SFC Licenceholders of Kaiser Securities Limited 嘉信証券有限公司
- compliance@kaisergroup.com.hk
- Website
- www.kaisergroup.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Kit Tung 歐傑東 | RE | 1 | 09 March 2009 | 15 September 2009 |
| BIAN Yang | RE | 1 | 23 May 2023 | 29 September 2023 |
| CHAN Cecil 陳思豪 | RE | 6 | 01 April 2003 | 16 May 2003 |
| CHAN Cecil 陳思豪 | RE | 4 | 01 April 2003 | 16 May 2003 |
| CHAN Cecil 陳思豪 | RE | 1 | 01 April 2003 | 16 May 2003 |
| CHAN Cecil 陳思豪 | RE | 9 | 01 April 2003 | 16 May 2003 |
| CHAN Chi Yin 陳志賢 | RE | 1 | 30 August 2004 | 09 December 2004 |
| CHAN Ching Sum 陳政深 | RE | 1 | 18 October 2017 | 28 May 2018 |
| CHAN Kam Shing, Kenneth 陳錦成 | RE | 1 | 10 May 2004 | 24 February 2006 |
| CHAN Kin Kwan 陳健君 | RE | 1 | 25 April 2022 | |
| CHAN Man Leung 陳文樑 | RE | 1 | 18 July 2023 | |
| CHAN Pui Kwong 陳沛光 | RE | 1 | 06 January 2004 | 28 April 2006 |
| CHAN Sai Toi, Kaylie 陳世黛 | RE | 1 | 25 January 2011 | 12 August 2011 |
| CHAN Wai Kit, Winkins 陳偉傑 | RE | 1 | 22 March 2023 | |
| CHAN Yan Lap, Joseph 陳潤立 | RE | 1 | 01 April 2003 | 31 March 2016 |
| CHAN Yan Lap, Joseph 陳潤立 | RE | 9 | 01 April 2003 | 18 February 2005 |
| CHAN Yan Lap, Joseph 陳潤立 | RE | 6 | 01 April 2003 | 18 February 2005 |
| CHAN Yan Lap, Joseph 陳潤立 | RE | 4 | 01 April 2003 | 18 February 2005 |
| CHAN Yat Ming 陳日明 | RE | 1 | 01 April 2003 | 31 March 2013 |
| CHAN Yat Ming 陳日明 | RE | 9 | 01 April 2003 | 18 February 2005 |
| CHAN Yat Ming 陳日明 | RE | 6 | 01 April 2003 | 18 February 2005 |
| CHAN Yat Ming 陳日明 | RE | 4 | 01 April 2003 | 18 February 2005 |
| CHAU Chung Ming, Connie 周松明 | RE | 1 | 19 June 2018 | |
| CHEN Zhenxing 陳振興 | RE | 1 | 03 May 2006 | 01 March 2020 |
| CHENG Lok Wai 鄭洛煒 | RE | 1 | 11 September 2006 | 28 April 2011 |
| CHEUNG Hay Nam, Bruce 張曦嵐 | RE | 1 | 01 September 2015 | 29 November 2016 |
| CHEUNG Hin Man, Thomas 張憲民 | RE | 9 | 01 April 2003 | 16 May 2003 |
| CHEUNG Hin Man, Thomas 張憲民 | RE | 6 | 01 April 2003 | 16 May 2003 |
| CHEUNG Hin Man, Thomas 張憲民 | RE | 4 | 01 April 2003 | 16 May 2003 |
| CHEUNG Hin Man, Thomas 張憲民 | RE | 1 | 01 April 2003 | 16 May 2003 |
| CHEUNG King Ching 張敬程 | RE | 1 | 30 September 2013 | 08 May 2014 |
| CHEUNG Man Sang 張文生 | RE | 1 | 01 April 2003 | 21 November 2003 |
| CHEUNG Man Sang 張文生 | RE | 6 | 01 April 2003 | 20 November 2003 |
| CHEUNG Man Sang 張文生 | RE | 4 | 01 April 2003 | 20 November 2003 |
| CHEUNG Man Sang 張文生 | RE | 9 | 01 April 2003 | 20 November 2003 |
| CHEUNG Yau Kwong 張友光 | RE | 1 | 05 February 2004 | 29 March 2007 |
| CHOI King Lit 蔡經烈 | RE | 1 | 30 August 2018 | 11 August 2020 |
| CHOW Ka Keung 周家強 | RE | 1 | 21 October 2009 | 21 January 2010 |
| CHOY Ka Man, Stanley 蔡嘉文 | RO | 1 | 23 September 2019 | |
| CHOY Ka Man, Stanley 蔡嘉文 | RE | 1 | 17 January 2018 | 23 September 2019 |
| CHU Chun Hung, Frederick 朱俊雄 | RO | 1 | 09 October 2019 | |
| CHU Chun Hung, Frederick 朱俊雄 | RE | 1 | 28 June 2019 | 09 October 2019 |
| CHUN Wai Kwan, Teresa 秦慧君 | RE | 1 | 12 October 2005 | 30 August 2006 |
| FONG King Man 方競文 | RE | 1 | 28 June 2010 | 14 July 2011 |
| FUNG Wei Lung, Brian 馮煒能 | RO | 1 | 11 March 2005 | 23 April 2017 |
| FUNG Wei Lung, Brian 馮煒能 | RE | 1 | 01 April 2003 | 11 March 2005 |
| FUNG Wei Lung, Brian 馮煒能 | RE | 4 | 01 April 2003 | 18 February 2005 |
| FUNG Wei Lung, Brian 馮煒能 | RE | 9 | 01 April 2003 | 18 February 2005 |
| FUNG Wei Lung, Brian 馮煒能 | RE | 6 | 01 April 2003 | 18 February 2005 |
| HA Ying Yu 哈英裕 | RE | 1 | 28 October 2013 | 18 May 2016 |
| HA Ying Yu 哈英裕 | RE | 1 | 11 October 2011 | 09 April 2013 |
| HA Ying Yu 哈英裕 | RE | 1 | 11 July 2005 | 31 January 2006 |
| HE Sirong 何思蓉 | RE | 1 | 08 February 2023 | |
| HO Chi Keung 何志強 | RE | 1 | 01 April 2003 | 31 March 2016 |
| HO Chi Keung 何志強 | RE | 6 | 01 April 2003 | 18 February 2005 |
| HO Chi Keung 何志強 | RE | 9 | 01 April 2003 | 18 February 2005 |
| HO Chi Keung 何志強 | RE | 4 | 01 April 2003 | 18 February 2005 |
| HUANG Yu 黃宇 | RE | 1 | 02 November 2016 | 07 December 2016 |
| HUYNH Armand 曹浩朗 | RE | 1 | 15 October 2004 | 22 January 2005 |
| IP Heung Wing, Barry 葉向榮 | RE | 1 | 04 April 2018 | 26 February 2019 |
| KONG Ka Fai, Simon 江嘉輝 | RE | 1 | 03 July 2007 | |
| KONG Man Kei 江文基 | RE | 1 | 25 August 2017 | 23 October 2017 |
| KWOK Kin Chung 郭建聰 | RE | 1 | 03 May 2007 | 15 January 2009 |
| KWOK Kin Chung 郭建聰 | RO | 1 | 11 March 2005 | 03 May 2007 |
| KWOK Kin Chung 郭建聰 | RE | 6 | 01 April 2003 | 18 February 2005 |
| KWOK Kin Chung 郭建聰 | RE | 1 | 01 April 2003 | 11 March 2005 |
| KWOK Kin Chung 郭建聰 | RE | 9 | 01 April 2003 | 18 February 2005 |
| KWOK Kin Chung 郭建聰 | RE | 4 | 01 April 2003 | 18 February 2005 |
| KWOK Lancy 郭秀雯 | RE | 1 | 23 December 2004 | 29 March 2007 |
| KWOK Wai Yin Circle 郭慧妍 | RE | 1 | 23 August 2018 | 29 April 2020 |
| KWONG Dak Shing 鄺德成 | RE | 1 | 07 December 2009 | |
| KWONG Ping Wai 鄺平威 | RO | 6 | 01 April 2003 | 18 February 2005 |
| KWONG Ping Wai 鄺平威 | RO | 4 | 01 April 2003 | 18 February 2005 |
| KWONG Ping Wai 鄺平威 | RO | 1 | 01 April 2003 | 31 January 2006 |
| KWONG Ping Wai 鄺平威 | RO | 9 | 01 April 2003 | 18 February 2005 |
| KWONG Wai Chung 鄺韋璁 | RE | 1 | 14 January 2013 | 01 August 2013 |
| KWONG Yick Chor 鄺奕初 | RE | 1 | 01 December 2017 | |
| KWONG Yick Chor 鄺奕初 | RO | 1 | 09 July 2013 | 01 December 2017 |
| KWONG Yick Chor 鄺奕初 | RE | 1 | 24 May 2013 | 09 July 2013 |
| LAI Yiu Kei 黎耀基 | RE | 1 | 01 April 2003 | 17 April 2018 |
| LAI Yiu Kei 黎耀基 | RE | 9 | 01 April 2003 | 18 February 2005 |
| LAI Yiu Kei 黎耀基 | RE | 6 | 01 April 2003 | 18 February 2005 |
| LAI Yiu Kei 黎耀基 | RE | 4 | 01 April 2003 | 18 February 2005 |
| LAM Fu, Philip 林富 | RE | 1 | 10 November 2006 | 17 August 2007 |
| LAM Yuk Chiu 林育超 | RO | 1 | 04 July 2011 | 16 September 2011 |
| LAM Yuk Chiu 林育超 | RE | 1 | 01 March 2007 | 04 July 2011 |
| LAU Pak Tong 劉百棠 | RE | 1 | 06 May 2013 | 01 February 2023 |
| LAU Yiu Wai 劉耀威 | RO | 1 | 26 June 2017 | 09 April 2018 |
| LAW Tsz Yan 羅梓甄 | RE | 1 | 11 May 2020 | 09 June 2023 |
| LAW Yan Kuen 羅仁權 | RE | 6 | 01 April 2003 | 08 September 2003 |
| LAW Yan Kuen 羅仁權 | RE | 1 | 01 April 2003 | 08 September 2003 |
| LAW Yan Kuen 羅仁權 | RE | 4 | 01 April 2003 | 08 September 2003 |
| LAW Yan Kuen 羅仁權 | RE | 9 | 01 April 2003 | 08 September 2003 |
| LEE Ka Hang, Francis 李嘉行 | RE | 1 | 01 April 2003 | 08 June 2018 |
| LEE Ka Hang, Francis 李嘉行 | RE | 4 | 01 April 2003 | 18 February 2005 |
| LEE Ka Hang, Francis 李嘉行 | RE | 9 | 01 April 2003 | 18 February 2005 |
| LEE Ka Hang, Francis 李嘉行 | RE | 6 | 01 April 2003 | 18 February 2005 |
| LEE Kim Hung 利劍雄 | RE | 1 | 11 July 2003 | 29 March 2007 |
| LEE Pak Chuen 李柏全 | RE | 1 | 06 May 2013 | 19 May 2014 |
| LEE Siu Keung 李少強 | RE | 1 | 17 June 2008 | 11 March 2009 |
| LEE Wai Kit 李偉傑 | RE | 1 | 12 November 2003 | 14 April 2005 |
| LEI Chi Fung 李智峰 | RE | 1 | 24 February 2005 | 02 May 2013 |
| LEUNG Man Yin, Micky 梁敏賢 | RE | 4 | 01 April 2003 | 17 November 2003 |
| LEUNG Man Yin, Micky 梁敏賢 | RE | 1 | 01 April 2003 | 17 November 2003 |
| LEUNG Man Yin, Micky 梁敏賢 | RE | 6 | 01 April 2003 | 17 November 2003 |
| LEUNG Man Yin, Micky 梁敏賢 | RE | 9 | 01 April 2003 | 17 November 2003 |
| LEUNG Ting Kai, Ambrose 梁廷楷 | RE | 1 | 24 March 2004 | 31 March 2006 |
| LEUNG Wai Hung 梁偉鴻 | RO | 1 | 12 December 2014 | 31 August 2015 |
| LEUNG Wai Hung 梁偉鴻 | RE | 1 | 01 April 2003 | 12 December 2014 |
| LEUNG Wai Hung 梁偉鴻 | RE | 9 | 01 April 2003 | 29 January 2005 |
| LEUNG Wai Hung 梁偉鴻 | RE | 6 | 01 April 2003 | 29 January 2005 |
| LEUNG Wai Hung 梁偉鴻 | RE | 4 | 01 April 2003 | 29 January 2005 |
| LI Fook Kuen Kenneth 李福權 | RE | 1 | 27 July 2022 | |
| LI Lai Yee 李禮怡 | RE | 1 | 08 September 2017 | 02 January 2018 |
| LI Sung Tat 李崇達 | RE | 1 | 12 February 2010 | 19 March 2010 |
| LI Tak Wa 李德華 | RE | 1 | 12 March 2004 | 30 November 2012 |
| LI Yuen Kwan 李婉君 | RE | 1 | 05 March 2010 | 21 August 2012 |
| LO Chung Kwan 羅仲坤 | RE | 1 | 18 May 2020 | |
| LO Tak Shun, Dixon 勞德舜 | RE | 1 | 23 February 2004 | 16 January 2008 |
| LO Wai Hung 勞惠鴻 | RE | 1 | 01 April 2003 | 07 March 2005 |
| LO Wai Hung 勞惠鴻 | RE | 9 | 01 April 2003 | 18 February 2005 |
| LO Wai Hung 勞惠鴻 | RE | 6 | 01 April 2003 | 18 February 2005 |
| LO Wai Hung 勞惠鴻 | RE | 4 | 01 April 2003 | 18 February 2005 |
| LUI King Wah 呂競華 | RE | 1 | 01 April 2003 | 30 April 2018 |
| LUI King Wah 呂競華 | RE | 9 | 01 April 2003 | 18 February 2005 |
| LUI King Wah 呂競華 | RE | 4 | 01 April 2003 | 18 February 2005 |
| LUI King Wah 呂競華 | RE | 6 | 01 April 2003 | 18 February 2005 |
| LUK Fuk Wai 陸福慧 | RE | 1 | 04 November 2019 | |
| MAK Chi Yeung 麥志揚 | RE | 1 | 30 June 2008 | 02 October 2009 |
| NG Chi Loong 吳志龍 | RE | 6 | 01 April 2003 | 27 April 2004 |
| NG Chi Loong 吳志龍 | RE | 9 | 01 April 2003 | 27 April 2004 |
| NG Chi Loong 吳志龍 | RE | 4 | 01 April 2003 | 27 April 2004 |
| NG Chi Loong 吳志龍 | RE | 1 | 01 April 2003 | 04 May 2005 |
| NG Ka Yan 吳嘉欣 | RE | 1 | 26 October 2017 | 19 November 2017 |
| NG Kei Yuen 吳基源 | RE | 1 | 15 July 2016 | 24 November 2017 |
| NG Kin Ying 吳健瑛 | RE | 1 | 02 April 2007 | 04 May 2013 |
| NG Mau Chung 吳茂松 | RE | 1 | 01 April 2003 | 07 October 2003 |
| NG Mau Chung 吳茂松 | RE | 4 | 01 April 2003 | 07 October 2003 |
| NG Mau Chung 吳茂松 | RE | 6 | 01 April 2003 | 07 October 2003 |
| NG Mau Chung 吳茂松 | RE | 9 | 01 April 2003 | 07 October 2003 |
| NG Tak Lin, Fanny 吳德蓮 | RE | 1 | 01 April 2003 | 04 September 2017 |
| NG Tak Lin, Fanny 吳德蓮 | RE | 4 | 01 April 2003 | 18 February 2005 |
| NG Tak Lin, Fanny 吳德蓮 | RE | 9 | 01 April 2003 | 18 February 2005 |
| NG Tak Lin, Fanny 吳德蓮 | RE | 6 | 01 April 2003 | 18 February 2005 |
| NG Yick Man, Sammy 吳奕民 | RE | 1 | 01 April 2003 | 29 March 2007 |
| NG Yick Man, Sammy 吳奕民 | RE | 4 | 01 April 2003 | 18 February 2005 |
| NG Yick Man, Sammy 吳奕民 | RE | 9 | 01 April 2003 | 18 February 2005 |
| NG Yick Man, Sammy 吳奕民 | RE | 6 | 01 April 2003 | 18 February 2005 |
| PANG King Sau, Nelson 彭敬修 | RE | 1 | 28 June 2018 | 08 May 2020 |
| PO Hok Chun, Chris 蒲學進 | RE | 1 | 08 August 2011 | 02 August 2012 |
| PONG Wing Yi 龐詠怡 | RE | 1 | 20 September 2017 | 27 September 2018 |
| SHEK Sai Lok Edmond 石世諾 | RO | 1 | 05 December 2023 | |
| SHEK Sai Lok Edmond 石世諾 | RE | 1 | 03 July 2017 | 05 December 2023 |
| SUNG Sun Ping 宋新平 | RE | 4 | 01 April 2003 | 18 February 2005 |
| SUNG Sun Ping 宋新平 | RE | 9 | 01 April 2003 | 18 February 2005 |
| SUNG Sun Ping 宋新平 | RE | 1 | 01 April 2003 | 29 March 2007 |
| SUNG Sun Ping 宋新平 | RE | 6 | 01 April 2003 | 18 February 2005 |
| TAM Cheuk Fai 譚卓輝 | RE | 1 | 01 April 2003 | 30 November 2019 |
| TAM Cheuk Fai 譚卓輝 | RE | 4 | 01 April 2003 | 18 February 2005 |
| TAM Cheuk Fai 譚卓輝 | RE | 9 | 01 April 2003 | 18 February 2005 |
| TAM Cheuk Fai 譚卓輝 | RE | 6 | 01 April 2003 | 18 February 2005 |
| TANG John Lam Chek 鄧霖澤 | RE | 9 | 01 April 2003 | 18 February 2005 |
| TANG John Lam Chek 鄧霖澤 | RE | 4 | 01 April 2003 | 18 February 2005 |
| TANG John Lam Chek 鄧霖澤 | RE | 6 | 01 April 2003 | 18 February 2005 |
| TANG John Lam Chek 鄧霖澤 | RE | 1 | 01 April 2003 | |
| TANG Kai Shing 鄧啟成 | RE | 1 | 12 August 2004 | 09 December 2005 |
| TANG Lian 唐蓮 | RE | 1 | 12 March 2018 | |
| TANG Tak Chun 鄧德俊 | RE | 1 | 22 March 2019 | 24 January 2020 |
| TIN Man Leong 田旻亮 | RE | 1 | 18 January 2021 | 05 June 2022 |
| TSANG Yiu Fai, Nyon 曾曜暉 | RE | 1 | 18 September 2006 | 29 March 2007 |
| TSANG Yiu Kuen, Fabius 曾耀權 | RE | 1 | 05 July 2004 | 29 March 2007 |
| TSANG Yung Fat 曾勇發 | RE | 1 | 01 September 2020 | 31 January 2022 |
| TSE Ka Chun, Terry 謝家俊 | RE | 1 | 20 October 2010 | 07 October 2011 |
| TSUI Mei Wah 徐美華 | RE | 4 | 01 April 2003 | 08 September 2003 |
| TSUI Mei Wah 徐美華 | RE | 9 | 01 April 2003 | 08 September 2003 |
| TSUI Mei Wah 徐美華 | RE | 6 | 01 April 2003 | 08 September 2003 |
| TSUI Mei Wah 徐美華 | RE | 1 | 01 April 2003 | 08 September 2003 |
| USHIYAMA Masaharu 牛山政治 | RE | 1 | 16 May 2016 | 17 January 2017 |
| WAN Kwok Fung 溫國峰 | RE | 1 | 25 May 2011 | 25 November 2016 |
| WANG Yuxuan 王宇軒 | RE | 1 | 13 September 2010 | 01 December 2010 |
| WONG Chi Wah, Philip 黃智華 | RE | 1 | 23 March 2004 | 31 March 2004 |
| WONG Kam Keung 黃錦強 | RO | 1 | 27 July 2016 | 04 October 2019 |
| WONG Kam Keung 黃錦強 | RE | 1 | 26 January 2005 | 27 July 2016 |
| WONG King Tai, Gary 王景泰 | RE | 1 | 22 January 2008 | 11 March 2009 |
| WONG Tak Chi 王德志 | RE | 6 | 01 April 2003 | 20 May 2003 |
| WONG Tak Chi 王德志 | RE | 4 | 01 April 2003 | 20 May 2003 |
| WONG Tak Chi 王德志 | RE | 1 | 01 April 2003 | 20 May 2003 |
| WONG Tak Chi 王德志 | RE | 9 | 01 April 2003 | 20 May 2003 |
| WONG Ting Yung 黃庭榕 | RE | 1 | 04 November 2003 | 01 April 2004 |
| WOO Kwok On 胡國安 | RE | 4 | 01 April 2003 | 20 November 2003 |
| WOO Kwok On 胡國安 | RE | 6 | 01 April 2003 | 20 November 2003 |
| WOO Kwok On 胡國安 | RE | 9 | 01 April 2003 | 20 November 2003 |
| WOO Kwok On 胡國安 | RE | 1 | 01 April 2003 | 21 November 2003 |
| WOO So Mui 胡素梅 | RE | 1 | 11 July 2011 | 11 June 2012 |
| YEUNG Man Kin 楊文健 | RO | 1 | 17 October 2019 | 30 August 2020 |
| YEUNG Man Kin 楊文健 | RE | 1 | 25 September 2019 | 17 October 2019 |
| YING Yik Hung 邢益雄 | RE | 1 | 03 June 2004 | 09 November 2004 |
| YIP Cheuk Yin, Ryan 葉卓然 | RE | 6 | 01 April 2003 | 18 February 2005 |
| YIP Cheuk Yin, Ryan 葉卓然 | RE | 4 | 01 April 2003 | 18 February 2005 |
| YIP Cheuk Yin, Ryan 葉卓然 | RE | 9 | 01 April 2003 | 18 February 2005 |
| YIP Cheuk Yin, Ryan 葉卓然 | RE | 1 | 01 April 2003 | 29 March 2007 |
| YU Ge 余歌 | RE | 1 | 20 October 2016 | 19 April 2017 |
| YUEN Ka Fai 阮家輝 | RE | 1 | 01 April 2003 | 16 April 2017 |
| YUEN Ka Fai 阮家輝 | RE | 6 | 01 April 2003 | 18 February 2005 |
| YUEN Ka Fai 阮家輝 | RE | 4 | 01 April 2003 | 18 February 2005 |
| YUEN Ka Fai 阮家輝 | RE | 9 | 01 April 2003 | 18 February 2005 |
| YUNG Sin Leung 翁善良 | RO | 1 | 23 June 2003 | 31 October 2019 |
| ZHANG Kai 張凱 | RE | 1 | 01 June 2018 | 07 June 2018 |
| ZHANG Qiancheng 張前程 | RE | 1 | 16 April 2015 | 14 March 2017 |