SFC Licenceholders of Hao Tian International Securities Limited 昊天國際證券有限公司
- compliance@haotianfin.com
- Website
- www.haotiansec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Kin Hong, Dennis 區健康 | RO | 1 | 28 May 2018 | 22 November 2018 |
| AU Kwan Lok 歐君樂 | RE | 1 | 24 February 2020 | 16 April 2020 |
| AU Kwan Lok 歐君樂 | RO | 1 | 16 September 2019 | 24 February 2020 |
| AU Wing Yu, Lorine 區詠瑜 | RE | 1 | 01 April 2003 | 09 June 2015 |
| AU Wing Yu, Lorine 區詠瑜 | RE | 4 | 01 April 2003 | 02 February 2004 |
| AU Wing Yu, Lorine 區詠瑜 | RE | 6 | 01 April 2003 | 02 February 2004 |
| AU Wing Yu, Lorine 區詠瑜 | RE | 9 | 01 April 2003 | 02 February 2004 |
| CAI Yibo 蔡怡博 | RE | 1 | 26 April 2017 | 09 June 2018 |
| CHAN Cheuk Ki Jacky 陳卓基 | RE | 1 | 08 August 2018 | 03 November 2018 |
| CHAN Chun Kit 陳俊傑 | RE | 1 | 13 June 2018 | 03 October 2018 |
| CHAN Hoi Cheung 陳愷章 | RE | 1 | 18 May 2018 | 26 February 2019 |
| CHAN Hon Kwan 陳漢君 | RE | 9 | 01 April 2003 | 19 February 2004 |
| CHAN Hon Kwan 陳漢君 | RE | 6 | 01 April 2003 | 19 February 2004 |
| CHAN Hon Kwan 陳漢君 | RE | 4 | 01 April 2003 | 19 February 2004 |
| CHAN Hon Kwan 陳漢君 | RE | 1 | 01 April 2003 | |
| CHAN Ping Ling 陳炳玲 | RE | 1 | 27 September 2016 | 01 June 2018 |
| CHAN Wai Hon 陳偉漢 | RE | 1 | 09 June 2017 | 09 July 2017 |
| CHAN Yan Wing, Andy 陳欣永 | RE | 1 | 12 September 2019 | 17 August 2021 |
| CHEN Xiao 陳曉 | RO | 1 | 06 December 2019 | 21 July 2021 |
| CHEN Xiao 陳曉 | RE | 1 | 11 November 2019 | 06 December 2019 |
| CHEN Xiaohua 陳曉樺 | RE | 1 | 04 May 2017 | 10 January 2018 |
| CHEN Yi Ru 陳怡如 | RE | 1 | 26 April 2017 | 21 August 2017 |
| CHEN Yu 陳瑜 | RE | 1 | 14 September 2017 | 16 November 2017 |
| CHENG Chun Hung 鄭振雄 | RO | 1 | 01 April 2003 | 08 February 2017 |
| CHENG Chun Hung 鄭振雄 | RO | 9 | 01 April 2003 | 16 January 2004 |
| CHENG Chun Hung 鄭振雄 | RO | 6 | 01 April 2003 | 16 January 2004 |
| CHENG Chun Hung 鄭振雄 | RO | 4 | 01 April 2003 | 16 January 2004 |
| CHENG Chung Fan 鄭仲勳 | RO | 1 | 21 November 2016 | 08 August 2017 |
| CHENG Chung Fan 鄭仲勳 | RE | 1 | 21 September 2016 | 21 November 2016 |
| CHENG Siu Yan, Peri 鄭少欣 | RE | 1 | 06 September 2017 | 25 September 2018 |
| CHENG Siu Yan, Peri 鄭少欣 | RO | 1 | 13 March 2007 | 06 September 2017 |
| CHENG Siu Yan, Peri 鄭少欣 | RE | 1 | 01 April 2003 | 13 March 2007 |
| CHENG Siu Yan, Peri 鄭少欣 | RE | 4 | 01 April 2003 | 19 February 2004 |
| CHENG Siu Yan, Peri 鄭少欣 | RE | 6 | 01 April 2003 | 19 February 2004 |
| CHENG Siu Yan, Peri 鄭少欣 | RE | 9 | 01 April 2003 | 19 February 2004 |
| CHENG Tung Leung, Bosco 鄭棟樑 | RE | 1 | 30 November 2016 | 08 August 2017 |
| CHENG Tung Leung, Bosco 鄭棟樑 | RO | 1 | 23 September 2011 | 30 November 2016 |
| CHENG Tung Leung, Bosco 鄭棟樑 | RE | 1 | 14 November 2008 | 23 September 2011 |
| CHEUNG Chi Kit 張智傑 | RE | 1 | 26 April 2017 | 07 November 2018 |
| CHEUNG Sze Ying, Skylar 張詩瑩 | RE | 1 | 27 March 2018 | 19 April 2018 |
| CHIU Chi Yuen 趙志遠 | RE | 1 | 22 August 2019 | 01 July 2020 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 1 | 13 January 2020 | 07 May 2020 |
| FANG Wei 方煒 | RO | 1 | 12 April 2017 | 01 May 2018 |
| HO Kit Ming 何傑明 | RO | 1 | 12 July 2019 | 31 March 2021 |
| HO Kit Ming 何傑明 | RE | 1 | 01 April 2003 | 12 July 2019 |
| HO Kit Ming 何傑明 | RE | 4 | 01 April 2003 | 02 February 2004 |
| HO Kit Ming 何傑明 | RE | 9 | 01 April 2003 | 02 February 2004 |
| HO Kit Ming 何傑明 | RE | 6 | 01 April 2003 | 02 February 2004 |
| HO Lai Kuen, Carissa 何麗娟 | RE | 1 | 04 April 2018 | 11 May 2018 |
| HO Wai Leung 何偉樑 | RE | 1 | 22 March 2018 | 08 November 2018 |
| HO-LEE Pui Sze, Doris 何珮詩 | RE | 1 | 17 July 2018 | 03 September 2019 |
| KO Chung Kwan 高頌君 | RE | 1 | 01 April 2003 | 01 September 2012 |
| KO Chung Kwan 高頌君 | RE | 9 | 01 April 2003 | 02 February 2004 |
| KO Chung Kwan 高頌君 | RE | 6 | 01 April 2003 | 02 February 2004 |
| KO Chung Kwan 高頌君 | RE | 4 | 01 April 2003 | 02 February 2004 |
| KO Hon Keung, Eddie 高漢強 | RE | 1 | 01 April 2003 | 01 May 2015 |
| KO Hon Keung, Eddie 高漢強 | RE | 6 | 01 April 2003 | 02 February 2004 |
| KO Hon Keung, Eddie 高漢強 | RE | 4 | 01 April 2003 | 02 February 2004 |
| KO Hon Keung, Eddie 高漢強 | RE | 9 | 01 April 2003 | 02 February 2004 |
| KWOK Chiu Ting 郭昭廷 | RE | 1 | 18 July 2019 | 23 December 2019 |
| LAI Matthew 賴景仲 | RE | 1 | 21 August 2017 | 15 January 2018 |
| LAM Chi Shing 林志成 | RO | 1 | 20 January 2022 | |
| LAM Chi Shing 林志成 | RE | 1 | 23 December 2021 | 20 January 2022 |
| LAM Chung Yin 林仲賢 | RE | 1 | 07 May 2018 | 12 October 2018 |
| LAM Sen Yong 林先雄 | RE | 1 | 08 October 2018 | 31 July 2020 |
| LAM Siu Mo 林少武 | RE | 1 | 19 September 2019 | 01 July 2020 |
| LAW Wai Hin 羅懷軒 | RE | 1 | 20 June 2019 | 30 January 2020 |
| LIEN Bing-kai 連斌凱 | RE | 1 | 12 October 2017 | 23 April 2018 |
| LIU Sing Chi 廖承志 | RO | 1 | 10 September 2021 | |
| LIU Sing Chi 廖承志 | RE | 1 | 07 June 2021 | 10 September 2021 |
| LUI Kai Yiu 雷啓耀 | RE | 1 | 14 May 2018 | 08 September 2018 |
| LUK Chung Yan 陸頌欣 | RE | 1 | 10 May 2018 | 09 August 2018 |
| MAN Kong Yui 文剛銳 | RO | 1 | 23 November 2016 | 15 June 2017 |
| NG Shui Cheong 吳瑞昌 | RE | 1 | 14 September 2017 | 11 July 2018 |
| NGAI Sing Lung 魏星龍 | RE | 1 | 27 March 2018 | 17 December 2018 |
| PANG Man Lee 彭曼莉 | RE | 1 | 16 August 2019 | 31 December 2019 |
| SHUM Kai Fung 岑啟豐 | RO | 1 | 16 August 2017 | 10 August 2019 |
| SHUM Kai Fung 岑啟豐 | RE | 1 | 02 March 2017 | 16 August 2017 |
| SO Kin 蘇健 | RO | 1 | 27 June 2018 | 03 April 2020 |
| TSANG Po Sze 曾寶詩 | RE | 1 | 29 August 2018 | 16 June 2021 |
| TSE Yat Kei Teddy 謝日基 | RE | 1 | 04 April 2018 | 26 April 2018 |
| TSE Yat Kei Teddy 謝日基 | RO | 1 | 26 April 2018 | 20 February 2019 |
| TSOI Kuok Fai 蔡國輝 | RE | 1 | 01 June 2018 | 27 March 2019 |
| WONG Kam Lin, Annie 黃錦蓮 | RE | 1 | 30 November 2016 | 08 August 2017 |
| WONG Kam Lin, Annie 黃錦蓮 | RO | 1 | 01 April 2003 | 30 November 2016 |
| WONG Kam Lin, Annie 黃錦蓮 | RO | 9 | 01 April 2003 | 19 February 2004 |
| WONG Kam Lin, Annie 黃錦蓮 | RO | 4 | 01 April 2003 | 19 February 2004 |
| WONG Kam Lin, Annie 黃錦蓮 | RO | 6 | 01 April 2003 | 19 February 2004 |
| WONG Kwok Tung 黃國棟 | RE | 1 | 01 June 2018 | 09 August 2018 |
| WONG Tsz Wai 黃子偉 | RE | 1 | 21 February 2018 | 28 August 2020 |
| WONG Wan Vanness 王贇 | RE | 1 | 03 May 2018 | 18 October 2018 |
| WU Yingshi 吳應時 | RE | 1 | 05 September 2017 | 29 March 2018 |
| XU Yongjun 許擁軍 | RE | 1 | 25 September 2017 | 04 April 2018 |
| YANG Chung Hoi 楊中海 | RE | 1 | 25 April 2018 | 31 August 2018 |
| YEUNG Cheuk Ki 楊卓奇 | RE | 1 | 03 June 2019 | 23 January 2020 |
| YEUNG Ying Kit 楊英傑 | RE | 1 | 02 May 2018 | 30 September 2019 |
| YIM Wing Yu 嚴穎瑜 | RE | 1 | 07 March 2018 | 29 March 2019 |
| YIP Chung 葉頌 | RE | 1 | 21 September 2017 | 23 April 2018 |
| YIP Sik Kwan 葉錫群 | RE | 1 | 01 April 2003 | 30 April 2017 |
| YIP Sik Kwan 葉錫群 | RE | 4 | 01 April 2003 | 02 February 2004 |
| YIP Sik Kwan 葉錫群 | RE | 6 | 01 April 2003 | 02 February 2004 |
| YIP Sik Kwan 葉錫群 | RE | 9 | 01 April 2003 | 02 February 2004 |
| YUEN Kam Lai 袁錦麗 | RE | 1 | 07 May 2018 | 16 September 2018 |
| YUNG Kwong Fuk 容光復 | RE | 1 | 01 April 2003 | 01 January 2022 |
| YUNG Kwong Fuk 容光復 | RE | 4 | 01 April 2003 | 02 February 2004 |
| YUNG Kwong Fuk 容光復 | RE | 6 | 01 April 2003 | 02 February 2004 |
| YUNG Kwong Fuk 容光復 | RE | 9 | 01 April 2003 | 02 February 2004 |
| ZHAI Yu 翟鈺 | RE | 1 | 01 August 2019 | 16 July 2020 |
| ZHOU Silong 周斯龍 | RO | 1 | 03 January 2020 | |
| ZHOU Silong 周斯龍 | RE | 1 | 28 August 2019 | 03 January 2020 |
| ZHUANG Yuewen 庄岳雯 | RE | 1 | 11 October 2019 | 29 November 2019 |
| ZOU Wuqiu 鄒吳秋 | RE | 1 | 16 May 2018 | 06 June 2019 |