SFC Licenceholders of Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司
- Addresses
- 17/F Chater House, 8 Connaught Road Central, Central, Hong Kong
- Suites 1202-03, 12/F York House, The Landmark, 15 Queen's Road Central, Hong Kong
- 香港中環皇后大道中15號置地廣場約克大廈12樓1202-03室
- Suites 1202-03, 12/F York House, The Landmark, 15 Queen's Road Central, Hong Kong
- 香港中環皇后大道中15號置地廣場約克大廈12樓1202-03室
- [email protected]
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WONG Tak Tai 黃德泰 | RO | 1 | 17 May 2021 | 30 June 2022 |
| WONG Tak Tai 黃德泰 | RO | 4 | 17 May 2021 | 30 June 2022 |
| KUO Yen-ling 郭妍伶 | RE | 1 | 16 November 2020 | 30 June 2022 |
| LAW Kit Ching 羅潔貞 | RE | 1 | 16 November 2020 | 30 June 2022 |
| WONG Wing Sum 黃頴琛 | RE | 1 | 16 November 2020 | 30 June 2022 |
| WONG Wing Sum 黃頴琛 | RE | 4 | 16 November 2020 | 30 June 2022 |
| FUNG Yuen Tsun 馮苑蓁 | RE | 4 | 16 November 2020 | 30 June 2022 |
| FUNG Yuen Tsun 馮苑蓁 | RE | 1 | 16 November 2020 | 30 June 2022 |
| WONG Ching Kit 王正杰 | RE | 1 | 16 November 2020 | 30 June 2022 |
| TSANG Tsz Shan 曾子山 | RE | 1 | 16 November 2020 | 30 June 2022 |
| TSAI Yu-ting 蔡毓婷 | RE | 1 | 16 November 2020 | 30 June 2022 |
| YOUNG Ho Yip Alan 楊豪業 | RO | 1 | 21 October 2020 | 30 June 2022 |
| YOUNG Ho Yip Alan 楊豪業 | RO | 4 | 21 October 2020 | 30 June 2022 |
| DING Rui 丁睿 | RE | 4 | 13 March 2020 | 30 June 2022 |
| DING Rui 丁睿 | RE | 1 | 13 March 2020 | 30 June 2022 |
| CHU Lei Mei 朱莉薇 | RE | 4 | 15 December 2017 | 30 June 2022 |
| CHU Lei Mei 朱莉薇 | RE | 1 | 15 December 2017 | 30 June 2022 |
| HUANG Jiawen 黃賈雯 | RE | 4 | 17 February 2016 | 30 June 2022 |
| HUANG Jiawen 黃賈雯 | RE | 1 | 17 February 2016 | 30 June 2022 |
| TAN Su Ee, Hedy | RE | 1 | 16 April 2007 | 30 June 2022 |
| TAN Su Ee, Hedy | RE | 4 | 16 April 2007 | 30 June 2022 |
| CHAN Shuet Sum, Isabella 陳雪心 | RE | 1 | 05 July 2021 | 17 June 2022 |
| CHAN Shuet Sum, Isabella 陳雪心 | RE | 4 | 05 July 2021 | 17 June 2022 |
| LIN Huishan 林慧珊 | RE | 1 | 16 November 2020 | 21 March 2022 |
| CHOI Yuk Lan 蔡育蘭 | RE | 1 | 16 November 2020 | 31 December 2021 |
| CHAN Shuet Sum, Isabella 陳雪心 | RO | 4 | 23 October 2020 | 05 July 2021 |
| CHAN Shuet Sum, Isabella 陳雪心 | RO | 1 | 23 October 2020 | 05 July 2021 |
| CHONG Kwok Chee 莊國幟 | RE | 1 | 08 April 2019 | 18 June 2021 |
| CHONG Kwok Chee 莊國幟 | RE | 4 | 08 April 2019 | 18 June 2021 |
| WONG Tak Tai 黃德泰 | RE | 1 | 16 November 2020 | 17 May 2021 |
| WONG Tsun Yin 王俊彥 | RE | 1 | 16 November 2020 | 22 January 2021 |
| TSANG Freeman Siu For 曾劭科 | RO | 1 | 29 March 2010 | 30 October 2020 |
| TSANG Freeman Siu For 曾劭科 | RO | 4 | 29 March 2010 | 30 October 2020 |
| LIN Tzu-Han 林子涵 | RE | 4 | 20 November 2018 | 31 August 2020 |
| LIN Tzu-Han 林子涵 | RE | 1 | 20 November 2018 | 31 August 2020 |
| HUNG Jacqueline Chi-ching 孔芷晴 | RE | 4 | 23 April 2018 | 28 June 2020 |
| HUNG Jacqueline Chi-ching 孔芷晴 | RE | 1 | 23 April 2018 | 28 June 2020 |
| TAM Zumin Patrick Jr. 譚祖岷 | RE | 4 | 28 April 2016 | 26 June 2020 |
| TAM Zumin Patrick Jr. 譚祖岷 | RE | 1 | 28 April 2016 | 26 June 2020 |
| HUANG Li 黃理 | RE | 4 | 25 April 2014 | 11 July 2019 |
| HUANG Li 黃理 | RE | 1 | 25 April 2014 | 11 July 2019 |
| LIU Wing Chung 廖詠聰 | RE | 4 | 06 February 2017 | 15 February 2019 |
| LIU Wing Chung 廖詠聰 | RE | 1 | 06 February 2017 | 15 February 2019 |
| HO Mei Ling, Edwina 何美玲 | RO | 4 | 28 August 2017 | 03 May 2018 |
| HO Mei Ling, Edwina 何美玲 | RO | 1 | 28 August 2017 | 03 May 2018 |
| HO Mei Ling, Edwina 何美玲 | RE | 4 | 25 April 2016 | 28 August 2017 |
| HO Mei Ling, Edwina 何美玲 | RE | 1 | 25 April 2016 | 28 August 2017 |
| IP Hung Kei 葉鴻基 | RE | 1 | 13 May 2013 | 14 March 2016 |
| IP Hung Kei 葉鴻基 | RE | 4 | 13 May 2013 | 14 March 2016 |
| ZHANG Jing 張婧 | RE | 4 | 11 May 2015 | 26 January 2016 |
| ZHANG Jing 張婧 | RE | 1 | 11 May 2015 | 26 January 2016 |
| CHOW Mitchelle Tze Wei 周紫蕙 | RE | 1 | 04 July 2011 | 25 September 2015 |
| CHOW Mitchelle Tze Wei 周紫蕙 | RE | 4 | 04 July 2011 | 25 September 2015 |
| TAN Su Ee, Hedy | RE | 9 | 16 April 2007 | 01 August 2014 |
| CHAN Mei Shan 陳美珊 | RO | 9 | 10 April 2014 | 31 July 2014 |
| CHAN Mei Shan 陳美珊 | RE | 1 | 22 February 2006 | 31 July 2014 |
| CHAN Mei Shan 陳美珊 | RE | 4 | 22 February 2006 | 31 July 2014 |
| CHAN Winnie 陳韻妮 | RO | 9 | 12 October 2012 | 30 April 2014 |
| CHAN Mei Shan 陳美珊 | RE | 9 | 22 February 2006 | 10 April 2014 |
| HO Shuk Yee, Samantha 何淑懿 | RO | 9 | 23 May 2013 | 29 November 2013 |
| CHU Wai Tak, Victor 褚偉德 | RE | 1 | 05 August 2008 | 29 November 2013 |
| CHU Wai Tak, Victor 褚偉德 | RE | 4 | 05 August 2008 | 29 November 2013 |
| CHU Wai Tak, Victor 褚偉德 | RE | 9 | 05 August 2008 | 29 November 2013 |
| HO May Wai, Judy 何美蕙 | RE | 9 | 12 January 2010 | 26 September 2013 |
| HO May Wai, Judy 何美蕙 | RE | 4 | 12 January 2010 | 26 September 2013 |
| HO May Wai, Judy 何美蕙 | RE | 1 | 12 January 2010 | 26 September 2013 |
| TSANG Wai Ching 曾惠貞 | RE | 4 | 23 November 2010 | 28 May 2013 |
| TSANG Wai Ching 曾惠貞 | RE | 1 | 23 November 2010 | 28 May 2013 |
| HO Shuk Yee, Samantha 何淑懿 | RE | 9 | 29 April 2013 | 23 May 2013 |
| CHAN Winnie 陳韻妮 | RE | 1 | 01 December 2005 | 28 March 2013 |
| LAM Josephine 林詠琪 | RE | 1 | 01 December 2005 | 28 March 2013 |
| CHAN Winnie 陳韻妮 | RE | 4 | 19 April 2005 | 28 March 2013 |
| LAM Josephine 林詠琪 | RE | 9 | 30 July 2004 | 28 March 2013 |
| LAM Josephine 林詠琪 | RE | 4 | 30 July 2004 | 28 March 2013 |
| HUNTER Philip James | RE | 1 | 11 May 2011 | 18 March 2013 |
| HUNTER Philip James | RE | 9 | 11 May 2011 | 18 March 2013 |
| CHOW Shun Yip 周順業 | RE | 1 | 07 June 2011 | 28 January 2013 |
| CHOW Shun Yip 周順業 | RE | 4 | 07 June 2011 | 28 January 2013 |
| CHOW Shun Yip 周順業 | RE | 9 | 07 June 2011 | 28 January 2013 |
| HO Ting Fung, Grammie 何霆鋒 | RE | 4 | 02 December 2011 | 01 January 2013 |
| HO Ting Fung, Grammie 何霆鋒 | RE | 1 | 02 December 2011 | 01 January 2013 |
| CHAN Winnie 陳韻妮 | RE | 9 | 19 April 2005 | 12 October 2012 |
| HO Ting Fung, Grammie 何霆鋒 | RE | 4 | 12 August 2011 | 23 November 2011 |
| HO Ting Fung, Grammie 何霆鋒 | RE | 1 | 12 August 2011 | 23 November 2011 |
| LEE Chun Sing 李振聲 | RO | 9 | 08 September 2008 | 16 August 2011 |
| LEE Chun Sing 李振聲 | RO | 4 | 08 September 2008 | 16 August 2011 |
| LEE Chun Sing 李振聲 | RO | 1 | 08 September 2008 | 16 August 2011 |
| MAK Yuen Kwun, Winnie 麥婉鈞 | RE | 1 | 03 December 2007 | 28 July 2011 |
| MAK Yuen Kwun, Winnie 麥婉鈞 | RE | 4 | 29 October 2007 | 28 July 2011 |
| HUI Hoi Pan 許海濱 | RO | 1 | 13 April 2010 | 26 June 2010 |
| HUI Hoi Pan 許海濱 | RO | 4 | 13 April 2010 | 26 June 2010 |
| HUI Hoi Pan 許海濱 | RO | 9 | 13 April 2010 | 26 June 2010 |
| HUI Hoi Pan 許海濱 | RE | 1 | 09 May 2006 | 13 April 2010 |
| HUI Hoi Pan 許海濱 | RE | 4 | 29 April 2006 | 13 April 2010 |
| HUI Hoi Pan 許海濱 | RE | 9 | 29 April 2006 | 13 April 2010 |
| TSANG Freeman Siu For 曾劭科 | RE | 4 | 09 November 2009 | 29 March 2010 |
| TSANG Freeman Siu For 曾劭科 | RE | 1 | 09 November 2009 | 29 March 2010 |
| HENCHMAN Jason Christopher D. | RO | 9 | 04 October 2006 | 16 January 2010 |
| HENCHMAN Jason Christopher D. | RO | 1 | 09 January 2006 | 16 January 2010 |
| HENCHMAN Jason Christopher D. | RO | 4 | 09 January 2006 | 16 January 2010 |
| LEE Chun Sing 李振聲 | RE | 4 | 03 June 2008 | 08 September 2008 |
| LEE Chun Sing 李振聲 | RE | 9 | 03 June 2008 | 08 September 2008 |
| LEE Chun Sing 李振聲 | RE | 1 | 03 June 2008 | 08 September 2008 |
| POON Ka Yee Joanna 潘嘉怡 | RE | 9 | 16 April 2007 | 28 June 2008 |
| POON Ka Yee Joanna 潘嘉怡 | RE | 4 | 16 April 2007 | 28 June 2008 |
| POON Ka Yee Joanna 潘嘉怡 | RE | 1 | 16 April 2007 | 28 June 2008 |
| YIAN Chui Wah, Lethe 任翠華 | RE | 1 | 01 December 2005 | 16 November 2007 |
| YIAN Chui Wah, Lethe 任翠華 | RE | 9 | 04 February 2005 | 16 November 2007 |
| YIAN Chui Wah, Lethe 任翠華 | RE | 4 | 04 February 2005 | 16 November 2007 |
| LEE Sai Yin 李世賢 | RO | 9 | 23 September 2006 | 08 September 2007 |
| LEE Sai Yin 李世賢 | RO | 4 | 23 September 2006 | 08 September 2007 |
| LEE Sai Yin 李世賢 | RO | 1 | 23 September 2006 | 08 September 2007 |
| FAN Wai Man, Ana 樊惠文 | RE | 9 | 25 September 2006 | 31 July 2007 |
| FAN Wai Man, Ana 樊惠文 | RE | 4 | 25 September 2006 | 31 July 2007 |
| FAN Wai Man, Ana 樊惠文 | RE | 1 | 25 September 2006 | 31 July 2007 |
| CHAN Chun Man 陳俊文 | RE | 9 | 07 February 2006 | 01 March 2007 |
| LEE Kai Ho, Patrick 李啟豪 | RE | 1 | 01 December 2005 | 01 March 2007 |
| LEE Kai Ho, Patrick 李啟豪 | RE | 9 | 22 September 2004 | 01 March 2007 |
| LEE Kai Ho, Patrick 李啟豪 | RE | 4 | 02 February 2004 | 01 March 2007 |
| CHAN Chun Man 陳俊文 | RO | 4 | 27 July 2006 | 27 February 2007 |
| CHAN Chun Man 陳俊文 | RO | 1 | 27 July 2006 | 27 February 2007 |
| WU Sze Man 胡詩敏 | RE | 1 | 01 December 2005 | 09 December 2006 |
| WU Sze Man 胡詩敏 | RE | 9 | 18 October 2005 | 09 December 2006 |
| WU Sze Man 胡詩敏 | RE | 4 | 18 October 2005 | 09 December 2006 |
| LEE Sai Yin 李世賢 | RE | 9 | 02 August 2006 | 23 September 2006 |
| LEE Sai Yin 李世賢 | RE | 4 | 02 August 2006 | 23 September 2006 |
| LEE Sai Yin 李世賢 | RE | 1 | 02 August 2006 | 23 September 2006 |
| CHAN Chun Man 陳俊文 | RE | 4 | 07 February 2006 | 27 July 2006 |
| CHAN Chun Man 陳俊文 | RE | 1 | 07 February 2006 | 27 July 2006 |
| LAM Lam, Linda 林霖 | RE | 1 | 01 December 2005 | 01 July 2006 |
| LAM Lam, Linda 林霖 | RE | 9 | 07 February 2005 | 01 July 2006 |
| LAM Lam, Linda 林霖 | RE | 4 | 01 April 2003 | 01 July 2006 |
| LAM Lam, Linda 林霖 | RE | 5 | 01 April 2003 | 01 July 2006 |
| TSANG Freeman Siu For 曾劭科 | RE | 1 | 01 December 2005 | 24 June 2006 |
| TSANG Freeman Siu For 曾劭科 | RE | 9 | 26 November 2004 | 24 June 2006 |
| TSANG Freeman Siu For 曾劭科 | RE | 4 | 19 October 2004 | 24 June 2006 |
| HUI Hoi Pan 許海濱 | RE | 5 | 29 April 2006 | 26 May 2006 |
| CHAN Mei Shan 陳美珊 | RE | 5 | 22 February 2006 | 26 May 2006 |
| LEE Kai Ho, Patrick 李啟豪 | RE | 5 | 22 September 2004 | 26 May 2006 |
| HO Mei Ling, Edwina 何美玲 | RE | 1 | 01 December 2005 | 01 March 2006 |
| HO Mei Ling, Edwina 何美玲 | RE | 9 | 18 January 2005 | 01 March 2006 |
| HO Mei Ling, Edwina 何美玲 | RE | 4 | 18 January 2005 | 01 March 2006 |
| LAU Tsz Lung 劉子龍 | RE | 1 | 01 December 2005 | 21 December 2005 |
| LAU Tsz Lung 劉子龍 | RE | 4 | 01 April 2003 | 21 December 2005 |
| LAU Tsz Lung 劉子龍 | RE | 5 | 01 April 2003 | 21 December 2005 |
| LAU Tsz Lung 劉子龍 | RE | 9 | 01 April 2003 | 21 December 2005 |
| LEE Yin Tak 李賢德 | RE | 9 | 15 October 2003 | 01 December 2005 |
| LEE Yin Tak 李賢德 | RE | 5 | 15 October 2003 | 01 December 2005 |
| LEE Yin Tak 李賢德 | RE | 4 | 15 October 2003 | 01 December 2005 |
| YAN Chi Kwan 顏志軍 | RE | 4 | 01 April 2003 | 09 September 2004 |
| LAU Tsz Lung 劉子龍 | RE | 6 | 01 April 2003 | 09 August 2004 |
| YAN Chi Kwan 顏志軍 | RE | 6 | 01 April 2003 | 09 August 2004 |
| YAN Chi Kwan 顏志軍 | RE | 9 | 01 April 2003 | 09 August 2004 |
| LAM Lam, Linda 林霖 | RE | 6 | 01 April 2003 | 09 August 2004 |
| LAM Lam, Linda 林霖 | RE | 9 | 01 April 2003 | 09 August 2004 |
| POON To Sing 潘道成 | RE | 4 | 01 April 2003 | 07 April 2004 |
| POON To Sing 潘道成 | RE | 5 | 01 April 2003 | 07 April 2004 |
| POON To Sing 潘道成 | RE | 6 | 01 April 2003 | 07 April 2004 |
| POON To Sing 潘道成 | RE | 9 | 01 April 2003 | 07 April 2004 |