SFC Licenceholders of Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
- licensing@swhyhk.com
- Website
- www.swhyhk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AU YEUNG Man 歐陽敏 | RO | 5 | 12 October 2023 | |
AU YEUNG Man 歐陽敏 | RO | 4 | 12 October 2023 | |
BAI Youge 白又戈 | RO | 4 | 03 October 2011 | 24 July 2017 |
CHAN Chung Leung 陳仲良 | RO | 4 | 22 October 2010 | 21 May 2014 |
CHAN Chung Leung 陳仲良 | RE | 4 | 09 November 2009 | 22 October 2010 |
CHAN Chung Leung 陳仲良 | RO | 4 | 27 June 2005 | 02 July 2008 |
CHAN Fung Chu 陳鳳珠 | RO | 4 | 05 July 2013 | 16 November 2015 |
CHAN Fung Chu 陳鳳珠 | RE | 4 | 12 January 2010 | 05 July 2013 |
CHAN Hayes 陳昶曦 | RE | 4 | 28 February 2008 | 05 July 2013 |
CHAN Hon Fai 陳漢輝 | RE | 4 | 13 October 2014 | 27 November 2016 |
CHAN Ka Yeung 陳家揚 | RE | 4 | 27 June 2006 | 05 August 2006 |
CHAN Ming Yan 陳洺胤 | RO | 5 | 22 February 2017 | 26 November 2020 |
CHAN Ming Yan 陳洺胤 | RO | 4 | 22 April 2016 | 26 November 2020 |
CHAN Philip 陳菲臘 | RE | 4 | 03 September 2012 | 28 February 2013 |
CHAN Philip 陳菲臘 | RO | 4 | 01 April 2003 | 03 September 2012 |
CHAN Philip 陳菲臘 | RO | 6 | 01 April 2003 | 05 March 2004 |
CHAN Tze King 陳子敬 | RE | 4 | 07 October 2010 | 11 February 2011 |
CHAN Wing Yu 陳泳如 | RE | 5 | 22 February 2017 | 29 April 2017 |
CHAN Wing Yu 陳泳如 | RE | 4 | 23 May 2016 | 29 April 2017 |
CHAN Yan 陳昕 | RE | 4 | 10 January 2008 | 25 October 2009 |
CHAU Mei Yu 周美如 | RO | 5 | 22 February 2017 | 27 January 2020 |
CHEN Bing 陳丙 | RE | 4 | 21 September 2006 | 01 January 2011 |
CHEN Chuyao 陈楚瑶 | RE | 4 | 22 December 2020 | |
CHEN Guoxi 陳國喜 | RE | 4 | 14 July 2008 | 01 October 2009 |
CHEN Li 陳李 | RE | 4 | 28 November 2006 | 01 September 2008 |
CHEN Long 陳龍 | RE | 4 | 06 September 2010 | 22 July 2011 |
CHEN Shih Chieh 陳世傑 | RE | 4 | 26 January 2012 | 05 July 2013 |
CHEN Shudan 陳書丹 | RE | 4 | 20 February 2012 | 17 March 2012 |
CHEN Wangyu 陳望煜 | RE | 4 | 06 August 2009 | 10 February 2011 |
CHEN Wenqian 陳文謙 | RE | 4 | 24 May 2011 | 27 May 2011 |
CHEN Xiaosheng 陳晓升 | RE | 4 | 04 December 2006 | 05 March 2016 |
CHEN Yaping 陳雅萍 | RE | 5 | 09 March 2017 | 31 December 2022 |
CHEN Yaping 陳雅萍 | RE | 4 | 13 April 2012 | 31 December 2022 |
CHENG Jazreel Yeun Yee 鄭婉儀 | RE | 4 | 12 April 2013 | 05 July 2013 |
CHENG Xin 程欣 | RE | 5 | 22 February 2017 | 20 November 2022 |
CHENG Xin 程欣 | RE | 4 | 12 October 2015 | 20 November 2022 |
CHEUNG Hang Lok 張恒樂 | RE | 5 | 17 March 2020 | 26 February 2022 |
CHEUNG Hang Lok 張恒樂 | RE | 4 | 04 March 2020 | 26 February 2022 |
CHIA An-pei 賈安霈 | RE | 4 | 16 December 2009 | 20 February 2012 |
CHIA An-pei 賈安霈 | RO | 4 | 20 February 2012 | 05 July 2013 |
CHIA Ng Tee Sen, Edgar | RE | 4 | 14 February 2012 | 05 July 2013 |
CHOI Wai, Ellie 蔡煒 | RE | 4 | 25 August 2003 | 12 June 2006 |
DENG Huang 鄧煌 | RE | 5 | 18 February 2022 | 20 May 2022 |
DENG Huang 鄧煌 | RE | 4 | 18 February 2022 | 20 May 2022 |
DING Ye 丁曄 | RE | 4 | 18 December 2013 | 23 January 2014 |
DING Ye 丁曄 | RE | 4 | 22 September 2008 | 01 June 2013 |
DONG Liang 董樑 | RE | 4 | 04 December 2006 | 13 July 2016 |
DONG Yi 董易 | RE | 4 | 19 June 2018 | |
DROLET Peter Martin | RE | 4 | 02 February 2012 | 05 July 2013 |
DU Haomin 杜昊旻 | RE | 4 | 07 March 2017 | 25 June 2018 |
DU Wei 杜威 | RE | 4 | 16 September 2014 | 26 December 2015 |
ENG Cheng Hua 翁振華 | RE | 4 | 03 May 2010 | 18 April 2012 |
FAN Chengjie 范承杰 | RE | 4 | 12 March 2019 | 03 December 2021 |
FAN Lei 范磊 | RE | 4 | 14 July 2008 | 01 August 2015 |
FANG Sai Tai, Jeffrey 方世泰 | RE | 4 | 13 July 2009 | 01 May 2011 |
FENG Peilin 馮沛麟 | RE | 4 | 07 April 2016 | 26 December 2017 |
FU Beijia 付倍佳 | RE | 4 | 06 November 2018 | 10 September 2019 |
FUJIWARA Sari | RE | 4 | 05 March 2010 | 01 August 2012 |
FUNG Yu Ching 馮愈晴 | RO | 4 | 28 September 2023 | |
GAO Yedong 高業東 | RE | 4 | 19 November 2012 | 03 July 2013 |
GU Rougang 顧柔剛 | RE | 4 | 23 July 2014 | 30 May 2015 |
GUO Yi 郭翼 | RE | 4 | 04 May 2011 | 31 May 2011 |
HU Haoping 胡浩平 | RE | 4 | 23 September 2008 | 23 March 2013 |
HU Xiaohui 胡曉暉 | RE | 4 | 24 May 2011 | 29 August 2015 |
HU Xuefei 胡雪飞 | RE | 4 | 09 February 2024 | |
HUA Tianxing 華天行 | RE | 4 | 19 December 2019 | 31 July 2020 |
HUANG Cai 黄偲 | RE | 4 | 20 November 2008 | 30 September 2020 |
HUANG Meilong 黃美龍 | RE | 4 | 28 November 2006 | 08 August 2008 |
HUANG Qian 黃倩 | RE | 4 | 07 March 2016 | 31 January 2020 |
HUANG Yanming 黃燕銘 | RE | 4 | 28 November 2006 | 26 August 2010 |
HUANG Zhe 黃哲 | RE | 4 | 27 June 2014 | |
IP Chi Kong 葉智剛 | RE | 4 | 24 November 2009 | 28 December 2009 |
JIA Mengdi 賈夢迪 | RE | 4 | 12 March 2019 | |
JIA Tingting 賈婷婷 | RE | 4 | 04 May 2011 | 18 July 2014 |
JIE Li 揭力 | RE | 4 | 30 July 2007 | 09 March 2011 |
JING Jing 景璟 | RE | 4 | 13 August 2012 | 01 December 2015 |
KAO Hiu Hing Stanley 高曉慶 | RO | 5 | 22 February 2017 | 18 March 2022 |
KAO Hiu Hing Stanley 高曉慶 | RO | 4 | 29 October 2015 | 18 March 2022 |
KAO Hiu Hing Stanley 高曉慶 | RE | 4 | 09 June 2011 | 29 October 2015 |
KEI Wing Wah 紀永華 | RE | 4 | 24 January 2006 | 04 June 2007 |
KO Chin Hung, Patrick 高展鴻 | RE | 4 | 03 September 2009 | 11 January 2010 |
KONG Jiahui 孔嘉慧 | RE | 4 | 07 August 2007 | 05 July 2013 |
KUANG Peiqin 匡培钦 | RE | 4 | 22 July 2019 | 31 March 2020 |
KWAN Wai Kuen, Freddie 關偉權 | RO | 5 | 22 February 2017 | 07 September 2023 |
KWAN Wai Kuen, Freddie 關偉權 | RO | 4 | 22 February 2017 | 07 September 2023 |
LAM Ka Chun 林家駿 | RE | 4 | 07 May 2007 | 29 July 2008 |
LAN Kun 兰昆 | RE | 4 | 13 October 2011 | 23 May 2013 |
LAW Sheung Pui 羅尚沛 | RO | 4 | 10 March 2005 | 23 June 2005 |
LAW Sheung Pui 羅尚沛 | RE | 4 | 07 February 2005 | 10 March 2005 |
LAW Sheung Pui 羅尚沛 | RO | 4 | 06 July 2004 | 07 February 2005 |
LAW Sheung Pui 羅尚沛 | RE | 4 | 01 April 2003 | 06 July 2004 |
LAW Sheung Pui 羅尚沛 | RE | 6 | 01 April 2003 | 02 April 2004 |
LEI Lei 雷蕾 | RE | 4 | 20 July 2020 | 27 July 2020 |
LEUNG Ching Sum, Celia 梁清心 | RE | 4 | 02 June 2005 | 05 July 2013 |
LEUNG Ka Lock, Eric 梁家樂 | RE | 4 | 10 January 2008 | 08 May 2009 |
LEUNG Ka Lock, Eric 梁家樂 | RE | 4 | 18 October 2006 | 07 January 2008 |
LEUNG King Chuen 梁景泉 | RE | 4 | 11 June 2004 | 08 March 2005 |
LEUNG Kwok Ming 梁國明 | RO | 5 | 22 May 2020 | 04 June 2023 |
LEUNG Kwok Ming 梁國明 | RE | 4 | 14 November 2019 | 15 January 2020 |
LEUNG Kwok Ming 梁國明 | RO | 4 | 15 January 2020 | 04 June 2023 |
LEUNG Ping Yan, Patrick 梁秉仁 | RE | 4 | 17 April 2014 | 16 May 2014 |
LI Hong 李虹 | RE | 4 | 14 July 2008 | 05 January 2020 |
LI Ji 李驥 | RE | 5 | 14 February 2022 | 04 September 2023 |
LI Ji 李驥 | RE | 4 | 14 February 2022 | 04 September 2023 |
LI Jia You, Leo 李珈佑 | RE | 5 | 23 May 2023 | 13 October 2023 |
LI Jia You, Leo 李珈佑 | RE | 4 | 23 May 2023 | 13 October 2023 |
LI Jia You, Leo 李珈佑 | RO | 5 | 26 February 2021 | 23 May 2023 |
LI Jia You, Leo 李珈佑 | RO | 4 | 12 May 2020 | 23 May 2023 |
LI Jia You, Leo 李珈佑 | RE | 4 | 13 March 2020 | 12 May 2020 |
LI Rong 李蓉 | RE | 4 | 28 November 2006 | 01 October 2015 |
LI Shurong 李樹荣 | RE | 4 | 23 September 2008 | 18 June 2010 |
LI Shurong 李樹荣 | RE | 4 | 04 December 2006 | 01 September 2007 |
LI Xiaofeng 李曉楓 | RE | 4 | 13 April 2010 | 10 April 2012 |
LI Xiaofeng 李曉楓 | RE | 4 | 01 August 2006 | 30 August 2008 |
LI Xinwei 李欣偉 | RE | 4 | 20 June 2016 | 22 January 2020 |
LI Yamin 勵雅敏 | RE | 4 | 04 December 2006 | 07 April 2011 |
LI Yi 李毅 | RE | 4 | 28 November 2006 | 15 November 2012 |
LI Yimin 李一民 | RE | 4 | 20 July 2020 | |
LI Zhifeng 李智鋒 | RE | 4 | 13 August 2013 | 24 January 2014 |
LI Zhiyi 李峙屹 | RE | 4 | 22 July 2019 | 26 February 2022 |
LIANG Jinxin 梁金鑫 | RE | 4 | 28 December 2016 | 19 January 2018 |
LIANG Jun 梁鈞 | RO | 5 | 01 November 2021 | |
LIANG Jun 梁鈞 | RO | 4 | 01 November 2021 | |
LIN Qixian 林起賢 | RE | 4 | 22 January 2020 | |
LIU Fei 劉菲 | RE | 5 | 20 July 2023 | |
LIU Fei 劉菲 | RE | 4 | 20 July 2023 | |
LIU Lai Kuen, Linda 廖麗娟 | RE | 4 | 01 April 2003 | 24 October 2004 |
LIU Lai Kuen, Linda 廖麗娟 | RE | 6 | 01 April 2003 | 27 August 2004 |
LIU Lewen 劉樂文 | RE | 4 | 19 December 2019 | 08 February 2021 |
LIU Pei-yun 劉珮昀 | RE | 4 | 07 March 2011 | 03 November 2012 |
LIU Xiaofei 劉笑翡 | RE | 4 | 12 March 2019 | 07 June 2019 |
LO Mun Keung 羅滿強 | RE | 4 | 25 February 2005 | 12 April 2007 |
LO Szu-Yuan 駱思遠 | RE | 4 | 06 November 2018 | 06 May 2019 |
LU Yiwen 陆怡雯 | RE | 4 | 27 November 2014 | 01 January 2016 |
LUI Lok Sze 雷樂詩 | RE | 4 | 16 May 2012 | 04 August 2014 |
LUO Jingru 羅鏡如 | RE | 4 | 11 June 2012 | 25 October 2012 |
MA Kunpeng 馬鯤鵬 | RE | 4 | 19 December 2019 | 01 March 2021 |
MAK Ka Ka 麥嘉嘉 | RO | 5 | 12 May 2022 | 19 December 2023 |
MAK Ka Ka 麥嘉嘉 | RO | 4 | 12 May 2022 | 19 December 2023 |
MAK Ka Ka 麥嘉嘉 | RE | 4 | 17 September 2019 | 12 May 2022 |
MAK Ka Ka 麥嘉嘉 | RE | 5 | 04 October 2019 | 12 May 2022 |
MC FADYEN David Ross | RE | 4 | 14 March 2012 | 02 March 2013 |
MENG Xiangwen 孟祥文 | RE | 4 | 06 April 2022 | 30 April 2023 |
MIAO Huaxin 苗華鑫 | RE | 4 | 23 July 2014 | 11 April 2015 |
MITCHELL Lars Stefan | RE | 4 | 03 October 2013 | 28 October 2019 |
MOK Chung Hin 莫從顯 | RE | 4 | 15 June 2009 | 05 July 2013 |
MOU Qizheng 牟其峥 | RE | 4 | 28 November 2006 | 30 October 2007 |
QIANG Li 强立 | RE | 4 | 11 April 2007 | 01 April 2013 |
QIN Cong 秦聰 | RE | 4 | 07 April 2016 | 11 March 2017 |
QIU Xiaolei 裘瀟磊 | RE | 4 | 25 July 2014 | 28 July 2015 |
QIU Yizhou 邱一舟 | RO | 4 | 24 May 2019 | 12 June 2021 |
QIU Yizhou 邱一舟 | RO | 5 | 24 May 2019 | 12 June 2021 |
REN Yi 任毅 | RE | 5 | 04 May 2017 | 24 August 2019 |
REN Yi 任毅 | RE | 4 | 04 May 2017 | 24 August 2019 |
RITEAU Alexandre Pierre | RE | 4 | 28 February 2019 | 13 April 2020 |
SHEN Ruoyu 沈若雨 | RE | 4 | 19 August 2013 | 29 September 2013 |
SHENG Ziwei 盛紫薇 | RE | 4 | 13 August 2013 | 01 September 2015 |
SHI Haochen 施昊晨 | RE | 5 | 21 October 2022 | |
SHI Haochen 施昊晨 | RE | 4 | 30 September 2022 | |
SHI Jinxing 史晋星 | RE | 4 | 22 July 2019 | 23 July 2021 |
SHI Ming 石明 | RE | 4 | 06 May 2011 | 31 December 2014 |
SHI Shuangshuang 史霜霜 | RE | 4 | 22 July 2019 | 10 September 2021 |
SHIMOYAMADA Jin | RE | 4 | 14 April 2009 | 16 December 2010 |
SUEN Yiu Cho 孫耀祖 | RE | 5 | 09 November 2022 | 15 May 2023 |
SUEN Yiu Cho 孫耀祖 | RE | 4 | 30 September 2022 | 15 May 2023 |
TANG Mingjun 唐明君 | RE | 4 | 14 July 2008 | 05 July 2013 |
TANG Ying 湯瑩 | RE | 4 | 16 October 2020 | |
TELFORD Tom Daniel | RE | 4 | 30 July 2014 | 04 November 2018 |
TSANG Wai Ming 曾慧明 | RE | 4 | 13 February 2012 | 02 November 2012 |
TSANG Wai Ming 曾慧明 | RE | 4 | 21 April 2009 | 19 October 2009 |
TSE Kwok Ting 謝幗婷 | RE | 4 | 18 February 2010 | 24 April 2010 |
TSE Sing Lun Howard 謝昇倫 | RE | 4 | 12 May 2020 | 14 January 2022 |
TSE Sing Lun Howard 謝昇倫 | RE | 5 | 12 May 2020 | 14 January 2022 |
WANG Haitao 王海濤 | RE | 4 | 23 September 2008 | |
WANG Lijuan 王莉娟 | RE | 4 | 28 November 2006 | 05 July 2013 |
WANG Liping 王立平 | RE | 4 | 19 December 2019 | |
WANG Sheng 王勝 | RE | 4 | 19 December 2019 | |
WANG Wenyi 王文翌 | RE | 4 | 20 July 2020 | 12 November 2021 |
WANG Yan 王艷 | RE | 4 | 28 November 2006 | 16 May 2008 |
WANG Zhihui 王智慧 | RE | 4 | 04 December 2006 | 28 March 2007 |
WANG lu 王璐 | RE | 4 | 19 December 2019 | |
WEI Chi An, Alexandre 魏啟安 | RE | 4 | 22 April 2010 | 18 April 2012 |
WONG Shing Kit 黃聖傑 | RE | 5 | 06 July 2022 | |
WONG Shing Kit 黃聖傑 | RE | 4 | 06 July 2022 | |
WONG Shuk Ha 黃淑霞 | RE | 4 | 28 April 2008 | 05 July 2013 |
WONG Siu Leung 黃紹良 | RO | 5 | 04 December 2019 | 19 November 2021 |
WONG Siu Leung 黃紹良 | RO | 4 | 04 December 2019 | 19 November 2021 |
WONG Siu Leung 黃紹良 | RE | 5 | 08 August 2019 | 04 December 2019 |
WONG Siu Leung 黃紹良 | RE | 4 | 08 August 2019 | 04 December 2019 |
WONG William Koon Wei 黃觀威 | RE | 4 | 11 March 2010 | 05 July 2013 |
WONG William Koon Wei 黃觀威 | RE | 4 | 19 June 2009 | 23 November 2009 |
WU Jun 吳珺 | RE | 4 | 14 July 2008 | 08 August 2015 |
WU Tao 吳弢 | RE | 4 | 14 July 2008 | 30 May 2015 |
WU Xia 武夏 | RE | 4 | 31 December 2014 | |
WU Yu 武煜 | RE | 4 | 27 March 2014 | 11 July 2018 |
XIA Jiali 夏嘉励 | RE | 4 | 19 September 2022 | |
XIA Mingrui 夏明睿 | RO | 4 | 18 July 2018 | |
XIA Mingrui 夏明睿 | RO | 5 | 18 July 2018 | |
XIAO Liang 肖亮 | RE | 4 | 03 May 2011 | 05 July 2013 |
XIE Jun 謝俊 | RE | 4 | 05 September 2007 | 13 September 2007 |
XU Jing Jing 許晶晶 | RE | 4 | 04 September 2009 | 01 August 2012 |
XU Yan 徐妍 | RE | 4 | 28 November 2006 | 25 August 2009 |
XU Yishan 許旖珊 | RE | 4 | 20 July 2020 | 21 July 2023 |
XU Zihan 徐子涵 | RE | 4 | 07 April 2016 | 18 June 2018 |
XUE Huiru 薛慧如 | RE | 4 | 26 April 2013 | 11 October 2019 |
YAN Hai 閆海 | RE | 4 | 19 December 2019 | |
YANG Guoping 楊國平 | RE | 4 | 24 May 2011 | 30 March 2020 |
YANG Haiyan 楊海晏 | RE | 4 | 19 December 2019 | |
YANG Hongbo 楊弘博 | RE | 4 | 08 May 2020 | 13 September 2020 |
YANG Hongbo 楊弘博 | RE | 5 | 08 May 2020 | 13 September 2020 |
YANG Ming 楊明 | RE | 4 | 23 September 2008 | 26 February 2014 |
YAO Chunguan 姚春觀 | RE | 4 | 04 November 2022 | 15 May 2023 |
YAO Yang 姚洋 | RE | 4 | 19 December 2019 | 28 February 2022 |
YAU Sze Yu 邱思雨 | RE | 5 | 24 May 2022 | 08 September 2023 |
YAU Sze Yu 邱思雨 | RE | 4 | 24 May 2022 | 08 September 2023 |
YE Peipei 叶培培 | RE | 4 | 14 July 2008 | 28 July 2015 |
YE Rong 葉戎 | RE | 4 | 09 February 2012 | 06 February 2016 |
YEUNG Shu Fan 楊樹勳 | RO | 4 | 30 June 2008 | 09 July 2013 |
YU Haozhang 余昊璋 | RE | 5 | 08 May 2020 | 14 April 2021 |
YU Haozhang 余昊璋 | RE | 4 | 08 May 2020 | 14 April 2021 |
YU Jiaqi 于佳琪 | RE | 4 | 20 July 2020 | 09 May 2021 |
YU Wenjun 余文俊 | RE | 4 | 27 November 2012 | 12 July 2021 |
YUAN Weijia 袁偉嘉 | RE | 4 | 22 January 2020 | |
YUAN Xiao Liang 袁曉喨 | RE | 4 | 24 August 2009 | 01 May 2013 |
YUAN Xiao Liang 袁曉喨 | RE | 4 | 12 February 2009 | 16 May 2009 |
ZEINER Matthew Scott 曾孟科 | RE | 4 | 15 August 2011 | 04 July 2012 |
ZENG Meiling 曾美玲 | RE | 4 | 12 September 2014 | 09 June 2015 |
ZHA Hao 查浩 | RE | 4 | 20 July 2020 | 26 December 2023 |
ZHANG Beibei 張貝貝 | RE | 4 | 07 April 2016 | 29 October 2020 |
ZHANG Cheng 張程 | RE | 4 | 19 June 2015 | 26 September 2019 |
ZHANG Shibiao 張世彪 | RE | 4 | 09 February 2012 | 29 November 2013 |
ZHANG Yi 張怡 | RE | 4 | 27 September 2018 | 18 January 2020 |
ZHANG Yi 張怡 | RE | 4 | 16 September 2014 | 30 March 2018 |
ZHAO Dingwei 趙定緯 | RE | 4 | 23 January 2018 | 16 February 2022 |
ZHAO Dingwei 趙定緯 | RE | 5 | 23 January 2018 | 16 February 2022 |
ZHAO Jinhou 趙金厚 | RE | 4 | 04 December 2006 | |
ZHENG Shanni 鄭姗妮 | RE | 4 | 22 January 2016 | 15 September 2017 |
ZHOU Wenyuan 周文远 | RE | 4 | 19 June 2018 | |
ZHOU Xun 周迅 | RE | 4 | 19 December 2019 | 29 November 2021 |
ZHOU Ziyi 周梓怡 | RE | 5 | 29 February 2024 | |
ZHOU Ziyi 周梓怡 | RE | 4 | 06 February 2024 | |
ZHU Anping 朱安平 | RE | 4 | 04 December 2006 | 14 February 2011 |
ZHU Yunyun 朱芸芸 | RE | 4 | 04 May 2011 | 31 August 2012 |