Current licenceholders of ABY236 Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
CHAN Man Yi 陳文意 | RE | 4 (Advising on Securities) | 2021-01-11 |
CHENG Siu Wa 鄭少華 | RE | 1 (Dealing in Securities) | 2021-01-11 |
XIAO Di 肖鏑 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-29 |
LAW Ka Wing 羅嘉榮 | RE | 1 (Dealing in Securities) | 2020-12-24 |
SIT Yiu Cho, Jeffrey 薛耀祖 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-23 |
LI Sha 李莎 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-21 |
KWOK Lap Wa 郭立華 | RE | 1 (Dealing in Securities) | 2020-12-17 |
TSUI Hok Man, Simon 崔學民 | RE | 4 (Advising on Securities) | 2020-12-16 |
ZHANG Lingxi 張玲西 | RE | 1 (Dealing in Securities) | 2020-12-14 |
SUEN Ka Kit 孫家傑 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-30 |
LI Jiageng 李加庚 | RE | 4 (Advising on Securities) | 2020-11-23 |
SUN Yi Lam 孫意琳 | RO | 1 (Dealing in Securities) | 2020-11-23 |
WU Shuk Ming 胡淑明 | RE | 4 (Advising on Securities) | 2020-11-23 |
MA Chao 馬超 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-20 |
ZHENG Haomin 鄭皓敏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-18 |
HUANG Rongzuo 黃荣左 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-17 |
XU Huangsheng 許煌勝 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-13 |
QIN Zhiyin 秦之茵 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-09 |
LAM Tat Hung 林達鴻 | RE | 1 (Dealing in Securities) | 2020-11-05 |
WAN Ching Lam 尹青臨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-05 |
LEUNG Chun Pui 梁俊培 | RE | 4 (Advising on Securities) | 2020-11-05 |
WONG Lok Man, Arnold 黃諾文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-30 |
LAI Wai Hin 黎瑋軒 | RE | 1 (Dealing in Securities) | 2020-10-28 |
CHOW Hau Fan 周厚勛 | RE | 1 (Dealing in Securities) | 2020-10-27 |
WU Shuk Ming 胡淑明 | RE | 1 (Dealing in Securities) | 2020-10-27 |
YU Yaodong 余耀東 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-27 |
WU Yijun 武怡君 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-27 |
SUN Renjie 孫仁杰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-27 |
LI Jiageng 李加庚 | RE | 1 (Dealing in Securities) | 2020-10-23 |
XUE Ying 薛穎 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-22 |
CHAN Siu Fai, Victor 陳兆輝 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-15 |
LIAO Jieke 廖杰柯 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-15 |
TO Hon San 杜漢燊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-14 |
HO Wai Ping, Regina 何偉冰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-13 |
HUANG Bo 黃博 | RO | 4 (Advising on Securities) | 2020-10-05 |
ZHOU Hanyi 周涵逸 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-30 |
LEONG Yui Ern 梁毓恩 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-30 |
YIP Chin Hong 葉展航 | RE | 4 (Advising on Securities) | 2020-09-30 |
LUO Jie 羅洁 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-30 |
CHOW Oi Ki 周藹琪 | RE | 1 (Dealing in Securities) | 2020-09-28 |
CHAN Kelly 陳家禮 | RE | 1 (Dealing in Securities) | 2020-09-25 |
IP Kun Ming 葉貫明 | RE | 1 (Dealing in Securities) | 2020-09-10 |
LI Yucan 李毓璨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-03 |
CHEN Yang 陳楊 | RE | 4 (Advising on Securities) | 2020-08-28 |
TIAN Chong 田翀 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-28 |
YANG Haoming 楊浩明 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-20 |
LEI Anran 雷安然 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-14 |
LEUNG Alexander 梁皓鈞 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-12 |
LUI Hung Kik 呂鴻極 | RO | 1 (Dealing in Securities) | 2020-08-12 |
MA Ka Shing 馬家成 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-11 |
HU Zuoang 胡佐昂 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-11 |
HUNG Ming Xi, Rainky 洪銘鍶 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-04 |
CHEN Yi-yin 陳怡吟 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-07-15 |
WANG Minnan 王旻楠 | RE | 4 (Advising on Securities) | 2020-07-14 |
HUANG Daru 黃達儒 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-07-10 |
RAY Hung Pang 黎孔鵬 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-06 |
WANG Jinyue 王津粵 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-08 |
SHI Yaying 施亞莹 | RE | 4 (Advising on Securities) | 2020-06-05 |
LI Dengji 李登基 | RE | 4 (Advising on Securities) | 2020-05-28 |
WANG Wenxiao 王玟晓 | RE | 4 (Advising on Securities) | 2020-05-21 |
XIE Ting 謝挺 | RE | 4 (Advising on Securities) | 2020-05-21 |
CHEN Mengzhou 陈梦舟 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-15 |
CHAN Kai Yin 陳佳燕 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-07 |
CHAN Kin On 陳健安 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-04 |
WANG Yifang 王一方 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-04 |
SUN Tianhao 孫天昊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-04 |
LI Dengji 李登基 | RE | 1 (Dealing in Securities) | 2020-04-29 |
HUANG Han 黃涵 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-29 |
XIE Ting 謝挺 | RE | 1 (Dealing in Securities) | 2020-04-27 |
CHIU Pei Tzu 邱珮慈 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-21 |
CHEUNG Shu Ping 張樹冰 | RE | 4 (Advising on Securities) | 2020-04-06 |
HO Yui Kwong, Kenny 何銳光 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-04-06 |
LIN Ping 林蘋 | RE | 4 (Advising on Securities) | 2020-04-06 |
ZHOU Yulong 周宇龍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-06 |
REN Tingting 任婷婷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-03-27 |
LIN Ping 林蘋 | RE | 1 (Dealing in Securities) | 2020-03-09 |
CHEUNG Shu Ping 張樹冰 | RE | 1 (Dealing in Securities) | 2020-03-09 |
YANG Xiaoqing 楊晓青 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-03-04 |
KE Chiyuan 柯馳原 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-02-27 |
LAU Ka Po, Jasmine 劉嘉寳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-02-24 |
LEUNG Yuen Mai, Amy 梁婉媚 | RE | 4 (Advising on Securities) | 2020-02-24 |
TAM Tommy Yuk-tong 譚毓棠 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-02-21 |
LI Tan, Jean 李丹 | RO | 1 (Dealing in Securities) | 2020-02-19 |
CHEN Fang 陳放 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-02-18 |
LEUNG Yuen Mai, Amy 梁婉媚 | RE | 1 (Dealing in Securities) | 2020-02-12 |
LEE Xiao Qin Ervin 李孝勤 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-02-10 |
CHEN Sida 陳斯达 | RE | 4 (Advising on Securities) | 2020-01-24 |
CHEN Sida 陳斯达 | RE | 1 (Dealing in Securities) | 2020-01-08 |
YUNG Yuet Man, Susan 容月敏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-08 |
ZHAO Wei 趙薇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-30 |
ZHAN Chunli 詹春立 | RE | 4 (Advising on Securities) | 2019-12-24 |
YANG Shuya 楊舒雅 | RE | 1 (Dealing in Securities) | 2019-12-18 |
CHAN Man Yi 陳文意 | RE | 1 (Dealing in Securities) | 2019-12-18 |
HUANG Guanxiong 黃冠雄 | RE | 4 (Advising on Securities) | 2019-12-11 |
HUANG Yiyun 黃弋芸 | RE | 1 (Dealing in Securities) | 2019-12-10 |
CHEUNG Chi Hang 張智恒 | RE | 4 (Advising on Securities) | 2019-12-09 |
LEE Chun 李駿 | RE | 4 (Advising on Securities) | 2019-12-02 |
TSAI Hsin Yi 蔡心怡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-28 |
XIAO Jiajia 肖佳佳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-25 |
CHEUNG Chi Hang 張智恒 | RE | 1 (Dealing in Securities) | 2019-11-21 |
YANG Yi 楊懿 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-11 |
LEE Chun 李駿 | RE | 1 (Dealing in Securities) | 2019-10-29 |
LIU Po Wen 劉博文 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-23 |
MAN Kon Kuen, Martin 文幹權 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-18 |
CHAN Cheung Kam 陳章淦 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-10-18 |
BAI Ge 白舸 | RE | 4 (Advising on Securities) | 2019-10-09 |
CHEN Sichao 陳思超 | RE | 4 (Advising on Securities) | 2019-09-26 |
TSANG Sui Cheung 曾瑞祥 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-09-26 |
TANG Chit 鄧捷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-09-26 |
OUYANG Shu 歐陽姝 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-09-25 |
CHEN Ao 陳傲 | RE | 4 (Advising on Securities) | 2019-09-18 |
AO IEONG Wai Chi 歐陽惠慈 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-09-18 |
HUI King Lung 許經隆 | RE | 1 (Dealing in Securities) | 2019-09-16 |
LI Haihu 李海虎 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-09-12 |
ZHANG Dan | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-09-09 |
JIANG Xiaoyan 蔣小燕 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-09-04 |
DONG Xiaoxuan 董小玄 | RE | 1 (Dealing in Securities) | 2019-09-02 |
CHIK Chuk Nor 戚竹娜 | RE | 4 (Advising on Securities) | 2019-08-14 |
LAU Shing Fung 劉盛豐 | RE | 1 (Dealing in Securities) | 2019-08-14 |
HUI King Lung 許經隆 | RE | 4 (Advising on Securities) | 2019-08-14 |
CHOW Shun Chiu 周汛釗 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-08-09 |
LAM Tat Shing 林達誠 | RE | 4 (Advising on Securities) | 2019-08-05 |
LUI Hung Kik 呂鴻極 | RE | 4 (Advising on Securities) | 2019-08-05 |
LI Sze Hang 李思行 | RE | 4 (Advising on Securities) | 2019-08-05 |
YEUNG Chun Ki 楊駿基 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-08-05 |
DONG Xiaoxuan 董小玄 | RE | 4 (Advising on Securities) | 2019-08-02 |
LI Hengzhao 李恒釗 | RE | 4 (Advising on Securities) | 2019-07-17 |
FONG Wai Kim 方偉儉 | RE | 1 (Dealing in Securities) | 2019-07-10 |
YANG Yongqing 楊永晴 | RE | 1 (Dealing in Securities) | 2019-07-10 |
TEE Brian Benedict Oh | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-07-10 |
SHI Zhenchun 施臻純 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-07-09 |
CHENG Tsz Hin 鄭梓軒 | RE | 1 (Dealing in Securities) | 2019-07-09 |
CHEN Chi Hing 陳志興 | RE | 4 (Advising on Securities) | 2019-06-28 |
YIU Wai Yi 姚惠儀 | RE | 4 (Advising on Securities) | 2019-06-25 |
SIN Fung Chi 冼鳳芝 | RE | 1 (Dealing in Securities) | 2019-06-24 |
MA Xing 馬行 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-06-20 |
ZHANG Yan 張岩 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-18 |
CHENG Xi 程曦 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-12 |
NG Chi To, Graham 伍志濤 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-06 |
ZHAO Yining 趙依宁 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-05-28 |
CHEN Chi Hing 陳志興 | RE | 1 (Dealing in Securities) | 2019-05-28 |
YIU Wai Yi 姚惠儀 | RE | 1 (Dealing in Securities) | 2019-05-24 |
LI Xinxin 李辛辛 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-05-15 |
SIN Fung Chi 冼鳳芝 | RE | 4 (Advising on Securities) | 2019-05-10 |
WANG Han 王瀚 | RE | 4 (Advising on Securities) | 2019-04-30 |
WONG Siu Ming 黃紹銘 | RE | 1 (Dealing in Securities) | 2019-04-16 |
LAU Tsz Hung 劉子雄 | RE | 1 (Dealing in Securities) | 2019-04-16 |
CHAN Kong Yin 陳廣賢 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-12 |
ZHU Yixiao 朱屹霄 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-04-09 |
CHEN Wuhao 陳吳昊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-26 |
HO Siu Yan, Jennifer 何紹茵 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-03-21 |
LIAO Ning 廖宁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-03-13 |
TAM Yuk Yin, Denise 譚玉燕 | RE | 4 (Advising on Securities) | 2019-03-05 |
CHAN Chi Cheung, Sunny 陳志翔 | RE | 1 (Dealing in Securities) | 2019-03-01 |
KWAN Wai Shan 關慧珊 | RE | 4 (Advising on Securities) | 2019-02-27 |
KWAN Po Shan 關寶珊 | RE | 1 (Dealing in Securities) | 2019-02-27 |
CHU Ka Kwan, Lorraine 朱嘉群 | RE | 4 (Advising on Securities) | 2019-02-27 |
YU Ka Fai 余家輝 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-02-19 |
TAM Yuk Yin, Denise 譚玉燕 | RE | 1 (Dealing in Securities) | 2019-02-15 |
LEUNG Yuen Kwan 梁婉君 | RE | 1 (Dealing in Securities) | 2019-02-04 |
KWAN Wai Shan 關慧珊 | RE | 1 (Dealing in Securities) | 2019-02-01 |
CHU Ka Kwan, Lorraine 朱嘉群 | RE | 1 (Dealing in Securities) | 2019-02-01 |
LAI Man Yan 黎民茵 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-24 |
CHAN Chun Chung 陳振聰 | RO | 1 (Dealing in Securities) | 2019-01-16 |
JIN Ziwei 金紫薇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-16 |
QI Haiying 祁海英 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-15 |
LO Chun Keung, Bassanio 盧振強 | RO | 1 (Dealing in Securities) | 2019-01-15 |
LO Chun Keung, Bassanio 盧振強 | RE | 4 (Advising on Securities) | 2019-01-15 |
CHEN Juming 陳炬明 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-11 |
CHAN Tai Ching Michael 陳大禎 | RE | 1 (Dealing in Securities) | 2019-01-08 |
CHANG Shu Pei 張書沛 | RE | 4 (Advising on Securities) | 2019-01-07 |
LIN Rongye 林荣叶 | RE | 4 (Advising on Securities) | 2019-01-04 |
YIM Fung 閻峰 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-01-04 |
JIN Jia 金甲 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-02 |
LAU Muk Hoi 柳木海 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-27 |
YANG Yuting 楊鈺婷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-19 |
CHOW Chun Yin 周晉賢 | RE | 1 (Dealing in Securities) | 2018-12-13 |
HUI Tsz Kit 許子杰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-13 |
LAM Man 林敏 | RE | 1 (Dealing in Securities) | 2018-12-13 |
HO To, Alan 何鍍 | RE | 4 (Advising on Securities) | 2018-12-11 |
ZHUO Shikai 卓仕凱 | RE | 4 (Advising on Securities) | 2018-12-05 |
HU Jie 胡洁 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-04 |
HUA Changchun 花長春 | RE | 4 (Advising on Securities) | 2018-12-04 |
CHAN Chun Chung 陳振聰 | RE | 4 (Advising on Securities) | 2018-11-15 |
YEUNG Ying Wai 楊盈慧 | RE | 4 (Advising on Securities) | 2018-11-15 |
CHANG Shu Pei 張書沛 | RE | 1 (Dealing in Securities) | 2018-11-14 |
KWONG Hoi Yeung, Ocean 鄺凱揚 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-11-07 |
HE Zirong 何梓榕 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-11-07 |
CHUI Wai Fong 徐惠芳 | RE | 1 (Dealing in Securities) | 2018-11-05 |
CHU Wan Yin 朱韻賢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-11-05 |
LAU Nga Yeung 劉雅揚 | RE | 1 (Dealing in Securities) | 2018-11-05 |
HO To, Alan 何鍍 | RE | 1 (Dealing in Securities) | 2018-10-19 |
NG Cho Fai, Jackfrey 吳祖輝 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-10-16 |
CHU Sheung Lun 朱上倫 | RE | 1 (Dealing in Securities) | 2018-10-15 |
SHAO Junxi 邵俊樨 | RE | 4 (Advising on Securities) | 2018-10-11 |
YEUNG Ying Wai 楊盈慧 | RE | 1 (Dealing in Securities) | 2018-10-11 |
LAI Billy Yee Piu 黎以標 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-10-10 |
LAW Lap Kau 羅立球 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-09 |
CHOW Chun Yue Louis 周振宇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-09 |
LAM Shu Hon 林書瀚 | RE | 4 (Advising on Securities) | 2018-10-08 |
CHAN Hoi Fung 陳凱峰 | RE | 4 (Advising on Securities) | 2018-10-08 |
SUNG Poh Hong 宋寶康 | RE | 1 (Dealing in Securities) | 2018-10-05 |
CHENG Man Chi 鄭敏芝 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-05 |
YEO Keng Chun 楊慶春 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-10-05 |
CHENG Man Ho, Raymond 鄭文浩 | RE | 1 (Dealing in Securities) | 2018-10-05 |
WOO Ka Wing 胡嘉詠 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-05 |
LEE Wang Sun 李宏燊 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-10-05 |
YUNG Zico Shu-gor 翁樹果 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-05 |
CHAN Esther 陳穎謙 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-05 |
CHAN Shiu Tong, Terence 陳兆棠 | RE | 1 (Dealing in Securities) | 2018-10-05 |
CHAN Hoi Fung 陳凱峰 | RE | 1 (Dealing in Securities) | 2018-09-26 |
LAM Shu Hon 林書瀚 | RE | 1 (Dealing in Securities) | 2018-09-21 |
SU Dong 蘇棟 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-21 |
CHEUNG Ka Lai 章嘉麗 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-21 |
LIAO Min-Liang 廖敏良 | RE | 4 (Advising on Securities) | 2018-09-21 |
TSANG Yin Chung, Martin 曾彥中 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-14 |
CHAN Man Hung, Ivan 陳文洪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-14 |
WU Di 吳狄 | RE | 4 (Advising on Securities) | 2018-09-10 |
HUANG Kaihong 黃凱鴻 | RE | 4 (Advising on Securities) | 2018-09-06 |
WONG Chung Mun 黃仲文 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-05 |
LIAO Min-Liang 廖敏良 | RE | 1 (Dealing in Securities) | 2018-08-30 |
GE Yiran 葛一然 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-08-29 |
FONG Ka Chai 方家齊 | RE | 1 (Dealing in Securities) | 2018-08-01 |
KWONG Pui Chuen 鄺霈銓 | RE | 4 (Advising on Securities) | 2018-08-01 |
KWOK Lap Wa 郭立華 | RE | 4 (Advising on Securities) | 2018-07-20 |
KWONG Pui Chuen 鄺霈銓 | RE | 1 (Dealing in Securities) | 2018-07-12 |
FONG Wai Kim 方偉儉 | RE | 4 (Advising on Securities) | 2018-06-19 |
LOU Wing Chung, Simon 羅永頌 | RO | 1 (Dealing in Securities) | 2018-06-15 |
LAI Man Kin 黎敏健 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-31 |
WANG Yayuan 王雅媛 | RE | 4 (Advising on Securities) | 2018-05-31 |
SHEK Ki Fung 石奇峯 | RE | 1 (Dealing in Securities) | 2018-05-21 |
CHENG Pui Ming 鄭沛銘 | RE | 1 (Dealing in Securities) | 2018-05-07 |
LIU Chen 柳晨 | RE | 4 (Advising on Securities) | 2018-05-07 |
YU Lap Kwan 余立群 | RE | 4 (Advising on Securities) | 2018-05-07 |
CHAN Suk Fong 陳淑芳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-02 |
YAM Wai Yuen Vincent 任維淵 | RE | 1 (Dealing in Securities) | 2018-04-25 |
YU Lap Kwan 余立群 | RE | 1 (Dealing in Securities) | 2018-04-25 |
YU Kwok Fai 楊國輝 | RE | 4 (Advising on Securities) | 2018-04-18 |
YU Kwok Fai 楊國輝 | RE | 1 (Dealing in Securities) | 2018-04-16 |
YAM Wai Yuen Vincent 任維淵 | RE | 4 (Advising on Securities) | 2018-04-11 |
ZHANG Xue 張雪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-03-16 |
WANG Yayuan 王雅媛 | RE | 1 (Dealing in Securities) | 2018-03-09 |
DING Yixin 丁一新 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-03-02 |
ZHENG Shenghuai 鄭聖槐 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-02-13 |
YU Jintong 余勁同 | RE | 4 (Advising on Securities) | 2018-01-24 |
TAM Kai Yi, Kelly 譚啟兒 | RE | 1 (Dealing in Securities) | 2018-01-16 |
HE WEI 何威 | RE | 1 (Dealing in Securities) | 2017-12-14 |
WU Yeuk Man 胡躍民 | RE | 1 (Dealing in Securities) | 2017-12-11 |
ZHAO Xinyue 趙欣玥 | RE | 4 (Advising on Securities) | 2017-12-11 |
WONG Long Chun 黃朗晉 | RE | 1 (Dealing in Securities) | 2017-10-13 |
LI Bai 李柏 | RE | 4 (Advising on Securities) | 2017-09-25 |
SUN Xiao Xiao 孫瀟瀟 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-09-08 |
LI Tianyi 李天一 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-09-07 |
ZENG Xinyuan 曾新芫 | RE | 4 (Advising on Securities) | 2017-09-06 |
FENG Tingshuai 馮廷帥 | RE | 4 (Advising on Securities) | 2017-08-30 |
ZHOU Huanwei 周桓葳 | RE | 4 (Advising on Securities) | 2017-08-04 |
DENG Qiao 鄧巧 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-07-26 |
WANG Tong 王彤 | RE | 1 (Dealing in Securities) | 2017-07-11 |
LAU Hiu Wai 劉曉蕙 | RE | 1 (Dealing in Securities) | 2017-06-15 |
DU CHAO 杜超 | RE | 1 (Dealing in Securities) | 2017-05-25 |
TSANG Kwong Sun Patrick 曾廣新 | RE | 1 (Dealing in Securities) | 2017-04-06 |
WANG Xiaoxian 王小嫻 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-03-21 |
CHAN Man Fung 陳文鋒 | RE | 4 (Advising on Securities) | 2017-03-03 |
CHAN Man Tik 陳文迪 | RE | 4 (Advising on Securities) | 2017-03-03 |
MA Xiaoxuan 馬晓譞 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-01-20 |
LEE Shu Fan 李樹勳 | RE | 1 (Dealing in Securities) | 2017-01-17 |
ZENG Qinghao 曾慶豪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-01-10 |
WU Xiaoyu 吳效宇 | RE | 4 (Advising on Securities) | 2017-01-09 |
WANG Ya Ya 王婭婭 | RE | 1 (Dealing in Securities) | 2016-12-06 |
DUANMU Zhenyu 端木震宇 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-11-23 |
CUI Jingyi 崔婧怡 | RE | 4 (Advising on Securities) | 2016-11-02 |
WANG Fan 王帆 | RE | 4 (Advising on Securities) | 2016-11-01 |
LIU Bing 劉冰 | RE | 4 (Advising on Securities) | 2016-10-25 |
LIN Yuanyuan 林园远 | RE | 4 (Advising on Securities) | 2016-10-20 |
CHENG Kwok Ming 鄭國明 | RE | 1 (Dealing in Securities) | 2016-10-05 |
NIU Zhuowen 牛卓文 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-09-23 |
WONG Hiu Cheung 王曉翔 | RE | 4 (Advising on Securities) | 2016-09-06 |
LEI Qiang 雷強 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-08-15 |
HUDSON Noah John | RO | 4 (Advising on Securities) | 2016-08-15 |
MAI Ziqi 麥梓琪 | RE | 4 (Advising on Securities) | 2016-08-12 |
DAI Bo 代波 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-08-11 |
XU Linkun 徐琳琨 | RE | 1 (Dealing in Securities) | 2016-08-03 |
WANG Changjiang 汪昌江 | RE | 4 (Advising on Securities) | 2016-07-25 |
CHUANG Shu Ching 莊淑晴 | RE | 1 (Dealing in Securities) | 2016-07-21 |
LAW Pui Tat 羅沛達 | RE | 4 (Advising on Securities) | 2016-05-27 |
HUANG Chongjun 黃重鈞 | RE | 4 (Advising on Securities) | 2016-05-27 |
MAC LINKS Phil Stuart | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-05-17 |
PAN Linglei 潘凌蕾 | RE | 4 (Advising on Securities) | 2016-03-03 |
CAI Jiawei 蔡佳瑋 | RE | 1 (Dealing in Securities) | 2015-12-15 |
DING Jiaheng 丁佳珩 | RE | 1 (Dealing in Securities) | 2015-12-10 |
ZHANG Xiaoyu 張孝煜 | RE | 1 (Dealing in Securities) | 2015-10-09 |
XIAO Jin 肖瑾 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-09-21 |
JIANG Lin 姜琳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-09-18 |
LV Sihui 呂思慧 | RE | 1 (Dealing in Securities) | 2015-08-24 |
YAN Ka Ho 甄嘉豪 | RE | 1 (Dealing in Securities) | 2015-08-21 |
WONG Hiu Cheung 王曉翔 | RE | 1 (Dealing in Securities) | 2015-08-07 |
MA Sau Cheung Toliver 馬守彰 | RE | 4 (Advising on Securities) | 2015-07-27 |
PAN Jupeng 潘舉鵬 | RE | 1 (Dealing in Securities) | 2015-07-10 |
CHEN Yanling 陳艷玲 | RE | 1 (Dealing in Securities) | 2015-07-03 |
CHI Chung Him 池仲謙 | RE | 1 (Dealing in Securities) | 2015-06-25 |
WONG Chun Ho 王俊浩 | RE | 4 (Advising on Securities) | 2015-04-27 |
WANG Hongrui 王泓睿 | RE | 1 (Dealing in Securities) | 2015-04-23 |
TANG Kelvin Chi Wai 鄧志偉 | RE | 1 (Dealing in Securities) | 2015-04-15 |
HONG Xueyu 洪學宇 | RE | 4 (Advising on Securities) | 2015-03-31 |
TO Yu Fai 杜宇輝 | RE | 1 (Dealing in Securities) | 2014-12-09 |
ZHAO Shuman 趙舒蔓 | RE | 4 (Advising on Securities) | 2014-11-24 |
LI Sze Hang 李思行 | RE | 1 (Dealing in Securities) | 2014-09-26 |
WANG Ye 王燁 | RE | 1 (Dealing in Securities) | 2014-08-20 |
KWOK Keung 郭強 | RO | 1 (Dealing in Securities) | 2014-08-06 |
ZHU Junjie 朱俊杰 | RE | 4 (Advising on Securities) | 2014-06-16 |
IP Wun Tai, Mandy 葉煥娣 | RE | 1 (Dealing in Securities) | 2014-06-12 |
SHEK Hiu Nam 石曉楠 | RE | 1 (Dealing in Securities) | 2014-04-04 |
LIU Gu 劉谷 | RO | 4 (Advising on Securities) | 2014-02-27 |
SONG Tao 宋濤 | RE | 4 (Advising on Securities) | 2014-02-06 |
CAO Zhu 曹柱 | RE | 4 (Advising on Securities) | 2013-12-10 |
LAU Wai Kit 劉唯杰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-12-10 |
PRITCHARD Christine 袁梦 | RE | 1 (Dealing in Securities) | 2013-11-26 |
ZHANG Fan 張帆 | RE | 1 (Dealing in Securities) | 2013-10-28 |
LAM Tat Shing 林達誠 | RE | 1 (Dealing in Securities) | 2013-09-30 |
CHAN Man Tik 陳文迪 | RE | 1 (Dealing in Securities) | 2013-08-09 |
ZHANG Jinhui 張金暉 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2013-08-02 |
WANG Junhong 汪俊紅 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-07-30 |
ZHANG Yan 張燕 | RE | 1 (Dealing in Securities) | 2013-05-07 |
CHAN Man Fung 陳文鋒 | RE | 1 (Dealing in Securities) | 2013-03-26 |
CHUI Wai Fong 徐惠芳 | RE | 4 (Advising on Securities) | 2012-11-01 |
CHAN Tak Man, Calvin 陳德文 | RE | 1 (Dealing in Securities) | 2012-10-26 |
TAI Ming Kong 戴銘光 | RE | 1 (Dealing in Securities) | 2012-10-15 |
WONG Pui Yuen, Bryan 黃沛源 | RE | 1 (Dealing in Securities) | 2012-10-15 |
HUANG Yanming 黃燕銘 | RE | 4 (Advising on Securities) | 2012-10-05 |
LEUNG Chor Ming 梁礎銘 | RE | 1 (Dealing in Securities) | 2012-09-03 |
KONG Yuan 孔原 | RE | 1 (Dealing in Securities) | 2012-08-15 |
LI Wen 李雯 | RE | 1 (Dealing in Securities) | 2012-06-27 |
YEUNG Tze Fung 楊子峰 | RO | 1 (Dealing in Securities) | 2012-05-22 |
GUO Yong 郭勇 | RE | 4 (Advising on Securities) | 2011-07-29 |
CHU Ying 朱瑩 | RE | 1 (Dealing in Securities) | 2011-07-12 |
LEUNG Chun Pui 梁俊培 | RE | 1 (Dealing in Securities) | 2011-07-04 |
LAU Ying 劉營 | RE | 1 (Dealing in Securities) | 2011-06-07 |
HE Jun 何鈞 | RE | 1 (Dealing in Securities) | 2010-11-12 |
WONG Ka Wai 黃家瑋 | RE | 4 (Advising on Securities) | 2010-06-25 |
CHEN ZHENYUAN 陳貞媛 | RE | 1 (Dealing in Securities) | 2010-03-03 |
CHEN Ying 陳穎 | RE | 1 (Dealing in Securities) | 2009-11-18 |
LEE Chun Yin, Benedict 李俊賢 | RE | 1 (Dealing in Securities) | 2009-11-05 |
KAN Lai Ping, Pinky 簡麗萍 | RE | 1 (Dealing in Securities) | 2009-09-11 |
YEUNG Wai Cheung 楊偉祥 | RE | 4 (Advising on Securities) | 2009-03-26 |
NG Kei Chi 吳琦熾 | RE | 1 (Dealing in Securities) | 2009-03-11 |
WONG Anthony 黃嘉賢 | RE | 1 (Dealing in Securities) | 2008-11-03 |
LO Kwong Shun, Wilson 羅廣信 | RE | 1 (Dealing in Securities) | 2008-11-03 |
TSOI Wai Kwong 蔡偉光 | RE | 1 (Dealing in Securities) | 2008-09-22 |
CHEUNG Ming Hung 張銘洪 | RE | 1 (Dealing in Securities) | 2008-07-25 |
JIAO Ying 焦穎 | RE | 1 (Dealing in Securities) | 2008-07-09 |
HON Kin Chung 韓建中 | RE | 1 (Dealing in Securities) | 2008-06-02 |
HAN Wenyuan 韓文苑 | RE | 1 (Dealing in Securities) | 2007-12-31 |
DAI Huiwei 戴惠偉 | RE | 1 (Dealing in Securities) | 2007-11-22 |
YIP Chin Hong 葉展航 | RE | 1 (Dealing in Securities) | 2007-09-13 |
LAU Mei 劉薇 | RE | 1 (Dealing in Securities) | 2007-08-16 |
LI Wen 李雯 | RE | 4 (Advising on Securities) | 2007-06-25 |
CHEN Yingying 陳盈盈 | RE | 1 (Dealing in Securities) | 2007-01-02 |
WU Qiong 吳穹 | RE | 1 (Dealing in Securities) | 2006-11-20 |
TSUI Hok Man, Simon 崔學民 | RE | 1 (Dealing in Securities) | 2006-04-21 |
YEUNG Wai Cheung 楊偉祥 | RE | 1 (Dealing in Securities) | 2006-02-17 |
HUI Yu Cheung 許宇翔 | RE | 1 (Dealing in Securities) | 2006-01-16 |
YU Wing Yi, Daisy 余穎怡 | RE | 1 (Dealing in Securities) | 2005-12-29 |
CHEUNG Wing Sze 張穎思 | RE | 1 (Dealing in Securities) | 2005-05-18 |
YU Kwan Fei 虞珺斐 | RE | 1 (Dealing in Securities) | 2005-04-28 |
WU Hongjian 吳洪健 | RE | 1 (Dealing in Securities) | 2005-04-07 |
PAN Youdian 潘有典 | RE | 1 (Dealing in Securities) | 2005-01-12 |
ZHANG Lingyun 張凌云 | RE | 1 (Dealing in Securities) | 2004-09-23 |
WONG Tung Ching 王冬青 | RO | 1 (Dealing in Securities) | 2004-09-10 |
LU Lu 呂露 | RE | 1 (Dealing in Securities) | 2004-08-26 |
YAU Deirdre 邱迪怡 | RE | 1 (Dealing in Securities) | 2004-04-06 |
WANG Gang 王剛 | RE | 1 (Dealing in Securities) | 2004-02-05 |
MAK Winnie 麥婉儀 | RE | 1 (Dealing in Securities) | 2003-11-08 |
CHIK Chuk Nor 戚竹娜 | RE | 1 (Dealing in Securities) | 2003-09-19 |
YIM Siu Cheung 閻紹樟 | RE | 1 (Dealing in Securities) | 2003-05-06 |
CHAN Loi Tak 陳來得 | RE | 1 (Dealing in Securities) | 2003-04-01 |
SHEN Yue 沈悅 | RE | 1 (Dealing in Securities) | 2003-04-01 |
LEE Ming Chuan, Eric 李明權 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2003-04-01 |
CHU Yin Man 朱賢文 | RE | 1 (Dealing in Securities) | 2003-04-01 |
CHAN Kwok Chu 陳國柱 | RE | 1 (Dealing in Securities) | 2003-04-01 |
ZHANG Sijun 張嗣君 | RE | 1 (Dealing in Securities) | 2003-04-01 |
TUNG Wing Fong, Corona 董詠芳 | RE | 1 (Dealing in Securities) | 2003-04-01 |
CHAN Wai Tung 陳偉東 | RE | 1 (Dealing in Securities) | 2003-04-01 |
LAI Kai Hung 黎啟雄 | RE | 1 (Dealing in Securities) | 2003-04-01 |