SFC Licenceholders of Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司

Addresses
17/F Chater House, 8 Connaught Road Central, Central, Hong Kong
Suites 1202-03, 12/F York House, The Landmark, 15 Queen's Road Central, Hong Kong
香港中環皇后大道中15號置地廣場約克大廈12樓1202-03室
Suites 1202-03, 12/F York House, The Landmark, 15 Queen's Road Central, Hong Kong
香港中環皇后大道中15號置地廣場約克大廈12樓1202-03室
Email
[email protected]
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
WONG Tak Tai 黃德泰 RO 1 17 May 2021 30 June 2022
WONG Tak Tai 黃德泰 RO 4 17 May 2021 30 June 2022
KUO Yen-ling 郭妍伶 RE 1 16 November 2020 30 June 2022
LAW Kit Ching 羅潔貞 RE 1 16 November 2020 30 June 2022
WONG Wing Sum 黃頴琛 RE 1 16 November 2020 30 June 2022
WONG Wing Sum 黃頴琛 RE 4 16 November 2020 30 June 2022
FUNG Yuen Tsun 馮苑蓁 RE 4 16 November 2020 30 June 2022
FUNG Yuen Tsun 馮苑蓁 RE 1 16 November 2020 30 June 2022
WONG Ching Kit 王正杰 RE 1 16 November 2020 30 June 2022
TSANG Tsz Shan 曾子山 RE 1 16 November 2020 30 June 2022
TSAI Yu-ting 蔡毓婷 RE 1 16 November 2020 30 June 2022
YOUNG Ho Yip Alan 楊豪業 RO 1 21 October 2020 30 June 2022
YOUNG Ho Yip Alan 楊豪業 RO 4 21 October 2020 30 June 2022
DING Rui 丁睿 RE 4 13 March 2020 30 June 2022
DING Rui 丁睿 RE 1 13 March 2020 30 June 2022
CHU Lei Mei 朱莉薇 RE 4 15 December 2017 30 June 2022
CHU Lei Mei 朱莉薇 RE 1 15 December 2017 30 June 2022
HUANG Jiawen 黃賈雯 RE 4 17 February 2016 30 June 2022
HUANG Jiawen 黃賈雯 RE 1 17 February 2016 30 June 2022
TAN Su Ee, Hedy RE 1 16 April 2007 30 June 2022
TAN Su Ee, Hedy RE 4 16 April 2007 30 June 2022
CHAN Shuet Sum, Isabella 陳雪心 RE 1 05 July 2021 17 June 2022
CHAN Shuet Sum, Isabella 陳雪心 RE 4 05 July 2021 17 June 2022
LIN Huishan 林慧珊 RE 1 16 November 2020 21 March 2022
CHOI Yuk Lan 蔡育蘭 RE 1 16 November 2020 31 December 2021
CHAN Shuet Sum, Isabella 陳雪心 RO 4 23 October 2020 05 July 2021
CHAN Shuet Sum, Isabella 陳雪心 RO 1 23 October 2020 05 July 2021
CHONG Kwok Chee 莊國幟 RE 1 08 April 2019 18 June 2021
CHONG Kwok Chee 莊國幟 RE 4 08 April 2019 18 June 2021
WONG Tak Tai 黃德泰 RE 1 16 November 2020 17 May 2021
WONG Tsun Yin 王俊彥 RE 1 16 November 2020 22 January 2021
TSANG Freeman Siu For 曾劭科 RO 1 29 March 2010 30 October 2020
TSANG Freeman Siu For 曾劭科 RO 4 29 March 2010 30 October 2020
LIN Tzu-Han 林子涵 RE 4 20 November 2018 31 August 2020
LIN Tzu-Han 林子涵 RE 1 20 November 2018 31 August 2020
HUNG Jacqueline Chi-ching 孔芷晴 RE 4 23 April 2018 28 June 2020
HUNG Jacqueline Chi-ching 孔芷晴 RE 1 23 April 2018 28 June 2020
TAM Zumin Patrick Jr. 譚祖岷 RE 4 28 April 2016 26 June 2020
TAM Zumin Patrick Jr. 譚祖岷 RE 1 28 April 2016 26 June 2020
HUANG Li 黃理 RE 4 25 April 2014 11 July 2019
HUANG Li 黃理 RE 1 25 April 2014 11 July 2019
LIU Wing Chung 廖詠聰 RE 4 06 February 2017 15 February 2019
LIU Wing Chung 廖詠聰 RE 1 06 February 2017 15 February 2019
HO Mei Ling, Edwina 何美玲 RO 4 28 August 2017 03 May 2018
HO Mei Ling, Edwina 何美玲 RO 1 28 August 2017 03 May 2018
HO Mei Ling, Edwina 何美玲 RE 4 25 April 2016 28 August 2017
HO Mei Ling, Edwina 何美玲 RE 1 25 April 2016 28 August 2017
IP Hung Kei 葉鴻基 RE 1 13 May 2013 14 March 2016
IP Hung Kei 葉鴻基 RE 4 13 May 2013 14 March 2016
ZHANG Jing 張婧 RE 4 11 May 2015 26 January 2016
ZHANG Jing 張婧 RE 1 11 May 2015 26 January 2016
CHOW Mitchelle Tze Wei 周紫蕙 RE 1 04 July 2011 25 September 2015
CHOW Mitchelle Tze Wei 周紫蕙 RE 4 04 July 2011 25 September 2015
TAN Su Ee, Hedy RE 9 16 April 2007 01 August 2014
CHAN Mei Shan 陳美珊 RO 9 10 April 2014 31 July 2014
CHAN Mei Shan 陳美珊 RE 1 22 February 2006 31 July 2014
CHAN Mei Shan 陳美珊 RE 4 22 February 2006 31 July 2014
CHAN Winnie 陳韻妮 RO 9 12 October 2012 30 April 2014
CHAN Mei Shan 陳美珊 RE 9 22 February 2006 10 April 2014
HO Shuk Yee, Samantha 何淑懿 RO 9 23 May 2013 29 November 2013
CHU Wai Tak, Victor 褚偉德 RE 1 05 August 2008 29 November 2013
CHU Wai Tak, Victor 褚偉德 RE 4 05 August 2008 29 November 2013
CHU Wai Tak, Victor 褚偉德 RE 9 05 August 2008 29 November 2013
HO May Wai, Judy 何美蕙 RE 9 12 January 2010 26 September 2013
HO May Wai, Judy 何美蕙 RE 4 12 January 2010 26 September 2013
HO May Wai, Judy 何美蕙 RE 1 12 January 2010 26 September 2013
TSANG Wai Ching 曾惠貞 RE 4 23 November 2010 28 May 2013
TSANG Wai Ching 曾惠貞 RE 1 23 November 2010 28 May 2013
HO Shuk Yee, Samantha 何淑懿 RE 9 29 April 2013 23 May 2013
CHAN Winnie 陳韻妮 RE 1 01 December 2005 28 March 2013
LAM Josephine 林詠琪 RE 1 01 December 2005 28 March 2013
CHAN Winnie 陳韻妮 RE 4 19 April 2005 28 March 2013
LAM Josephine 林詠琪 RE 9 30 July 2004 28 March 2013
LAM Josephine 林詠琪 RE 4 30 July 2004 28 March 2013
HUNTER Philip James RE 1 11 May 2011 18 March 2013
HUNTER Philip James RE 9 11 May 2011 18 March 2013
CHOW Shun Yip 周順業 RE 1 07 June 2011 28 January 2013
CHOW Shun Yip 周順業 RE 4 07 June 2011 28 January 2013
CHOW Shun Yip 周順業 RE 9 07 June 2011 28 January 2013
HO Ting Fung, Grammie 何霆鋒 RE 4 02 December 2011 01 January 2013
HO Ting Fung, Grammie 何霆鋒 RE 1 02 December 2011 01 January 2013
CHAN Winnie 陳韻妮 RE 9 19 April 2005 12 October 2012
HO Ting Fung, Grammie 何霆鋒 RE 4 12 August 2011 23 November 2011
HO Ting Fung, Grammie 何霆鋒 RE 1 12 August 2011 23 November 2011
LEE Chun Sing 李振聲 RO 9 08 September 2008 16 August 2011
LEE Chun Sing 李振聲 RO 4 08 September 2008 16 August 2011
LEE Chun Sing 李振聲 RO 1 08 September 2008 16 August 2011
MAK Yuen Kwun, Winnie 麥婉鈞 RE 1 03 December 2007 28 July 2011
MAK Yuen Kwun, Winnie 麥婉鈞 RE 4 29 October 2007 28 July 2011
HUI Hoi Pan 許海濱 RO 1 13 April 2010 26 June 2010
HUI Hoi Pan 許海濱 RO 4 13 April 2010 26 June 2010
HUI Hoi Pan 許海濱 RO 9 13 April 2010 26 June 2010
HUI Hoi Pan 許海濱 RE 1 09 May 2006 13 April 2010
HUI Hoi Pan 許海濱 RE 4 29 April 2006 13 April 2010
HUI Hoi Pan 許海濱 RE 9 29 April 2006 13 April 2010
TSANG Freeman Siu For 曾劭科 RE 4 09 November 2009 29 March 2010
TSANG Freeman Siu For 曾劭科 RE 1 09 November 2009 29 March 2010
HENCHMAN Jason Christopher D. RO 9 04 October 2006 16 January 2010
HENCHMAN Jason Christopher D. RO 1 09 January 2006 16 January 2010
HENCHMAN Jason Christopher D. RO 4 09 January 2006 16 January 2010
LEE Chun Sing 李振聲 RE 4 03 June 2008 08 September 2008
LEE Chun Sing 李振聲 RE 9 03 June 2008 08 September 2008
LEE Chun Sing 李振聲 RE 1 03 June 2008 08 September 2008
POON Ka Yee Joanna 潘嘉怡 RE 9 16 April 2007 28 June 2008
POON Ka Yee Joanna 潘嘉怡 RE 4 16 April 2007 28 June 2008
POON Ka Yee Joanna 潘嘉怡 RE 1 16 April 2007 28 June 2008
YIAN Chui Wah, Lethe 任翠華 RE 1 01 December 2005 16 November 2007
YIAN Chui Wah, Lethe 任翠華 RE 9 04 February 2005 16 November 2007
YIAN Chui Wah, Lethe 任翠華 RE 4 04 February 2005 16 November 2007
LEE Sai Yin 李世賢 RO 9 23 September 2006 08 September 2007
LEE Sai Yin 李世賢 RO 4 23 September 2006 08 September 2007
LEE Sai Yin 李世賢 RO 1 23 September 2006 08 September 2007
FAN Wai Man, Ana 樊惠文 RE 9 25 September 2006 31 July 2007
FAN Wai Man, Ana 樊惠文 RE 4 25 September 2006 31 July 2007
FAN Wai Man, Ana 樊惠文 RE 1 25 September 2006 31 July 2007
CHAN Chun Man 陳俊文 RE 9 07 February 2006 01 March 2007
LEE Kai Ho, Patrick 李啟豪 RE 1 01 December 2005 01 March 2007
LEE Kai Ho, Patrick 李啟豪 RE 9 22 September 2004 01 March 2007
LEE Kai Ho, Patrick 李啟豪 RE 4 02 February 2004 01 March 2007
CHAN Chun Man 陳俊文 RO 4 27 July 2006 27 February 2007
CHAN Chun Man 陳俊文 RO 1 27 July 2006 27 February 2007
WU Sze Man 胡詩敏 RE 1 01 December 2005 09 December 2006
WU Sze Man 胡詩敏 RE 9 18 October 2005 09 December 2006
WU Sze Man 胡詩敏 RE 4 18 October 2005 09 December 2006
LEE Sai Yin 李世賢 RE 9 02 August 2006 23 September 2006
LEE Sai Yin 李世賢 RE 4 02 August 2006 23 September 2006
LEE Sai Yin 李世賢 RE 1 02 August 2006 23 September 2006
CHAN Chun Man 陳俊文 RE 4 07 February 2006 27 July 2006
CHAN Chun Man 陳俊文 RE 1 07 February 2006 27 July 2006
LAM Lam, Linda 林霖 RE 1 01 December 2005 01 July 2006
LAM Lam, Linda 林霖 RE 9 07 February 2005 01 July 2006
LAM Lam, Linda 林霖 RE 4 01 April 2003 01 July 2006
LAM Lam, Linda 林霖 RE 5 01 April 2003 01 July 2006
TSANG Freeman Siu For 曾劭科 RE 1 01 December 2005 24 June 2006
TSANG Freeman Siu For 曾劭科 RE 9 26 November 2004 24 June 2006
TSANG Freeman Siu For 曾劭科 RE 4 19 October 2004 24 June 2006
HUI Hoi Pan 許海濱 RE 5 29 April 2006 26 May 2006
CHAN Mei Shan 陳美珊 RE 5 22 February 2006 26 May 2006
LEE Kai Ho, Patrick 李啟豪 RE 5 22 September 2004 26 May 2006
HO Mei Ling, Edwina 何美玲 RE 1 01 December 2005 01 March 2006
HO Mei Ling, Edwina 何美玲 RE 9 18 January 2005 01 March 2006
HO Mei Ling, Edwina 何美玲 RE 4 18 January 2005 01 March 2006
LAU Tsz Lung 劉子龍 RE 1 01 December 2005 21 December 2005
LAU Tsz Lung 劉子龍 RE 4 01 April 2003 21 December 2005
LAU Tsz Lung 劉子龍 RE 5 01 April 2003 21 December 2005
LAU Tsz Lung 劉子龍 RE 9 01 April 2003 21 December 2005
LEE Yin Tak 李賢德 RE 9 15 October 2003 01 December 2005
LEE Yin Tak 李賢德 RE 5 15 October 2003 01 December 2005
LEE Yin Tak 李賢德 RE 4 15 October 2003 01 December 2005
YAN Chi Kwan 顏志軍 RE 4 01 April 2003 09 September 2004
LAU Tsz Lung 劉子龍 RE 6 01 April 2003 09 August 2004
YAN Chi Kwan 顏志軍 RE 6 01 April 2003 09 August 2004
YAN Chi Kwan 顏志軍 RE 9 01 April 2003 09 August 2004
LAM Lam, Linda 林霖 RE 6 01 April 2003 09 August 2004
LAM Lam, Linda 林霖 RE 9 01 April 2003 09 August 2004
POON To Sing 潘道成 RE 4 01 April 2003 07 April 2004
POON To Sing 潘道成 RE 5 01 April 2003 07 April 2004
POON To Sing 潘道成 RE 6 01 April 2003 07 April 2004
POON To Sing 潘道成 RE 9 01 April 2003 07 April 2004