SFC Licenceholders of Hong Kong Asset Management Limited 香港資產管理有限公司
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- www.hkam.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
ALI Jamilah | RO | 1 | 21 December 2011 | 01 July 2013 |
ALI Jamilah | RO | 4 | 21 November 2005 | 13 December 2013 |
ALI Jamilah | RO | 9 | 21 December 2004 | 13 December 2013 |
ARKEY Anthony Alan | RO | 9 | 04 April 2014 | 13 June 2014 |
ARKEY Anthony Alan | RO | 4 | 04 April 2014 | 13 June 2014 |
ARKEY Anthony Alan | RO | 1 | 21 December 2011 | 01 July 2013 |
ARKEY Anthony Alan | RO | 4 | 21 November 2005 | 01 March 2014 |
ARKEY Anthony Alan | RO | 9 | 01 April 2003 | 01 March 2014 |
ARKEY Anthony Alan | RO | 6 | 01 April 2003 | 20 July 2004 |
ARKEY Anthony Alan | RO | 4 | 01 April 2003 | 20 July 2004 |
AU Fung Cheung, Florence 區鳳翔 | RE | 6 | 01 April 2003 | 30 July 2003 |
AU Fung Cheung, Florence 區鳳翔 | RE | 9 | 01 April 2003 | 30 July 2003 |
AU Fung Cheung, Florence 區鳳翔 | RE | 4 | 01 April 2003 | 30 July 2003 |
BEVAN Mariea | RE | 1 | 22 December 2011 | 01 July 2013 |
BEVAN Mariea | RE | 9 | 17 January 2004 | 27 April 2004 |
CHAN Kien Ming 陳堅明 | RE | 9 | 05 March 2020 | |
CHAN Kien Ming 陳堅明 | RE | 1 | 05 March 2020 | |
CHAN Kien Ming 陳堅明 | RE | 4 | 05 March 2020 | |
CHAN Kin Pan 陳健斌 | RE | 4 | 28 August 2015 | 04 November 2015 |
CHAN Kin Pan 陳健斌 | RE | 9 | 28 August 2015 | 03 November 2016 |
CHAN Kin Pan 陳健斌 | RO | 4 | 04 November 2015 | 03 November 2016 |
CHAN Siu Pong, Kevin 陳兆邦 | RE | 9 | 20 September 2021 | 10 February 2022 |
CHAN Siu Pong, Kevin 陳兆邦 | RO | 5 | 22 July 2021 | 10 February 2022 |
CHAN Siu Pong, Kevin 陳兆邦 | RE | 5 | 09 March 2021 | 22 July 2021 |
CHAN Siu Pong, Kevin 陳兆邦 | RE | 2 | 18 February 2021 | 22 July 2021 |
CHAN Siu Pong, Kevin 陳兆邦 | RO | 2 | 22 July 2021 | 10 February 2022 |
CHAN Yee Wah 陳綺華 | RE | 4 | 22 February 2017 | 05 March 2018 |
CHEN Chia-hui 陳佳慧 | RE | 9 | 24 March 2023 | 01 November 2023 |
CHEN Chia-hui 陳佳慧 | RE | 4 | 24 March 2023 | 01 November 2023 |
CHEN Chia-hui 陳佳慧 | RE | 1 | 24 March 2023 | 01 November 2023 |
CHEN Jian 陳健 | RE | 4 | 19 July 2023 | 31 December 2023 |
CHEN Jian 陳健 | RE | 1 | 19 July 2023 | 31 December 2023 |
CHENG Kin Chun, Kenneth 鄭健駿 | RE | 2 | 07 March 2022 | 31 December 2022 |
CHENG Kin Chun, Kenneth 鄭健駿 | RE | 5 | 07 March 2022 | 31 December 2022 |
CHENG Kin Chun, Kenneth 鄭健駿 | RE | 9 | 03 August 2022 | 31 December 2022 |
CHENG Kin Chun, Kenneth 鄭健駿 | RE | 1 | 03 August 2022 | 31 December 2022 |
CHEUNG Yuk Kwai 張玉桂 | RE | 4 | 27 July 2016 | 05 March 2018 |
CHEUNG Yuk Kwai 張玉桂 | RE | 9 | 27 July 2016 | 05 March 2018 |
CHIU Hok Chung 招學聰 | RE | 9 | 24 September 2015 | 17 June 2016 |
CHIU Hok Chung 招學聰 | RE | 4 | 19 November 2015 | 17 June 2016 |
CHOU Hung 周鴻 | RE | 1 | 07 February 2020 | 31 May 2022 |
CHOU Hung 周鴻 | RE | 9 | 07 February 2020 | 31 May 2022 |
CHUNG Yin Fong, Idy 鍾燕芳 | RE | 9 | 20 August 2012 | 22 November 2013 |
CHUNG Yin Fong, Idy 鍾燕芳 | RE | 4 | 20 August 2012 | 22 November 2013 |
CHUNG Yin Fong, Idy 鍾燕芳 | RE | 1 | 20 August 2012 | 01 July 2013 |
DONALDSON Nicholas John | RE | 4 | 03 April 2006 | 10 September 2007 |
DONALDSON Nicholas John | RE | 9 | 27 June 2005 | 10 September 2007 |
FOK Ka Lei 霍嘉莉 | RE | 9 | 08 July 2016 | 17 November 2016 |
FOK Ka Lei 霍嘉莉 | RE | 4 | 08 July 2016 | 17 November 2016 |
FOK Siu Pong 霍少邦 | RO | 2 | 28 December 2021 | 31 December 2022 |
FOK Siu Pong 霍少邦 | RO | 5 | 28 December 2021 | 31 December 2022 |
FONG Ching Man, Jessica 方靜雯 | RE | 4 | 28 March 2006 | 21 July 2006 |
FONG Ching Man, Jessica 方靜雯 | RE | 9 | 20 April 2005 | 21 July 2006 |
HO Chun Hung 何振雄 | RO | 1 | 15 February 2017 | |
HO Chun Hung 何振雄 | RO | 9 | 28 June 2016 | |
HO Chun Hung 何振雄 | RO | 4 | 28 June 2016 | |
HO Chun Hung 何振雄 | RE | 9 | 26 May 2016 | 28 June 2016 |
HO Chun Hung 何振雄 | RE | 4 | 26 May 2016 | 28 June 2016 |
HOPKINS Christopher Paul Frederick | RE | 4 | 28 March 2006 | 18 September 2007 |
HOPKINS Christopher Paul Frederick | RE | 9 | 01 April 2003 | 18 September 2007 |
HOPKINS Christopher Paul Frederick | RE | 4 | 01 April 2003 | 03 March 2004 |
HOPKINS Christopher Paul Frederick | RE | 6 | 01 April 2003 | 03 March 2004 |
JIANG Zhiyuan 江之源 | RE | 9 | 20 July 2022 | 31 December 2023 |
JIANG Zhiyuan 江之源 | RE | 1 | 20 July 2022 | 31 December 2023 |
JIANG Zhiyuan 江之源 | RE | 4 | 20 July 2022 | 31 December 2023 |
KAN Yiu Kwong 簡耀光 | RO | 9 | 05 March 2024 | |
KAN Yiu Kwong 簡耀光 | RO | 1 | 05 March 2024 | |
KAN Yiu Kwong 簡耀光 | RO | 4 | 05 March 2024 | |
KAN Yiu Kwong 簡耀光 | RO | 5 | 18 May 2020 | 07 December 2023 |
KAN Yiu Kwong 簡耀光 | RO | 2 | 18 May 2020 | 07 December 2023 |
KIM Min Chul | RE | 9 | 15 September 2017 | 28 February 2019 |
KIM Min Chul | RE | 1 | 15 September 2017 | 28 February 2019 |
KIM Min Chul | RE | 4 | 15 September 2017 | 28 February 2019 |
KWOK Wai Chi 郭偉志 | RE | 4 | 19 May 2009 | 01 July 2009 |
LAM Chung Wai, Christopher 林仲煒 | RE | 9 | 15 June 2015 | 17 November 2016 |
LAM Chung Wai, Christopher 林仲煒 | RE | 4 | 15 June 2015 | 17 November 2016 |
LAM Lit Fung 林烈鋒 | RE | 9 | 16 February 2016 | 28 February 2019 |
LAM Lit Fung 林烈鋒 | RE | 4 | 16 February 2016 | 28 February 2019 |
LAM Yun Ching 林潤正 | RE | 1 | 17 November 2017 | |
LAM Yun Ching 林潤正 | RE | 4 | 17 November 2017 | |
LAM Yun Ching 林潤正 | RE | 9 | 17 November 2017 | |
LEE Chi Chung 李志聰 | RE | 9 | 03 August 2015 | 23 December 2016 |
LEE Chi Chung 李志聰 | RE | 4 | 19 November 2015 | 23 December 2016 |
LEE Yuen Mei 李婉媚 | RE | 9 | 16 June 2016 | 05 March 2018 |
LEE Yuen Mei 李婉媚 | RE | 4 | 16 June 2016 | 05 March 2018 |
LEONG U Weng 梁宇榮 | RE | 9 | 21 September 2021 | 02 November 2021 |
LEONG U Weng 梁宇榮 | RE | 2 | 18 February 2021 | 02 November 2021 |
LEONG U Weng 梁宇榮 | RE | 5 | 09 March 2021 | 02 November 2021 |
LEONG U Weng 梁宇榮 | RE | 1 | 18 February 2021 | 02 November 2021 |
LEUNG David Lut Yan 梁律仁 | RE | 9 | 22 June 2016 | 03 November 2016 |
LEUNG David Lut Yan 梁律仁 | RE | 4 | 22 June 2016 | 03 November 2016 |
LO Tang To 盧登滔 | RO | 2 | 18 May 2020 | 20 June 2020 |
MA Hoi Wai 馬凱威 | RO | 2 | 18 May 2020 | 23 July 2021 |
MA Hoi Wai 馬凱威 | RO | 5 | 18 May 2020 | 23 July 2021 |
MA Hoi Wai 馬凱威 | RO | 9 | 14 March 2019 | 23 July 2021 |
MA Hoi Wai 馬凱威 | RO | 4 | 14 March 2019 | 23 July 2021 |
MA Hoi Wai 馬凱威 | RO | 1 | 14 March 2019 | 23 July 2021 |
MENZIES Jonathan Henry Paul | RE | 9 | 01 August 2014 | 06 January 2015 |
MENZIES Jonathan Henry Paul | RE | 4 | 01 August 2014 | 06 January 2015 |
NG Chun Hing 吳振興 | RE | 1 | 18 July 2017 | |
NG Chun Hing 吳振興 | RE | 4 | 12 July 2016 | |
NG Chun Hing 吳振興 | RE | 9 | 12 July 2016 | |
NG Hon Kei 吳漢基 | RE | 1 | 18 July 2017 | 29 November 2019 |
NG Hon Kei 吳漢基 | RE | 9 | 19 December 2016 | 29 November 2019 |
NG Hon Kei 吳漢基 | RE | 4 | 19 December 2016 | 29 November 2019 |
NG Lai Man, Carmen 吳麗文 | RO | 9 | 10 May 2018 | 11 March 2019 |
NG Lai Man, Carmen 吳麗文 | RO | 4 | 10 May 2018 | 11 March 2019 |
NG Lai Man, Carmen 吳麗文 | RE | 1 | 15 February 2017 | 11 March 2019 |
NG Lai Man, Carmen 吳麗文 | RE | 9 | 11 March 2014 | 10 May 2018 |
NG Lai Man, Carmen 吳麗文 | RE | 4 | 11 March 2014 | 10 May 2018 |
NG Wing Keung 伍永強 | RO | 1 | 15 February 2017 | 30 April 2019 |
NG Wing Keung 伍永強 | RO | 9 | 06 August 2014 | 30 April 2019 |
NG Wing Keung 伍永強 | RO | 4 | 06 August 2014 | 30 April 2019 |
PARK-SMITH Stephen Raymond | RE | 9 | 12 August 2004 | 12 October 2004 |
PARK-SMITH Stephen Raymond | RE | 4 | 01 April 2003 | 30 April 2004 |
PARK-SMITH Stephen Raymond | RE | 6 | 01 April 2003 | 30 April 2004 |
PARK-SMITH Stephen Raymond | RE | 9 | 01 April 2003 | 30 April 2004 |
RAWAT Abhishek | RE | 4 | 20 January 2023 | 31 December 2023 |
RAWAT Abhishek | RE | 9 | 20 January 2023 | 31 December 2023 |
RAWAT Abhishek | RE | 1 | 20 January 2023 | 31 December 2023 |
RAWAT Abhishek | RO | 9 | 13 June 2019 | 20 January 2023 |
RAWAT Abhishek | RO | 4 | 13 June 2019 | 20 January 2023 |
RAWAT Abhishek | RO | 1 | 13 June 2019 | 20 January 2023 |
RAWAT Abhishek | RE | 9 | 02 May 2019 | 13 June 2019 |
RAWAT Abhishek | RE | 4 | 02 May 2019 | 13 June 2019 |
RAWAT Abhishek | RE | 1 | 02 May 2019 | 13 June 2019 |
TANG Chiu Ming, Chris 鄧昭明 | RE | 4 | 15 July 2016 | 19 July 2017 |
TANG Chiu Ming, Chris 鄧昭明 | RE | 9 | 15 July 2016 | 19 July 2017 |
TO Wai Hung, Anson 杜偉雄 | RE | 1 | 18 July 2017 | |
TO Wai Hung, Anson 杜偉雄 | RE | 9 | 03 February 2017 | |
TO Wai Hung, Anson 杜偉雄 | RE | 4 | 03 February 2017 | |
WAN Hor Shun, Hetty 溫可巽 | RE | 4 | 15 July 2016 | 27 January 2017 |
WAN Hor Shun, Hetty 溫可巽 | RE | 9 | 15 July 2016 | 27 January 2017 |
WONG Man Ho 黃敏豪 | RE | 4 | 27 July 2016 | 23 December 2016 |
WONG Man Ho 黃敏豪 | RE | 9 | 27 July 2016 | 23 December 2016 |
WONG Pui Ching, Winnie 黃佩貞 | RE | 4 | 15 May 2009 | 01 July 2009 |
WONG Shing Kwan 黃成坤 | RO | 2 | 14 April 2023 | 13 October 2023 |
WONG Shing Kwan 黃成坤 | RO | 5 | 14 April 2023 | 13 October 2023 |
WONG Shing Kwan 黃成坤 | RO | 9 | 12 June 2019 | 15 February 2024 |
WONG Shing Kwan 黃成坤 | RO | 4 | 12 June 2019 | 15 February 2024 |
WONG Shing Kwan 黃成坤 | RO | 1 | 12 June 2019 | 15 February 2024 |
YANG Kane | RO | 1 | 15 February 2017 | 11 March 2019 |
YANG Kane | RO | 9 | 17 November 2011 | 11 March 2019 |
YANG Kane | RO | 4 | 17 November 2011 | 11 March 2019 |
YE Feng, Jeff 叶鋒 | RE | 4 | 31 March 2016 | 20 January 2017 |
YE Feng, Jeff 叶鋒 | RE | 9 | 31 March 2016 | 20 January 2017 |