Current licenceholders of ADX555 AllianceBernstein Hong Kong Limited 聯博香港有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
MA Victor Yanqi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 01 June 2020
CHEN Xi 陳襲 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 May 2020
PANG Richard Chig Kwong 彭子光 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 April 2020
HUANG Ching-Feng 黄慶豐 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 March 2020
LI Hoi Yee Connie 李凱儀 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 March 2020
WILLIAMS Edward Ieuan Aubrey RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 March 2020
HUANG Ching-Feng 黄慶豐 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 February 2020
WILLIAMS Edward Ieuan Aubrey RE [1] (Dealing in Securities) 18 February 2020
KIM Robert Duho RO [9] (Asset Management) 23 December 2019
CHEN Hsing-Yu RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 December 2019
CHOW Hiu Ching 周曉晴 RE [9] (Asset Management) 22 October 2019
LEE Ming Yong, Kenny 李銘楊 RE [9] (Asset Management) 23 August 2019
RATTANARUENGYOT Thongchai 蔡通財 RE [9] (Asset Management) 08 August 2019
CHEN Yi 陳儀 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 July 2019
ZHENG Lily 鄭莉莉 RE [9] (Asset Management) 04 July 2019
CHEN Wei Yi 陳葳頤 RE [9] (Asset Management) 06 June 2019
HAN Jonathan Yuchen 韓禹晨 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 January 2019
CAI Sheng 蔡盛 RE [5] (Advising on Futures Contracts) 04 December 2018
VIJAYVERGIA Diwakar RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 21 November 2018
DHIR Sachin RE [9] (Asset Management) 19 November 2018
QIAN Feng 錢峰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 November 2018
CAI Sheng 蔡盛 RE [1] (Dealing in Securities) 07 November 2018
YANG Zijian 楊子健 RE [4] (Advising on Securities), [9] (Asset Management) 06 November 2018
CAI Sheng 蔡盛 RE [4] (Advising on Securities) 16 October 2018
JI Mo 紀沫 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 23 May 2018
WONG David Nicholas RO [9] (Asset Management) 15 December 2017
YAN Wai Ling 殷惠玲 RE [4] (Advising on Securities) 13 December 2017
YAN Wai Ling 殷惠玲 RE [1] (Dealing in Securities) 18 October 2017
EYUNNI Rajeev Srinivas Kiran RO [4] (Advising on Securities) 13 October 2017
GONDARD Gabriel Robert RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 01 September 2017
DENG Jingting RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 August 2017
GIBSON Bradley John RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 08 August 2017
DU Ming Shan 杜銘珊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 06 June 2017
NGAI Sze Man 倪詩敏 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 February 2017
SONG Tingting 宋婷婷 RE [1] (Dealing in Securities) 22 September 2016
MOUNIER Arnaud Francois RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 September 2016
SONG Tingting 宋婷婷 RE [4] (Advising on Securities), [9] (Asset Management) 26 August 2016
TAN Szu-Min Desmond RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 August 2016
CHOW Kin Hung 鄒建雄 RO [1] (Dealing in Securities), [4] (Advising on Securities) 14 July 2016
LIANG Man Wei, Jonathan 梁文偉 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts), [9] (Asset Management) 03 June 2016
ZENG Zheng 曾錚 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 May 2016
ZENG Zheng 曾錚 RE [9] (Asset Management) 06 April 2016
LIN John Jen-ho RE [1] (Dealing in Securities) 24 March 2016
GIBSON Bradley John RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 16 February 2016
SON Joo Rak RE [9] (Asset Management) 16 February 2016
SON Joo Rak RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 November 2015
SON Joo Rak RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 October 2015
YU Wing Hei Sharon 俞穎熹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 07 October 2015
EYUNNI Rajeev Srinivas Kiran RE [1] (Dealing in Securities) 06 July 2015
ZHANG Xuefeng 張雪峰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 29 June 2015
MOUNIER Arnaud Francois RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 April 2015
WONG David Nicholas RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 March 2015
HULLAH James Edward RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 September 2014
WONG Siu Yin 黃小燕 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 June 2014
ODEN John Evans RE [1] (Dealing in Securities) 28 February 2014
LIN Celina 林茱 RE [4] (Advising on Securities), [9] (Asset Management) 31 December 2013
LAU Hoi Yue, Jeffrey 劉凱宇 RE [4] (Advising on Securities), [9] (Asset Management) 31 December 2013
ZENG Zheng 曾錚 RE [4] (Advising on Securities) 11 July 2013
LIN John Jen-ho RE [9] (Asset Management) 15 April 2013
ZHANG Guojia 張國嘉 RE [9] (Asset Management) 12 April 2013
EYUNNI Rajeev Srinivas Kiran RE [9] (Asset Management) 18 February 2013
CHEN Wei Yi 陳葳頤 RE [4] (Advising on Securities) 19 October 2012
RAE Stuart Campbell RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 13 February 2012
ZHANG Guojia 張國嘉 RE [4] (Advising on Securities) 09 February 2012
QUINN Emma Catherine RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 08 February 2012
TIN Kin Yip, Keynes 田建業 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 November 2011
LO Shiu Wing, Brian 盧兆榮 RE [4] (Advising on Securities) 17 October 2011
KAUL Ajai Mohan RO [2] (Dealing in Futures Contracts) 22 August 2011
LIN Mei-Fang 林玫芳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 17 March 2011
LIANG Man Wei, Jonathan 梁文偉 RE [1] (Dealing in Securities) 13 January 2011
ZHENG Lily 鄭莉莉 RE [4] (Advising on Securities) 25 November 2010
ZHU Liang 朱良 RE [4] (Advising on Securities) 27 April 2009
LIN John Jen-ho RE [4] (Advising on Securities) 12 December 2008
WONG Tsan Man, Chapman 黃燦文 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 August 2004
KAUL Ajai Mohan RO [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [9] (Asset Management) 09 June 2004
CHUNG Sze Kie, Daisy 鍾詩琪 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 April 2003