SFC Licenceholders of Wharton Investment Advisors Limited

Addresses
17/F Tesbury Centre, 28 Queen's Road East, Hong Kong
香港皇后大道東28號金鐘匯中心17樓
Email
[email protected]
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
RHODES Jordan James
RE 4, 5, 9 23 September 2013 31 May 2014
WONG Ching Ping 王靖平
RE 4, 5, 9 25 August 2008 31 March 2009
NG Shung Kai 吳崇佳
RE 4, 5, 9 11 July 2008 31 December 2011
STUART Shane Vivian Julian
RO 4, 9 10 October 2007 31 March 2009
STUART Shane Vivian Julian
RE 4, 9 21 September 2007 10 October 2007
KARKHANIS Sarang Maitreya
RE 1, 4, 5, 6, 9 01 April 2003 29 August 2003
KARKHANIS Sarang Maitreya
RE 5 28 June 2007 30 June 2014
KARKHANIS Sarang Maitreya
RO 4, 9 16 April 2007 30 June 2014
LEE Gi Yue, Vivian 李梓瑜
RE 4, 5 28 December 2006 30 September 2014
CHEUNG Ling Chau 張令宙
RE 4, 5, 9 12 December 2006 23 May 2008
LEE Gi Yue, Vivian 李梓瑜
RE 9 31 October 2006 30 September 2014
POST Vanessa Jane
RO 4, 5, 9 01 April 2003 09 February 2015
POST David Kenneth
RO 4, 5, 9 01 April 2003 30 September 2014
LAM Wai Leung 林偉亮
RE 4, 5, 9 01 April 2003 19 October 2005
LITTELL Christopher James
RE 4, 5, 9 01 April 2003 25 May 2005
POST Vanessa Jane
RO 1, 6 01 April 2003 22 March 2004
POST David Kenneth
RO 1 01 April 2003 22 March 2004
LAM Wai Leung 林偉亮
LITTELL Christopher James
RE 1, 6 01 April 2003 19 March 2004