eric 楊秀臣
RE 6 18 April 2012 01 April 2014
LIU Mengzhang 劉蒙璋
RE 1, 4, 6 06 January 2012 29 May 2014
CHAN Chi Chuen 陳志銓
RO 6 29 December 2011 01 January 2016
XU Ping 徐娉
RE 1, 4, 6 13 December 2011 01 January 2016
CHAN Chi Fung, Leo 陳志峰
RE 1, 4, 6 09 December 2011 01 May 2015
CHAN Chi Chuen 陳志銓
RE 1, 4 11 October 2011 01 January 2016
CHAN Chi Chuen 陳志銓
RE 6 11 October 2011 29 December 2011
LIU Yinan 劉逸南
RE 1, 4, 6 20 September 2011 06 July 2013
POON Ying Heung, Charlotte 潘凝香
RE 1, 4, 6 08 August 2011 01 January 2016
CAI Yulong 蔡宇龍
RE 1, 4, 6 02 August 2011 01 January 2016
XU Pengzi 許蓬子
RE 1, 4 01 August 2011 01 May 2017
WANG Changhong 王長虹
RO 1, 4, 6 21 July 2011 30 June 2014
ZHAO Geoffrey Li 趙力
RE 1, 4, 6 06 July 2011 01 January 2016
WANG Changhong 王長虹
RE 1, 4, 6 04 July 2011 21 July 2011
YAN Ligang 閆立罡
RE 1, 4, 6 01 June 2011 01 January 2016
YANG Yang 楊洋
RE 1, 4, 6 01 June 2011 30 September 2015
YANG Hai 楊海
RE 1, 4, 6 01 June 2011 01 May 2015
LIN Tingting 林婷婷
RE 1, 4, 6 01 June 2011 01 November 2014
MAO Jiangqiang 毛江強
RE 1, 4, 6 01 June 2011 01 November 2011
SIU Pui Sun 蕭培燊
RE 1, 4, 6 09 May 2011 26 October 2011
LIU Joseph
RE 1, 4, 6 11 April 2011 01 January 2016
LIU Hanhua 劉漢華
RE 1, 4, 6 29 March 2011 13 January 2016
JIANG Yakang 蔣亞康
RE 1, 4, 6 10 March 2011 01 August 2013
NIE Shuoliang 聶碩良
RE 1, 4, 6 03 March 2011 15 June 2013
HONG Yancheng 洪研程
RE 1, 4, 6 13 January 2011 01 July 2013
QU Wei 瞿煒
RE 1, 4, 6 13 January 2011 11 April 2013
FUNG Yu Ching 馮愈晴
RE 1, 4, 6 20 December 2010 31 October 2013
LIN Yu 林宇
RE 1, 4, 6 19 November 2010 13 November 2012
CHAU Wai Man, Beverly 鄒慧敏
RE 1, 4, 6 29 October 2010 20 October 2012
LO Siu Kit 羅肇傑
RE 1, 4, 6 29 October 2010 31 January 2011
LI Hongxing 李紅星
RE 1, 4, 6 07 October 2010 01 January 2016
MAO Biyu 茅碧玉
RE 1, 4, 6 31 August 2010 26 June 2014
LOK Chun Sing 樂震聲
RE 1, 4, 6 06 July 2010 18 August 2011
XU Xu 許煦
RE 1, 4, 6 05 July 2010 01 May 2015
WANG Yihua 王奕華
RE 1, 4, 6 25 June 2010 01 August 2012
LUO Yijue 羅一珏
RE 1, 4, 6 23 June 2010 09 February 2014
SIU Hau Yep, Ivan 邵厚業
RE 1, 4, 6 24 May 2010 11 August 2010
WANG Yihui 王一滙
RE 1, 4, 6 13 May 2010 11 April 2013
YU Yang 于楊
RE 1, 4, 6 23 April 2010 01 January 2016
ZHU Qing 祝青
RE 1, 4, 6 23 April 2010 09 October 2015
CHEN Chen 陳晨
RE 1, 4, 6 23 April 2010 28 May 2015
LI Ya 李雅
RE 1, 4, 6 23 April 2010 01 January 2015
KANG Na 亢娜
RE 1, 4, 6 23 April 2010 01 June 2010
LU Zhuo 呂卓
RE 1, 4, 6 22 April 2010 12 April 2014
CHUANG Hao-Yuan 莊晧淵
RE 1, 4, 6 19 April 2010 19 August 2013
LAI Patrick Pak Hung 黎柏鴻
RE 4 15 March 2010 09 February 2014
LAI Patrick Pak Hung 黎柏鴻
RE 1, 6 08 March 2010 09 February 2014
WEI Xuyue 魏旭玥
RE 1, 4, 6 12 November 2009 01 August 2012
FANG Peter 方宗鼎
RE 1, 4, 6 12 November 2009 21 May 2010
KWONG Ho Kei, Emily 鄺可琪
RO 1, 4, 6 12 November 2009 01 May 2010
ZHOU Nan
RE 1, 4, 6 10 November 2009 30 May 2010
SHI Jinjing 史晉京
RO 1, 4, 6 12 October 2009 07 June 2010
KWONG Ho Kei, Emily 鄺可琪
RE 4 28 September 2009 12 November 2009
SHI Jinjing 史晉京
RE 4, 6 17 September 2009 12 October 2009
LEE Wai Keung 李偉強
RE 1, 4, 6 15 September 2009 01 December 2011
KWONG Ho Kei, Emily 鄺可琪
RE 1, 6 27 August 2009 12 November 2009
LIU Ying 劉莹
RE 1, 4, 6 20 August 2009 08 May 2010
CHAN Wai Hung, Edmund 陳偉雄
RO 1, 4, 6 18 June 2009 01 January 2016
CHAN Wai Hung, Edmund 陳偉雄
RE 1, 6 01 June 2009 18 June 2009
CHAN Tak Kee, Douglas 陳德基
RE 4 22 May 2009 27 June 2011
SHEN Yue 沈越
RE 1, 4, 6 14 May 2009 01 January 2016
CHAN Tak Kee, Douglas 陳德基
RE 1, 6 28 April 2009 27 June 2011
TANG Wei, Donald 唐偉
RE 1, 4, 6 26 March 2009 10 August 2009
CHOW Mun Chung, Terence 周敏中
RO 1, 4, 6 12 March 2009 14 July 2009
LEE Raymond Yuman 李裕民
RO 1, 4, 6 11 March 2009 01 May 2017
LEE Raymond Yuman 李裕民
RE 1, 4, 6 25 February 2009 11 March 2009
CHOW Mun Chung, Terence 周敏中
RE 6 14 January 2009 12 March 2009
ZHENG Weifeng 鄭衛峰
RO 1, 4, 6 30 July 2008 01 January 2013
WANG Xiao 王瀟
RE 1, 4, 6 11 July 2008 01 January 2016
YU Ka Ho 余嘉豪
RE 1, 4, 6 10 June 2008 10 June 2010
WANG Jian 王鍵
RE 1, 4, 6 27 May 2008 27 July 2011
ZHENG Weifeng 鄭衛峰
RE 1, 4, 6 28 April 2008 30 July 2008
ZHANG Xiujie 張秀杰
RE 1, 4, 6 02 January 2008 16 May 2008
FRANCISCO Christopher 方宇傑
RE 1, 4 28 December 2007 09 February 2014
WANG Jian 王健
RE 1, 4, 6 11 December 2007 17 July 2015
FRANCISCO Christopher 方宇傑
RE 6 03 December 2007 09 February 2014
YIN Ke 殷可
RO 4 06 November 2007 31 August 2018
MAK Yun Ching, Mica 麥潤楨
RO 4 16 October 2007 17 October 2014
CHAN Janice Wing Yee 陳穎怡
RE 1, 4, 6 16 October 2007 08 August 2010
HON Hau Ngai 韓巧藝
LUO Yong 羅詠
RE 4 27 September 2007 31 October 2013
CHAN Chi Hung 陳志雄
RE 4 27 September 2007 15 March 2012
KWOK Yan Ming 郭恩明
RE 4 27 September 2007 25 July 2010
WEN Wen 温雯
RE 4 27 September 2007 07 June 2010
SIU Ching Yee 邵靜儀
RE 4 27 September 2007 06 April 2009
LI Guangchao 李廣超
RE 4 27 September 2007 01 March 2009
TAN Swee Koon 陳瑞坤
RE 4 27 September 2007 14 May 2008
LI Dominic Song Ching 李崇正
RE 4 27 September 2007 01 May 2008
WANG Yinqiu 王吟秋
RE 4 27 September 2007 29 October 2007
CHAN Chi Hung 陳志雄
RE 1 29 August 2007 15 March 2012
YEE Pui Fonk, Janet 余笩昉
RO 4 17 August 2007 01 January 2016
WONG Shin Yee, Freda 黃倩而
RO 4 17 August 2007 01 June 2015
CHAN Chi Hung 陳志雄
RE 6 13 August 2007 15 March 2012
LIU Jian 劉健
RO 4 01 August 2007 09 April 2009
CHIU Sui Keung 趙瑞強
RO 4 01 August 2007 01 April 2009
SUN Yi 孫毅
RO 4 01 August 2007 01 May 2008
ZHENG Chun 鄭淳
RE 1, 6 27 June 2007 29 September 2007
LI Guangchao 李廣超
RE 1, 6 22 June 2007 01 March 2009
KWOK Yan Ming 郭恩明
RE 1, 6 18 June 2007 25 July 2010
TAN Swee Koon 陳瑞坤
RE 1, 6 14 June 2007 14 May 2008
LIANG Shuang 梁爽
RE 1, 6 30 May 2007 31 August 2007
LIU Jian 劉健
RO 1 08 May 2007 09 April 2009
MAK Yun Ching, Mica 麥潤楨
RO 1, 6 01 March 2007 17 October 2014
SUN Yi 孫毅
RO 1, 6 27 February 2007 01 May 2008
CHIU Sui Keung 趙瑞強
RO 1, 6 26 January 2007 01 April 2009
CHIU Sui Keung 趙瑞強
RE 1, 6 18 January 2007 26 January 2007
WANG Melody Chiao-Ju
RO 1, 6 16 January 2007 01 March 2007
WONG Shin Yee, Freda 黃倩而
RO 1, 6 09 November 2006 01 June 2015
SUN Yi 孫毅
RE 1, 6 05 October 2006 27 February 2007
WEN Wen 温雯
RE 1, 6 27 September 2006 07 June 2010
WONG Shin Yee, Freda 黃倩而
RE 1, 6 05 September 2006 09 November 2006
HE Guowang 賀國旺
RE 1, 6 25 August 2006 01 July 2007
LUO Yong 羅詠
RE 1, 6 28 July 2006 31 October 2013
WANG Yigang 王一崗
ZHAO Liujun 趙留軍
QIN Chengdong 秦成棟
RE 1, 6 28 July 2006 30 June 2007
SIU Ching Yee 邵靜儀
RE 1, 6 26 July 2006 06 April 2009
HON Hau Ngai 韓巧藝
RE 1, 6 21 June 2006 31 October 2013
WANG Yinqiu 王吟秋
RE 1, 6 15 May 2006 29 October 2007
RUMJAHN Kevin Kalim 林基榮
RO 1, 6 26 April 2006 07 August 2006
YEE Pui Fonk, Janet 余笩昉
RO 1, 6 19 April 2006 01 January 2016
LI Dominic Song Ching 李崇正
RE 6 11 April 2006 01 May 2008
MIAO Miao 繆妙
RE 1, 6 10 March 2006 07 July 2006
LUO Gaobo 羅高波
RE 9 24 February 2006 06 April 2006
YU Hung Chi 於鴻志
RE 1, 6 16 September 2005 15 May 2006
WOO Kar Tung, Raymond 胡家棟
RO 1, 6 10 September 2004 16 August 2006
POON Yan Loong 潘人龍
RE 1, 6 17 August 2004 07 July 2006
WEN Wen 温雯
RE 1, 6 17 August 2004 26 August 2005
CHENG Kin Lung, David 鄭建龍
RO 1, 6 07 July 2004 30 June 2005
ZHANG Haitao 張海濤
RO 9 11 June 2004 06 April 2006
YOU Jingfeng 尤勁峰
RE 1, 6 10 June 2004 07 September 2005
LIN David Bingjun 林秉俊
RO 1, 6 07 June 2004 13 April 2005
LIN David Bingjun 林秉俊
RO 4 07 June 2004 30 July 2004
CHENG Kin Lung, David 鄭建龍
RE 1, 6 17 May 2004 07 July 2004
RUMJAHN Kevin Kalim 林基榮
RE 1, 6 16 April 2004 26 April 2006
LI Jing 李旌
RE 1, 6 16 April 2004 11 November 2004
LIU Jian 劉健
RO 6 15 April 2004 09 April 2009
WOO Kar Tung, Raymond 胡家棟
RE 1, 6 15 April 2004 10 September 2004
LIU Jian 劉健
RO 4 15 April 2004 30 July 2004
LI Chiu Yee 李昭儀
RE 1, 6 01 April 2004 01 October 2005
CHENG Arthur 鄭斌宜
RE 1, 6 16 March 2004 03 July 2006
NG Ming 吳明
RE 1, 6 01 March 2004 28 May 2006
LOK Wai Chun, Marshal 駱瑋浚
RE 1, 6 26 January 2004 13 February 2004
ZHANG Xiaodong 張晓東
RO 9 17 December 2003 05 October 2004
ZHANG Xiaodong 張晓東
RO 5 17 December 2003 30 July 2004
ZHANG Xiaodong 張晓東
RO 1, 4 17 December 2003 17 July 2004
LIU Man Lai, Manly 廖文禮
RO 1, 4 17 December 2003 05 July 2004
MAK Yun Ching, Mica 麥潤楨
RE 1, 6 28 November 2003 01 March 2007
MAK Yun Ching, Mica 麥潤楨
RE 4 28 November 2003 30 July 2004
LI Yong, Alfa 李勇
RE 1 21 November 2003 31 March 2004
YEH Ching Ju 葉靜儒
RE 1 03 September 2003 06 April 2006
YEH Ching Ju 葉靜儒
RE 9 22 August 2003 06 April 2006
NG Chi Hin 吳志軒
RE 1, 6 05 August 2003 04 February 2004
CHENG Chun Tung 鄭振東
RE 1, 6 24 July 2003 22 May 2006
WANG Melody Chiao-Ju
RE 1, 6 21 July 2003 16 January 2007
WANG Melody Chiao-Ju
RE 9 21 July 2003 06 April 2006
CHAN Man Wai, Mark 陳孟為
RE 1, 6 27 June 2003 24 November 2003
MA Chi Hong 馬志洪
RE 5 11 June 2003 30 July 2004
IU Yam San 余蔭燊
RE 1 07 June 2003 06 April 2006
CHU Fong Kwan 朱方群
RE 1 07 June 2003 03 September 2004
CHU Fong Kwan 朱方群
XIN Yuesheng 信躍升
IU Yam San 余蔭燊
RE 5 07 June 2003 30 July 2004
ZHANG Xiaodong 張晓東
RE 5 06 June 2003 17 December 2003
DING Xuebing 丁學兵
RE 1, 5, 9 23 May 2003 28 November 2003
WU Chuantao 吳傳韜
RE 1, 5, 9 12 May 2003 26 December 2003
LI Chun, Elsy 李雋
RE 1, 6 09 May 2003 01 July 2005
YIN Ke 殷可
RO 1, 6 01 April 2003 31 August 2018
ZHANG Yichen 張懿宸
CHEUNG Miu 張渺
CHING Hiu Yuen 程驍遠
RO 1, 6 01 April 2003 10 April 2007
ZHANG Juying Jerry 張巨英
RO 1, 6 01 April 2003 07 August 2006
WANG Jing Chen 王京晨
CHOI Yuk Kit 蔡育杰
YAM Chi Man, Jiman 任志民
CHIANG Bun 蔣斌
RE 1, 6 01 April 2003 07 July 2006
YEE Pui Fonk, Janet 余笩昉
RE 1, 6 01 April 2003 19 April 2006
MA Chi Hong 馬志洪
XIN Yuesheng 信躍升
IU Yam San 余蔭燊
RE 1, 9 01 April 2003 06 April 2006
CHOY Shu Kwan 蔡澍鈞
RO 1, 9 01 April 2003 06 April 2006
HE Xiaoyun 何云
RE 1, 6 01 April 2003 21 November 2005
YIM Kwok Man 嚴國文
RE 1, 6 01 April 2003 27 September 2005
MIHALCA Matei Petru 馬德義
RE 1, 6 01 April 2003 18 April 2005
YAN Kai Chi, Danny 甄啟智
RE 9 01 April 2003 16 September 2004
CHU Fong Kwan 朱方群
RE 9 01 April 2003 03 September 2004
YEUNG Sau San, Eric 楊秀臣
RO 1, 6 01 April 2003 18 August 2004
CHU Fong Kwan 朱方群
YEE Pui Fonk, Janet 余笩昉
WANG Jing Chen 王京晨
YAN Kai Chi, Danny 甄啟智
MIHALCA Matei Petru 馬德義
MA Chi Hong 馬志洪
YIM Kwok Man 嚴國文
XIN Yuesheng 信躍升
HE Xiaoyun 何云
IU Yam San 余蔭燊
RE 4 01 April 2003 30 July 2004
CHOY Shu Kwan 蔡澍鈞
ZHANG Yichen 張懿宸
YEUNG Sau San, Eric 楊秀臣
ZHANG Juying Jerry 張巨英
RO 4 01 April 2003 30 July 2004
YIN Ke 殷可
RO 9 01 April 2003 07 July 2004
LIU Man Lai, Manly 廖文禮
RO 5, 9 01 April 2003 05 July 2004
LU Huan 陸歡
RE 4, 6 01 April 2003 28 June 2004
LIN David Bingjun 林秉俊
RE 1, 4, 6 01 April 2003 07 June 2004
LIU Jian 劉健
RE 4, 6 01 April 2003 15 April 2004
CHU Yeong Kang, Joseph Patrick 徐永康
RO 1, 6 01 April 2003 15 March 2004
LIU Jian 劉健
YEE Pui Fonk, Janet 余笩昉
WANG Jing Chen 王京晨
YAN Kai Chi, Danny 甄啟智
LIN David Bingjun 林秉俊
MIHALCA Matei Petru 馬德義
YIM Kwok Man 嚴國文
CHOI Yuk Kit 蔡育杰
YAM Chi Man, Jiman 任志民
LU Huan 陸歡
HE Xiaoyun 何云
RE 9 01 April 2003 31 December 2003
LIU Man Lai, Manly 廖文禮
ZHANG Xiaodong 張晓東
RE 1, 4 01 April 2003 17 December 2003
CHIANG Bun 蔣斌
RE 4, 9 01 April 2003 03 December 2003
CHEN Karen Ka Woon 陳嘉媛
RE 1, 4, 6 01 April 2003 06 November 2003
CHEN Karen Ka Woon 陳嘉媛
RE 9 01 April 2003 04 November 2003
QIAN Guorong 錢国荣
RO 6 01 April 2003 19 September 2003
ZHANG Haitao 張海濤
RO 5, 9 01 April 2003 14 August 2003
AU-YONG Shong, Samuel 歐陽淞
RO 1, 4, 6 01 April 2003 07 July 2003
CHOY Shu Kwan 蔡澍鈞
ZHANG Barbara Pei Wen 戚培文
RO 6 01 April 2003 06 June 2003
MA Chi Hong 馬志洪
RE 6 01 April 2003 20 May 2003
HUI Yau Wing 許有榮
RE 1, 4, 6, 9 01 April 2003 16 May 2003
HO Man Kei, Maggie 何敏琪
RE 1, 4, 6, 9 01 April 2003 06 May 2003
CHU Fong Kwan 朱方群
LIU Man Lai, Manly 廖文禮
XIN Yuesheng 信躍升
IU Yam San 余蔭燊
RE 6 01 April 2003 29 April 2003
ZHANG Xiaodong 張晓東
RE 6 01 April 2003 28 April 2003