SFC Licenceholders of Yue Xiu Futures Company Limited 越秀期貨有限公司
- compliance_team@yxsh.hk
- Website
- www.yxsh.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ching Sum 陳政深 | RE | 2 | 18 January 2017 | 22 September 2017 |
| CHAN Hau Wing 陳侯榮 | RE | 2 | 02 August 2011 | 19 March 2014 |
| CHAN Ho Wai, Howard 陳浩維 | RE | 2 | 26 February 2018 | 17 January 2020 |
| CHAN Ka Ho 陳家浩 | RE | 2 | 06 August 2015 | 18 November 2018 |
| CHAN Kai Sun, Joseph 陳佳申 | RE | 2 | 01 April 2014 | |
| CHAN Kelly 陳家禮 | RE | 2 | 01 April 2003 | 30 November 2004 |
| CHAN Kelly 陳家禮 | RE | 5 | 01 April 2003 | 15 September 2003 |
| CHAN Kelly 陳家禮 | RE | 9 | 01 April 2003 | 01 September 2003 |
| CHAN Kwing 陳炯 | RE | 2 | 14 November 2017 | 23 January 2018 |
| CHAN Lap Chi 陳立志 | RE | 2 | 14 June 2016 | 31 August 2017 |
| CHAN Leong Hei 陳亮熹 | RE | 2 | 08 October 2020 | |
| CHAN Lo Ming 陳路明 | RE | 2 | 22 August 2016 | 08 September 2017 |
| CHAN Mun Kuen, Iris 陳敏娟 | RE | 2 | 01 April 2014 | 18 July 2015 |
| CHAN Ping Yip 陳炳業 | RO | 2 | 30 November 2017 | 11 January 2019 |
| CHAN Ping Yip 陳炳業 | RE | 2 | 17 April 2015 | 30 November 2017 |
| CHAN Shek Chuen 陳錫泉 | RE | 5 | 30 December 2015 | 18 August 2017 |
| CHAN Shek Chuen 陳錫泉 | RE | 2 | 30 December 2015 | 18 August 2017 |
| CHAN Tat Hong 陳達康 | RE | 5 | 02 May 2018 | 17 March 2019 |
| CHAN Tat Hong 陳達康 | RE | 2 | 02 May 2018 | 17 March 2019 |
| CHAN Wai Hung 陳偉雄 | RE | 2 | 10 April 2017 | 06 August 2018 |
| CHAN Wai Hung 陳偉雄 | RO | 2 | 06 August 2018 | |
| CHAN William 陳世卓 | RE | 2 | 25 August 2003 | 19 January 2004 |
| CHAN Yan Wing, Andy 陳欣永 | RO | 5 | 08 January 2007 | 26 March 2007 |
| CHAN Yan Wing, Andy 陳欣永 | RO | 2 | 08 January 2007 | 26 March 2007 |
| CHAN Yan Wing, Andy 陳欣永 | RE | 5 | 08 August 2006 | 08 January 2007 |
| CHAN Yan Wing, Andy 陳欣永 | RE | 2 | 08 August 2006 | 08 January 2007 |
| CHEN Baileng 陳白冷 | RE | 2 | 12 October 2017 | 01 October 2019 |
| CHEN Zhe 陈哲 | RE | 2 | 10 April 2019 | 28 February 2020 |
| CHENG Lijun 程立軍 | RE | 2 | 29 September 2010 | 30 March 2012 |
| CHENG Qiong 程琼 | RE | 2 | 02 November 2017 | 14 December 2018 |
| CHENG Tin Lun 鄭天麟 | RE | 2 | 08 June 2020 | |
| CHEUNG Murray Ka Shun 張嘉舜 | RE | 2 | 08 February 2017 | 12 December 2017 |
| CHEUNG Po Wai 張寶慧 | RE | 2 | 01 April 2003 | 04 August 2007 |
| CHEUNG Po Wai 張寶慧 | RE | 5 | 01 April 2003 | 15 September 2003 |
| CHEUNG Po Wai 張寶慧 | RE | 9 | 01 April 2003 | 01 September 2003 |
| CHIN Chi Kui 錢智駒 | RE | 2 | 06 March 2018 | 29 June 2018 |
| CHIN Chi Kui 錢智駒 | RO | 2 | 29 June 2018 | 10 February 2020 |
| CHIU Chee Keung, Benjamin 招子強 | RE | 2 | 08 May 2018 | |
| CHIU Suk Woon 趙淑媛 | RE | 2 | 21 March 2014 | |
| CHOW Chui In 周翠妍 | RE | 2 | 01 February 2018 | 12 August 2018 |
| CHOW Ming Leung, Danny 周銘良 | RE | 2 | 11 March 2014 | 14 December 2020 |
| CHOY Yau Fai 蔡佑徽 | RE | 2 | 10 April 2015 | 01 February 2016 |
| CHU Chi Ming, Jimmy 朱志明 | RE | 2 | 11 March 2014 | 23 August 2018 |
| CHUANG Wing Keung 莊永強 | RE | 2 | 25 August 2015 | 01 June 2017 |
| CHUANG Wing Keung 莊永強 | RE | 5 | 25 August 2015 | 01 June 2017 |
| DAI Ye 戴椰 | RE | 2 | 02 November 2012 | 16 May 2016 |
| DING Yixin 丁一新 | RE | 5 | 26 July 2016 | 10 May 2018 |
| DING Yixin 丁一新 | RE | 2 | 26 July 2016 | 10 May 2018 |
| DING Yixin 丁一新 | RE | 2 | 25 November 2015 | 01 July 2016 |
| FENG Li 馮莉 | RE | 2 | 16 December 2008 | 08 April 2010 |
| FONG Kam Hung 方錦洪 | RO | 2 | 25 June 2015 | |
| FONG Kam Hung 方錦洪 | RO | 5 | 25 June 2015 | |
| FUJIWARA Sari | RE | 5 | 04 May 2016 | 05 April 2017 |
| FUJIWARA Sari | RE | 2 | 04 May 2016 | 05 April 2017 |
| GAN Tian 甘甜 | RE | 2 | 01 November 2016 | 27 May 2019 |
| HAO Wenjing 郝文菁 | RE | 2 | 02 October 2019 | 31 March 2020 |
| HE Jingjia 何靖嘉 | RE | 2 | 06 August 2018 | |
| HO Chung 何聰 | RE | 2 | 18 June 2015 | 07 September 2016 |
| HO Chung Wah 何頌華 | RE | 2 | 13 October 2005 | 08 April 2010 |
| HO Chung Wah 何頌華 | RO | 9 | 01 April 2003 | 01 June 2003 |
| HO Chung Wah 何頌華 | RO | 5 | 01 April 2003 | 01 June 2003 |
| HO Chung Wah 何頌華 | RO | 2 | 01 April 2003 | 01 June 2003 |
| HO Ho Ming 何浩銘 | RO | 2 | 08 December 2016 | 28 July 2017 |
| HO Ho Ming 何浩銘 | RE | 5 | 15 December 2015 | 28 July 2017 |
| HO Ho Ming 何浩銘 | RE | 2 | 14 March 2014 | 08 December 2016 |
| HO Wing Gee, Lydia 何詠芷 | RE | 2 | 29 July 2003 | 30 November 2004 |
| HO Yan Lam 何欣霖 | RE | 2 | 23 November 2016 | 17 March 2017 |
| HSU Chun-Yuan 許春元 | RO | 2 | 11 August 2011 | 06 January 2014 |
| HSU Chun-Yuan 許春元 | RO | 5 | 11 August 2011 | 06 January 2014 |
| HSU Chun-Yuan 許春元 | RO | 5 | 19 December 2008 | 22 October 2010 |
| HSU Chun-Yuan 許春元 | RO | 2 | 19 December 2008 | 22 October 2010 |
| HUANG Lili 黃莉莉 | RE | 2 | 01 March 2018 | 22 June 2018 |
| HUANG Xin 黃鑫 | RE | 2 | 26 April 2019 | 28 February 2020 |
| HUI Nga Ying 許雅英 | RO | 5 | 14 November 2017 | 07 December 2018 |
| HUI Nga Ying 許雅英 | RO | 2 | 14 November 2017 | 07 December 2018 |
| HUI Nga Ying 許雅英 | RE | 5 | 02 March 2016 | 14 November 2017 |
| HUI Nga Ying 許雅英 | RE | 2 | 18 March 2014 | 14 November 2017 |
| HUNG Ka Wing, Jimson 洪嘉榮 | RE | 2 | 19 August 2015 | 23 September 2016 |
| JIN Dan 金丹 | RE | 2 | 15 August 2014 | 14 January 2016 |
| JIN Dan 金丹 | RE | 2 | 05 November 2010 | 10 March 2014 |
| KAM Man Sze, Jennifer 甘汶司 | RE | 2 | 23 March 2020 | 05 August 2020 |
| KEE Po Tung 紀寶東 | RE | 2 | 15 April 2015 | 30 June 2015 |
| KOO Siu Fung 顧兆豐 | RE | 2 | 11 March 2014 | 31 October 2019 |
| KOO Tak Sang 谷德生 | RE | 2 | 22 September 2017 | 27 October 2017 |
| LAM Wai Yan, Josephine 林惠茵 | RO | 2 | 26 August 2003 | 16 August 2004 |
| LAM Wo Hui 林和煦 | RO | 5 | 06 January 2014 | 30 June 2015 |
| LAM Wo Hui 林和煦 | RO | 2 | 06 January 2014 | 30 June 2015 |
| LAM Yun Tung 林潤東 | RE | 2 | 11 July 2011 | 21 December 2012 |
| LAU Chun Tung 劉震東 | RE | 2 | 07 June 2012 | 30 August 2013 |
| LAU Ka Yip, Eddy 劉家業 | RE | 5 | 01 September 2006 | 26 October 2006 |
| LAU Ka Yip, Eddy 劉家業 | RE | 2 | 01 September 2006 | 26 October 2006 |
| LAU Pak Lun 劉柏倫 | RO | 5 | 18 June 2010 | 15 August 2011 |
| LAU Pak Lun 劉柏倫 | RO | 2 | 28 August 2008 | 15 August 2011 |
| LAU Pak Lun 劉柏倫 | RE | 2 | 22 August 2007 | 28 August 2008 |
| LAW Chun Wai 羅俊偉 | RE | 2 | 03 June 2011 | 21 June 2011 |
| LEE Ching Hang 李澄幸 | RE | 5 | 03 October 2014 | 22 May 2015 |
| LEE Ching Hang 李澄幸 | RE | 2 | 17 March 2014 | 22 May 2015 |
| LEE Chun Hin 李震軒 | RE | 2 | 02 February 2017 | 05 May 2017 |
| LEE Kai Ni 李佳妮 | RE | 2 | 24 November 2017 | 11 May 2018 |
| LEE Kei Shun 李基舜 | RE | 2 | 19 June 2003 | 20 October 2003 |
| LEE Miu Lin 李妙蓮 | RE | 2 | 01 April 2003 | 08 September 2003 |
| LEE Miu Lin 李妙蓮 | RE | 9 | 01 April 2003 | 28 July 2003 |
| LEE Miu Lin 李妙蓮 | RE | 5 | 01 April 2003 | 28 July 2003 |
| LEE Yiu Sun 李耀新 | RO | 2 | 01 April 2003 | 31 March 2010 |
| LEE Yiu Sun 李耀新 | RO | 5 | 01 April 2003 | 31 March 2010 |
| LEUNG Kwok Wai 梁國偉 | RE | 2 | 30 April 2014 | |
| LI Ching Cheung 李正璋 | RE | 2 | 05 November 2013 | 13 April 2015 |
| LI Kai Wai 李繼偉 | RE | 2 | 14 November 2017 | |
| LI Kit Lan 李潔蘭 | RE | 2 | 26 February 2018 | 03 May 2019 |
| LI Kwok Chiu 李國超 | RO | 5 | 27 October 2017 | 31 March 2020 |
| LI Kwok Chiu 李國超 | RO | 2 | 27 October 2017 | 31 March 2020 |
| LI Kwok Chiu 李國超 | RE | 5 | 14 April 2014 | 27 October 2017 |
| LI Kwok Chiu 李國超 | RE | 2 | 14 April 2014 | 27 October 2017 |
| LI Li 李莉 | RE | 2 | 11 March 2014 | 18 May 2018 |
| LI Ping Sun 李炳燊 | RE | 2 | 27 September 2007 | 08 April 2010 |
| LI Tinghui 李庭輝 | RE | 2 | 27 April 2017 | 29 May 2019 |
| LI Yan Huen 李潤壎 | RE | 2 | 24 December 2003 | 16 August 2004 |
| LIN Wai Wang 林鍏宏 | RE | 2 | 12 December 2018 | 01 March 2019 |
| LIN Yinfu 林銀福 | RE | 2 | 15 December 2016 | |
| LIU Jiangang 劉健綱 | RE | 2 | 01 December 2015 | |
| LIU Jiangang 劉健綱 | RE | 5 | 01 December 2015 | |
| LIU shuhan 劉姝含 | RE | 2 | 22 January 2018 | 03 September 2023 |
| LO Ka Kuen 勞家權 | RE | 2 | 18 October 2018 | |
| LO Mun Keung 羅滿強 | RO | 5 | 27 April 2020 | |
| LO Mun Keung 羅滿強 | RO | 2 | 27 April 2020 | |
| LO Mun Keung 羅滿強 | RE | 5 | 08 March 2018 | 27 April 2020 |
| LO Mun Keung 羅滿強 | RE | 2 | 08 March 2018 | 27 April 2020 |
| LU Binwei 魯彬蔚 | RE | 2 | 18 May 2015 | 03 September 2015 |
| LUI Chit Kin 呂捷健 | RE | 5 | 17 October 2017 | 03 July 2019 |
| LUI Chit Kin 呂捷健 | RE | 2 | 17 October 2017 | 03 July 2019 |
| LUI Cho Mau, Korman 雷祖謀 | RE | 2 | 14 November 2014 | 18 November 2014 |
| LUI Hung 呂虹 | RE | 5 | 12 June 2003 | 09 June 2005 |
| LUI Hung 呂虹 | RE | 2 | 12 June 2003 | 09 June 2005 |
| LUO Jian 羅劍 | RO | 2 | 15 August 2018 | |
| LUO Jian 羅劍 | RO | 5 | 15 August 2018 | |
| LUO Le 駱樂 | RE | 2 | 19 January 2015 | 31 March 2016 |
| MA Chi Chung 馬志聰 | RE | 2 | 19 August 2019 | |
| MAK Ka Ho 麥嘉豪 | RE | 2 | 25 September 2015 | 14 December 2015 |
| MO Xianjue 莫先觉 | RE | 2 | 30 May 2019 | 31 March 2020 |
| MOK Hiu Lam 莫曉籃 | RE | 5 | 03 March 2014 | 21 November 2014 |
| MOK Hiu Lam 莫曉籃 | RE | 2 | 03 March 2014 | 21 November 2014 |
| MOK Wai Yip 莫偉業 | RE | 2 | 08 September 2015 | 31 May 2017 |
| MOK Wai Yip 莫偉業 | RE | 5 | 08 September 2015 | 31 May 2017 |
| NG King Man 吳競文 | RE | 2 | 11 March 2014 | 30 March 2016 |
| NG Wai Ho 吳惠豪 | RE | 2 | 18 May 2015 | 22 May 2015 |
| OUYANG Chang 歐陽昌 | RE | 2 | 07 March 2018 | 24 December 2019 |
| PENG Haobiao 彭浩彪 | RO | 2 | 06 April 2018 | 28 February 2020 |
| QI Boyuan 戚博遠 | RE | 2 | 24 April 2014 | 04 March 2015 |
| QI Boyuan 戚博遠 | RE | 5 | 24 April 2014 | 04 March 2015 |
| QIN Hao 秦昊 | RE | 2 | 05 September 2016 | 06 September 2017 |
| REN Zhong 任重 | RE | 5 | 12 January 2009 | 08 April 2010 |
| REN Zhong 任重 | RE | 2 | 12 January 2009 | 08 April 2010 |
| SEAH Chin Yew 佘進耀 | RE | 5 | 24 June 2005 | 11 July 2007 |
| SEAH Chin Yew 佘進耀 | RE | 2 | 24 June 2005 | 11 July 2007 |
| SETO John Gin Chung 司徒振中 | RO | 5 | 01 April 2003 | 02 June 2005 |
| SETO John Gin Chung 司徒振中 | RO | 2 | 01 April 2003 | 02 June 2005 |
| SHAM Cheuk Wai, Roah 沈卓維 | RE | 2 | 25 March 2014 | 15 October 2014 |
| SHIU Yik Hung 蕭奕雄 | RE | 5 | 21 January 2019 | |
| SHIU Yik Hung 蕭奕雄 | RE | 2 | 21 January 2019 | |
| SHU Liangfeng 舒良峰 | RE | 2 | 25 August 2015 | 05 August 2016 |
| SHU Liangfeng 舒良峰 | RE | 5 | 02 March 2016 | 05 August 2016 |
| SIT Yuk Mui 薛玉梅 | RE | 2 | 18 February 2009 | 08 April 2010 |
| SO Kin Wai 蘇健偉 | RE | 2 | 07 August 2017 | |
| SO Kin Wing 蘇健榮 | RO | 2 | 29 August 2003 | 04 April 2005 |
| TAI Yee Ki 戴綺琪 | RE | 5 | 24 April 2018 | 08 May 2018 |
| TAI Yee Ki 戴綺琪 | RE | 2 | 10 March 2015 | 08 May 2018 |
| TAN Yawei 譚雅薇 | RE | 5 | 11 October 2017 | 19 December 2017 |
| TAN Yawei 譚雅薇 | RE | 2 | 11 October 2017 | 19 December 2017 |
| TANG Chun Yin 鄧俊彥 | RE | 2 | 09 May 2011 | 26 June 2011 |
| TANG Wing Ho 鄧永豪 | RE | 2 | 22 December 2008 | 08 April 2010 |
| TONG Ying Kei 唐英奇 | RE | 2 | 20 July 2011 | |
| TSANG Sau Lin 曾秀蓮 | RE | 2 | 04 March 2019 | 17 September 2020 |
| TSE Ngai Yuen 謝毅遠 | RE | 2 | 17 April 2003 | 03 October 2005 |
| TSO Ka Sing 曹嘉升 | RE | 2 | 23 October 2015 | 08 May 2020 |
| WAI Chi Tat 韋志達 | RE | 2 | 20 September 2018 | 08 January 2021 |
| WAKAO Tetsuji 若生哲史 | RO | 5 | 26 October 2011 | 25 August 2017 |
| WAKAO Tetsuji 若生哲史 | RO | 2 | 22 October 2010 | 25 August 2017 |
| WAKAO Tetsuji 若生哲史 | RE | 2 | 05 October 2010 | 22 October 2010 |
| WANG Yanping 王燕萍 | RE | 2 | 17 January 2011 | 01 May 2014 |
| WAT Jonathan 屈睿浚 | RE | 2 | 15 October 2015 | 31 May 2017 |
| WEI Yun 魏昀 | RE | 2 | 30 May 2019 | |
| WONG Chun Yuen 黃振炫 | RE | 2 | 21 October 2010 | 01 July 2013 |
| WONG Kam Ka 黃錦嘉 | RE | 2 | 23 July 2018 | |
| WONG Kam Ming 黃錦銘 | RE | 5 | 21 May 2014 | 24 July 2019 |
| WONG Kam Ming 黃錦銘 | RE | 2 | 21 May 2014 | 30 October 2022 |
| WONG Kwok On 黃國安 | RE | 2 | 11 March 2014 | 19 December 2014 |
| WONG Lung Kee, Roger 黃龍基 | RE | 2 | 01 September 2006 | 17 March 2007 |
| WONG Man Chung 王敏松 | RE | 2 | 04 August 2016 | 31 August 2018 |
| WONG Nga Lun 王雅倫 | RE | 5 | 16 July 2015 | 19 March 2017 |
| WONG Nga Lun 王雅倫 | RE | 2 | 18 May 2015 | 19 March 2017 |
| WONG Wai Kwan 黃偉琨 | RE | 5 | 09 January 2012 | 07 November 2013 |
| WONG Wai Kwan 黃偉琨 | RE | 2 | 09 January 2012 | 07 November 2013 |
| WONG Wai Kwan 黃偉琨 | RE | 2 | 02 November 2010 | 11 April 2011 |
| WONG Yiu Wing 黃耀榮 | RE | 2 | 01 April 2003 | 30 November 2004 |
| WONG Yiu Wing 黃耀榮 | RE | 9 | 01 April 2003 | 28 July 2003 |
| WONG Yiu Wing 黃耀榮 | RE | 5 | 01 April 2003 | 28 July 2003 |
| WONG Yuen Yee 王阮儀 | RE | 2 | 12 June 2018 | |
| WOO Wing Yin 胡穎賢 | RE | 2 | 11 February 2009 | 01 September 2009 |
| WU Miu Seung 胡妙嫦 | RE | 2 | 22 February 2019 | |
| XIAN Minyi 冼敏儀 | RE | 2 | 08 December 2011 | 02 July 2013 |
| XING Chuan 幸川 | RE | 2 | 12 March 2018 | |
| YANG Lei 楊蕾 | RE | 5 | 20 August 2014 | 05 June 2019 |
| YANG Lei 楊蕾 | RE | 2 | 20 August 2014 | |
| YAU Ting Fung 尤庭鋒 | RE | 2 | 10 March 2014 | 03 January 2017 |
| YEUNG Wai Kin 楊煒堅 | RE | 2 | 09 August 2006 | 31 December 2006 |
| YEUNG Wan Hei 楊允熙 | RE | 2 | 10 May 2018 | 12 February 2020 |
| YIN Richard Yingneng 尹應能 | RO | 5 | 20 May 2005 | 30 September 2008 |
| YIN Richard Yingneng 尹應能 | RO | 2 | 20 May 2005 | 30 September 2008 |
| YIN Yingyi 殷穎怡 | RE | 2 | 16 May 2017 | 28 June 2017 |
| YIP Kwun Wang 葉冠宏 | RE | 2 | 26 February 2020 | 03 April 2020 |
| YIU Ka Wing 姚嘉穎 | RE | 2 | 25 July 2017 | 25 July 2022 |
| YOU Jian 游健 | RE | 2 | 07 April 2014 | 15 March 2016 |
| YU Tai Wai 余大維 | RE | 5 | 13 August 2015 | 01 September 2015 |
| YU Tai Wai 余大維 | RE | 2 | 13 August 2015 | 01 September 2015 |
| YU Zijun 余子珺 | RE | 2 | 16 May 2017 | 25 June 2017 |
| YUE Pui Lam 余佩琳 | RE | 2 | 07 January 2015 | 06 April 2015 |
| YUEN Ka Leung 袁家樑 | RE | 5 | 06 November 2015 | 09 December 2015 |
| YUEN Ka Leung 袁家樑 | RE | 2 | 06 November 2015 | 09 December 2015 |
| YUEN Ka Leung 袁家樑 | RO | 2 | 09 December 2015 | 07 April 2017 |
| YUEN Ka Leung 袁家樑 | RO | 5 | 09 December 2015 | 07 April 2017 |
| ZHONG Ye 鍾燁 | RE | 2 | 24 September 2019 | 03 August 2021 |
| ZHOU Zhen 周真 | RE | 2 | 21 January 2015 | 29 February 2016 |
| ZHOU Zhuo Hui 周焯輝 | RE | 5 | 07 August 2017 | 16 June 2019 |
| ZHOU Zhuo Hui 周焯輝 | RE | 2 | 07 August 2017 | 16 June 2019 |
| ZHUANG Wei 庄偉 | RO | 2 | 23 October 2018 | 13 March 2020 |