SFC Licenceholders of Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司

Addresses
Level 16 Nexxus Building, 41 Connaught Road, Central, Hong Kong
Email
[email protected]
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
TSE Chi Him 謝智謙 RE 1 13 September 2007 24 September 2012
CHAN Hung Kee 陳鴻基 RO 2 11 January 2012 07 September 2012
LEUNG Chi Ming 梁志明 RO 1 04 September 2008 07 September 2012
CHAN Hung Kee 陳鴻基 RO 4 29 March 2006 07 September 2012
CHAN Hung Kee 陳鴻基 RO 1 29 March 2006 07 September 2012
WU Xiaolin 吳曉琳 RE 4 02 August 2012 25 August 2012
WU Xiaolin 吳曉琳 RE 1 02 August 2012 25 August 2012
HUI John 許僑聲 RO 1 19 January 2012 25 August 2012
HUI John 許僑聲 RO 2 19 January 2012 25 August 2012
FENG Dandan 馮丹丹 RE 4 15 September 2011 25 August 2012
CHAN Chui Ying 陳翠盈 RE 1 17 August 2011 25 August 2012
SULLIVAN Andrew Michael RE 1 30 June 2011 25 August 2012
FANG Sai Tai, Jeffrey 方世泰 RE 1 17 May 2011 25 August 2012
NG Mei Ling 吳美玲 RE 1 14 March 2011 25 August 2012
CHONG Ming Hang 莊銘恒 RE 4 28 December 2010 25 August 2012
CHENG Wai Yang 鄭韋欣 RE 4 19 November 2010 25 August 2012
CHEN Yung-hao 陳永豪 RE 4 21 October 2010 25 August 2012
LEUNG Ka Yee Andrew 梁家怡 RE 4 13 October 2010 25 August 2012
FUNG Kin Wing 馮鍵嶸 RE 4 17 November 2009 25 August 2012
CHOW King Ho 周景豪 RE 1 21 November 2007 25 August 2012
CHEUNG Po Kuen, Michael 張寶權 RE 1 08 January 2007 25 August 2012
CHEUNG Po Kuen, Michael 張寶權 RE 4 08 January 2007 25 August 2012
CHAN Wing Chiu 陳穎釗 RE 4 03 May 2004 25 August 2012
LAM Fung Ki 林鳳琦 RE 1 10 September 2003 25 August 2012
NGAN Man Hung, Max 顏文雄 RE 1 25 March 2008 24 August 2012
HUI John 許僑聲 RE 1 21 March 2005 19 January 2012
LAU Hoi Yee, Vivian 劉凱宜 RE 1 19 January 2010 26 November 2011
YUAN Zhefei 袁哲飛 RE 1 12 July 2010 01 October 2011
LAU Wang Yip, Derrick 劉宏業 RO 4 03 April 2007 07 April 2011
LAU Wang Yip, Derrick 劉宏業 RO 1 03 April 2007 07 April 2011
ROBERTS Alistair Charles Alton RE 1 31 August 2010 22 March 2011
CHENG Yue Sun, Clement 鄭禹新 RE 1 23 September 2009 04 February 2010
HO King Hang 何景行 RE 4 22 December 2009 23 January 2010
LEE Michael Douglas 李嘉文 RE 1 11 February 2009 14 September 2009
HUANG Luyao 黃路遙 RE 4 18 June 2009 05 September 2009
LEUNG Chek Kee 梁卓基 RE 1 12 March 2009 10 August 2009
LAU Tak Hung 劉德雄 RE 4 31 March 2009 11 July 2009
LO Tak Fat, Ricky 盧德發 RE 1 01 April 2003 02 June 2009
WANG Yi 汪翊 RE 4 22 May 2008 23 May 2009
WANG Yi 汪翊 RE 1 23 April 2008 23 May 2009
CHENG Chi Wah 鄭志華 RE 1 14 January 2008 01 April 2009
KWAI Yee Man, Ida 桂綺雯 RE 1 18 September 2003 01 March 2009
LEUNG Shing Wai 梁成偉 RE 1 02 September 2003 18 February 2009
CHIU Yuk Fai, Ronnie 趙玉輝 RE 1 13 July 2007 14 February 2009
CHAN Ping Kwan 陳秉鈞 RE 1 17 May 2005 13 February 2009
YIP Man Wai 葉敏慧 RE 1 22 August 2005 12 February 2009
FUNG Ching Man 馮靜文 RE 1 30 August 2003 11 February 2009
CHOI Lai Wah, Nancy 蔡麗華 RE 1 25 August 2005 31 January 2009
YUEN Siu Keung, Eddy 阮紹強 RE 1 10 December 2003 31 January 2009
CHAU Ching On Thomas 周靖安 RE 1 24 October 2003 31 January 2009
FAN Chi Ming 范智明 RE 1 30 August 2003 23 January 2009
HUANG Luyao 黃路遙 RE 1 17 March 2008 01 January 2009
NG Yin Lam 吳彥霖 RE 1 05 January 2005 01 January 2009
LAM Fung Chun 林鳳珍 RE 1 14 August 2004 03 November 2008
LEUNG Siu Mui 梁少梅 RE 1 15 September 2003 03 November 2008
YEUNG Chun Ho 楊俊豪 RE 1 02 September 2003 03 November 2008
TAI Wing Sum, Winson 戴穎琛 RE 4 20 April 2007 03 October 2008
TAI Wing Sum, Winson 戴穎琛 RE 1 20 April 2007 03 October 2008
LEUNG Chi Ming 梁志明 RE 1 14 July 2008 04 September 2008
LAU Wing Choi 劉榮財 RE 1 23 September 2004 16 August 2008
CHENG Wai Mo, Raymond 鄭懷武 RE 4 03 June 2008 07 June 2008
CHAN Cheuk Yu, Stephen 陳卓宇 RE 1 02 November 2006 01 March 2008
CHUN Yee Wah Eva 秦綺華 RE 4 03 October 2006 01 December 2007
SY Man Chiu 許文超 RE 1 14 June 2005 16 November 2007
KANG Xing 康惺 RE 1 04 July 2007 01 October 2007
CHAU Mei Yu 周美如 RE 1 03 October 2003 22 September 2007
CHEUNG Johnson 張富紳 RE 4 07 December 2004 15 September 2007
CHEUNG Johnson 張富紳 RE 1 22 December 2003 15 September 2007
LUK Ka Fat 陸家發 RE 4 13 February 2007 19 May 2007
TSE Kwok On 謝國安 RE 1 28 August 2006 12 May 2007
KWOK Chi Lung 郭智瀧 RE 1 03 March 2006 01 March 2007
LAI Chun Kong 黎鎮剛 RE 1 23 February 2006 01 February 2007
CHEUNG Po Kuen, Michael 張寶權 RE 1 20 April 2005 10 May 2006
CHEUNG Po Kuen, Michael 張寶權 RE 4 20 April 2005 10 May 2006
CHAN Hung Kee 陳鴻基 RE 1 08 July 2004 29 March 2006
CHAU Kon Wang 周幹弘 RO 1 26 September 2005 25 February 2006
POON Sou Ling 潘秀玲 RE 1 01 April 2003 22 October 2005
CHAU Kon Wang 周幹弘 RE 1 18 March 2004 26 September 2005
CHEUNG Johnson 張富紳 RE 6 22 December 2003 14 February 2005
LUI Chi Chung, Josaphat 呂志聰 RO 1 01 April 2003 23 December 2004
LUI Chi Chung, Josaphat 呂志聰 RO 4 01 April 2003 23 December 2004
CHUNG Lai Yung 鍾麗容 RE 1 01 April 2003 23 December 2004
CHAU Kon Chiu 周幹弨 RE 1 18 March 2004 07 September 2004
LEUNG Pui Nung, Curly 梁培能 RE 1 01 April 2003 29 July 2004
KO Hon Tak 高漢德 RE 1 01 April 2003 23 March 2004
KO Hon Tak 高漢德 RE 4 01 April 2003 23 March 2004
KO Hon Tak 高漢德 RE 6 01 April 2003 23 March 2004
KO Hon Tak 高漢德 RE 9 01 April 2003 23 March 2004
POON Sou Ling 潘秀玲 RE 4 01 April 2003 03 March 2004
POON Sou Ling 潘秀玲 RE 6 01 April 2003 03 March 2004
POON Sou Ling 潘秀玲 RE 9 01 April 2003 03 March 2004
LO Tak Fat, Ricky 盧德發 RE 4 01 April 2003 03 March 2004
LO Tak Fat, Ricky 盧德發 RE 6 01 April 2003 03 March 2004
LO Tak Fat, Ricky 盧德發 RE 9 01 April 2003 03 March 2004
LEUNG Pui Nung, Curly 梁培能 RE 4 01 April 2003 03 March 2004
LEUNG Pui Nung, Curly 梁培能 RE 6 01 April 2003 03 March 2004
LEUNG Pui Nung, Curly 梁培能 RE 9 01 April 2003 03 March 2004
CHUNG Lai Yung 鍾麗容 RE 4 01 April 2003 03 March 2004
CHUNG Lai Yung 鍾麗容 RE 6 01 April 2003 03 March 2004
CHUNG Lai Yung 鍾麗容 RE 9 01 April 2003 03 March 2004
LUI Chi Chung, Josaphat 呂志聰 RO 6 01 April 2003 13 February 2004
LUI Chi Chung, Josaphat 呂志聰 RO 9 01 April 2003 13 February 2004
LEUNG Yun Keung 梁潤強 RE 1 22 August 2003 08 October 2003
WONG Yim How, Helen 黃艷巧 RE 1 01 April 2003 10 September 2003
WONG Yim How, Helen 黃艷巧 RE 4 01 April 2003 10 September 2003
WONG Yim How, Helen 黃艷巧 RE 6 01 April 2003 10 September 2003
WONG Yim How, Helen 黃艷巧 RE 9 01 April 2003 10 September 2003
CHAU Wai Ming, Raymond 周偉明 RE 1 01 April 2003 05 September 2003
CHAU Wai Ming, Raymond 周偉明 RE 4 01 April 2003 05 September 2003
CHAU Wai Ming, Raymond 周偉明 RE 6 01 April 2003 05 September 2003
CHAU Wai Ming, Raymond 周偉明 RE 9 01 April 2003 05 September 2003