Current licenceholders of ABY236 Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| XUE Ying 薛穎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 October 2020 |
| CHAN Siu Fai, Victor 陳兆輝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 October 2020 |
| LIAO Jieke 廖杰柯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 October 2020 |
| CHENG Meng 程萌 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 October 2020 |
| TO Hon San 杜漢燊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 October 2020 |
| HO Wai Ping, Regina 何偉冰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 October 2020 |
| HUANG Bo 黃博 | RO | [4] (Advising on Securities) | 05 October 2020 |
| YIP Chin Hong 葉展航 | RE | [4] (Advising on Securities) | 30 September 2020 |
| LUO Jie 羅洁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| ZHOU Hanyi 周涵逸 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| LEONG Yui Ern 梁毓恩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| CHOW Oi Ki 周藹琪 | RE | [1] (Dealing in Securities) | 28 September 2020 |
| CHAN Kelly 陳家禮 | RE | [1] (Dealing in Securities) | 25 September 2020 |
| IP Kun Ming 葉貫明 | RE | [1] (Dealing in Securities) | 10 September 2020 |
| LI Yucan 李毓璨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2020 |
| CHEN Yang 陳楊 | RE | [4] (Advising on Securities) | 28 August 2020 |
| TIAN Chong 田翀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 August 2020 |
| YANG Haoming 楊浩明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 August 2020 |
| LEUNG Alexander 梁皓鈞 | RE | [4] (Advising on Securities) | 12 August 2020 |
| LUI Hung Kik 呂鴻極 | RO | [1] (Dealing in Securities) | 12 August 2020 |
| MA Ka Shing 馬家成 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2020 |
| HU Zuoang 胡佐昂 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2020 |
| HUNG Ming Xi, Rainky 洪銘鍶 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 August 2020 |
| CHEN Yi-yin 陳怡吟 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 July 2020 |
| WANG Minnan 王旻楠 | RE | [4] (Advising on Securities) | 14 July 2020 |
| HUANG Daru 黃達儒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 July 2020 |
| RAY Hung Pang 黎孔鵬 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2020 |
| WANG Jinyue 王津粵 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 June 2020 |
| SHI Yaying 施亞莹 | RE | [4] (Advising on Securities) | 05 June 2020 |
| LI Dengji 李登基 | RE | [4] (Advising on Securities) | 28 May 2020 |
| XIE Ting 謝挺 | RE | [4] (Advising on Securities) | 21 May 2020 |
| WANG Wenxiao 王玟晓 | RE | [4] (Advising on Securities) | 21 May 2020 |
| CHEN Mengzhou 陈梦舟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 May 2020 |
| CHAN Kai Yin 陳佳燕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 May 2020 |
| CHAN Kin On 陳健安 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 May 2020 |
| WANG Yifang 王一方 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 May 2020 |
| SUN Tianhao 孫天昊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 May 2020 |
| LI Dengji 李登基 | RE | [1] (Dealing in Securities) | 29 April 2020 |
| HUANG Han 黃涵 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 April 2020 |
| XIE Ting 謝挺 | RE | [1] (Dealing in Securities) | 27 April 2020 |
| CHIU Pei Tzu 邱珮慈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 April 2020 |
| HO Yui Kwong, Kenny 何銳光 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 April 2020 |
| LIN Ping 林蘋 | RE | [4] (Advising on Securities) | 06 April 2020 |
| CHEUNG Shu Ping 張樹冰 | RE | [4] (Advising on Securities) | 06 April 2020 |
| ZHOU Yulong 周宇龙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 April 2020 |
| REN Tingting 任婷婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 March 2020 |
| LIN Ping 林蘋 | RE | [1] (Dealing in Securities) | 09 March 2020 |
| CHEUNG Shu Ping 張樹冰 | RE | [1] (Dealing in Securities) | 09 March 2020 |
| YANG Xiaoqing 楊晓青 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 March 2020 |
| KE Chiyuan 柯馳原 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 February 2020 |
| LEUNG Yuen Mai, Amy 梁婉媚 | RE | [4] (Advising on Securities) | 24 February 2020 |
| LAU Ka Po, Jasmine 劉嘉寳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 February 2020 |
| TAM Tommy Yuk-tong 譚毓棠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 February 2020 |
| LI Tan, Jean 李丹 | RO | [1] (Dealing in Securities) | 19 February 2020 |
| CHEN Fang 陳放 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 February 2020 |
| LEUNG Yuen Mai, Amy 梁婉媚 | RE | [1] (Dealing in Securities) | 12 February 2020 |
| LEE Xiao Qin Ervin 李孝勤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 February 2020 |
| CHEN Sida 陳斯达 | RE | [4] (Advising on Securities) | 24 January 2020 |
| CHEN Sida 陳斯达 | RE | [1] (Dealing in Securities) | 08 January 2020 |
| YUNG Yuet Man, Susan 容月敏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 January 2020 |
| ZHAO Wei 趙薇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 December 2019 |
| ZHAN Chunli 詹春立 | RE | [4] (Advising on Securities) | 24 December 2019 |
| CHAN Man Yi 陳文意 | RE | [1] (Dealing in Securities) | 18 December 2019 |
| YANG Shuya 楊舒雅 | RE | [1] (Dealing in Securities) | 18 December 2019 |
| HUANG Guanxiong 黃冠雄 | RE | [4] (Advising on Securities) | 11 December 2019 |
| HUANG Yiyun 黃弋芸 | RE | [1] (Dealing in Securities) | 10 December 2019 |
| CHEUNG Chi Hang 張智恒 | RE | [4] (Advising on Securities) | 09 December 2019 |
| LEE Chun 李駿 | RE | [4] (Advising on Securities) | 02 December 2019 |
| TSAI Hsin Yi 蔡心怡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 November 2019 |
| XIAO Jiajia 肖佳佳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 November 2019 |
| CHEUNG Chi Hang 張智恒 | RE | [1] (Dealing in Securities) | 21 November 2019 |
| YANG Yi 楊懿 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 November 2019 |
| LEE Chun 李駿 | RE | [1] (Dealing in Securities) | 29 October 2019 |
| LIU Po Wen 劉博文 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 October 2019 |
| MAN Kon Kuen, Martin 文幹權 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 October 2019 |
| CHAN Cheung Kam 陳章淦 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 October 2019 |
| BAI Ge 白舸 | RE | [4] (Advising on Securities) | 09 October 2019 |
| TSANG Sui Cheung 曾瑞祥 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 September 2019 |
| TANG Chit 鄧捷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 September 2019 |
| CHEN Sichao 陳思超 | RE | [4] (Advising on Securities) | 26 September 2019 |
| OUYANG Shu 歐陽姝 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 September 2019 |
| CHEN Ao 陳傲 | RE | [4] (Advising on Securities) | 18 September 2019 |
| AO IEONG Wai Chi 歐陽惠慈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2019 |
| HUI King Lung 許經隆 | RE | [1] (Dealing in Securities) | 16 September 2019 |
| LI Haihu 李海虎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 September 2019 |
| ZHANG Dan | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 September 2019 |
| JIANG Xiaoyan 蔣小燕 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 September 2019 |
| DONG Xiaoxuan 董小玄 | RE | [1] (Dealing in Securities) | 02 September 2019 |
| CHIK Chuk Nor 戚竹娜 | RE | [4] (Advising on Securities) | 14 August 2019 |
| HUI King Lung 許經隆 | RE | [4] (Advising on Securities) | 14 August 2019 |
| LAU Shing Fung 劉盛豐 | RE | [1] (Dealing in Securities) | 14 August 2019 |
| CHOW Shun Chiu 周汛釗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 August 2019 |
| WAN Lu 萬璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 August 2019 |
| YEUNG Chun Ki 楊駿基 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 August 2019 |
| LAM Tat Shing 林達誠 | RE | [4] (Advising on Securities) | 05 August 2019 |
| LI Sze Hang 李思行 | RE | [4] (Advising on Securities) | 05 August 2019 |
| LUI Hung Kik 呂鴻極 | RE | [4] (Advising on Securities) | 05 August 2019 |
| DONG Xiaoxuan 董小玄 | RE | [4] (Advising on Securities) | 02 August 2019 |
| LI Hengzhao 李恒釗 | RE | [4] (Advising on Securities) | 17 July 2019 |
| TEE Brian Benedict Oh | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 July 2019 |
| YANG Yongqing 楊永晴 | RE | [1] (Dealing in Securities) | 10 July 2019 |
| CHENG Tsz Hin 鄭梓軒 | RE | [1] (Dealing in Securities) | 09 July 2019 |
| SHI Zhenchun 施臻純 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 July 2019 |
| WU Yanjun 吳彥君 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 July 2019 |
| CHEN Chi Hing 陳志興 | RE | [4] (Advising on Securities) | 28 June 2019 |
| YIU Wai Yi 姚惠儀 | RE | [4] (Advising on Securities) | 25 June 2019 |
| SIN Fung Chi 冼鳳芝 | RE | [1] (Dealing in Securities) | 24 June 2019 |
| LI Yilun 李一仑 | RE | [1] (Dealing in Securities) | 20 June 2019 |
| MA Xing 馬行 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 June 2019 |
| YANG Sigao 楊思高 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 June 2019 |
| ZHANG Yan 張岩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 June 2019 |
| CHENG Xi 程曦 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 June 2019 |
| NG Chi To, Graham 伍志濤 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 June 2019 |
| CHEN Chi Hing 陳志興 | RE | [1] (Dealing in Securities) | 28 May 2019 |
| ZHAO Yining 趙依宁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 May 2019 |
| YIU Wai Yi 姚惠儀 | RE | [1] (Dealing in Securities) | 24 May 2019 |
| LI Xinxin 李辛辛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 May 2019 |
| SIN Fung Chi 冼鳳芝 | RE | [4] (Advising on Securities) | 10 May 2019 |
| WANG Han 王瀚 | RE | [4] (Advising on Securities) | 30 April 2019 |
| GONG Yuelai 龔悦來 | RE | [4] (Advising on Securities) | 29 April 2019 |
| WONG Siu Ming 黃紹銘 | RE | [1] (Dealing in Securities) | 16 April 2019 |
| LAU Tsz Hung 劉子雄 | RE | [1] (Dealing in Securities) | 16 April 2019 |
| CHAN Kong Yin 陳廣賢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 April 2019 |
| ZHU Yixiao 朱屹霄 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 April 2019 |
| CHEN Wuhao 陳吳昊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 March 2019 |
| HO Siu Yan, Jennifer 何紹茵 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 March 2019 |
| LIAO Ning 廖宁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 March 2019 |
| TAM Yuk Yin, Denise 譚玉燕 | RE | [4] (Advising on Securities) | 05 March 2019 |
| CHAN Chi Cheung, Sunny 陳志翔 | RE | [1] (Dealing in Securities) | 01 March 2019 |
| SIT Yiu Cho, Jeffrey 薛耀祖 | RE | [4] (Advising on Securities) | 27 February 2019 |
| CHU Ka Kwan, Lorraine 朱嘉群 | RE | [4] (Advising on Securities) | 27 February 2019 |
| KWAN Wai Shan 關慧珊 | RE | [4] (Advising on Securities) | 27 February 2019 |
| KWAN Po Shan 關寶珊 | RE | [1] (Dealing in Securities) | 27 February 2019 |
| YU Ka Fai 余家輝 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 February 2019 |
| TAM Yuk Yin, Denise 譚玉燕 | RE | [1] (Dealing in Securities) | 15 February 2019 |
| LEUNG Yuen Kwan 梁婉君 | RE | [1] (Dealing in Securities) | 04 February 2019 |
| SIT Yiu Cho, Jeffrey 薛耀祖 | RE | [1] (Dealing in Securities) | 01 February 2019 |
| CHU Ka Kwan, Lorraine 朱嘉群 | RE | [1] (Dealing in Securities) | 01 February 2019 |
| KWAN Wai Shan 關慧珊 | RE | [1] (Dealing in Securities) | 01 February 2019 |
| LAI Man Yan 黎民茵 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 January 2019 |
| KWOK Lap Wa 郭立華 | RO | [1] (Dealing in Securities) | 21 January 2019 |
| CHAN Chun Chung 陳振聰 | RO | [1] (Dealing in Securities) | 16 January 2019 |
| JIN Ziwei 金紫薇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 January 2019 |
| LO Chun Keung, Bassanio 盧振強 | RE | [4] (Advising on Securities) | 15 January 2019 |
| LO Chun Keung, Bassanio 盧振強 | RO | [1] (Dealing in Securities) | 15 January 2019 |
| QI Haiying 祁海英 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 January 2019 |
| CHEN Juming 陳炬明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 January 2019 |
| CHAN Tai Ching Michael 陳大禎 | RE | [1] (Dealing in Securities) | 08 January 2019 |
| CHANG Shu Pei 張書沛 | RE | [4] (Advising on Securities) | 07 January 2019 |
| LIN Rongye 林荣叶 | RE | [4] (Advising on Securities) | 04 January 2019 |
| JIN Jia 金甲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 January 2019 |
| LAU Muk Hoi 柳木海 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 December 2018 |
| YANG Yuting 楊鈺婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 December 2018 |
| GAO Ruidong 高瑞東 | RE | [4] (Advising on Securities) | 14 December 2018 |
| LAM Man 林敏 | RE | [1] (Dealing in Securities) | 13 December 2018 |
| HUI Tsz Kit 許子杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 December 2018 |
| CHOW Chun Yin 周晉賢 | RE | [1] (Dealing in Securities) | 13 December 2018 |
| HO To, Alan 何鍍 | RE | [4] (Advising on Securities) | 11 December 2018 |
| ZHUO Shikai 卓仕凱 | RE | [4] (Advising on Securities) | 05 December 2018 |
| HUA Changchun 花長春 | RE | [4] (Advising on Securities) | 04 December 2018 |
| HU Jie 胡洁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 December 2018 |
| CHAN Chun Chung 陳振聰 | RE | [4] (Advising on Securities) | 15 November 2018 |
| YEUNG Ying Wai 楊盈慧 | RE | [4] (Advising on Securities) | 15 November 2018 |
| CHANG Shu Pei 張書沛 | RE | [1] (Dealing in Securities) | 14 November 2018 |
| KWONG Hoi Yeung, Ocean 鄺凱揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 November 2018 |
| HE Zirong 何梓榕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 November 2018 |
| LAU Nga Yeung 劉雅揚 | RE | [1] (Dealing in Securities) | 05 November 2018 |
| CHUI Wai Fong 徐惠芳 | RE | [1] (Dealing in Securities) | 05 November 2018 |
| CHU Wan Yin 朱韻賢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 November 2018 |
| HO To, Alan 何鍍 | RE | [1] (Dealing in Securities) | 19 October 2018 |
| NG Cho Fai, Jackfrey 吳祖輝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 October 2018 |
| CHU Sheung Lun 朱上倫 | RE | [1] (Dealing in Securities) | 15 October 2018 |
| YEUNG Ying Wai 楊盈慧 | RE | [1] (Dealing in Securities) | 11 October 2018 |
| SHAO Junxi 邵俊樨 | RE | [4] (Advising on Securities) | 11 October 2018 |
| LAI Billy Yee Piu 黎以標 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 October 2018 |
| LAW Lap Kau 羅立球 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 October 2018 |
| CHOW Chun Yue Louis 周振宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 October 2018 |
| CHAN Hoi Fung 陳凱峰 | RE | [4] (Advising on Securities) | 08 October 2018 |
| LAM Shu Hon 林書瀚 | RE | [4] (Advising on Securities) | 08 October 2018 |
| CHENG Man Chi 鄭敏芝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| WOO Ka Wing 胡嘉詠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| YEO Keng Chun 楊慶春 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| LEE Wang Sun 李宏燊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| YUNG Zico Shu-gor 翁樹果 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| CHAN Esther 陳穎謙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 October 2018 |
| CHENG Man Ho, Raymond 鄭文浩 | RE | [1] (Dealing in Securities) | 05 October 2018 |
| CHAN Shiu Tong, Terence 陳兆棠 | RE | [1] (Dealing in Securities) | 05 October 2018 |
| SUNG Poh Hong 宋寶康 | RE | [1] (Dealing in Securities) | 05 October 2018 |
| WENG Fang 翁放 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 September 2018 |
| CHAN Hoi Fung 陳凱峰 | RE | [1] (Dealing in Securities) | 26 September 2018 |
| LAM Shu Hon 林書瀚 | RE | [1] (Dealing in Securities) | 21 September 2018 |
| CHEUNG Ka Lai 章嘉麗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 September 2018 |
| LIAO Min-Liang 廖敏良 | RE | [4] (Advising on Securities) | 21 September 2018 |
| SU Dong 蘇棟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 September 2018 |
| TSANG Yin Chung, Martin 曾彥中 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 September 2018 |
| CHAN Man Hung, Ivan 陳文洪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 September 2018 |
| WU Di 吳狄 | RE | [4] (Advising on Securities) | 10 September 2018 |
| HUANG Kaihong 黃凱鴻 | RE | [4] (Advising on Securities) | 06 September 2018 |
| WONG Chung Mun 黃仲文 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 September 2018 |
| LIAO Min-Liang 廖敏良 | RE | [1] (Dealing in Securities) | 30 August 2018 |
| GE Yiran 葛一然 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 August 2018 |
| KWONG Pui Chuen 鄺霈銓 | RE | [4] (Advising on Securities) | 01 August 2018 |
| FONG Ka Chai 方家齊 | RE | [1] (Dealing in Securities) | 01 August 2018 |
| KWOK Lap Wa 郭立華 | RE | [4] (Advising on Securities) | 20 July 2018 |
| KWONG Pui Chuen 鄺霈銓 | RE | [1] (Dealing in Securities) | 12 July 2018 |
| FONG Wai Kim 方偉儉 | RE | [4] (Advising on Securities) | 19 June 2018 |
| LOU Wing Chung, Simon 羅永頌 | RO | [1] (Dealing in Securities) | 15 June 2018 |
| LAI Man Kin 黎敏健 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 May 2018 |
| WANG Yayuan 王雅媛 | RE | [4] (Advising on Securities) | 31 May 2018 |
| SHEK Ki Fung 石奇峯 | RE | [1] (Dealing in Securities) | 21 May 2018 |
| YU Lap Kwan 余立群 | RE | [4] (Advising on Securities) | 07 May 2018 |
| LIU Chen 柳晨 | RE | [4] (Advising on Securities) | 07 May 2018 |
| CHENG Pui Ming 鄭沛銘 | RE | [1] (Dealing in Securities) | 07 May 2018 |
| CHAN Suk Fong 陳淑芳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 May 2018 |
| YU Lap Kwan 余立群 | RE | [1] (Dealing in Securities) | 25 April 2018 |
| YAM Wai Yuen Vincent 任維淵 | RE | [1] (Dealing in Securities) | 25 April 2018 |
| TSANG Kwok Yuk 曾國鈺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 April 2018 |
| WANG Weiwei 王瑋韡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 April 2018 |
| YU Kwok Fai 楊國輝 | RE | [4] (Advising on Securities) | 18 April 2018 |
| YU Kwok Fai 楊國輝 | RE | [1] (Dealing in Securities) | 16 April 2018 |
| YAM Wai Yuen Vincent 任維淵 | RE | [4] (Advising on Securities) | 11 April 2018 |
| ZHANG Xue 張雪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 March 2018 |
| WANG Yayuan 王雅媛 | RE | [1] (Dealing in Securities) | 09 March 2018 |
| DING Yixin 丁一新 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 March 2018 |
| ZHENG Shenghuai 鄭聖槐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 February 2018 |
| WU Youping 吳幼平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 January 2018 |
| YU Jintong 余勁同 | RE | [4] (Advising on Securities) | 24 January 2018 |
| TAM Kai Yi, Kelly 譚啟兒 | RE | [1] (Dealing in Securities) | 16 January 2018 |
| HE WEI 何威 | RE | [1] (Dealing in Securities) | 14 December 2017 |
| TANG Yeung Tim 鄧楊添 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 December 2017 |
| WU Yeuk Man 胡躍民 | RE | [1] (Dealing in Securities) | 11 December 2017 |
| ZHAO Xinyue 趙欣玥 | RE | [4] (Advising on Securities) | 11 December 2017 |
| CHUNG Wai Pan 鍾維斌 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 November 2017 |
| WONG Long Chun 黃朗晉 | RE | [1] (Dealing in Securities) | 13 October 2017 |
| LI Bai 李柏 | RE | [4] (Advising on Securities) | 25 September 2017 |
| SUN Xiao Xiao 孫瀟瀟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 September 2017 |
| LI Tianyi 李天一 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 September 2017 |
| ZENG Xinyuan 曾新芫 | RE | [4] (Advising on Securities) | 06 September 2017 |
| FENG Tingshuai 馮廷帥 | RE | [4] (Advising on Securities) | 30 August 2017 |
| ZHOU Huanwei 周桓葳 | RE | [4] (Advising on Securities) | 04 August 2017 |
| DENG Qiao 鄧巧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 July 2017 |
| WANG Tong 王彤 | RE | [1] (Dealing in Securities) | 11 July 2017 |
| LAU Hiu Wai 劉曉蕙 | RE | [1] (Dealing in Securities) | 15 June 2017 |
| ZHENG Haomin 鄭皓敏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 June 2017 |
| DU CHAO 杜超 | RE | [1] (Dealing in Securities) | 25 May 2017 |
| TSANG Kwong Sun Patrick 曾廣新 | RE | [1] (Dealing in Securities) | 06 April 2017 |
| WANG Xiaoxian 王小嫻 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 March 2017 |
| CHAN Man Fung 陳文鋒 | RE | [4] (Advising on Securities) | 03 March 2017 |
| CHAN Man Tik 陳文迪 | RE | [4] (Advising on Securities) | 03 March 2017 |
| MA Xiaoxuan 馬晓譞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 January 2017 |
| LEE Shu Fan 李樹勳 | RE | [1] (Dealing in Securities) | 17 January 2017 |
| ZENG Qinghao 曾慶豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 January 2017 |
| WU Xiaoyu 吳效宇 | RE | [4] (Advising on Securities) | 09 January 2017 |
| DUANMU Zhenyu 端木震宇 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 November 2016 |
| CUI Jingyi 崔婧怡 | RE | [4] (Advising on Securities) | 02 November 2016 |
| WANG Fan 王帆 | RE | [4] (Advising on Securities) | 01 November 2016 |
| LIU Bing 劉冰 | RE | [4] (Advising on Securities) | 25 October 2016 |
| LIN Yuanyuan 林园远 | RE | [4] (Advising on Securities) | 20 October 2016 |
| CHENG Kwok Ming 鄭國明 | RE | [1] (Dealing in Securities) | 05 October 2016 |
| NIU Zhuowen 牛卓文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 September 2016 |
| WONG Hiu Cheung 王曉翔 | RE | [4] (Advising on Securities) | 06 September 2016 |
| LEI Qiang 雷強 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 August 2016 |
| HUDSON Noah John | RO | [4] (Advising on Securities) | 15 August 2016 |
| MAI Ziqi 麥梓琪 | RE | [4] (Advising on Securities) | 12 August 2016 |
| DAI Bo 代波 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2016 |
| XU Linkun 徐琳琨 | RE | [1] (Dealing in Securities) | 03 August 2016 |
| WANG Changjiang 汪昌江 | RE | [4] (Advising on Securities) | 25 July 2016 |
| CHUANG Shu Ching 莊淑晴 | RE | [1] (Dealing in Securities) | 21 July 2016 |
| HUANG Chongjun 黃重鈞 | RE | [4] (Advising on Securities) | 27 May 2016 |
| LAW Pui Tat 羅沛達 | RE | [4] (Advising on Securities) | 27 May 2016 |
| MAC LINKS Phil Stuart | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 May 2016 |
| PAN Linglei 潘凌蕾 | RE | [4] (Advising on Securities) | 03 March 2016 |
| CAI Jiawei 蔡佳瑋 | RE | [1] (Dealing in Securities) | 15 December 2015 |
| DING Jiaheng 丁佳珩 | RE | [1] (Dealing in Securities) | 10 December 2015 |
| ZHANG Xiaoyu 張孝煜 | RE | [1] (Dealing in Securities) | 09 October 2015 |
| XIAO Jin 肖瑾 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 September 2015 |
| JIANG Lin 姜琳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2015 |
| LV Sihui 呂思慧 | RE | [1] (Dealing in Securities) | 24 August 2015 |
| YAN Ka Ho 甄嘉豪 | RE | [1] (Dealing in Securities) | 21 August 2015 |
| WONG Hiu Cheung 王曉翔 | RE | [1] (Dealing in Securities) | 07 August 2015 |
| MA Sau Cheung Toliver 馬守彰 | RE | [4] (Advising on Securities) | 27 July 2015 |
| PAN Jupeng 潘舉鵬 | RE | [1] (Dealing in Securities) | 10 July 2015 |
| CHEN Yanling 陳艷玲 | RE | [1] (Dealing in Securities) | 03 July 2015 |
| CHI Chung Him 池仲謙 | RE | [1] (Dealing in Securities) | 25 June 2015 |
| WONG Chun Ho 王俊浩 | RE | [4] (Advising on Securities) | 27 April 2015 |
| WANG Hongrui 王泓睿 | RE | [1] (Dealing in Securities) | 23 April 2015 |
| TANG Kelvin Chi Wai 鄧志偉 | RE | [1] (Dealing in Securities) | 15 April 2015 |
| HONG Xueyu 洪學宇 | RE | [4] (Advising on Securities) | 31 March 2015 |
| TO Yu Fai 杜宇輝 | RE | [1] (Dealing in Securities) | 09 December 2014 |
| ZHAO Shuman 趙舒蔓 | RE | [4] (Advising on Securities) | 24 November 2014 |
| LI Sze Hang 李思行 | RE | [1] (Dealing in Securities) | 26 September 2014 |
| WANG Ye 王燁 | RE | [1] (Dealing in Securities) | 20 August 2014 |
| KWOK Keung 郭強 | RO | [1] (Dealing in Securities) | 06 August 2014 |
| ZHU Junjie 朱俊杰 | RE | [4] (Advising on Securities) | 16 June 2014 |
| IP Wun Tai, Mandy 葉煥娣 | RE | [1] (Dealing in Securities) | 12 June 2014 |
| SHEK Hiu Nam 石曉楠 | RE | [1] (Dealing in Securities) | 04 April 2014 |
| LIU Gu 劉谷 | RO | [4] (Advising on Securities) | 27 February 2014 |
| SONG Tao 宋濤 | RE | [4] (Advising on Securities) | 06 February 2014 |
| LAU Wai Kit 劉唯杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 December 2013 |
| CAO Zhu 曹柱 | RE | [4] (Advising on Securities) | 10 December 2013 |
| PRITCHARD Christine 袁梦 | RE | [1] (Dealing in Securities) | 26 November 2013 |
| ZHANG Fan 張帆 | RE | [1] (Dealing in Securities) | 28 October 2013 |
| LAM Tat Shing 林達誠 | RE | [1] (Dealing in Securities) | 30 September 2013 |
| CHAN Man Tik 陳文迪 | RE | [1] (Dealing in Securities) | 09 August 2013 |
| ZHANG Jinhui 張金暉 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 August 2013 |
| WANG Junhong 汪俊紅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 July 2013 |
| ZHANG Yan 張燕 | RE | [1] (Dealing in Securities) | 07 May 2013 |
| CHAN Man Fung 陳文鋒 | RE | [1] (Dealing in Securities) | 26 March 2013 |
| CHUI Wai Fong 徐惠芳 | RE | [4] (Advising on Securities) | 01 November 2012 |
| CHAN Tak Man, Calvin 陳德文 | RE | [1] (Dealing in Securities) | 26 October 2012 |
| WONG Pui Yuen, Bryan 黃沛源 | RE | [1] (Dealing in Securities) | 15 October 2012 |
| TAI Ming Kong 戴銘光 | RE | [1] (Dealing in Securities) | 15 October 2012 |
| HUANG Yanming 黃燕銘 | RE | [4] (Advising on Securities) | 05 October 2012 |
| LEUNG Chor Ming 梁礎銘 | RE | [1] (Dealing in Securities) | 03 September 2012 |
| KONG Yuan 孔原 | RE | [1] (Dealing in Securities) | 15 August 2012 |
| LI Wen 李雯 | RE | [1] (Dealing in Securities) | 27 June 2012 |
| YEUNG Tze Fung 楊子峰 | RO | [1] (Dealing in Securities) | 22 May 2012 |
| GUO Yong 郭勇 | RE | [4] (Advising on Securities) | 29 July 2011 |
| CHU Ying 朱瑩 | RE | [1] (Dealing in Securities) | 12 July 2011 |
| LEUNG Chun Pui 梁俊培 | RE | [1] (Dealing in Securities) | 04 July 2011 |
| HE Jun 何鈞 | RE | [1] (Dealing in Securities) | 12 November 2010 |
| WONG Ka Wai 黃家瑋 | RE | [4] (Advising on Securities) | 25 June 2010 |
| CHEN ZHENYUAN 陳貞媛 | RE | [1] (Dealing in Securities) | 03 March 2010 |
| CHEN Ying 陳穎 | RE | [1] (Dealing in Securities) | 18 November 2009 |
| LEE Chun Yin, Benedict 李俊賢 | RE | [1] (Dealing in Securities) | 05 November 2009 |
| YEUNG Wai Cheung 楊偉祥 | RE | [4] (Advising on Securities) | 26 March 2009 |
| LO Kwong Shun, Wilson 羅廣信 | RE | [1] (Dealing in Securities) | 03 November 2008 |
| WONG Anthony 黃嘉賢 | RE | [1] (Dealing in Securities) | 03 November 2008 |
| TSOI Wai Kwong 蔡偉光 | RE | [1] (Dealing in Securities) | 22 September 2008 |
| CHEUNG Ming Hung 張銘洪 | RE | [1] (Dealing in Securities) | 25 July 2008 |
| JIAO Ying 焦穎 | RE | [1] (Dealing in Securities) | 09 July 2008 |
| HON Kin Chung 韓建中 | RE | [1] (Dealing in Securities) | 02 June 2008 |
| HAN Wenyuan 韓文苑 | RE | [1] (Dealing in Securities) | 31 December 2007 |
| DAI Huiwei 戴惠偉 | RE | [1] (Dealing in Securities) | 22 November 2007 |
| YIP Chin Hong 葉展航 | RE | [1] (Dealing in Securities) | 13 September 2007 |
| LAU Mei 劉薇 | RE | [1] (Dealing in Securities) | 16 August 2007 |
| LI Wen 李雯 | RE | [4] (Advising on Securities) | 25 June 2007 |
| CHEN Yingying 陳盈盈 | RE | [1] (Dealing in Securities) | 02 January 2007 |
| WU Qiong 吳穹 | RE | [1] (Dealing in Securities) | 20 November 2006 |
| TSUI Hok Man, Simon 崔學民 | RE | [1] (Dealing in Securities) | 21 April 2006 |
| YEUNG Wai Cheung 楊偉祥 | RE | [1] (Dealing in Securities) | 17 February 2006 |
| HUI Yu Cheung 許宇翔 | RE | [1] (Dealing in Securities) | 16 January 2006 |
| YU Wing Yi, Daisy 余穎怡 | RE | [1] (Dealing in Securities) | 29 December 2005 |
| SUN Yi Lam 孫意琳 | RE | [1] (Dealing in Securities) | 16 November 2005 |
| CHEUNG Wing Sze 張穎思 | RE | [1] (Dealing in Securities) | 18 May 2005 |
| YU Kwan Fei 虞珺斐 | RE | [1] (Dealing in Securities) | 28 April 2005 |
| WU Hongjian 吳洪健 | RE | [1] (Dealing in Securities) | 07 April 2005 |
| PAN Youdian 潘有典 | RE | [1] (Dealing in Securities) | 12 January 2005 |
| ZHANG Lingyun 張凌云 | RE | [1] (Dealing in Securities) | 23 September 2004 |
| WONG Tung Ching 王冬青 | RO | [1] (Dealing in Securities) | 10 September 2004 |
| LU Lu 呂露 | RE | [1] (Dealing in Securities) | 26 August 2004 |
| YAU Deirdre 邱迪怡 | RE | [1] (Dealing in Securities) | 06 April 2004 |
| WANG Gang 王剛 | RE | [1] (Dealing in Securities) | 05 February 2004 |
| MAK Winnie 麥婉儀 | RE | [1] (Dealing in Securities) | 08 November 2003 |
| CHIK Chuk Nor 戚竹娜 | RE | [1] (Dealing in Securities) | 19 September 2003 |
| YIM Siu Cheung 閻紹樟 | RE | [1] (Dealing in Securities) | 06 May 2003 |
| CHAN Wai Tung 陳偉東 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LEE Ming Chuan, Eric 李明權 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 April 2003 |
| TUNG Wing Fong, Corona 董詠芳 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHU Yin Man 朱賢文 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAI Kai Hung 黎啟雄 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Ka Wah 陳家驊 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Kwok Chu 陳國柱 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Loi Tak 陳來得 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| ZHANG Sijun 張嗣君 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| SHEN Yue 沈悅 | RE | [1] (Dealing in Securities) | 01 April 2003 |