SFC Licenceholders of Emperor Corporate Finance Limited 英皇企業融資有限公司
- esl.licensing@emperorgroup.com
- Website
- www.emperorcapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kam Hing 陳錦興 | RO | 4 | 09 October 2004 | 08 October 2005 |
| CHAN Mo Yin 陳慕賢 | RE | 6 | 18 May 2011 | 08 May 2016 |
| CHAN Mo Yin 陳慕賢 | RE | 1 | 18 May 2011 | 08 May 2016 |
| CHAN Pearl 陳佩斯 | RO | 6 | 21 July 2005 | |
| CHAN Pearl 陳佩斯 | RE | 6 | 01 April 2003 | 21 July 2005 |
| CHAN Pearl 陳佩斯 | RE | 4 | 01 April 2003 | 16 June 2005 |
| CHAN Shek Wah 陳錫華 | RO | 6 | 16 November 2011 | 31 August 2019 |
| CHAN Shek Wah 陳錫華 | RO | 1 | 16 November 2011 | 31 August 2019 |
| CHAN Yiu Nam 陳耀南 | RO | 1 | 28 August 2018 | |
| CHAN Yiu Nam 陳耀南 | RO | 6 | 22 August 2016 | |
| CHAN Yiu Nam 陳耀南 | RE | 1 | 25 July 2011 | 28 August 2018 |
| CHAN Yiu Nam 陳耀南 | RE | 6 | 25 July 2011 | 22 August 2016 |
| CHAU Kwan Kit 周均傑 | RE | 1 | 10 October 2011 | 04 March 2014 |
| CHAU Kwan Kit 周均傑 | RE | 6 | 18 March 2011 | 04 March 2014 |
| CHIN Chun Hin 錢振軒 | RE | 6 | 24 April 2017 | 10 January 2020 |
| CHIN Chun Hin 錢振軒 | RE | 1 | 24 April 2017 | 10 January 2020 |
| CHIN Chun Hin 錢振軒 | RE | 6 | 03 May 2013 | 02 August 2015 |
| CHIN Chun Hin 錢振軒 | RE | 1 | 03 May 2013 | 02 August 2015 |
| CHOI Suk Hing, Louisa 蔡淑卿 | RO | 1 | 24 December 2009 | |
| CHOI Suk Hing, Louisa 蔡淑卿 | RO | 1 | 15 November 2004 | 31 March 2007 |
| CHOI Suk Hing, Louisa 蔡淑卿 | RO | 6 | 15 November 2004 | |
| CHOI Suk Hing, Louisa 蔡淑卿 | RE | 6 | 01 April 2003 | 15 November 2004 |
| CHOI Suk Hing, Louisa 蔡淑卿 | RE | 4 | 01 April 2003 | 15 November 2004 |
| DIU Dave 刁麒成 | RE | 6 | 09 November 2016 | 09 June 2017 |
| DIU Dave 刁麒成 | RE | 1 | 09 November 2016 | 09 June 2017 |
| FAN Man Seung, Vanessa 范敏嫦 | RE | 6 | 20 February 2023 | 20 February 2023 |
| FAN Man Seung, Vanessa 范敏嫦 | RE | 1 | 20 February 2023 | 20 February 2023 |
| FAN Man Seung, Vanessa 范敏嫦 | RO | 1 | 24 December 2009 | 20 February 2023 |
| FAN Man Seung, Vanessa 范敏嫦 | RO | 6 | 01 April 2003 | 20 February 2023 |
| FAN Man Seung, Vanessa 范敏嫦 | RO | 4 | 01 April 2003 | 20 April 2007 |
| FAN Man Seung, Vanessa 范敏嫦 | RO | 1 | 01 April 2003 | 31 March 2007 |
| HUO Xintong 霍薪同 | RE | 6 | 17 July 2017 | 10 October 2018 |
| HUO Xintong 霍薪同 | RE | 1 | 17 July 2017 | 10 October 2018 |
| IP Angel Kwok Yen 葉國欣 | RE | 6 | 21 April 2010 | 23 April 2010 |
| IP Angel Kwok Yen 葉國欣 | RE | 1 | 21 April 2010 | 23 April 2010 |
| KAM Wai Hin 甘偉軒 | RE | 6 | 09 February 2021 | |
| KAM Wai Hin 甘偉軒 | RE | 1 | 09 February 2021 | |
| KEUNG Kelvin 姜登華 | RO | 9 | 30 May 2006 | 31 October 2006 |
| KEUNG Kelvin 姜登華 | RO | 1 | 29 December 2005 | 31 October 2006 |
| KO Fei Fan Tommy 高飛帆 | RE | 6 | 26 April 2017 | 26 April 2018 |
| KO Fei Fan Tommy 高飛帆 | RE | 1 | 26 April 2017 | 26 April 2018 |
| KONG Yuk Yu 江玉茹 | RE | 6 | 20 June 2023 | 05 January 2024 |
| LAM Kin Wa 林建華 | RO | 4 | 08 February 2007 | 31 March 2007 |
| LAW Kit Ying 羅潔盈 | RE | 6 | 13 May 2014 | 07 April 2017 |
| LAW Kit Ying 羅潔盈 | RE | 1 | 13 May 2014 | 07 April 2017 |
| LEE Hui Fat 李煦發 | RE | 6 | 18 March 2019 | |
| LEE Hui Fat 李煦發 | RE | 1 | 21 February 2019 | |
| LEUNG Yu Man, Yomie 梁瑀紋 | RE | 6 | 07 June 2010 | 20 October 2011 |
| LEUNG Yu Man, Yomie 梁瑀紋 | RE | 1 | 07 June 2010 | 20 October 2011 |
| LI Jie 李捷 | RE | 6 | 25 May 2018 | 10 March 2020 |
| LI Jie 李捷 | RE | 1 | 25 May 2018 | 10 March 2020 |
| LI Rui 李睿 | RE | 6 | 19 August 2015 | 26 March 2017 |
| LI Rui 李睿 | RE | 1 | 19 August 2015 | 26 March 2017 |
| LIU Hei Yin Arthur 廖希彥 | RE | 6 | 25 May 2018 | |
| LIU Hei Yin Arthur 廖希彥 | RE | 1 | 25 May 2018 | |
| LIU Wing Yin, Wendy 廖穎賢 | RE | 6 | 25 July 2012 | 28 March 2014 |
| LIU Wing Yin, Wendy 廖穎賢 | RE | 1 | 25 July 2012 | 28 March 2014 |
| LUI Kwan Ho 呂君皓 | RE | 6 | 07 June 2006 | 23 October 2006 |
| LUI Kwan Ho 呂君皓 | RE | 4 | 07 June 2006 | 23 October 2006 |
| MAN Kin Hang 文建衡 | RE | 6 | 17 November 2016 | 14 June 2019 |
| MAN Kin Hang 文建衡 | RE | 1 | 17 November 2016 | 14 June 2019 |
| MOK Fung Lin, Ivy 莫鳳蓮 | RO | 1 | 24 December 2009 | 01 July 2011 |
| MOK Fung Lin, Ivy 莫鳳蓮 | RO | 6 | 01 April 2003 | 01 July 2011 |
| MOK Fung Lin, Ivy 莫鳳蓮 | RO | 1 | 01 April 2003 | 31 March 2007 |
| MOU Chi Luen 繆志聯 | RE | 6 | 12 May 2005 | 31 January 2022 |
| OR Yick Yi Hydon 柯奕而 | RE | 6 | 09 June 2021 | 27 January 2022 |
| OR Yick Yi Hydon 柯奕而 | RE | 1 | 09 June 2021 | 27 January 2022 |
| PANG Tsz Chung 彭子聰 | RE | 1 | 10 October 2011 | 16 June 2012 |
| PANG Tsz Chung 彭子聰 | RE | 6 | 21 September 2007 | 16 June 2012 |
| SHEN Weilin 沈煒霖 | RE | 6 | 06 July 2023 | 31 July 2023 |
| SHEN Weilin 沈煒霖 | RE | 1 | 06 July 2023 | 31 July 2023 |
| TAM Wing Fai, Johnny 譚永輝 | RO | 6 | 01 April 2003 | 04 September 2003 |
| TAM Wing Fai, Johnny 譚永輝 | RO | 4 | 01 April 2003 | 04 September 2003 |
| TAM Yui Chit Jeffrey 譚睿哲 | RE | 6 | 15 December 2023 | |
| WONG Chi Hung 黃梓雄 | RO | 4 | 01 November 2005 | 01 November 2006 |
| WONG Hok Kam 汪學金 | RE | 4 | 29 August 2003 | 17 May 2004 |
| WONG Ka Sing 黃家昇 | RE | 1 | 29 September 2014 | 01 April 2017 |
| WONG Ka Sing 黃家昇 | RE | 6 | 18 September 2014 | 01 April 2017 |
| WONG King Pan 王琼斌 | RO | 6 | 09 June 2020 | |
| WONG King Pan 王琼斌 | RE | 6 | 11 April 2014 | 09 June 2020 |
| WONG King Pan 王琼斌 | RE | 1 | 11 April 2014 | |
| WONG Patrick 王崇珀 | RO | 6 | 24 June 2022 | 31 October 2023 |
| WONG Patrick 王崇珀 | RO | 1 | 24 June 2022 | 31 October 2023 |
| WONG Patrick 王崇珀 | RE | 6 | 09 March 2022 | 24 June 2022 |
| WONG Patrick 王崇珀 | RE | 1 | 09 March 2022 | 24 June 2022 |
| WONG Wai Hung 黃偉紅 | RE | 6 | 23 September 2003 | 29 February 2008 |
| WONG Wai Hung 黃偉紅 | RE | 4 | 23 September 2003 | 31 March 2007 |
| WONG Wan Men, Margaret 黃蘊文 | RE | 6 | 17 September 2007 | 05 June 2008 |
| WONG Wing See 王詠思 | RE | 6 | 17 February 2012 | 09 June 2014 |
| WONG Wing See 王詠思 | RE | 1 | 17 February 2012 | 09 June 2014 |
| YEN Chanan 霍震南 | RE | 6 | 29 June 2010 | 14 January 2011 |
| YICK Chi Ho 易智豪 | RE | 6 | 07 July 2003 | 01 March 2005 |
| YICK Chi Ho 易智豪 | RE | 4 | 06 June 2003 | 01 March 2005 |
| YIP Sau Hoi 葉秀開 | RO | 9 | 30 May 2006 | 31 October 2006 |
| YUE Man Ying 虞文英 | RO | 6 | 13 September 2004 | 02 January 2007 |
| YUE Man Ying 虞文英 | RE | 4 | 02 August 2004 | 16 June 2005 |
| YUE Man Ying 虞文英 | RE | 6 | 02 August 2004 | 13 September 2004 |