SFC Licenceholders of Hong Kong Asset Management Limited 香港資產管理有限公司

Email
info@hkam.com.hk
Website
www.hkam.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ALI Jamilah RO 1 21 December 2011 01 July 2013
ALI Jamilah RO 4 21 November 2005 13 December 2013
ALI Jamilah RO 9 21 December 2004 13 December 2013
ARKEY Anthony Alan RO 9 04 April 2014 13 June 2014
ARKEY Anthony Alan RO 4 04 April 2014 13 June 2014
ARKEY Anthony Alan RO 1 21 December 2011 01 July 2013
ARKEY Anthony Alan RO 4 21 November 2005 01 March 2014
ARKEY Anthony Alan RO 9 01 April 2003 01 March 2014
ARKEY Anthony Alan RO 6 01 April 2003 20 July 2004
ARKEY Anthony Alan RO 4 01 April 2003 20 July 2004
AU Fung Cheung, Florence 區鳳翔 RE 6 01 April 2003 30 July 2003
AU Fung Cheung, Florence 區鳳翔 RE 9 01 April 2003 30 July 2003
AU Fung Cheung, Florence 區鳳翔 RE 4 01 April 2003 30 July 2003
BEVAN Mariea RE 1 22 December 2011 01 July 2013
BEVAN Mariea RE 9 17 January 2004 27 April 2004
CHAN Kien Ming 陳堅明 RE 9 05 March 2020
CHAN Kien Ming 陳堅明 RE 1 05 March 2020
CHAN Kien Ming 陳堅明 RE 4 05 March 2020
CHAN Kin Pan 陳健斌 RE 4 28 August 2015 04 November 2015
CHAN Kin Pan 陳健斌 RE 9 28 August 2015 03 November 2016
CHAN Kin Pan 陳健斌 RO 4 04 November 2015 03 November 2016
CHAN Siu Pong, Kevin 陳兆邦 RE 9 20 September 2021 10 February 2022
CHAN Siu Pong, Kevin 陳兆邦 RO 5 22 July 2021 10 February 2022
CHAN Siu Pong, Kevin 陳兆邦 RE 5 09 March 2021 22 July 2021
CHAN Siu Pong, Kevin 陳兆邦 RE 2 18 February 2021 22 July 2021
CHAN Siu Pong, Kevin 陳兆邦 RO 2 22 July 2021 10 February 2022
CHAN Yee Wah 陳綺華 RE 4 22 February 2017 05 March 2018
CHEN Chia-hui 陳佳慧 RE 9 24 March 2023 01 November 2023
CHEN Chia-hui 陳佳慧 RE 4 24 March 2023 01 November 2023
CHEN Chia-hui 陳佳慧 RE 1 24 March 2023 01 November 2023
CHEN Jian 陳健 RE 4 19 July 2023 31 December 2023
CHEN Jian 陳健 RE 1 19 July 2023 31 December 2023
CHENG Kin Chun, Kenneth 鄭健駿 RE 2 07 March 2022 31 December 2022
CHENG Kin Chun, Kenneth 鄭健駿 RE 5 07 March 2022 31 December 2022
CHENG Kin Chun, Kenneth 鄭健駿 RE 9 03 August 2022 31 December 2022
CHENG Kin Chun, Kenneth 鄭健駿 RE 1 03 August 2022 31 December 2022
CHEUNG Yuk Kwai 張玉桂 RE 4 27 July 2016 05 March 2018
CHEUNG Yuk Kwai 張玉桂 RE 9 27 July 2016 05 March 2018
CHIU Hok Chung 招學聰 RE 9 24 September 2015 17 June 2016
CHIU Hok Chung 招學聰 RE 4 19 November 2015 17 June 2016
CHOU Hung 周鴻 RE 1 07 February 2020 31 May 2022
CHOU Hung 周鴻 RE 9 07 February 2020 31 May 2022
CHUNG Yin Fong, Idy 鍾燕芳 RE 9 20 August 2012 22 November 2013
CHUNG Yin Fong, Idy 鍾燕芳 RE 4 20 August 2012 22 November 2013
CHUNG Yin Fong, Idy 鍾燕芳 RE 1 20 August 2012 01 July 2013
DONALDSON Nicholas John RE 4 03 April 2006 10 September 2007
DONALDSON Nicholas John RE 9 27 June 2005 10 September 2007
FOK Ka Lei 霍嘉莉 RE 9 08 July 2016 17 November 2016
FOK Ka Lei 霍嘉莉 RE 4 08 July 2016 17 November 2016
FOK Siu Pong 霍少邦 RO 2 28 December 2021 31 December 2022
FOK Siu Pong 霍少邦 RO 5 28 December 2021 31 December 2022
FONG Ching Man, Jessica 方靜雯 RE 4 28 March 2006 21 July 2006
FONG Ching Man, Jessica 方靜雯 RE 9 20 April 2005 21 July 2006
HO Chun Hung 何振雄 RO 1 15 February 2017
HO Chun Hung 何振雄 RO 9 28 June 2016
HO Chun Hung 何振雄 RO 4 28 June 2016
HO Chun Hung 何振雄 RE 9 26 May 2016 28 June 2016
HO Chun Hung 何振雄 RE 4 26 May 2016 28 June 2016
HOPKINS Christopher Paul Frederick RE 4 28 March 2006 18 September 2007
HOPKINS Christopher Paul Frederick RE 9 01 April 2003 18 September 2007
HOPKINS Christopher Paul Frederick RE 4 01 April 2003 03 March 2004
HOPKINS Christopher Paul Frederick RE 6 01 April 2003 03 March 2004
JIANG Zhiyuan 江之源 RE 9 20 July 2022 31 December 2023
JIANG Zhiyuan 江之源 RE 1 20 July 2022 31 December 2023
JIANG Zhiyuan 江之源 RE 4 20 July 2022 31 December 2023
KAN Yiu Kwong 簡耀光 RO 9 05 March 2024
KAN Yiu Kwong 簡耀光 RO 1 05 March 2024
KAN Yiu Kwong 簡耀光 RO 4 05 March 2024
KAN Yiu Kwong 簡耀光 RO 5 18 May 2020 07 December 2023
KAN Yiu Kwong 簡耀光 RO 2 18 May 2020 07 December 2023
KIM Min Chul RE 9 15 September 2017 28 February 2019
KIM Min Chul RE 1 15 September 2017 28 February 2019
KIM Min Chul RE 4 15 September 2017 28 February 2019
KWOK Wai Chi 郭偉志 RE 4 19 May 2009 01 July 2009
LAM Chung Wai, Christopher 林仲煒 RE 9 15 June 2015 17 November 2016
LAM Chung Wai, Christopher 林仲煒 RE 4 15 June 2015 17 November 2016
LAM Lit Fung 林烈鋒 RE 9 16 February 2016 28 February 2019
LAM Lit Fung 林烈鋒 RE 4 16 February 2016 28 February 2019
LAM Yun Ching 林潤正 RE 1 17 November 2017
LAM Yun Ching 林潤正 RE 4 17 November 2017
LAM Yun Ching 林潤正 RE 9 17 November 2017
LEE Chi Chung 李志聰 RE 9 03 August 2015 23 December 2016
LEE Chi Chung 李志聰 RE 4 19 November 2015 23 December 2016
LEE Yuen Mei 李婉媚 RE 9 16 June 2016 05 March 2018
LEE Yuen Mei 李婉媚 RE 4 16 June 2016 05 March 2018
LEONG U Weng 梁宇榮 RE 9 21 September 2021 02 November 2021
LEONG U Weng 梁宇榮 RE 2 18 February 2021 02 November 2021
LEONG U Weng 梁宇榮 RE 5 09 March 2021 02 November 2021
LEONG U Weng 梁宇榮 RE 1 18 February 2021 02 November 2021
LEUNG David Lut Yan 梁律仁 RE 9 22 June 2016 03 November 2016
LEUNG David Lut Yan 梁律仁 RE 4 22 June 2016 03 November 2016
LO Tang To 盧登滔 RO 2 18 May 2020 20 June 2020
MA Hoi Wai 馬凱威 RO 2 18 May 2020 23 July 2021
MA Hoi Wai 馬凱威 RO 5 18 May 2020 23 July 2021
MA Hoi Wai 馬凱威 RO 9 14 March 2019 23 July 2021
MA Hoi Wai 馬凱威 RO 4 14 March 2019 23 July 2021
MA Hoi Wai 馬凱威 RO 1 14 March 2019 23 July 2021
MENZIES Jonathan Henry Paul RE 9 01 August 2014 06 January 2015
MENZIES Jonathan Henry Paul RE 4 01 August 2014 06 January 2015
NG Chun Hing 吳振興 RE 1 18 July 2017
NG Chun Hing 吳振興 RE 4 12 July 2016
NG Chun Hing 吳振興 RE 9 12 July 2016
NG Hon Kei 吳漢基 RE 1 18 July 2017 29 November 2019
NG Hon Kei 吳漢基 RE 9 19 December 2016 29 November 2019
NG Hon Kei 吳漢基 RE 4 19 December 2016 29 November 2019
NG Lai Man, Carmen 吳麗文 RO 9 10 May 2018 11 March 2019
NG Lai Man, Carmen 吳麗文 RO 4 10 May 2018 11 March 2019
NG Lai Man, Carmen 吳麗文 RE 1 15 February 2017 11 March 2019
NG Lai Man, Carmen 吳麗文 RE 9 11 March 2014 10 May 2018
NG Lai Man, Carmen 吳麗文 RE 4 11 March 2014 10 May 2018
NG Wing Keung 伍永強 RO 1 15 February 2017 30 April 2019
NG Wing Keung 伍永強 RO 9 06 August 2014 30 April 2019
NG Wing Keung 伍永強 RO 4 06 August 2014 30 April 2019
PARK-SMITH Stephen Raymond RE 9 12 August 2004 12 October 2004
PARK-SMITH Stephen Raymond RE 4 01 April 2003 30 April 2004
PARK-SMITH Stephen Raymond RE 6 01 April 2003 30 April 2004
PARK-SMITH Stephen Raymond RE 9 01 April 2003 30 April 2004
RAWAT Abhishek RE 4 20 January 2023 31 December 2023
RAWAT Abhishek RE 9 20 January 2023 31 December 2023
RAWAT Abhishek RE 1 20 January 2023 31 December 2023
RAWAT Abhishek RO 9 13 June 2019 20 January 2023
RAWAT Abhishek RO 4 13 June 2019 20 January 2023
RAWAT Abhishek RO 1 13 June 2019 20 January 2023
RAWAT Abhishek RE 9 02 May 2019 13 June 2019
RAWAT Abhishek RE 4 02 May 2019 13 June 2019
RAWAT Abhishek RE 1 02 May 2019 13 June 2019
TANG Chiu Ming, Chris 鄧昭明 RE 4 15 July 2016 19 July 2017
TANG Chiu Ming, Chris 鄧昭明 RE 9 15 July 2016 19 July 2017
TO Wai Hung, Anson 杜偉雄 RE 1 18 July 2017
TO Wai Hung, Anson 杜偉雄 RE 9 03 February 2017
TO Wai Hung, Anson 杜偉雄 RE 4 03 February 2017
WAN Hor Shun, Hetty 溫可巽 RE 4 15 July 2016 27 January 2017
WAN Hor Shun, Hetty 溫可巽 RE 9 15 July 2016 27 January 2017
WONG Man Ho 黃敏豪 RE 4 27 July 2016 23 December 2016
WONG Man Ho 黃敏豪 RE 9 27 July 2016 23 December 2016
WONG Pui Ching, Winnie 黃佩貞 RE 4 15 May 2009 01 July 2009
WONG Shing Kwan 黃成坤 RO 2 14 April 2023 13 October 2023
WONG Shing Kwan 黃成坤 RO 5 14 April 2023 13 October 2023
WONG Shing Kwan 黃成坤 RO 9 12 June 2019 15 February 2024
WONG Shing Kwan 黃成坤 RO 4 12 June 2019 15 February 2024
WONG Shing Kwan 黃成坤 RO 1 12 June 2019 15 February 2024
YANG Kane RO 1 15 February 2017 11 March 2019
YANG Kane RO 9 17 November 2011 11 March 2019
YANG Kane RO 4 17 November 2011 11 March 2019
YE Feng, Jeff 叶鋒 RE 4 31 March 2016 20 January 2017
YE Feng, Jeff 叶鋒 RE 9 31 March 2016 20 January 2017