Current licenceholders of ADH990 Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
CHEUNG Yuk Kit 張毓杰 RE [4] (Advising on Securities), [9] (Asset Management) 30 September 2020
XIE Bo 解波 RE [9] (Asset Management) 21 September 2020
TSANG Chun Kit 曾駿傑 RO [4] (Advising on Securities), [9] (Asset Management) 21 November 2019
REN Qiang 任強 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 22 May 2019
LI Xun 李尋 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 03 May 2019
YEUNG Pui Yan 楊佩恩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 January 2019
YEUNG Pui Yan 楊佩恩 RE [9] (Asset Management) 20 December 2018
LAI Billy Yee Piu 黎以標 RE [9] (Asset Management) 10 October 2018
WONG Chung Mun 黃仲文 RO [9] (Asset Management) 05 September 2018
TSANG Kwok Yuk 曾國鈺 RE [9] (Asset Management) 23 April 2018
SUN Yumeng 孫雨朦 RE [9] (Asset Management) 06 February 2018
POON Kai Chung 潘繼宗 RO [9] (Asset Management) 16 August 2017
CHEN Yijing 陳毅菁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 25 July 2017
CHEUNG Chun Kin 張俊堅 RE [1] (Dealing in Securities), [9] (Asset Management) 26 June 2017
LIU Shuk Hin 廖淑軒 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 June 2017
LI Xiaowei 李晓蔚 RE [9] (Asset Management) 26 May 2017
QI Haiying 祁海英 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 31 March 2017
CHIU Simon Siu Hung 趙少洪 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 20 May 2016
GUO Rui 郭睿 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 14 April 2016
HUNG Kwok Chuen 熊國全 RE [9] (Asset Management) 15 January 2015
HUNG Kwok Chuen 熊國全 RE [1] (Dealing in Securities) 11 June 2014
LI Xiaowei 李晓蔚 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 October 2013
YIM Fung 閻峰 RO [1] (Dealing in Securities) 23 September 2009
LU Lu 呂露 RE [9] (Asset Management) 10 July 2006
YUEN Pui Sze 袁佩詩 RE [9] (Asset Management) 23 May 2006
YIM Fung 閻峰 RO [9] (Asset Management) 01 April 2003