SFC Licenceholders of Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司

Addresses
27/F Hopewell Centre, 183 Queen's Road East, Hong Kong
香港皇后大道東183號合和中心27樓
Email
[email protected]
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHIU Yin Bong, Tony 趙彥邦 RE 1 11 February 2014 19 June 2017
LAM WONG Wei Ching, Carmen 林黃慧貞 RO 4 13 June 2013 01 May 2017
LAM WONG Wei Ching, Carmen 林黃慧貞 RO 1 13 June 2013 01 May 2017
CHEUNG Kam Ping 張錦屏 RO 4 03 October 2013 31 December 2016
CHEUNG Kam Ping 張錦屏 RO 1 03 October 2013 31 December 2016
HUNG Shin Mei 孔倩美 RE 1 13 March 2014 07 September 2016
CHAN King Sum Kelvin 陳敬琛 RE 1 06 December 2010 03 September 2016
CHANG Helen 張令遠 RE 4 21 August 2014 21 December 2015
CHANG Helen 張令遠 RE 1 21 August 2014 21 December 2015
HO Cham 何湛 RE 4 03 July 2014 21 December 2015
HO Cham 何湛 RE 1 03 July 2014 21 December 2015
LI Cecilia Lok-yee 李樂儀 RE 1 22 July 2014 10 August 2015
WONG Hoi Ka 黃鎧珈 RE 1 28 April 2014 10 August 2015
SO Po Man 蘇寶文 RE 1 23 April 2014 10 August 2015
CHOW Wai Chi 周煒智 RE 1 10 March 2014 10 August 2015
JUIN Enoch 晉以諾 RE 1 27 February 2014 10 August 2015
LAM Wai Yu 林慧瑜 RE 1 24 February 2014 10 August 2015
NG Yin Tung 吳彥彤 RE 1 11 September 2012 10 August 2015
LEE Wai Man 李慧文 RE 1 26 October 2010 10 August 2015
LOK Remus Chu Kit 駱柱傑 RE 1 23 July 2010 10 August 2015
CHUNG Lui 鍾蕾 RE 1 29 April 2010 10 August 2015
IP Kwai Keung 葉桂強 RE 1 22 April 2010 10 August 2015
WAI Kam San 衛錦珊 RE 1 22 April 2010 10 August 2015
CHOY Suet Yin 蔡雪賢 RE 1 22 April 2010 10 August 2015
WONG Mo Lan, Monica 黃慕蘭 RE 4 23 September 2013 25 July 2015
WONG Mo Lan, Monica 黃慕蘭 RE 1 23 September 2013 25 July 2015
LI Ying Cheung 李應章 RE 1 25 February 2014 06 March 2015
FUNG Che Yin, Jane 馮芷賢 RO 4 24 January 2014 31 December 2014
FUNG Che Yin, Jane 馮芷賢 RO 1 11 November 2013 31 December 2014
LEUNG Chi Him 梁智謙 RE 1 06 June 2014 07 October 2014
CHEUNG Lee Yee 張莉儀 RE 1 06 June 2014 11 September 2014
NG Kwan Yi Queenie 吳鈞儀 RE 1 22 June 2011 25 August 2014
LAU Chi Ho 劉志豪 RE 1 25 June 2012 14 July 2014
NG Chun Nok 吳俊諾 RE 1 26 June 2012 16 June 2014
HO Ping Nga, Derek 何平雅 RO 4 13 June 2013 28 February 2014
HO Ping Nga, Derek 何平雅 RO 1 13 June 2013 28 February 2014
FUNG Che Yin, Jane 馮芷賢 RE 1 21 October 2013 11 November 2013
LI Hiu Fung, Vivian 李曉楓 RE 1 05 February 2007 23 September 2013
YIP Chi Leung 葉志良 RO 4 12 September 2005 16 July 2013
YIP Chi Leung 葉志良 RO 1 01 April 2003 16 July 2013
SINN Pak Ming, Ringo 冼百明 RO 4 27 August 2007 21 June 2013
SINN Pak Ming, Ringo 冼百明 RO 1 27 August 2007 21 June 2013
FAN Chi Wai, Simon 樊志偉 RE 1 22 November 2012 11 January 2013
TSANG Yin Kan 曾燕勤 RE 1 13 January 2009 07 July 2012
WONG Kit Man 黃潔雯 RE 1 13 March 2012 19 March 2012
WONG Mona 黃夢娜 RE 1 10 November 2011 02 March 2012
CHOU Chun Kit 周俊杰 RE 1 27 June 2011 07 February 2012
TSANG Yin Kan 曾燕勤 RE 4 13 January 2009 29 July 2011
NG Wing Kin 伍永健 RE 1 24 December 2010 20 June 2011
CHAN Wing Sze 陳詠詩 RE 1 12 October 2010 23 May 2011
CHEUNG King Hei 張敬禧 RE 1 22 April 2010 01 January 2011
LAW Hiu Ying 羅曉迎 RE 1 24 September 2010 13 December 2010
TSANG Lok Ping 曾樂平 RE 4 06 March 2007 17 November 2010
TSANG Lok Ping 曾樂平 RE 1 06 March 2007 17 November 2010
CHEUNG Kwong Yan 張廣恩 RE 1 24 September 2010 08 November 2010
FONG Hau Wah 方巧華 RE 1 22 April 2010 08 November 2010
TSANG Chun Wai 曾俊威 RE 1 19 April 2010 01 September 2010
CHEUNG King Hei 張敬禧 RE 4 22 January 2010 30 July 2010
FONG Hau Wah 方巧華 RE 4 18 December 2009 30 July 2010
CHOY Suet Yin 蔡雪賢 RE 4 11 July 2008 30 July 2010
IP Kwai Keung 葉桂強 RE 4 26 May 2008 30 July 2010
TSANG Lok Man 曾樂雯 RE 1 06 May 2010 13 May 2010
KO Ka Wai 高家慧 RE 4 19 December 2009 17 February 2010
SUM Ho Sang 岑皓生 RE 4 28 August 2009 01 February 2010
YEUNG Yat Sang, Nelson 楊逸生 RE 4 13 February 2008 07 December 2009
LAM Tze Wan, Phyllis 林紫芸 RE 4 02 April 2007 07 December 2009
CHUNG Lui 鍾蕾 RE 4 16 May 2007 30 November 2009
CHEUNG LUI Mei Sze, Iris 張呂美施 RE 4 25 July 2008 23 March 2009
WAI Kam San 衛錦珊 RE 4 05 March 2008 01 March 2009
CHANG Helen 張令遠 RE 1 22 June 2007 02 February 2009
CHANG Helen 張令遠 RE 4 22 June 2007 02 February 2009
WEST Kenneth Kirk RE 4 04 June 2007 02 February 2009
CHENG Hong Shing, Nelson 鄭康勝 RE 1 21 July 2008 01 January 2009
CHENG Hong Shing, Nelson 鄭康勝 RE 4 21 July 2008 01 January 2009
LEE Suet Lai, Chloe 李雪麗 RE 4 18 April 2008 02 October 2008
LEE Suet Lai, Chloe 李雪麗 RE 1 18 April 2008 02 October 2008
LEE Chi Fung 李志鋒 RE 1 25 August 2008 25 August 2008
WONG Sui Man 黃瑞文 RE 4 28 July 2008 05 August 2008
WONG Sui Man 黃瑞文 RE 1 28 July 2008 05 August 2008
TSANG Yin Kan 曾燕勤 RE 1 23 November 2005 26 May 2008
TSANG Yin Kan 曾燕勤 RE 4 21 November 2005 26 May 2008
CHOI Chi Fai 蔡志輝 RE 4 25 March 2008 15 May 2008
NGAN Edith Man Ling 顏文玲 RO 4 20 February 2008 03 April 2008
LAU Wing Sze 劉泳思 RE 4 24 May 2005 03 March 2008
CHIANG Ki Yuk 蔣麒鈺 RE 1 29 November 2007 07 January 2008
CHIANG Ki Yuk 蔣麒鈺 RE 4 29 November 2007 07 January 2008
HO Mei Lok 何美樂 RE 4 19 November 2007 28 November 2007
HO Mei Lok 何美樂 RE 1 10 October 2007 28 November 2007
WONG Hoi Man 黃海雯 RE 4 26 July 2007 25 November 2007
CHAO Mei-ying 楊美瑛 RO 4 26 October 2005 12 October 2007
KONG Siu Tin 江紹田 RE 4 20 March 2006 03 September 2007
KONG Siu Tin 江紹田 RE 1 20 March 2006 03 September 2007
CHEUNG Hoi Kei, Eggie 張凱琪 RE 4 08 June 2005 03 September 2007
SUNG Wai Kit 宋韋傑 RE 4 13 October 2003 03 September 2007
LI Yu Fun, Grace 李如歡 RE 4 21 July 2003 03 September 2007
WOO John Kwok Kwong 胡國光 RO 4 03 March 2006 01 September 2007
WOO John Kwok Kwong 胡國光 RO 1 03 March 2006 01 September 2007
WONG Yuk Fong, Noel 黃玉芳 RE 1 11 September 2006 31 August 2007
SINN Pak Ming, Ringo 冼百明 RE 4 19 March 2007 27 August 2007
SINN Pak Ming, Ringo 冼百明 RE 1 01 March 2007 27 August 2007
TONG Yin Nai 唐燕妮 RE 4 24 May 2005 28 June 2007
MAN Chi Sing 萬志成 RE 4 28 February 2007 01 June 2007
MAN Chi Sing 萬志成 RE 1 28 February 2007 01 June 2007
SHU Lai Yi 舒麗兒 RE 4 26 January 2007 12 April 2007
LEUNG Ka Man 梁家文 RE 4 04 April 2006 01 April 2007
WEST Kenneth Kirk RE 4 14 August 2006 27 March 2007
SINN Pak Ming, Ringo 冼百明 RO 4 31 October 2005 19 March 2007
SINN Pak Ming, Ringo 冼百明 RO 1 31 October 2005 01 March 2007
MA Man Lai 馬文麗 RE 4 05 February 2007 16 February 2007
WONG Ching Wa 黃菁華 RE 4 27 July 2005 17 January 2007
WONG Ching Wa 黃菁華 RE 1 27 July 2005 17 January 2007
LAU Kit 劉杰 RE 4 10 November 2005 02 January 2007
LAU Kit 劉杰 RE 1 10 November 2005 02 January 2007
WONG Ying Fun 黃應勳 RE 1 02 November 2005 23 December 2006
WONG Ying Fun 黃應勳 RE 4 02 November 2005 23 December 2006
CHAN Wai Yee 陳慧儀 RE 4 25 February 2005 22 October 2006
SHU Lai Yi 舒麗兒 RE 4 21 November 2005 22 August 2006
HO Ming Wai, Alberta 何明蕙 RE 4 24 May 2005 22 August 2006
WONG Yuk Fong, Noel 黃玉芳 RE 4 02 June 2005 31 July 2006
FREIHEIT Aisling Mary RE 4 19 May 2006 25 May 2006
SIM James Choon Wen 沈俊文 RE 4 16 May 2006 22 May 2006
WEST Kenneth Kirk RE 4 16 May 2006 22 May 2006
WAN Yu Ming, David 尹宇明 RE 4 17 February 2004 19 May 2006
SO Ching Kong, Kevin 蘇正綱 RE 4 15 June 2005 16 May 2006
LEUNG Man Ho, Raymond 梁文豪 RE 4 21 June 2005 01 May 2006
WONG Kwok Wa 王國華 RE 4 24 August 2005 13 April 2006
KONG Ching Wai 江清慧 RE 4 27 July 2005 15 March 2006
WOO John Kwok Kwong 胡國光 RE 1 14 December 2005 03 March 2006
WU Ka Ling 胡嘉玲 RE 4 26 August 2005 25 February 2006
CHEUNG Pak Lun 張伯倫 RE 4 03 May 2005 07 February 2006
AU Soong Chun, Jenny 區崇真 RE 4 19 December 2005 07 January 2006
WONG Sai Kee 黃世基 RE 4 13 September 2005 07 January 2006
JAROS Thomas Antonio RO 4 05 November 2004 31 December 2005
HUNG Hing On 孔慶安 RO 1 01 April 2003 22 December 2005
HUNG Hing On 孔慶安 RO 4 01 April 2003 22 December 2005
CHANDGOTHIA Binay RE 1 28 October 2005 12 December 2005
CHANDGOTHIA Binay RE 4 28 October 2005 12 December 2005
LAU Chee Fung, Daniel 劉智峯 RE 1 01 April 2003 12 November 2005
LAU Chee Fung, Daniel 劉智峯 RE 4 01 April 2003 12 November 2005
SINN Pak Ming, Ringo 冼百明 RE 4 15 April 2005 31 October 2005
SINN Pak Ming, Ringo 冼百明 RE 1 15 April 2005 31 October 2005
SIN Ka Pui 冼嘉佩 RE 4 23 May 2005 03 October 2005
CHIANG Wai Ling, Winnie 蔣慧玲 RE 4 13 August 2003 28 September 2005
LAU Koon Ping, Jaclyn 劉冠屏 RE 4 17 June 2004 02 June 2005
YEUNG Mei Lin 楊美蓮 RE 4 04 November 2003 25 May 2005
WONG Kwok Chun 黃國俊 RE 4 15 October 2004 25 April 2005
TAM Lai Chu 譚麗珠 RE 4 28 May 2004 21 March 2005
LEUNG Kwai Wah, Ronald 梁貴華 RE 4 13 October 2003 05 March 2005
LUK Wing Sze, Linda 陸穎詩 RE 4 23 March 2004 21 January 2005
LUK Wing Sze, Linda 陸穎詩 RE 1 23 March 2004 21 January 2005
HUNG Hing On 孔慶安 RO 9 01 April 2003 12 January 2005
LAU Chee Fung, Daniel 劉智峯 RE 6 01 April 2003 08 December 2004
LAU Chee Fung, Daniel 劉智峯 RE 9 01 April 2003 08 December 2004
FU Ching, Rachel 符清 RE 1 10 December 2003 16 September 2004
KONG Ching Wai 江清慧 RE 1 07 May 2003 26 August 2004
CHAN Ching Charm 陳清杉 RE 1 01 April 2003 13 August 2004
CHAN Ching Charm 陳清杉 RE 4 01 April 2003 13 August 2004
CHAN Ching Charm 陳清杉 RE 6 01 April 2003 13 August 2004
CHAN Ching Charm 陳清杉 RE 9 01 April 2003 13 August 2004
SO Po Man 蘇寶文 RE 1 29 September 2003 16 June 2004
IP Yun Ping 葉潤屏 RE 1 01 April 2003 24 May 2004
IP Yun Ping 葉潤屏 RE 4 01 April 2003 24 May 2004
IP Yun Ping 葉潤屏 RE 6 01 April 2003 24 May 2004
IP Yun Ping 葉潤屏 RE 9 01 April 2003 24 May 2004
HUNG Hing On 孔慶安 RO 6 01 April 2003 16 March 2004
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 1 01 April 2003 20 February 2004
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 4 01 April 2003 20 February 2004
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 6 01 April 2003 20 February 2004
TAM CHEUNG Fung Yi, Viola 譚張鳳儀 RE 9 01 April 2003 20 February 2004
CHEUNG Wai Chuen 張偉銓 RE 1 01 April 2003 09 September 2003
CHEUNG Wai Chuen 張偉銓 RE 4 01 April 2003 09 September 2003
CHEUNG Wai Chuen 張偉銓 RE 6 01 April 2003 09 September 2003
CHEUNG Wai Chuen 張偉銓 RE 9 01 April 2003 09 September 2003
SIMMONDS Ian Timothy RO 1 01 April 2003 31 July 2003
SIMMONDS Ian Timothy RO 4 01 April 2003 31 July 2003
SIMMONDS Ian Timothy RO 6 01 April 2003 31 July 2003
SIMMONDS Ian Timothy RO 9 01 April 2003 31 July 2003
MAK Chun Bond 麥俊邦 RE 1 09 June 2003 24 July 2003
CHAN Wing Yan 陳詠恩 RE 1 01 April 2003 13 June 2003
CHAN Wing Yan 陳詠恩 RE 4 01 April 2003 13 June 2003
CHAN Wing Yan 陳詠恩 RE 6 01 April 2003 13 June 2003
CHAN Wing Yan 陳詠恩 RE 9 01 April 2003 13 June 2003