SFC Licenceholders of KGI Capital Asia Limited 凱基金融亞洲有限公司
- compliance.hkg@kgi.com
- Website
- www.kgi.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chun Kit 陳俊傑 | RE | 6 | 24 August 2006 | 13 November 2006 |
| CHAN Chun Kit 陳俊傑 | RO | 6 | 13 November 2006 | 22 October 2015 |
| CHAN Kim Ling 陳劍陵 | RO | 6 | 08 January 2004 | 08 June 2005 |
| CHAN Kim Ling 陳劍陵 | RO | 4 | 08 January 2004 | 08 June 2005 |
| CHAN Kim Ling 陳劍陵 | RE | 6 | 25 November 2003 | 08 January 2004 |
| CHAN Kwan Kit 陳鈞傑 | RE | 6 | 03 June 2008 | 05 September 2011 |
| CHAN Kwan Kit 陳鈞傑 | RE | 1 | 03 June 2008 | 05 September 2011 |
| CHAN Ming Fai 陳明輝 | RO | 9 | 01 April 2003 | 30 June 2003 |
| CHAN Ming Fai 陳明輝 | RO | 1 | 01 April 2003 | 30 June 2003 |
| CHAN Ming Fai 陳明輝 | RO | 4 | 01 April 2003 | 30 June 2003 |
| CHAN Ming Fai 陳明輝 | RO | 6 | 01 April 2003 | 30 June 2003 |
| CHAN Yu Wai 陳宇威 | RO | 6 | 15 October 2008 | 28 February 2018 |
| CHAN Yu Wai 陳宇威 | RO | 1 | 15 October 2008 | 28 February 2018 |
| CHAN Yu Wai 陳宇威 | RE | 6 | 30 July 2008 | 15 October 2008 |
| CHAN Yu Wai 陳宇威 | RE | 1 | 30 July 2008 | 15 October 2008 |
| CHAN Yuk 陳煜 | RE | 6 | 22 August 2018 | 05 March 2020 |
| CHAN Yuk 陳煜 | RE | 1 | 22 August 2018 | 05 March 2020 |
| CHANG Cheng Yao 張承堯 | RE | 1 | 21 August 2015 | 19 November 2015 |
| CHANG Cheng Yao 張承堯 | RE | 6 | 21 August 2015 | 19 November 2015 |
| CHANG Yu Tzu 張育滋 | RE | 6 | 08 March 2022 | 11 May 2022 |
| CHEN Yi-Ju 陳怡如 | RE | 6 | 06 May 2016 | 31 May 2017 |
| CHEN Yi-Ju 陳怡如 | RE | 1 | 06 May 2016 | 31 May 2017 |
| CHEN Yanling 陳艷玲 | RE | 1 | 11 September 2014 | 14 June 2015 |
| CHEN Yanling 陳艷玲 | RE | 6 | 11 September 2014 | 14 June 2015 |
| CHEUNG Kin, Wilson 張健 | RE | 6 | 05 October 2006 | 01 December 2006 |
| CHEUNG Kin, Wilson 張健 | RO | 6 | 01 December 2006 | 01 January 2015 |
| CHING Kam Hung 程錦鴻 | RE | 1 | 12 October 2018 | 05 March 2020 |
| CHING Kam Hung 程錦鴻 | RE | 6 | 12 October 2018 | 05 March 2020 |
| CHIU Hin Fung, Sherman 趙衍鋒 | RE | 6 | 22 January 2010 | 09 May 2010 |
| CHIU Hin Fung, Sherman 趙衍鋒 | RE | 4 | 22 January 2010 | 09 May 2010 |
| CHIU Hin Fung, Sherman 趙衍鋒 | RE | 1 | 22 January 2010 | 09 May 2010 |
| CHONG Wan Kai 莊運啟 | RE | 6 | 11 October 2018 | 27 March 2019 |
| CHOU Hsiao Teng 周孝庭 | RO | 1 | 08 February 2017 | 19 April 2017 |
| CHOU Hsiao Teng 周孝庭 | RO | 6 | 08 February 2017 | 19 April 2017 |
| CHOU Hsiao Teng 周孝庭 | RE | 4 | 30 October 2013 | 19 April 2017 |
| CHOU Hsiao Teng 周孝庭 | RE | 1 | 30 October 2013 | 08 February 2017 |
| CHOU Hsiao Teng 周孝庭 | RE | 6 | 30 October 2013 | 08 February 2017 |
| CHOW King Yue Vision 鄒景裕 | RE | 6 | 13 March 2017 | 16 September 2018 |
| CHOW King Yue Vision 鄒景裕 | RE | 1 | 13 March 2017 | 16 September 2018 |
| CHOY Kwong Man, Edmond 蔡廣孟 | RE | 6 | 29 June 2006 | 16 April 2007 |
| CHOY Kwong Man, Edmond 蔡廣孟 | RE | 4 | 19 July 2006 | 16 April 2007 |
| CHUNG Chi Hang 鍾智恆 | RE | 6 | 14 June 2017 | 01 April 2020 |
| CHUNG Chi Hang 鍾智恆 | RE | 1 | 14 June 2017 | 01 April 2020 |
| DING Shaw-Tzeng 丁紹曾 | RO | 6 | 09 August 2005 | 20 December 2008 |
| FAN Ching Yee 范靜怡 | RO | 6 | 30 June 2017 | 14 March 2022 |
| FAN Ching Yee 范靜怡 | RE | 1 | 21 June 2017 | 09 November 2018 |
| FAN Ching Yee 范靜怡 | RE | 6 | 21 June 2017 | 30 June 2017 |
| FANG Wei Chang 方維昌 | RO | 4 | 30 June 2003 | 14 August 2012 |
| FANG Wei Chang 方維昌 | RO | 9 | 30 June 2003 | 28 October 2003 |
| FANG Wei Chang 方維昌 | RO | 1 | 30 June 2003 | 14 August 2012 |
| FANG Wei Chang 方維昌 | RO | 6 | 30 June 2003 | 14 August 2012 |
| FENG Lei Ming 馮雷明 | RO | 6 | 22 March 2010 | 08 March 2011 |
| FENG Lei Ming 馮雷明 | RO | 4 | 22 March 2010 | 08 March 2011 |
| FENG Lei Ming 馮雷明 | RO | 1 | 22 March 2010 | 08 March 2011 |
| FENG Shih Wen 馮世文 | RE | 1 | 17 April 2012 | 04 August 2012 |
| FENG Shih Wen 馮世文 | RE | 6 | 17 April 2012 | 04 August 2012 |
| GUO Yi Xi 郭洢希 | RE | 4 | 01 April 2003 | 24 June 2006 |
| GUO Yi Xi 郭洢希 | RE | 6 | 01 April 2003 | 24 June 2006 |
| GUO Yi Xi 郭洢希 | RE | 1 | 01 April 2003 | 24 June 2006 |
| GUO Yi Xi 郭洢希 | RE | 9 | 01 April 2003 | 05 November 2003 |
| HUANG Huei-Chu 黃慧珠 | RE | 1 | 23 January 2006 | 28 April 2006 |
| HUANG Huei-Chu 黃慧珠 | RE | 6 | 23 January 2006 | 28 April 2006 |
| HUANG Huei-Chu 黃慧珠 | RE | 4 | 23 January 2006 | 28 April 2006 |
| HUI Hung Kai, Jeffrey 許弘基 | RE | 4 | 22 December 2023 | |
| HUI Hung Kai, Jeffrey 許弘基 | RE | 1 | 22 December 2023 | |
| HUI Wai Yan, Kelly 許慧欣 | RE | 6 | 25 May 2011 | 01 August 2011 |
| HUNG Vincent Chun-cheong 洪振鏘 | RE | 6 | 17 February 2016 | 28 April 2018 |
| HUNG Vincent Chun-cheong 洪振鏘 | RE | 1 | 17 February 2016 | 28 April 2018 |
| KWAN Ringo Cheukkai 關卓啟 | RE | 6 | 25 August 2014 | 14 November 2014 |
| KWAN Ringo Cheukkai 關卓啟 | RE | 1 | 25 August 2014 | 09 December 2014 |
| KWAN Ringo Cheukkai 關卓啟 | RO | 6 | 14 November 2014 | 19 July 2018 |
| KWAN Ringo Cheukkai 關卓啟 | RO | 1 | 09 December 2014 | 19 July 2018 |
| KWOK Ka Hei 郭嘉熙 | RE | 6 | 18 December 2007 | 07 October 2010 |
| KWONG Man Bun 鄺民彬 | RO | 4 | 03 August 2011 | 01 September 2019 |
| KWONG Man Bun 鄺民彬 | RO | 1 | 04 March 2013 | 01 September 2019 |
| LAM Frank Pun Yuen 林本源 | RO | 1 | 24 October 2011 | 03 February 2013 |
| LAM Frank Pun Yuen 林本源 | RO | 4 | 24 October 2011 | 03 February 2013 |
| LAM Frank Pun Yuen 林本源 | RO | 6 | 24 October 2011 | 03 February 2013 |
| LAU Chun Chung 劉振中 | RO | 6 | 23 April 2018 | 20 February 2019 |
| LAU Chun Chung 劉振中 | RE | 6 | 27 September 2017 | 23 April 2018 |
| LAU Kin Chung, Alex 劉健聰 | RE | 6 | 18 January 2016 | 26 February 2017 |
| LAU Kin Chung, Alex 劉健聰 | RE | 1 | 18 January 2016 | 26 February 2017 |
| LEE Cheuk Kwan, Vulcan 李焯鈞 | RE | 6 | 18 August 2017 | 02 October 2018 |
| LEE Hon Nam 李翰南 | RO | 6 | 18 February 2014 | 17 May 2014 |
| LEE Hon Nam 李翰南 | RE | 1 | 09 September 2013 | 17 May 2014 |
| LEE Hon Nam 李翰南 | RE | 6 | 09 September 2013 | 18 February 2014 |
| LEE Hon Nam 李翰南 | RE | 4 | 09 September 2013 | 17 May 2014 |
| LEE Siu Lun 李兆麟 | RO | 1 | 26 July 2013 | |
| LEE Siu Lun 李兆麟 | RO | 4 | 18 April 2013 | |
| LEE Yun Cheng 李允正 | RO | 6 | 04 October 2016 | 20 April 2017 |
| LEE Yun Cheng 李允正 | RO | 1 | 04 October 2016 | 20 April 2017 |
| LEE Yun Cheng 李允正 | RE | 6 | 13 June 2013 | 04 October 2016 |
| LEE Yun Cheng 李允正 | RE | 1 | 13 June 2013 | 04 October 2016 |
| LEE Yun Cheng 李允正 | RE | 4 | 13 June 2013 | 20 April 2017 |
| LEUNG Chiu Ni 梁俏妮 | RE | 1 | 20 August 2018 | 07 February 2019 |
| LEUNG Chiu Ni 梁俏妮 | RE | 6 | 20 August 2018 | 07 February 2019 |
| LEUNG Kin Cheong, Laurent 梁健昌 | RO | 6 | 01 April 2003 | 29 July 2011 |
| LEUNG Kin Cheong, Laurent 梁健昌 | RO | 4 | 15 August 2003 | 29 July 2011 |
| LEUNG Kin Cheong, Laurent 梁健昌 | RO | 9 | 15 August 2003 | 28 October 2003 |
| LEUNG Kin Cheong, Laurent 梁健昌 | RO | 1 | 01 April 2003 | 29 July 2011 |
| LEUNG Wing Lam 梁永林 | RE | 4 | 02 January 2024 | |
| LEUNG Wing Lam 梁永林 | RE | 1 | 02 January 2024 | |
| LIN Chia Sheng 林佳聲 | RO | 1 | 15 January 2015 | 04 January 2017 |
| LIN Chia Sheng 林佳聲 | RO | 6 | 15 January 2015 | 04 January 2017 |
| LIN Chia Sheng 林佳聲 | RE | 4 | 03 December 2013 | 16 December 2014 |
| LIN Chia Sheng 林佳聲 | RE | 1 | 03 December 2013 | 15 January 2015 |
| LIN Chia Sheng 林佳聲 | RE | 6 | 03 December 2013 | 15 January 2015 |
| LIN Chia Sheng 林佳聲 | RE | 6 | 18 March 2008 | 27 August 2010 |
| LIN Hoi Andy 林凱 | RE | 1 | 19 June 2015 | 27 August 2015 |
| LIN Hoi Andy 林凱 | RE | 6 | 19 June 2015 | 27 August 2015 |
| LU Ting Pong, Johnny 呂定邦 | RE | 1 | 21 January 2008 | 24 July 2011 |
| LU Ting Pong, Johnny 呂定邦 | RE | 6 | 30 April 2004 | 24 July 2011 |
| LU Ting Pong, Johnny 呂定邦 | RE | 4 | 30 April 2004 | 24 July 2011 |
| LUI Kwan Ho 呂君皓 | RE | 6 | 07 June 2012 | 16 April 2015 |
| LUI Kwan Ho 呂君皓 | RE | 1 | 07 June 2012 | 16 April 2015 |
| MA Kwok Lung 馬國龍 | RE | 6 | 01 December 2015 | 03 May 2018 |
| MA Kwok Lung 馬國龍 | RE | 1 | 01 December 2015 | 03 May 2018 |
| NG Chun Man, Michael 吳俊文 | RE | 6 | 23 May 2011 | 08 August 2011 |
| NG Geoffrey Junxiong 吳駿雄 | RE | 6 | 26 May 2016 | 20 May 2018 |
| NG Geoffrey Junxiong 吳駿雄 | RE | 1 | 26 May 2016 | 20 May 2018 |
| NG Ho Man Fanny 吳皓敏 | RE | 1 | 18 June 2014 | 15 October 2014 |
| NG Ho Man Fanny 吳皓敏 | RE | 6 | 18 June 2014 | 15 October 2014 |
| NG Ho Man Fanny 吳皓敏 | RO | 6 | 15 October 2014 | 22 April 2015 |
| NG Ho Man Fanny 吳皓敏 | RO | 1 | 15 October 2014 | 22 April 2015 |
| NIU Wang-Gu 牛王谷 | RE | 1 | 01 April 2003 | 07 September 2007 |
| NIU Wang-Gu 牛王谷 | RE | 4 | 01 April 2003 | 07 September 2007 |
| NIU Wang-Gu 牛王谷 | RE | 6 | 01 April 2003 | 07 May 2004 |
| NIU Wang-Gu 牛王谷 | RE | 9 | 01 April 2003 | 05 November 2003 |
| PAN Kwang-Wu 潘廣武 | RE | 4 | 03 April 2006 | 12 August 2006 |
| PAN Kwang-Wu 潘廣武 | RE | 6 | 16 February 2005 | 12 August 2006 |
| PAN Kwang-Wu 潘廣武 | RE | 1 | 16 February 2005 | 12 August 2006 |
| REN Ning 任凝 | RE | 6 | 13 November 2014 | 14 February 2015 |
| REN Ning 任凝 | RE | 1 | 13 November 2014 | 14 February 2015 |
| SHI Liwen 史力雯 | RE | 6 | 21 November 2011 | 01 July 2013 |
| SHI Liwen 史力雯 | RE | 1 | 11 July 2011 | 01 July 2013 |
| TAI Yiu Kuen, Kevin 戴耀權 | RO | 4 | 16 March 2022 | 12 December 2023 |
| TAI Yiu Kuen, Kevin 戴耀權 | RO | 1 | 16 March 2022 | 12 December 2023 |
| TAI Yiu Kuen, Kevin 戴耀權 | RE | 4 | 14 January 2022 | 16 March 2022 |
| TAI Yiu Kuen, Kevin 戴耀權 | RE | 1 | 14 January 2022 | 16 March 2022 |
| TAM Wai Lun 譚偉倫 | RE | 4 | 02 January 2024 | |
| TAM Wai Lun 譚偉倫 | RE | 1 | 02 January 2024 | |
| TANG Yik Hang 鄧奕鏗 | RE | 6 | 13 January 2011 | 26 September 2011 |
| TSANG Hing Yu 曾慶瑜 | RE | 1 | 22 September 2015 | 26 September 2018 |
| TSANG Hing Yu 曾慶瑜 | RE | 6 | 22 September 2015 | 26 September 2018 |
| TSANG Man Yee, Annie 曾敏兒 | RE | 6 | 01 April 2003 | 27 June 2011 |
| TSANG Man Yee, Annie 曾敏兒 | RE | 1 | 01 April 2003 | 27 June 2011 |
| TSANG Man Yee, Annie 曾敏兒 | RE | 4 | 01 April 2003 | 27 June 2011 |
| TSANG Man Yee, Annie 曾敏兒 | RE | 9 | 01 April 2003 | 05 November 2003 |
| TSEUNG Cheuk Yee 蔣卓怡 | RE | 6 | 14 January 2014 | 05 April 2014 |
| TSEUNG Cheuk Yee 蔣卓怡 | RE | 4 | 14 January 2014 | 05 April 2014 |
| TSEUNG Cheuk Yee 蔣卓怡 | RE | 1 | 14 January 2014 | 05 April 2014 |
| WAN Ka Hung 温家雄 | RE | 6 | 01 April 2003 | 01 August 2003 |
| WAN Ka Hung 温家雄 | RE | 4 | 01 April 2003 | 01 August 2003 |
| WAN Ka Hung 温家雄 | RE | 9 | 01 April 2003 | 01 August 2003 |
| WAN Ka Hung 温家雄 | RE | 1 | 01 April 2003 | 01 August 2003 |
| WANG Daiwei 王黛瑋 | RE | 6 | 03 December 2014 | 29 September 2016 |
| WANG Daiwei 王黛瑋 | RE | 1 | 03 December 2014 | 29 September 2016 |
| WANG Li-wen 汪立文 | RE | 9 | 14 July 2003 | 05 November 2003 |
| WANG Li-wen 汪立文 | RE | 1 | 14 July 2003 | 16 December 2008 |
| WANG Li-wen 汪立文 | RE | 6 | 14 July 2003 | 16 December 2008 |
| WANG Li-wen 汪立文 | RE | 4 | 14 July 2003 | 16 December 2008 |
| WANG Yimin 王逸旻 | RE | 1 | 21 January 2008 | 11 March 2011 |
| WANG Yimin 王逸旻 | RE | 4 | 21 January 2008 | 11 March 2011 |
| WANG Yimin 王逸旻 | RE | 6 | 31 August 2007 | 11 March 2011 |
| WONG Kai Chung Roger 黃啟聰 | RE | 6 | 24 June 2016 | 28 April 2018 |
| WONG Kai Chung Roger 黃啟聰 | RE | 1 | 24 June 2016 | 28 April 2018 |
| WONG Chak Wai 黃集蔚 | RO | 6 | 29 March 2018 | 05 May 2018 |
| WONG Chak Wai 黃集蔚 | RO | 1 | 29 July 2014 | 05 May 2018 |
| WONG Chak Wai 黃集蔚 | RO | 4 | 29 July 2014 | 05 May 2018 |
| WONG Chi Chiu 王志超 | RE | 6 | 21 March 2007 | 21 April 2007 |
| WONG Hoe Choon Reddy 黃浩泉 | RO | 6 | 15 March 2018 | 11 May 2022 |
| WONG Hoe Choon Reddy 黃浩泉 | RO | 4 | 15 March 2018 | |
| WONG Hoe Choon Reddy 黃浩泉 | RO | 1 | 15 March 2018 | |
| WONG Kam Wah 黃錦華 | RO | 6 | 21 June 2007 | 18 May 2008 |
| WONG Kam Wah 黃錦華 | RE | 6 | 20 April 2007 | 21 June 2007 |
| WONG Kam Wah 黃錦華 | RE | 1 | 24 January 2008 | 18 May 2008 |
| WONG Kam Wah 黃錦華 | RE | 4 | 24 January 2008 | 18 May 2008 |
| WONG Kam Wah 黃錦華 | RE | 6 | 11 December 2003 | 08 June 2005 |
| WONG King Chung 黃勁聰 | RE | 1 | 29 September 2014 | 10 March 2015 |
| WONG King Chung 黃勁聰 | RO | 6 | 10 March 2015 | 27 June 2017 |
| WONG King Chung 黃勁聰 | RO | 1 | 10 March 2015 | 27 June 2017 |
| WONG King Chung 黃勁聰 | RE | 6 | 29 September 2014 | 10 March 2015 |
| WONG Lam Wai 黃林威 | RE | 1 | 15 December 2015 | 17 December 2015 |
| WONG Lam Wai 黃林威 | RE | 6 | 15 December 2015 | 17 December 2015 |
| XIE Fan 謝凡 | RE | 6 | 25 May 2017 | 05 August 2018 |
| YANG Yang 楊陽 | RO | 6 | 28 December 2017 | 31 July 2018 |
| YANG Yang 楊陽 | RO | 1 | 28 December 2017 | 31 July 2018 |
| YANG Yang 楊陽 | RE | 4 | 11 May 2015 | 31 July 2018 |
| YANG Yang 楊陽 | RE | 6 | 11 May 2015 | 28 December 2017 |
| YANG Yang 楊陽 | RE | 1 | 11 May 2015 | 28 December 2017 |
| YAU Kar Man, Karen 尤嘉敏 | RE | 6 | 20 October 2015 | 26 September 2018 |
| YAU Kar Man, Karen 尤嘉敏 | RE | 1 | 20 October 2015 | 01 March 2016 |
| YAU Kar Man, Karen 尤嘉敏 | RO | 1 | 01 March 2016 | 26 September 2018 |
| YE Peilin 叶佩琳 | RE | 1 | 04 September 2015 | 09 April 2016 |
| YE Peilin 叶佩琳 | RE | 6 | 04 September 2015 | 09 April 2016 |
| YI Allan Wei Han 尹維瀚 | RE | 1 | 19 January 2016 | 19 February 2017 |
| YI Allan Wei Han 尹維瀚 | RE | 6 | 21 November 2016 | 19 February 2017 |
| YING Chi Kwan 邢紫君 | RE | 1 | 25 November 2019 | 25 March 2020 |
| YING Chi Kwan 邢紫君 | RO | 6 | 29 April 2019 | 25 March 2020 |
| YU Chun Wai 余俊緯 | RE | 4 | 22 December 2023 | |
| YU Chun Wai 余俊緯 | RE | 1 | 22 December 2023 | |
| YU Xue 于雪 | RE | 1 | 14 May 2015 | 16 June 2017 |
| YU Xue 于雪 | RE | 6 | 14 May 2015 | 16 June 2017 |