SFC Licenceholders of China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司
- settlement@chkcam.com
- Website
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ping Cheung, Alvin 陳秉章 | RO | 9 | 06 May 2003 | 11 March 2014 |
| CHAN Ping Cheung, Alvin 陳秉章 | RO | 1 | 06 May 2003 | 11 March 2014 |
| CHAN Rocky Yu 陳力奇 | RE | 9 | 17 January 2018 | 31 May 2021 |
| CHAN Rocky Yu 陳力奇 | RE | 1 | 20 April 2017 | 31 May 2021 |
| CHAN Shan Shan 陳珊珊 | RO | 9 | 11 December 2017 | 16 November 2018 |
| CHAN Shan Shan 陳珊珊 | RO | 1 | 11 December 2017 | 16 November 2018 |
| CHANG Ho Wan 張浩雲 | RO | 9 | 14 May 2019 | 24 May 2020 |
| CHANG Ho Wan 張浩雲 | RO | 1 | 14 May 2019 | 24 May 2020 |
| CHANG Ho Wan 張浩雲 | RE | 1 | 15 March 2019 | 14 May 2019 |
| CHANG Yan Wing 張潤榮 | RO | 9 | 12 January 2017 | 16 December 2017 |
| CHANG Yan Wing 張潤榮 | RO | 1 | 12 January 2017 | 16 December 2017 |
| CHANG Yan Wing 張潤榮 | RE | 9 | 10 January 2017 | 12 January 2017 |
| CHANG Yan Wing 張潤榮 | RE | 1 | 10 January 2017 | 12 January 2017 |
| CHAU Wing Chi, Jerry 周永志 | RE | 1 | 01 April 2003 | 23 September 2007 |
| CHAU Wing Chi, Jerry 周永志 | RE | 4 | 01 April 2003 | 19 June 2003 |
| CHAU Wing Chi, Jerry 周永志 | RE | 9 | 01 April 2003 | 19 June 2003 |
| CHAU Wing Chi, Jerry 周永志 | RE | 6 | 01 April 2003 | 19 June 2003 |
| CHENG Man Keung 鄭文強 | RE | 9 | 13 December 2013 | 16 December 2013 |
| CHENG Man Keung 鄭文強 | RE | 1 | 13 December 2013 | 16 December 2013 |
| CHENG Man Wai 鄭文偉 | RE | 9 | 02 July 2013 | 11 December 2013 |
| CHENG Man Wai 鄭文偉 | RE | 1 | 02 July 2013 | 11 December 2013 |
| CHENG Mee Mee, Lina 鄭美美 | RE | 1 | 18 June 2015 | 03 August 2015 |
| CHENG Pak To 鄭柏滔 | RE | 1 | 22 July 2013 | 23 November 2015 |
| CHEUNG Po Wah, Sumee 張寶華 | RE | 1 | 01 April 2003 | 31 August 2007 |
| CHEUNG Po Wah, Sumee 張寶華 | RE | 9 | 01 April 2003 | 19 June 2003 |
| CHEUNG Po Wah, Sumee 張寶華 | RE | 4 | 01 April 2003 | 19 June 2003 |
| CHEUNG Po Wah, Sumee 張寶華 | RE | 6 | 01 April 2003 | 19 June 2003 |
| CHEUNG Tsz Yim 張止炎 | RE | 1 | 27 November 2015 | 20 April 2016 |
| CHOW Chi Kit 周志傑 | RE | 1 | 01 April 2003 | 29 February 2016 |
| CHOW Chi Kit 周志傑 | RE | 6 | 01 April 2003 | 19 June 2003 |
| CHOW Chi Kit 周志傑 | RE | 9 | 01 April 2003 | 19 June 2003 |
| CHOW Chi Kit 周志傑 | RE | 4 | 01 April 2003 | 19 June 2003 |
| CHU Ka Keung, Johnny 朱家強 | RE | 1 | 01 April 2003 | 29 May 2004 |
| CHU Ka Keung, Johnny 朱家強 | RE | 9 | 01 April 2003 | 19 June 2003 |
| CHU Ka Keung, Johnny 朱家強 | RE | 6 | 01 April 2003 | 19 June 2003 |
| CHU Ka Keung, Johnny 朱家強 | RE | 4 | 01 April 2003 | 19 June 2003 |
| CHUI Kit Man 崔結文 | RO | 9 | 11 December 2017 | 31 May 2019 |
| CHUI Kit Man 崔結文 | RO | 1 | 11 December 2017 | 31 May 2019 |
| CHUI Tat Fai 徐達輝 | RO | 9 | 25 July 2016 | 07 January 2017 |
| CHUI Tat Fai 徐達輝 | RO | 1 | 25 July 2016 | 07 January 2017 |
| FU Ka Ho 傅家豪 | RO | 9 | 01 April 2021 | |
| FU Ka Ho 傅家豪 | RE | 9 | 17 February 2021 | 01 April 2021 |
| FUNG Wai Ping 馮惠萍 | RE | 1 | 01 April 2003 | 28 December 2009 |
| FUNG Wai Ping 馮惠萍 | RE | 9 | 01 April 2003 | 24 June 2003 |
| FUNG Wai Ping 馮惠萍 | RE | 4 | 01 April 2003 | 20 June 2003 |
| FUNG Wai Ping 馮惠萍 | RE | 6 | 01 April 2003 | 20 June 2003 |
| HANG Hai Tho, Hugh 韓海疇 | RE | 1 | 18 May 2015 | 26 June 2015 |
| HANG Hai Tho, Hugh 韓海疇 | RE | 9 | 18 May 2015 | 28 July 2015 |
| HANG Hai Tho, Hugh 韓海疇 | RO | 1 | 26 June 2015 | 24 March 2016 |
| HANG Hai Tho, Hugh 韓海疇 | RO | 9 | 28 July 2015 | 24 March 2016 |
| KAN Che Kin Billy Albert 簡志堅 | RO | 9 | 13 April 2022 | |
| KWOK Wai Ming 郭偉明 | RE | 1 | 05 October 2007 | 05 May 2016 |
| LAI Ka Chung 黎家聰 | RE | 9 | 20 June 2016 | 28 November 2016 |
| LAI Ka Chung 黎家聰 | RE | 1 | 20 June 2016 | 28 November 2016 |
| LAM Ping Ping 林萍萍 | RE | 1 | 21 May 2008 | 02 June 2008 |
| LAU Yiu Wai 劉耀威 | RO | 9 | 24 August 2016 | 06 October 2016 |
| LAU Yiu Wai 劉耀威 | RO | 1 | 24 August 2016 | 06 October 2016 |
| LAU Yiu Wai 劉耀威 | RE | 9 | 18 August 2016 | 24 August 2016 |
| LAU Yiu Wai 劉耀威 | RE | 1 | 18 August 2016 | 24 August 2016 |
| LAW Po Chi 羅寶芝 | RO | 1 | 01 April 2003 | 08 September 2016 |
| LAW Po Chi 羅寶芝 | RO | 9 | 01 April 2003 | 08 September 2016 |
| LAW Po Chi 羅寶芝 | RO | 6 | 01 April 2003 | 20 June 2003 |
| LAW Po Chi 羅寶芝 | RO | 4 | 01 April 2003 | 20 June 2003 |
| LEE Sai Leung, Dennis 李世亮 | RE | 9 | 11 August 2016 | 16 June 2017 |
| LEE Sai Leung, Dennis 李世亮 | RO | 1 | 29 April 2016 | 16 June 2017 |
| LEE Sai Leung, Dennis 李世亮 | RE | 1 | 12 September 2005 | 29 April 2016 |
| LEUNG Hon Wing 梁漢榮 | RE | 1 | 12 February 2015 | 29 March 2016 |
| LEUNG Oon Chung 梁渙宗 | RE | 9 | 24 August 2016 | 07 December 2016 |
| LEUNG Oon Chung 梁渙宗 | RE | 1 | 23 May 2016 | 07 December 2016 |
| LI Kon Cheong 李幹昌 | RE | 1 | 01 April 2003 | 29 August 2007 |
| LI Kon Cheong 李幹昌 | RE | 6 | 01 April 2003 | 19 June 2003 |
| LI Kon Cheong 李幹昌 | RE | 4 | 01 April 2003 | 19 June 2003 |
| LI Kon Cheong 李幹昌 | RE | 9 | 01 April 2003 | 19 June 2003 |
| LOK Wai Kei 駱慧琪 | RE | 1 | 01 April 2003 | 10 December 2004 |
| LOK Wai Kei 駱慧琪 | RE | 4 | 01 April 2003 | 19 June 2003 |
| LOK Wai Kei 駱慧琪 | RE | 6 | 01 April 2003 | 19 June 2003 |
| LOK Wai Kei 駱慧琪 | RE | 9 | 01 April 2003 | 19 June 2003 |
| NG Ho Yuen, Howard 伍浩源 | RO | 9 | 24 October 2016 | 30 November 2017 |
| NG Ho Yuen, Howard 伍浩源 | RE | 1 | 03 October 2016 | 24 October 2016 |
| NG Ho Yuen, Howard 伍浩源 | RE | 9 | 03 October 2016 | 24 October 2016 |
| NG Ho Yuen, Howard 伍浩源 | RO | 1 | 24 October 2016 | 30 November 2017 |
| PANG Hin Kwan 彭顯君 | RE | 9 | 01 April 2003 | 23 April 2003 |
| PANG Hin Kwan 彭顯君 | RE | 1 | 01 April 2003 | 23 April 2003 |
| PANG Hin Kwan 彭顯君 | RE | 4 | 01 April 2003 | 23 April 2003 |
| PANG Hin Kwan 彭顯君 | RE | 6 | 01 April 2003 | 23 April 2003 |
| PANG Pik Shan 彭碧珊 | RO | 9 | 29 January 2016 | 31 July 2016 |
| PANG Pik Shan 彭碧珊 | RE | 9 | 27 October 2014 | 29 January 2016 |
| PANG Pik Shan 彭碧珊 | RO | 1 | 24 June 2013 | 31 July 2016 |
| PANG Pik Shan 彭碧珊 | RE | 1 | 06 September 2007 | 24 June 2013 |
| TAM Tsz Fung 譚梓鋒 | RE | 1 | 17 June 2016 | 29 May 2017 |
| TAM Tsz Fung 譚梓鋒 | RE | 9 | 30 August 2016 | 29 May 2017 |
| TANG Sing Hing, Kenny 鄧聲興 | RO | 9 | 13 July 2018 | 15 February 2019 |
| TANG Sing Hing, Kenny 鄧聲興 | RO | 1 | 10 April 2018 | 15 February 2019 |
| TING Kam Sing 丁淦星 | RO | 9 | 12 June 2015 | 13 August 2015 |
| TING Kam Sing 丁淦星 | RE | 1 | 19 May 2015 | 13 August 2015 |
| TING Kam Sing 丁淦星 | RE | 9 | 19 May 2015 | 12 June 2015 |
| TSANG Ka Kit 曾嘉傑 | RO | 9 | 07 January 2020 | 29 April 2020 |
| TSANG Ka Kit 曾嘉傑 | RO | 1 | 07 January 2020 | 29 April 2020 |
| WANG Huifeng 王慧峰 | RO | 9 | 02 May 2019 | 20 March 2020 |
| WANG Huifeng 王慧峰 | RO | 1 | 02 May 2019 | 20 March 2020 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 9 | 01 April 2003 | 01 June 2015 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 1 | 01 April 2003 | 01 June 2015 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 4 | 01 April 2003 | 20 June 2003 |
| WONG Chiu Hoi, Frederick 黃照開 | RO | 6 | 01 April 2003 | 20 June 2003 |
| WONG Kam Fai 黃錦輝 | RE | 1 | 25 July 2016 | 28 November 2016 |
| WU Cheng Kiong, Alfonso 伍正恭 | RE | 1 | 01 April 2003 | 10 December 2004 |
| WU Cheng Kiong, Alfonso 伍正恭 | RE | 9 | 01 April 2003 | 19 June 2003 |
| WU Cheng Kiong, Alfonso 伍正恭 | RE | 6 | 01 April 2003 | 19 June 2003 |
| WU Cheng Kiong, Alfonso 伍正恭 | RE | 4 | 01 April 2003 | 19 June 2003 |
| WU Chui Ni 胡翠妮 | RE | 9 | 15 March 2018 | 30 November 2018 |
| WU Chui Ni 胡翠妮 | RE | 1 | 13 February 2018 | 30 November 2018 |