Current licenceholders of ACB048 Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
LAI Ka Kwan 黎家坤 | RE | 1 (Dealing in Securities) | 2021-02-03 |
YU Rong 余榕 | RE | 1 (Dealing in Securities) | 2021-01-27 |
YIN Chenggong 尹成功 | RE | 1 (Dealing in Securities) | 2021-01-06 |
ZHOU Tu 周圖 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-10-12 |
O'CONNOR Ian Patrick William | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-08-10 |
ZOU Manshi 邹曼诗 | RE | 1 (Dealing in Securities) | 2020-08-04 |
CAO Li 曹立 | RE | 1 (Dealing in Securities) | 2020-05-28 |
SOHN Amanda Yoo Jung | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2020-04-02 |
LEE Joseph Won | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 4 (Advising on Securities) | 2020-03-04 |
SEHGAL Vaibhav | RO | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2020-03-04 |
WONG Hop On 王合安 | RE | 1 (Dealing in Securities) | 2020-02-27 |
ZHAO Peilin 趙沛霖 | RE | 1 (Dealing in Securities) | 2020-02-13 |
FLUET Emily Facchina | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-01-07 |
CHEN Yitong 陈奕彤 | RE | 1 (Dealing in Securities) | 2019-12-12 |
KWON Boo Sung 權芙聖 | RE | 1 (Dealing in Securities) | 2019-11-14 |
SHUM Chung Lai, Tommy 沈仲禮 | RE | 1 (Dealing in Securities) | 2019-11-07 |
WANG Ying 王穎 | RE | 1 (Dealing in Securities) | 2019-10-30 |
MA Taoran 馬陶然 | RE | 1 (Dealing in Securities) | 2019-10-16 |
DONG Yixiao 董一潇 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-08-12 |
ZHAO Juyi 趙居易 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-08-09 |
LI Xiaoye 李晓曄 | RE | 1 (Dealing in Securities) | 2019-08-07 |
IOUSSOUPOV Chamil | RE | 1 (Dealing in Securities) | 2019-07-30 |
MOHAN Siddharth | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-07-19 |
NG Chun Wai 吳俊威 | RO | 4 (Advising on Securities) | 2019-07-18 |
BUSIRI Muhammad Zakky | RE | 1 (Dealing in Securities) | 2019-04-10 |
LAM Kin Sang 林健生 | RE | 1 (Dealing in Securities) | 2019-03-11 |
YU Xinning 于馨宁 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-03-08 |
TUSI Jessica Yijia 徐逸嘉 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-02-22 |
TREANOR Jonathan Anthony | RE | 1 (Dealing in Securities) | 2019-02-21 |
WALLACE Philip Robert | RE | 1 (Dealing in Securities) | 2019-01-21 |
SPARROW Richard Aelred | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2019-01-16 |
BAGRIA Harjinder Singh | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-11-21 |
ZHANG Siyu 張思語 | RE | 1 (Dealing in Securities) | 2018-11-01 |
SEMBOMMATSU Akira 千本材聰 | RE | 1 (Dealing in Securities) | 2018-10-22 |
LAI Wai Tsz 黎慧慈 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-10-08 |
CHEESEMAN Robert Ross | RO | 1 (Dealing in Securities) | 2018-09-11 |
QIAN Chenhao 錢辰昊 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-08-07 |
MARWAT Umair Khan | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2018-08-06 |
YAP Tisha Soong Yee 葉宋兒 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-05-23 |
ZHAO Edward | RE | 1 (Dealing in Securities) | 2018-04-23 |
LAM Calvin Chi-him 林子謙 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2018-03-21 |
CARTWRIGHT Edward Ian | RE | 1 (Dealing in Securities) | 2018-03-13 |
PAL Abhishek | RE | 1 (Dealing in Securities) | 2018-02-23 |
STEPHENS Anthony Jeetendra | RE | 7 (Providing Automated Trading Services) | 2018-02-08 |
NACHAR Christelle | RE | 1 (Dealing in Securities) | 2018-02-05 |
STEPHENS Anthony Jeetendra | RE | 1 (Dealing in Securities) | 2018-01-29 |
WELLS Alan Frank | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2017-12-05 |
NG Chun Wai 吳俊威 | RO | 1 (Dealing in Securities) | 2017-11-15 |
HOSIE Neil Cameron | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-09-21 |
TAM Cheuk Yiu, Charmaine 譚卓瑤 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2017-08-22 |
KELLY Patrick Cahill | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-08-17 |
VIRANI Adil | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2017-08-16 |
AUGARDE Thomas William | RE | 7 (Providing Automated Trading Services) | 2017-06-05 |
NG Kwong Man 吳光民 | RE | 1 (Dealing in Securities) | 2017-05-29 |
PANG Kwok Kit, Kenneth 彭國傑 | RO | 7 (Providing Automated Trading Services) | 2017-04-24 |
YEUNG Chin Fai 楊展煇 | RE | 1 (Dealing in Securities) | 2017-01-06 |
ILDERTON Howard Graydon Rodney | RE | 1 (Dealing in Securities) | 2016-12-22 |
WU Shanshan 伍珊珊 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2016-12-19 |
MATHUR Rajnish Dayal | RO | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2016-12-08 |
TSANG Ki Lok Kenneth 曾琪樂 | RE | 1 (Dealing in Securities) | 2016-12-06 |
CHUNG Wilson James Ka Lun 鍾家綸 | RE | 1 (Dealing in Securities) | 2016-07-15 |
HON Sau Yee, Kenneth 韓守義 | RO | 1 (Dealing in Securities) | 2016-06-15 |
AUGARDE Thomas William | RE | 1 (Dealing in Securities) | 2016-04-26 |
MARRIOTT Henry Robert Philip | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2016-01-04 |
LAU Yan Ho, Adrian 劉恩豪 | RE | 1 (Dealing in Securities) | 2015-11-19 |
CHAU Man Fai, Eric 周民輝 | RE | 1 (Dealing in Securities) | 2015-10-29 |
LAUNAY Thomas | RE | 1 (Dealing in Securities) | 2015-05-26 |
ZHANG Rui 張睿 | RE | 1 (Dealing in Securities) | 2015-05-13 |
CHEUNG Kat Cheung 張吉祥 | RE | 1 (Dealing in Securities) | 2015-03-13 |
CHONG Cheung Chun 莊翔俊 | RE | 1 (Dealing in Securities) | 2015-03-11 |
XU Tianyi 胥天一 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2014-11-26 |
BLOXHAM Thomas Charles | RE | 1 (Dealing in Securities) | 2014-11-21 |
SUEN Benny Hung Kit 孫雄傑 | RE | 1 (Dealing in Securities) | 2014-11-20 |
MURALIKRISHNAN AKHIL | RE | 1 (Dealing in Securities) | 2014-11-20 |
CHAN Tik Wai 陳迪偉 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2014-08-27 |
MAHESHWARI Saurabh | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-08-26 |
BULL Adam Terumi Taniyama | RE | 1 (Dealing in Securities) | 2014-07-04 |
COOMBS Jonathan Lee 顧植德 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-06-11 |
GILBERT Alexandre | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-04-15 |
LAU Keith Koon Wai 劉冠緯 | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2014-03-21 |
LAW Hoi Hung 羅海鴻 | RE | 7 (Providing Automated Trading Services) | 2013-09-04 |
CHEUNG Hoi Tai, Andy 張海泰 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
YOSHIZUMI Robert Kei | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
YU Chung Man, Joseph 余仲文 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
ANDREW Tiffany Chiu Yu Man 趙汝玟 | RE | 7 (Providing Automated Trading Services) | 2013-08-22 |
FONG Wai Chu 方慧珠 | RE | 1 (Dealing in Securities) | 2013-08-19 |
WONG Siu Kin Vincent 黃少鍵 | RE | 1 (Dealing in Securities) | 2012-04-12 |
LI Alexander William 李力山 | RE | 1 (Dealing in Securities) | 2012-02-16 |
GUPTA Shivam | RE | 1 (Dealing in Securities) | 2011-10-12 |
ANDREW Tiffany Chiu Yu Man 趙汝玟 | RE | 1 (Dealing in Securities) | 2011-08-18 |
SHENK Scott Martin | RE | 1 (Dealing in Securities) | 2011-05-04 |
CHEUNG Hoi Tai, Andy 張海泰 | RE | 1 (Dealing in Securities) | 2010-08-27 |
LAI Kai Tsun, Johnson 黎啟進 | RE | 1 (Dealing in Securities) | 2010-06-30 |
HUNG Hei King, Kenneth 洪熙敬 | RE | 1 (Dealing in Securities) | 2010-05-28 |
PANG Kwok Kit, Kenneth 彭國傑 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2009-10-08 |
YOSHIZUMI Robert Kei | RE | 1 (Dealing in Securities) | 2008-11-03 |
MA Kwan Mo, Kelvin 馬君武 | RE | 1 (Dealing in Securities) | 2007-12-27 |
CHOI Chong Yip, Edwin 蔡創業 | RE | 1 (Dealing in Securities) | 2007-08-17 |
LAM Chit Fai, Ashley 林皙暉 | RE | 1 (Dealing in Securities) | 2007-04-17 |
LAW Hoi Hung 羅海鴻 | RE | 1 (Dealing in Securities) | 2003-04-01 |
YU Chung Man, Joseph 余仲文 | RE | 1 (Dealing in Securities) | 2003-04-01 |