Current licenceholders of ACB048 Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LAI Ka Kwan 黎家坤 | RE | 1 (Dealing in Securities) | 2021-02-03 |
| YU Rong 余榕 | RE | 1 (Dealing in Securities) | 2021-01-27 |
| YIN Chenggong 尹成功 | RE | 1 (Dealing in Securities) | 2021-01-06 |
| ZHOU Tu 周圖 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-10-12 |
| O'CONNOR Ian Patrick William | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-08-10 |
| ZOU Manshi 邹曼诗 | RE | 1 (Dealing in Securities) | 2020-08-04 |
| CAO Li 曹立 | RE | 1 (Dealing in Securities) | 2020-05-28 |
| SOHN Amanda Yoo Jung | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2020-04-02 |
| LEE Joseph Won | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 4 (Advising on Securities) | 2020-03-04 |
| SEHGAL Vaibhav | RO | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2020-03-04 |
| WONG Hop On 王合安 | RE | 1 (Dealing in Securities) | 2020-02-27 |
| ZHAO Peilin 趙沛霖 | RE | 1 (Dealing in Securities) | 2020-02-13 |
| FLUET Emily Facchina | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-01-07 |
| CHEN Yitong 陈奕彤 | RE | 1 (Dealing in Securities) | 2019-12-12 |
| KWON Boo Sung 權芙聖 | RE | 1 (Dealing in Securities) | 2019-11-14 |
| SHUM Chung Lai, Tommy 沈仲禮 | RE | 1 (Dealing in Securities) | 2019-11-07 |
| WANG Ying 王穎 | RE | 1 (Dealing in Securities) | 2019-10-30 |
| MA Taoran 馬陶然 | RE | 1 (Dealing in Securities) | 2019-10-16 |
| DONG Yixiao 董一潇 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-08-12 |
| ZHAO Juyi 趙居易 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-08-09 |
| LI Xiaoye 李晓曄 | RE | 1 (Dealing in Securities) | 2019-08-07 |
| IOUSSOUPOV Chamil | RE | 1 (Dealing in Securities) | 2019-07-30 |
| MOHAN Siddharth | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-07-19 |
| NG Chun Wai 吳俊威 | RO | 4 (Advising on Securities) | 2019-07-18 |
| BUSIRI Muhammad Zakky | RE | 1 (Dealing in Securities) | 2019-04-10 |
| LAM Kin Sang 林健生 | RE | 1 (Dealing in Securities) | 2019-03-11 |
| YU Xinning 于馨宁 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-03-08 |
| TUSI Jessica Yijia 徐逸嘉 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-02-22 |
| TREANOR Jonathan Anthony | RE | 1 (Dealing in Securities) | 2019-02-21 |
| WALLACE Philip Robert | RE | 1 (Dealing in Securities) | 2019-01-21 |
| SPARROW Richard Aelred | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-01-16 |
| BAGRIA Harjinder Singh | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-11-21 |
| ZHANG Siyu 張思語 | RE | 1 (Dealing in Securities) | 2018-11-01 |
| SEMBOMMATSU Akira 千本材聰 | RE | 1 (Dealing in Securities) | 2018-10-22 |
| LAI Wai Tsz 黎慧慈 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-10-08 |
| CHEESEMAN Robert Ross | RO | 1 (Dealing in Securities) | 2018-09-11 |
| QIAN Chenhao 錢辰昊 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-08-07 |
| MARWAT Umair Khan | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-08-06 |
| YAP Tisha Soong Yee 葉宋兒 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-05-23 |
| ZHAO Edward | RE | 1 (Dealing in Securities) | 2018-04-23 |
| LAM Calvin Chi-him 林子謙 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-03-21 |
| CARTWRIGHT Edward Ian | RE | 1 (Dealing in Securities) | 2018-03-13 |
| PAL Abhishek | RE | 1 (Dealing in Securities) | 2018-02-23 |
| STEPHENS Anthony Jeetendra | RE | 7 (Providing Automated Trading Services) | 2018-02-08 |
| NACHAR Christelle | RE | 1 (Dealing in Securities) | 2018-02-05 |
| STEPHENS Anthony Jeetendra | RE | 1 (Dealing in Securities) | 2018-01-29 |
| WELLS Alan Frank | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2017-12-05 |
| NG Chun Wai 吳俊威 | RO | 1 (Dealing in Securities) | 2017-11-15 |
| HOSIE Neil Cameron | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-09-21 |
| TAM Cheuk Yiu, Charmaine 譚卓瑤 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2017-08-22 |
| KELLY Patrick Cahill | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-08-17 |
| VIRANI Adil | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-08-16 |
| AUGARDE Thomas William | RE | 7 (Providing Automated Trading Services) | 2017-06-05 |
| NG Kwong Man 吳光民 | RE | 1 (Dealing in Securities) | 2017-05-29 |
| PANG Kwok Kit, Kenneth 彭國傑 | RO | 7 (Providing Automated Trading Services) | 2017-04-24 |
| YEUNG Chin Fai 楊展煇 | RE | 1 (Dealing in Securities) | 2017-01-06 |
| ILDERTON Howard Graydon Rodney | RE | 1 (Dealing in Securities) | 2016-12-22 |
| WU Shanshan 伍珊珊 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2016-12-19 |
| MATHUR Rajnish Dayal | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2016-12-08 |
| TSANG Ki Lok Kenneth 曾琪樂 | RE | 1 (Dealing in Securities) | 2016-12-06 |
| CHUNG Wilson James Ka Lun 鍾家綸 | RE | 1 (Dealing in Securities) | 2016-07-15 |
| HON Sau Yee, Kenneth 韓守義 | RO | 1 (Dealing in Securities) | 2016-06-15 |
| AUGARDE Thomas William | RE | 1 (Dealing in Securities) | 2016-04-26 |
| MARRIOTT Henry Robert Philip | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2016-01-04 |
| LAU Yan Ho, Adrian 劉恩豪 | RE | 1 (Dealing in Securities) | 2015-11-19 |
| CHAU Man Fai, Eric 周民輝 | RE | 1 (Dealing in Securities) | 2015-10-29 |
| LAUNAY Thomas | RE | 1 (Dealing in Securities) | 2015-05-26 |
| ZHANG Rui 張睿 | RE | 1 (Dealing in Securities) | 2015-05-13 |
| CHEUNG Kat Cheung 張吉祥 | RE | 1 (Dealing in Securities) | 2015-03-13 |
| CHONG Cheung Chun 莊翔俊 | RE | 1 (Dealing in Securities) | 2015-03-11 |
| XU Tianyi 胥天一 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2014-11-26 |
| BLOXHAM Thomas Charles | RE | 1 (Dealing in Securities) | 2014-11-21 |
| SUEN Benny Hung Kit 孫雄傑 | RE | 1 (Dealing in Securities) | 2014-11-20 |
| MURALIKRISHNAN AKHIL | RE | 1 (Dealing in Securities) | 2014-11-20 |
| CHAN Tik Wai 陳迪偉 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2014-08-27 |
| MAHESHWARI Saurabh | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-08-26 |
| BULL Adam Terumi Taniyama | RE | 1 (Dealing in Securities) | 2014-07-04 |
| COOMBS Jonathan Lee 顧植德 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-06-11 |
| GILBERT Alexandre | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-04-15 |
| LAU Keith Koon Wai 劉冠緯 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-03-21 |
| LAW Hoi Hung 羅海鴻 | RE | 7 (Providing Automated Trading Services) | 2013-09-04 |
| CHEUNG Hoi Tai, Andy 張海泰 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
| YOSHIZUMI Robert Kei | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
| YU Chung Man, Joseph 余仲文 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
| ANDREW Tiffany Chiu Yu Man 趙汝玟 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
| FONG Wai Chu 方慧珠 | RE | 1 (Dealing in Securities) | 2013-08-19 |
| WONG Siu Kin Vincent 黃少鍵 | RE | 1 (Dealing in Securities) | 2012-04-12 |
| LI Alexander William 李力山 | RE | 1 (Dealing in Securities) | 2012-02-16 |
| GUPTA Shivam | RE | 1 (Dealing in Securities) | 2011-10-12 |
| ANDREW Tiffany Chiu Yu Man 趙汝玟 | RE | 1 (Dealing in Securities) | 2011-08-18 |
| SHENK Scott Martin | RE | 1 (Dealing in Securities) | 2011-05-04 |
| CHEUNG Hoi Tai, Andy 張海泰 | RE | 1 (Dealing in Securities) | 2010-08-27 |
| LAI Kai Tsun, Johnson 黎啟進 | RE | 1 (Dealing in Securities) | 2010-06-30 |
| HUNG Hei King, Kenneth 洪熙敬 | RE | 1 (Dealing in Securities) | 2010-05-28 |
| PANG Kwok Kit, Kenneth 彭國傑 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2009-10-08 |
| YOSHIZUMI Robert Kei | RE | 1 (Dealing in Securities) | 2008-11-03 |
| MA Kwan Mo, Kelvin 馬君武 | RE | 1 (Dealing in Securities) | 2007-12-27 |
| CHOI Chong Yip, Edwin 蔡創業 | RE | 1 (Dealing in Securities) | 2007-08-17 |
| LAM Chit Fai, Ashley 林皙暉 | RE | 1 (Dealing in Securities) | 2007-04-17 |
| LAW Hoi Hung 羅海鴻 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| YU Chung Man, Joseph 余仲文 | RE | 1 (Dealing in Securities) | 2003-04-01 |