SFC Licenceholders of Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
- Addresses
- 27/F Hopewell Centre, 183 Queen's Road East, Hong Kong
- 香港皇后大道東183號合和中心27樓
- [email protected]
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHIU Yin Bong, Tony 趙彥邦 | RE | 1 | 11 February 2014 | 19 June 2017 |
| LAM WONG Wei Ching, Carmen 林黃慧貞 | RO | 4 | 13 June 2013 | 01 May 2017 |
| LAM WONG Wei Ching, Carmen 林黃慧貞 | RO | 1 | 13 June 2013 | 01 May 2017 |
| CHEUNG Kam Ping 張錦屏 | RO | 4 | 03 October 2013 | 31 December 2016 |
| CHEUNG Kam Ping 張錦屏 | RO | 1 | 03 October 2013 | 31 December 2016 |
| HUNG Shin Mei 孔倩美 | RE | 1 | 13 March 2014 | 07 September 2016 |
| CHAN King Sum Kelvin 陳敬琛 | RE | 1 | 06 December 2010 | 03 September 2016 |
| CHANG Helen 張令遠 | RE | 4 | 21 August 2014 | 21 December 2015 |
| CHANG Helen 張令遠 | RE | 1 | 21 August 2014 | 21 December 2015 |
| HO Cham 何湛 | RE | 4 | 03 July 2014 | 21 December 2015 |
| HO Cham 何湛 | RE | 1 | 03 July 2014 | 21 December 2015 |
| LI Cecilia Lok-yee 李樂儀 | RE | 1 | 22 July 2014 | 10 August 2015 |
| WONG Hoi Ka 黃鎧珈 | RE | 1 | 28 April 2014 | 10 August 2015 |
| SO Po Man 蘇寶文 | RE | 1 | 23 April 2014 | 10 August 2015 |
| CHOW Wai Chi 周煒智 | RE | 1 | 10 March 2014 | 10 August 2015 |
| JUIN Enoch 晉以諾 | RE | 1 | 27 February 2014 | 10 August 2015 |
| LAM Wai Yu 林慧瑜 | RE | 1 | 24 February 2014 | 10 August 2015 |
| NG Yin Tung 吳彥彤 | RE | 1 | 11 September 2012 | 10 August 2015 |
| LEE Wai Man 李慧文 | RE | 1 | 26 October 2010 | 10 August 2015 |
| LOK Remus Chu Kit 駱柱傑 | RE | 1 | 23 July 2010 | 10 August 2015 |
| CHUNG Lui 鍾蕾 | RE | 1 | 29 April 2010 | 10 August 2015 |
| IP Kwai Keung 葉桂強 | RE | 1 | 22 April 2010 | 10 August 2015 |
| WAI Kam San 衛錦珊 | RE | 1 | 22 April 2010 | 10 August 2015 |
| CHOY Suet Yin 蔡雪賢 | RE | 1 | 22 April 2010 | 10 August 2015 |
| WONG Mo Lan, Monica 黃慕蘭 | RE | 4 | 23 September 2013 | 25 July 2015 |
| WONG Mo Lan, Monica 黃慕蘭 | RE | 1 | 23 September 2013 | 25 July 2015 |
| LI Ying Cheung 李應章 | RE | 1 | 25 February 2014 | 06 March 2015 |
| FUNG Che Yin, Jane 馮芷賢 | RO | 4 | 24 January 2014 | 31 December 2014 |
| FUNG Che Yin, Jane 馮芷賢 | RO | 1 | 11 November 2013 | 31 December 2014 |
| LEUNG Chi Him 梁智謙 | RE | 1 | 06 June 2014 | 07 October 2014 |
| CHEUNG Lee Yee 張莉儀 | RE | 1 | 06 June 2014 | 11 September 2014 |
| NG Kwan Yi Queenie 吳鈞儀 | RE | 1 | 22 June 2011 | 25 August 2014 |
| LAU Chi Ho 劉志豪 | RE | 1 | 25 June 2012 | 14 July 2014 |
| NG Chun Nok 吳俊諾 | RE | 1 | 26 June 2012 | 16 June 2014 |
| HO Ping Nga, Derek 何平雅 | RO | 4 | 13 June 2013 | 28 February 2014 |
| HO Ping Nga, Derek 何平雅 | RO | 1 | 13 June 2013 | 28 February 2014 |
| FUNG Che Yin, Jane 馮芷賢 | RE | 1 | 21 October 2013 | 11 November 2013 |
| LI Hiu Fung, Vivian 李曉楓 | RE | 1 | 05 February 2007 | 23 September 2013 |
| YIP Chi Leung 葉志良 | RO | 4 | 12 September 2005 | 16 July 2013 |
| YIP Chi Leung 葉志良 | RO | 1 | 01 April 2003 | 16 July 2013 |
| SINN Pak Ming, Ringo 冼百明 | RO | 4 | 27 August 2007 | 21 June 2013 |
| SINN Pak Ming, Ringo 冼百明 | RO | 1 | 27 August 2007 | 21 June 2013 |
| FAN Chi Wai, Simon 樊志偉 | RE | 1 | 22 November 2012 | 11 January 2013 |
| TSANG Yin Kan 曾燕勤 | RE | 1 | 13 January 2009 | 07 July 2012 |
| WONG Kit Man 黃潔雯 | RE | 1 | 13 March 2012 | 19 March 2012 |
| WONG Mona 黃夢娜 | RE | 1 | 10 November 2011 | 02 March 2012 |
| CHOU Chun Kit 周俊杰 | RE | 1 | 27 June 2011 | 07 February 2012 |
| TSANG Yin Kan 曾燕勤 | RE | 4 | 13 January 2009 | 29 July 2011 |
| NG Wing Kin 伍永健 | RE | 1 | 24 December 2010 | 20 June 2011 |
| CHAN Wing Sze 陳詠詩 | RE | 1 | 12 October 2010 | 23 May 2011 |
| CHEUNG King Hei 張敬禧 | RE | 1 | 22 April 2010 | 01 January 2011 |
| LAW Hiu Ying 羅曉迎 | RE | 1 | 24 September 2010 | 13 December 2010 |
| TSANG Lok Ping 曾樂平 | RE | 4 | 06 March 2007 | 17 November 2010 |
| TSANG Lok Ping 曾樂平 | RE | 1 | 06 March 2007 | 17 November 2010 |
| CHEUNG Kwong Yan 張廣恩 | RE | 1 | 24 September 2010 | 08 November 2010 |
| FONG Hau Wah 方巧華 | RE | 1 | 22 April 2010 | 08 November 2010 |
| TSANG Chun Wai 曾俊威 | RE | 1 | 19 April 2010 | 01 September 2010 |
| CHEUNG King Hei 張敬禧 | RE | 4 | 22 January 2010 | 30 July 2010 |
| FONG Hau Wah 方巧華 | RE | 4 | 18 December 2009 | 30 July 2010 |
| CHOY Suet Yin 蔡雪賢 | RE | 4 | 11 July 2008 | 30 July 2010 |
| IP Kwai Keung 葉桂強 | RE | 4 | 26 May 2008 | 30 July 2010 |
| TSANG Lok Man 曾樂雯 | RE | 1 | 06 May 2010 | 13 May 2010 |
| KO Ka Wai 高家慧 | RE | 4 | 19 December 2009 | 17 February 2010 |
| SUM Ho Sang 岑皓生 | RE | 4 | 28 August 2009 | 01 February 2010 |
| YEUNG Yat Sang, Nelson 楊逸生 | RE | 4 | 13 February 2008 | 07 December 2009 |
| LAM Tze Wan, Phyllis 林紫芸 | RE | 4 | 02 April 2007 | 07 December 2009 |
| CHUNG Lui 鍾蕾 | RE | 4 | 16 May 2007 | 30 November 2009 |
| CHEUNG LUI Mei Sze, Iris 張呂美施 | RE | 4 | 25 July 2008 | 23 March 2009 |
| WAI Kam San 衛錦珊 | RE | 4 | 05 March 2008 | 01 March 2009 |
| CHANG Helen 張令遠 | RE | 1 | 22 June 2007 | 02 February 2009 |
| CHANG Helen 張令遠 | RE | 4 | 22 June 2007 | 02 February 2009 |
| WEST Kenneth Kirk | RE | 4 | 04 June 2007 | 02 February 2009 |
| CHENG Hong Shing, Nelson 鄭康勝 | RE | 1 | 21 July 2008 | 01 January 2009 |
| CHENG Hong Shing, Nelson 鄭康勝 | RE | 4 | 21 July 2008 | 01 January 2009 |
| LEE Suet Lai, Chloe 李雪麗 | RE | 4 | 18 April 2008 | 02 October 2008 |
| LEE Suet Lai, Chloe 李雪麗 | RE | 1 | 18 April 2008 | 02 October 2008 |
| LEE Chi Fung 李志鋒 | RE | 1 | 25 August 2008 | 25 August 2008 |
| WONG Sui Man 黃瑞文 | RE | 4 | 28 July 2008 | 05 August 2008 |
| WONG Sui Man 黃瑞文 | RE | 1 | 28 July 2008 | 05 August 2008 |
| TSANG Yin Kan 曾燕勤 | RE | 1 | 23 November 2005 | 26 May 2008 |
| TSANG Yin Kan 曾燕勤 | RE | 4 | 21 November 2005 | 26 May 2008 |
| CHOI Chi Fai 蔡志輝 | RE | 4 | 25 March 2008 | 15 May 2008 |
| NGAN Edith Man Ling 顏文玲 | RO | 4 | 20 February 2008 | 03 April 2008 |
| LAU Wing Sze 劉泳思 | RE | 4 | 24 May 2005 | 03 March 2008 |
| CHIANG Ki Yuk 蔣麒鈺 | RE | 1 | 29 November 2007 | 07 January 2008 |
| CHIANG Ki Yuk 蔣麒鈺 | RE | 4 | 29 November 2007 | 07 January 2008 |
| HO Mei Lok 何美樂 | RE | 4 | 19 November 2007 | 28 November 2007 |
| HO Mei Lok 何美樂 | RE | 1 | 10 October 2007 | 28 November 2007 |
| WONG Hoi Man 黃海雯 | RE | 4 | 26 July 2007 | 25 November 2007 |
| CHAO Mei-ying 楊美瑛 | RO | 4 | 26 October 2005 | 12 October 2007 |
| KONG Siu Tin 江紹田 | RE | 4 | 20 March 2006 | 03 September 2007 |
| KONG Siu Tin 江紹田 | RE | 1 | 20 March 2006 | 03 September 2007 |
| CHEUNG Hoi Kei, Eggie 張凱琪 | RE | 4 | 08 June 2005 | 03 September 2007 |
| SUNG Wai Kit 宋韋傑 | RE | 4 | 13 October 2003 | 03 September 2007 |
| LI Yu Fun, Grace 李如歡 | RE | 4 | 21 July 2003 | 03 September 2007 |
| WOO John Kwok Kwong 胡國光 | RO | 4 | 03 March 2006 | 01 September 2007 |
| WOO John Kwok Kwong 胡國光 | RO | 1 | 03 March 2006 | 01 September 2007 |
| WONG Yuk Fong, Noel 黃玉芳 | RE | 1 | 11 September 2006 | 31 August 2007 |
| SINN Pak Ming, Ringo 冼百明 | RE | 4 | 19 March 2007 | 27 August 2007 |
| SINN Pak Ming, Ringo 冼百明 | RE | 1 | 01 March 2007 | 27 August 2007 |
| TONG Yin Nai 唐燕妮 | RE | 4 | 24 May 2005 | 28 June 2007 |
| MAN Chi Sing 萬志成 | RE | 4 | 28 February 2007 | 01 June 2007 |
| MAN Chi Sing 萬志成 | RE | 1 | 28 February 2007 | 01 June 2007 |
| SHU Lai Yi 舒麗兒 | RE | 4 | 26 January 2007 | 12 April 2007 |
| LEUNG Ka Man 梁家文 | RE | 4 | 04 April 2006 | 01 April 2007 |
| WEST Kenneth Kirk | RE | 4 | 14 August 2006 | 27 March 2007 |
| SINN Pak Ming, Ringo 冼百明 | RO | 4 | 31 October 2005 | 19 March 2007 |
| SINN Pak Ming, Ringo 冼百明 | RO | 1 | 31 October 2005 | 01 March 2007 |
| MA Man Lai 馬文麗 | RE | 4 | 05 February 2007 | 16 February 2007 |
| WONG Ching Wa 黃菁華 | RE | 4 | 27 July 2005 | 17 January 2007 |
| WONG Ching Wa 黃菁華 | RE | 1 | 27 July 2005 | 17 January 2007 |
| LAU Kit 劉杰 | RE | 4 | 10 November 2005 | 02 January 2007 |
| LAU Kit 劉杰 | RE | 1 | 10 November 2005 | 02 January 2007 |
| WONG Ying Fun 黃應勳 | RE | 1 | 02 November 2005 | 23 December 2006 |
| WONG Ying Fun 黃應勳 | RE | 4 | 02 November 2005 | 23 December 2006 |
| CHAN Wai Yee 陳慧儀 | RE | 4 | 25 February 2005 | 22 October 2006 |
| SHU Lai Yi 舒麗兒 | RE | 4 | 21 November 2005 | 22 August 2006 |
| HO Ming Wai, Alberta 何明蕙 | RE | 4 | 24 May 2005 | 22 August 2006 |
| WONG Yuk Fong, Noel 黃玉芳 | RE | 4 | 02 June 2005 | 31 July 2006 |
| FREIHEIT Aisling Mary | RE | 4 | 19 May 2006 | 25 May 2006 |
| SIM James Choon Wen 沈俊文 | RE | 4 | 16 May 2006 | 22 May 2006 |
| WEST Kenneth Kirk | RE | 4 | 16 May 2006 | 22 May 2006 |
| WAN Yu Ming, David 尹宇明 | RE | 4 | 17 February 2004 | 19 May 2006 |
| SO Ching Kong, Kevin 蘇正綱 | RE | 4 | 15 June 2005 | 16 May 2006 |
| LEUNG Man Ho, Raymond 梁文豪 | RE | 4 | 21 June 2005 | 01 May 2006 |
| WONG Kwok Wa 王國華 | RE | 4 | 24 August 2005 | 13 April 2006 |
| KONG Ching Wai 江清慧 | RE | 4 | 27 July 2005 | 15 March 2006 |
| WOO John Kwok Kwong 胡國光 | RE | 1 | 14 December 2005 | 03 March 2006 |
| WU Ka Ling 胡嘉玲 | RE | 4 | 26 August 2005 | 25 February 2006 |
| CHEUNG Pak Lun 張伯倫 | RE | 4 | 03 May 2005 | 07 February 2006 |
| AU Soong Chun, Jenny 區崇真 | RE | 4 | 19 December 2005 | 07 January 2006 |
| WONG Sai Kee 黃世基 | RE | 4 | 13 September 2005 | 07 January 2006 |
| JAROS Thomas Antonio | RO | 4 | 05 November 2004 | 31 December 2005 |
| HUNG Hing On 孔慶安 | RO | 1 | 01 April 2003 | 22 December 2005 |
| HUNG Hing On 孔慶安 | RO | 4 | 01 April 2003 | 22 December 2005 |
| CHANDGOTHIA Binay | RE | 1 | 28 October 2005 | 12 December 2005 |
| CHANDGOTHIA Binay | RE | 4 | 28 October 2005 | 12 December 2005 |
| LAU Chee Fung, Daniel 劉智峯 | RE | 1 | 01 April 2003 | 12 November 2005 |
| LAU Chee Fung, Daniel 劉智峯 | RE | 4 | 01 April 2003 | 12 November 2005 |
| SINN Pak Ming, Ringo 冼百明 | RE | 4 | 15 April 2005 | 31 October 2005 |
| SINN Pak Ming, Ringo 冼百明 | RE | 1 | 15 April 2005 | 31 October 2005 |
| SIN Ka Pui 冼嘉佩 | RE | 4 | 23 May 2005 | 03 October 2005 |
| CHIANG Wai Ling, Winnie 蔣慧玲 | RE | 4 | 13 August 2003 | 28 September 2005 |
| LAU Koon Ping, Jaclyn 劉冠屏 | RE | 4 | 17 June 2004 | 02 June 2005 |
| YEUNG Mei Lin 楊美蓮 | RE | 4 | 04 November 2003 | 25 May 2005 |
| WONG Kwok Chun 黃國俊 | RE | 4 | 15 October 2004 | 25 April 2005 |
| TAM Lai Chu 譚麗珠 | RE | 4 | 28 May 2004 | 21 March 2005 |
| LEUNG Kwai Wah, Ronald 梁貴華 | RE | 4 | 13 October 2003 | 05 March 2005 |
| LUK Wing Sze, Linda 陸穎詩 | RE | 4 | 23 March 2004 | 21 January 2005 |
| LUK Wing Sze, Linda 陸穎詩 | RE | 1 | 23 March 2004 | 21 January 2005 |
| HUNG Hing On 孔慶安 | RO | 9 | 01 April 2003 | 12 January 2005 |
| LAU Chee Fung, Daniel 劉智峯 | RE | 6 | 01 April 2003 | 08 December 2004 |
| LAU Chee Fung, Daniel 劉智峯 | RE | 9 | 01 April 2003 | 08 December 2004 |
| FU Ching, Rachel 符清 | RE | 1 | 10 December 2003 | 16 September 2004 |
| KONG Ching Wai 江清慧 | RE | 1 | 07 May 2003 | 26 August 2004 |
| CHAN Ching Charm 陳清杉 | RE | 1 | 01 April 2003 | 13 August 2004 |
| CHAN Ching Charm 陳清杉 | RE | 4 | 01 April 2003 | 13 August 2004 |
| CHAN Ching Charm 陳清杉 | RE | 6 | 01 April 2003 | 13 August 2004 |
| CHAN Ching Charm 陳清杉 | RE | 9 | 01 April 2003 | 13 August 2004 |
| SO Po Man 蘇寶文 | RE | 1 | 29 September 2003 | 16 June 2004 |
| IP Yun Ping 葉潤屏 | RE | 1 | 01 April 2003 | 24 May 2004 |
| IP Yun Ping 葉潤屏 | RE | 4 | 01 April 2003 | 24 May 2004 |
| IP Yun Ping 葉潤屏 | RE | 6 | 01 April 2003 | 24 May 2004 |
| IP Yun Ping 葉潤屏 | RE | 9 | 01 April 2003 | 24 May 2004 |
| HUNG Hing On 孔慶安 | RO | 6 | 01 April 2003 | 16 March 2004 |
| TAM CHEUNG Fung Yi, Viola 譚張鳳儀 | RE | 1 | 01 April 2003 | 20 February 2004 |
| TAM CHEUNG Fung Yi, Viola 譚張鳳儀 | RE | 4 | 01 April 2003 | 20 February 2004 |
| TAM CHEUNG Fung Yi, Viola 譚張鳳儀 | RE | 6 | 01 April 2003 | 20 February 2004 |
| TAM CHEUNG Fung Yi, Viola 譚張鳳儀 | RE | 9 | 01 April 2003 | 20 February 2004 |
| CHEUNG Wai Chuen 張偉銓 | RE | 1 | 01 April 2003 | 09 September 2003 |
| CHEUNG Wai Chuen 張偉銓 | RE | 4 | 01 April 2003 | 09 September 2003 |
| CHEUNG Wai Chuen 張偉銓 | RE | 6 | 01 April 2003 | 09 September 2003 |
| CHEUNG Wai Chuen 張偉銓 | RE | 9 | 01 April 2003 | 09 September 2003 |
| SIMMONDS Ian Timothy | RO | 1 | 01 April 2003 | 31 July 2003 |
| SIMMONDS Ian Timothy | RO | 4 | 01 April 2003 | 31 July 2003 |
| SIMMONDS Ian Timothy | RO | 6 | 01 April 2003 | 31 July 2003 |
| SIMMONDS Ian Timothy | RO | 9 | 01 April 2003 | 31 July 2003 |
| MAK Chun Bond 麥俊邦 | RE | 1 | 09 June 2003 | 24 July 2003 |
| CHAN Wing Yan 陳詠恩 | RE | 1 | 01 April 2003 | 13 June 2003 |
| CHAN Wing Yan 陳詠恩 | RE | 4 | 01 April 2003 | 13 June 2003 |
| CHAN Wing Yan 陳詠恩 | RE | 6 | 01 April 2003 | 13 June 2003 |
| CHAN Wing Yan 陳詠恩 | RE | 9 | 01 April 2003 | 13 June 2003 |