SFC Licenceholders of China Enterprise Securities Company Limited 華業金控證券有限公司
- nelsonying@chinaenterprisesec.com
- Website
- www.chinaenterprisesec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BIAN Jing 卞静 | RE | 1 | 28 June 2018 | 29 June 2018 |
| CHAN Kin Leung 陳建良 | RO | 9 | 02 September 2016 | 28 February 2017 |
| CHAN Kin Leung 陳建良 | RO | 4 | 02 September 2016 | 28 February 2017 |
| CHAN Lap Hong 陳立康 | RE | 9 | 10 May 2017 | 07 August 2017 |
| CHAN Lap Hong 陳立康 | RE | 1 | 21 November 2016 | 07 August 2017 |
| CHAN Sheung Chi 陳上智 | RE | 9 | 02 February 2012 | 31 March 2014 |
| CHAN Sheung Chi 陳上智 | RE | 4 | 02 February 2012 | 31 March 2014 |
| CHAN Sheung Chi 陳上智 | RE | 1 | 02 February 2012 | 31 March 2014 |
| CHEUNG Chi Lung 張子龍 | RE | 4 | 17 May 2017 | 22 December 2017 |
| CHEUNG Chi Lung 張子龍 | RE | 1 | 17 May 2017 | 22 December 2017 |
| CHONG Ka Tak 莊嘉德 | RE | 1 | 12 January 2017 | 05 May 2017 |
| CHU Hon Man 朱漢民 | RE | 9 | 06 April 2017 | 27 September 2017 |
| CHU Hon Man 朱漢民 | RE | 1 | 28 October 2016 | 27 September 2017 |
| CHUNG Po King 鍾寶瓊 | RE | 1 | 20 April 2017 | 05 May 2017 |
| DEMIRIAN Nejteh Movses | RE | 9 | 24 October 2023 | 05 December 2023 |
| DEMIRIAN Nejteh Movses | RE | 4 | 24 October 2023 | 05 December 2023 |
| DEMIRIAN Nejteh Movses | RE | 1 | 24 October 2023 | 05 December 2023 |
| FU Renzhi 傅仁智 | RE | 1 | 12 January 2017 | 01 March 2017 |
| GUERILLOT Benoit Gilles | RE | 9 | 29 November 2006 | 11 July 2008 |
| GUERILLOT Benoit Gilles | RE | 4 | 03 October 2006 | 11 July 2008 |
| HAI Yuan 海媛 | RE | 1 | 10 August 2011 | 31 December 2011 |
| HAI Yuan 海媛 | RE | 4 | 10 August 2011 | 31 December 2011 |
| HAI Yuan 海媛 | RE | 9 | 10 August 2011 | 31 December 2011 |
| HARRIS Richard | RO | 9 | 05 February 2009 | 31 August 2010 |
| HARRIS Richard | RO | 4 | 05 February 2009 | 31 August 2010 |
| HARRIS Richard | RE | 9 | 01 January 2009 | 05 February 2009 |
| HARRIS Richard | RE | 4 | 01 January 2009 | 05 February 2009 |
| HO Ho Ming 何浩銘 | RO | 2 | 19 February 2019 | 29 March 2019 |
| HO Ho Ming 何浩銘 | RO | 5 | 19 February 2019 | 29 March 2019 |
| HO Ho Ming 何浩銘 | RO | 9 | 19 October 2018 | 29 March 2019 |
| HO Ho Ming 何浩銘 | RE | 1 | 27 November 2017 | 24 January 2018 |
| HO Ho Ming 何浩銘 | RO | 4 | 24 January 2018 | 29 March 2019 |
| HO Ho Ming 何浩銘 | RO | 1 | 24 January 2018 | 29 March 2019 |
| HO Ho Ming 何浩銘 | RE | 9 | 27 November 2017 | 19 October 2018 |
| HO Ho Ming 何浩銘 | RE | 4 | 27 November 2017 | 24 January 2018 |
| HUANG Meng 黃萌 | RE | 4 | 19 October 2021 | |
| HUANG Meng 黃萌 | RE | 1 | 19 October 2021 | |
| HUI Sai Kit 許世杰 | RE | 1 | 14 December 2016 | 31 March 2017 |
| IKEZAKI Yumiko 池崎由美子 | RO | 9 | 10 November 2004 | 31 March 2007 |
| IKEZAKI Yumiko 池崎由美子 | RO | 4 | 10 November 2004 | 31 March 2007 |
| IKEZAKI Yumiko 池崎由美子 | RE | 4 | 01 April 2003 | 10 November 2004 |
| IKEZAKI Yumiko 池崎由美子 | RE | 6 | 01 April 2003 | 10 November 2004 |
| IKEZAKI Yumiko 池崎由美子 | RE | 9 | 01 April 2003 | 10 November 2004 |
| IP Tsz King 葉子敬 | RE | 9 | 15 March 2017 | 04 February 2019 |
| IP Tsz King 葉子敬 | RE | 1 | 15 March 2017 | 29 March 2019 |
| IP Tsz King 葉子敬 | RE | 4 | 15 March 2017 | 29 March 2019 |
| KWOK Chiu Ting 郭昭廷 | RE | 9 | 12 October 2017 | 30 April 2019 |
| KWOK Chiu Ting 郭昭廷 | RE | 1 | 11 July 2017 | 30 April 2019 |
| KWONG Wan Wa 鄺韻樺 | RO | 9 | 24 March 2020 | |
| KWONG Wan Wa 鄺韻樺 | RE | 9 | 25 February 2020 | 24 March 2020 |
| KWONG Wan Wa 鄺韻樺 | RE | 1 | 25 February 2020 | 24 March 2020 |
| KWONG Wan Wa 鄺韻樺 | RE | 4 | 25 February 2020 | 24 March 2020 |
| KWONG Wan Wa 鄺韻樺 | RO | 4 | 24 March 2020 | |
| KWONG Wan Wa 鄺韻樺 | RO | 1 | 24 March 2020 | |
| LAI Wing Tsui Ivy 黎穎翠 | RE | 9 | 30 July 2018 | 29 April 2019 |
| LAI Wing Tsui Ivy 黎穎翠 | RE | 1 | 30 July 2018 | 29 April 2019 |
| LAM Ching 林靜 | RE | 1 | 12 June 2017 | 01 January 2018 |
| LAM Ka Ling 林嘉玲 | RO | 4 | 18 August 2017 | 29 March 2019 |
| LAM Ka Ling 林嘉玲 | RO | 1 | 18 August 2017 | 29 March 2019 |
| LAM Ka Ling 林嘉玲 | RE | 1 | 26 June 2017 | 18 August 2017 |
| LAM Ka Ling 林嘉玲 | RE | 4 | 26 June 2017 | 18 August 2017 |
| LAM Kwong Ho 林光浩 | RE | 1 | 04 January 2017 | 10 April 2017 |
| LAU Chaak Ming 劉擇明 | RE | 1 | 01 March 2011 | 02 June 2011 |
| LAU Chaak Ming 劉擇明 | RE | 4 | 03 December 2010 | 02 June 2011 |
| LAU Chaak Ming 劉擇明 | RE | 9 | 03 December 2010 | 02 June 2011 |
| LAU Chin Sing 劉展昇 | RE | 1 | 17 January 2017 | 15 June 2017 |
| LEE Chun Hin 李震軒 | RE | 1 | 08 June 2017 | 31 October 2017 |
| LEE Chun Hin 李震軒 | RE | 4 | 08 June 2017 | 31 October 2017 |
| LEE Chun Hin 李震軒 | RE | 9 | 08 June 2017 | 31 October 2017 |
| LEE Kwok Wan 李冠潤 | RE | 9 | 17 September 2020 | |
| LEE Kwok Wan 李冠潤 | RE | 4 | 17 September 2020 | |
| LEE Kwok Wan 李冠潤 | RE | 1 | 17 September 2020 | |
| LEUNG Yee Lung 梁鐿朧 | RE | 1 | 26 February 2018 | 08 June 2018 |
| LI Cheong Wing 李昌穎 | RE | 1 | 12 January 2017 | 01 March 2017 |
| LI Ka Ying 李家盈 | RE | 4 | 28 June 2017 | 20 July 2017 |
| LI Ka Ying 李家盈 | RE | 9 | 28 June 2017 | 07 August 2017 |
| LI Ka Ying 李家盈 | RE | 1 | 28 June 2017 | 20 July 2017 |
| LI Ka Ying 李家盈 | RO | 1 | 20 July 2017 | 07 August 2017 |
| LI Ka Ying 李家盈 | RO | 4 | 20 July 2017 | 07 August 2017 |
| LI Ming, Doris 李敏 | RO | 9 | 03 March 2015 | 30 November 2017 |
| LI Ming, Doris 李敏 | RO | 4 | 03 March 2015 | 30 November 2017 |
| LI Ming, Doris 李敏 | RO | 1 | 03 March 2015 | 30 November 2017 |
| LI Ming, Doris 李敏 | RE | 9 | 25 March 2013 | 03 March 2015 |
| LI Ming, Doris 李敏 | RE | 4 | 25 March 2013 | 03 March 2015 |
| LI Ming, Doris 李敏 | RE | 1 | 25 March 2013 | 03 March 2015 |
| LIU Li 劉莉 | RE | 1 | 16 February 2017 | 01 March 2017 |
| LO Wai 盧唯 | RE | 1 | 04 January 2017 | 01 March 2017 |
| LOU Yuhan 婁宇涵 | RE | 9 | 25 May 2018 | 30 April 2019 |
| LOU Yuhan 婁宇涵 | RE | 1 | 12 March 2018 | 30 April 2019 |
| LUK Ching Chung 陸清松 | RE | 1 | 18 April 2017 | 14 February 2018 |
| LUK Ching Chung 陸清松 | RE | 4 | 18 April 2017 | 14 February 2018 |
| MAN Kam Tong 萬錦堂 | RO | 4 | 07 August 2018 | 29 March 2019 |
| MAN Kam Tong 萬錦堂 | RO | 1 | 07 August 2018 | 29 March 2019 |
| MAN Kam Tong 萬錦堂 | RE | 1 | 07 September 2017 | 15 February 2018 |
| MAN Kam Tong 萬錦堂 | RE | 4 | 07 September 2017 | 15 February 2018 |
| MAN Kam Tong 萬錦堂 | RO | 9 | 07 September 2017 | 29 March 2019 |
| NEMOTO Yoko | RE | 9 | 07 August 2008 | 01 October 2009 |
| NEMOTO Yoko | RE | 4 | 07 August 2008 | 01 October 2009 |
| NG Man 伍敏 | RE | 1 | 02 April 2020 | |
| NIMMO Walter Gilbert Mearns | RO | 1 | 27 January 2011 | 22 January 2015 |
| NIMMO Walter Gilbert Mearns | RO | 9 | 13 February 2007 | 22 January 2015 |
| NIMMO Walter Gilbert Mearns | RO | 4 | 13 February 2007 | 22 January 2015 |
| RUI Yuanqing 芮元青 | RO | 9 | 24 January 2018 | 31 July 2018 |
| RUI Yuanqing 芮元青 | RE | 9 | 12 January 2018 | 24 January 2018 |
| SHI Anan 時安安 | RE | 4 | 30 June 2021 | |
| SHI Anan 時安安 | RE | 1 | 30 June 2021 | |
| SIU Chi Yiu, Kenny 邵志堯 | RO | 4 | 08 October 2020 | 01 December 2023 |
| SIU Chi Yiu, Kenny 邵志堯 | RO | 2 | 08 October 2020 | 01 December 2023 |
| SIU Chi Yiu, Kenny 邵志堯 | RO | 1 | 08 October 2020 | 01 December 2023 |
| SIU Chi Yiu, Kenny 邵志堯 | RO | 5 | 08 October 2020 | 01 December 2023 |
| SIU Chi Yiu, Kenny 邵志堯 | RE | 9 | 26 July 2021 | 01 December 2023 |
| SIU Yie Tai 蕭懿德 | RE | 9 | 10 April 2014 | 04 July 2014 |
| SIU Yie Tai 蕭懿德 | RE | 4 | 10 April 2014 | 04 July 2014 |
| SIU Yie Tai 蕭懿德 | RE | 1 | 10 April 2014 | 04 July 2014 |
| SIU Yie Tai 蕭懿德 | RE | 1 | 08 February 2011 | 31 March 2013 |
| SIU Yie Tai 蕭懿德 | RE | 9 | 18 August 2008 | 31 March 2013 |
| SIU Yie Tai 蕭懿德 | RE | 4 | 18 August 2008 | 31 March 2013 |
| SUN Yuen Han 孫婉嫻 | RE | 1 | 17 March 2017 | 11 September 2017 |
| SUN Yuen Han 孫婉嫻 | RE | 9 | 17 March 2017 | 11 September 2017 |
| SUN Yuen Han 孫婉嫻 | RE | 4 | 17 March 2017 | 11 September 2017 |
| SUNG Hiu Fai, Ronald 宋曉輝 | RO | 9 | 08 March 2017 | 23 October 2017 |
| SUNG Hiu Fai, Ronald 宋曉輝 | RE | 9 | 09 January 2017 | 08 March 2017 |
| TANG Yu Ching 鄧宇晴 | RE | 1 | 26 February 2018 | 14 February 2019 |
| TIAN Linyang 田林洋 | RO | 5 | 02 September 2020 | |
| TIAN Linyang 田林洋 | RO | 2 | 24 April 2020 | |
| TIAN Linyang 田林洋 | RE | 1 | 24 April 2020 | 09 July 2020 |
| TIAN Linyang 田林洋 | RE | 9 | 09 July 2020 | |
| TIAN Linyang 田林洋 | RO | 1 | 09 July 2020 | |
| TO Yuen Ting 陶婉婷 | RE | 1 | 04 January 2017 | 31 March 2017 |
| TSE Yat Kei Teddy 謝日基 | RE | 9 | 07 April 2017 | 12 May 2017 |
| TSE Yat Kei Teddy 謝日基 | RE | 4 | 21 November 2016 | 12 May 2017 |
| TSE Yat Kei Teddy 謝日基 | RE | 1 | 16 August 2016 | 12 May 2017 |
| WAKAO Tetsuji 若生哲史 | RO | 5 | 19 February 2019 | 29 March 2019 |
| WAKAO Tetsuji 若生哲史 | RO | 2 | 19 February 2019 | 29 March 2019 |
| WAKAO Tetsuji 若生哲史 | RE | 1 | 15 November 2017 | 19 April 2018 |
| WAKAO Tetsuji 若生哲史 | RE | 9 | 15 November 2017 | 11 April 2018 |
| WAKAO Tetsuji 若生哲史 | RO | 9 | 11 April 2018 | 29 March 2019 |
| WANG Chun-Way 王仲偉 | RO | 9 | 11 February 2020 | 11 May 2020 |
| WANG Chun-Way 王仲偉 | RO | 4 | 11 February 2020 | 11 May 2020 |
| WANG Chun-Way 王仲偉 | RO | 1 | 11 February 2020 | 11 May 2020 |
| WATANABE Masako | RO | 1 | 27 January 2011 | 21 July 2016 |
| WATANABE Masako | RO | 9 | 01 April 2003 | 21 July 2016 |
| WATANABE Masako | RO | 4 | 01 April 2003 | 21 July 2016 |
| WATANABE Masako | RO | 5 | 01 April 2003 | 28 October 2004 |
| WATANABE Masako | RO | 6 | 01 April 2003 | 28 October 2004 |
| WHITE James Patrick Wilder | RE | 9 | 29 May 2019 | 13 December 2019 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 9 | 15 August 2016 | 17 November 2016 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 1 | 15 August 2016 | 17 November 2016 |
| WONG Hei Lim 黃希廉 | RE | 1 | 06 February 2017 | 31 March 2017 |
| WONG Hiu Ying 黃曉瑩 | RO | 4 | 07 September 2017 | 05 January 2018 |
| WONG Hiu Ying 黃曉瑩 | RO | 1 | 07 September 2017 | 05 January 2018 |
| WONG Hiu Ying 黃曉瑩 | RE | 1 | 26 June 2017 | 07 September 2017 |
| WONG Hiu Ying 黃曉瑩 | RE | 4 | 26 June 2017 | 07 September 2017 |
| WONG Pak Hin 黃柏軒 | RE | 1 | 30 October 2017 | 04 January 2019 |
| WONG Pik Shan 黃碧珊 | RE | 1 | 17 January 2017 | 13 October 2017 |
| WONG Tin Chun 黃鈿蓁 | RE | 1 | 05 December 2016 | 03 April 2017 |
| WONG Tsz Wai 黃子偉 | RE | 9 | 17 May 2017 | 31 January 2018 |
| WONG Tsz Wai 黃子偉 | RE | 1 | 09 December 2016 | 31 January 2018 |
| WONG Yun Fai 黃潤輝 | RO | 4 | 15 November 2016 | 07 March 2017 |
| WONG Yun Fai 黃潤輝 | RO | 1 | 15 November 2016 | 07 March 2017 |
| WONG Yun Fai 黃潤輝 | RE | 9 | 04 October 2016 | 07 March 2017 |
| WONG Yun Fai 黃潤輝 | RE | 4 | 04 October 2016 | 15 November 2016 |
| WONG Yun Fai 黃潤輝 | RE | 1 | 04 October 2016 | 15 November 2016 |
| YEUNG Ho Yan 楊浩恩 | RE | 1 | 12 January 2017 | 04 August 2017 |
| YING Tak Sun Nelson 應德信 | RO | 4 | 02 May 2019 | |
| YING Tak Sun Nelson 應德信 | RO | 1 | 02 May 2019 | |
| YING Tak Sun Nelson 應德信 | RO | 9 | 02 May 2019 | |
| YU Yee Fung 余苡蜂 | RO | 9 | 07 September 2017 | 31 October 2017 |
| YU Yee Fung 余苡蜂 | RE | 4 | 30 June 2017 | 31 October 2017 |
| YU Yee Fung 余苡蜂 | RE | 9 | 30 June 2017 | 07 September 2017 |
| YU Yee Fung 余苡蜂 | RE | 1 | 30 June 2017 | 31 October 2017 |