SFC Licenceholders of Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司
- clientservices@galaxyfunds.net
- Website
- www.galaxyfunds.net
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kwok Wai 陳國威 | RE | 9 | 27 February 2014 | 25 September 2015 |
| CHAN Kwok Wai 陳國威 | RE | 5 | 27 February 2014 | 25 September 2015 |
| CHAN Man Fai, Joe 陳文輝 | RO | 5 | 01 April 2003 | 15 March 2024 |
| CHAN Man Fai, Joe 陳文輝 | RO | 6 | 01 April 2003 | 17 February 2005 |
| CHAN Man Fai, Joe 陳文輝 | RO | 9 | 01 April 2003 | |
| CHAN Man Fai, Joe 陳文輝 | RO | 4 | 01 April 2003 | |
| CHEUNG Johnson 張富紳 | RE | 9 | 06 November 2007 | 09 October 2014 |
| CHEUNG Johnson 張富紳 | RE | 5 | 06 November 2007 | 09 October 2014 |
| CHEUNG Johnson 張富紳 | RE | 4 | 04 October 2007 | 09 October 2014 |
| CHEUNG Wai Shuen 張慧璇 | RE | 5 | 26 August 2016 | 14 March 2024 |
| CHEUNG Wai Shuen 張慧璇 | RE | 9 | 26 August 2016 | |
| CHEUNG Wai Shuen 張慧璇 | RE | 4 | 26 August 2016 | |
| CHEUNG Wai Shuen 張慧璇 | RO | 9 | 17 May 2005 | 26 August 2016 |
| CHEUNG Wai Shuen 張慧璇 | RO | 5 | 17 May 2005 | 26 August 2016 |
| CHEUNG Wai Shuen 張慧璇 | RO | 4 | 17 May 2005 | 26 August 2016 |
| CHEUNG Wai Shuen 張慧璇 | RE | 9 | 16 September 2004 | 17 May 2005 |
| CHEUNG Wai Shuen 張慧璇 | RE | 5 | 24 March 2004 | 17 May 2005 |
| CHEUNG Wai Shuen 張慧璇 | RE | 4 | 24 March 2004 | 17 May 2005 |
| CHU Chui Han, Teresa 朱翠嫻 | RE | 9 | 01 April 2003 | 10 August 2004 |
| CHU Chui Han, Teresa 朱翠嫻 | RE | 6 | 01 April 2003 | 10 August 2004 |
| CHU Chui Han, Teresa 朱翠嫻 | RE | 4 | 01 April 2003 | 10 August 2004 |
| CHU Yeong Kang, Joseph Patrick 徐永康 | RE | 9 | 03 February 2010 | 01 September 2011 |
| CHU Yeong Kang, Joseph Patrick 徐永康 | RE | 4 | 03 February 2010 | 01 September 2011 |
| HUI Ying Ying 許瑩瑩 | RE | 5 | 13 October 2015 | 04 February 2022 |
| HUI Ying Ying 許瑩瑩 | RE | 4 | 13 October 2015 | 04 February 2022 |
| HUI Ying Ying 許瑩瑩 | RE | 9 | 03 August 2012 | 04 February 2022 |
| HUNG Yuen Kui 洪遠炬 | RE | 9 | 20 March 2007 | 21 December 2007 |
| HUNG Yuen Kui 洪遠炬 | RE | 5 | 20 March 2007 | 21 December 2007 |
| HUNG Yuen Kui 洪遠炬 | RE | 4 | 20 March 2007 | 21 December 2007 |
| KIR Eddie Jen 賈振綱 | RE | 9 | 19 August 2010 | 28 January 2012 |
| KUN Kin Tak, Mark 鄞建德 | RE | 4 | 30 March 2004 | 25 August 2004 |
| LAM June 林麗貞 | RE | 9 | 27 December 2003 | 26 January 2005 |
| LAM June 林麗貞 | RE | 4 | 27 December 2003 | 26 January 2005 |
| LAU Yuen Ling, Pauline 劉宛玲 | RE | 9 | 19 October 2006 | 31 December 2008 |
| LAU Yuen Ling, Pauline 劉宛玲 | RE | 5 | 19 October 2006 | 31 December 2008 |
| LAU Yuen Ling, Pauline 劉宛玲 | RE | 4 | 24 August 2006 | 31 December 2008 |
| LEE Ka Kei 李嘉琪 | RE | 9 | 25 February 2006 | 24 February 2015 |
| LEE Kwan Kit 李君傑 | RO | 9 | 23 February 2016 | 30 July 2018 |
| LEE Kwan Kit 李君傑 | RO | 5 | 23 February 2016 | 30 July 2018 |
| LEE Kwan Kit 李君傑 | RO | 4 | 23 February 2016 | 30 July 2018 |
| LEE Kwan Kit 李君傑 | RE | 5 | 30 August 2013 | 23 February 2016 |
| LEE Kwan Kit 李君傑 | RE | 9 | 06 November 2009 | 23 February 2016 |
| LEE Kwan Kit 李君傑 | RE | 4 | 06 November 2009 | 23 February 2016 |
| LEE William Justin 李子威 | RE | 4 | 12 July 2004 | 25 July 2005 |
| LEUNG Tsun Ip 梁俊業 | RE | 9 | 02 January 2007 | 08 June 2012 |
| LEUNG Wai Keung, Lawrence 梁偉強 | RE | 4 | 01 April 2003 | 15 June 2006 |
| LEUNG Wai Keung, Lawrence 梁偉強 | RE | 9 | 01 April 2003 | 15 June 2006 |
| LEUNG Wai Keung, Lawrence 梁偉強 | RE | 6 | 01 April 2003 | 17 February 2005 |
| LIN Haishan 林海珊 | RO | 9 | 31 August 2015 | 06 July 2016 |
| LIN Haishan 林海珊 | RE | 5 | 30 June 2015 | 06 July 2016 |
| LIN Haishan 林海珊 | RE | 4 | 30 June 2015 | 06 July 2016 |
| LIN Haishan 林海珊 | RE | 9 | 02 September 2011 | 31 August 2015 |
| LO Mun Keung 羅滿強 | RE | 9 | 11 June 2007 | 24 February 2009 |
| LO Mun Keung 羅滿強 | RE | 5 | 11 June 2007 | 24 February 2009 |
| LO Mun Keung 羅滿強 | RE | 4 | 03 May 2007 | 24 February 2009 |
| NG Kok Ming 吳珏洺 | RE | 9 | 06 October 2005 | 20 September 2008 |
| SIU Ronald 蕭佑忠 | RE | 9 | 06 January 2011 | 24 January 2014 |
| SUM Yik Ming, Johnny 岑翊銘 | RE | 9 | 27 January 2011 | 15 September 2011 |
| SUNG Kwan Yiu 宋鈞耀 | RO | 5 | 26 July 2018 | 16 August 2021 |
| SUNG Kwan Yiu 宋鈞耀 | RO | 4 | 26 July 2018 | 16 August 2021 |
| SUNG Kwan Yiu 宋鈞耀 | RO | 9 | 11 September 2017 | 16 August 2021 |
| SUNG Kwan Yiu 宋鈞耀 | RE | 5 | 13 October 2015 | 26 July 2018 |
| SUNG Kwan Yiu 宋鈞耀 | RE | 4 | 13 October 2015 | 26 July 2018 |
| SUNG Kwan Yiu 宋鈞耀 | RE | 9 | 30 April 2014 | 11 September 2017 |
| TAN Dao Shen 陳道燊 | RE | 9 | 05 May 2010 | 27 October 2010 |
| TANG Wing Mui, Chris 鄧咏梅 | RE | 9 | 03 September 2004 | 05 September 2005 |
| TANG Wing Mui, Chris 鄧咏梅 | RE | 4 | 03 September 2004 | 05 September 2005 |
| TSANG Kin Yip 曾建業 | RE | 4 | 06 October 2004 | 05 November 2005 |
| TSE Raymond 謝禮文 | RO | 9 | 03 August 2023 | 22 January 2024 |
| TSE Raymond 謝禮文 | RO | 4 | 03 August 2023 | 22 January 2024 |
| TSE Raymond 謝禮文 | RE | 9 | 06 December 2013 | 21 January 2014 |
| TSE Raymond 謝禮文 | RE | 4 | 06 December 2013 | 21 January 2014 |
| TSE Tim 謝添 | RE | 9 | 31 March 2009 | 20 August 2012 |
| TSE Tim 謝添 | RE | 4 | 31 March 2009 | 20 August 2012 |
| TSE Tim 謝添 | RO | 9 | 21 September 2007 | 31 March 2009 |
| TSE Tim 謝添 | RO | 4 | 21 September 2007 | 31 March 2009 |
| WAN Kai Yin 尹啟賢 | RE | 9 | 09 October 2009 | 30 June 2015 |
| WAN Mun Wah 尹滿華 | RE | 9 | 03 September 2004 | 05 September 2005 |
| WAN Mun Wah 尹滿華 | RE | 4 | 03 September 2004 | 05 September 2005 |
| WAN Pui Ka, Kerry 溫佩嘉 | RE | 9 | 03 October 2005 | 01 September 2011 |
| WONG Chi Tai 黃志泰 | RE | 9 | 13 April 2010 | 02 October 2010 |
| WONG Kar Hong 黃家康 | RE | 9 | 06 July 2008 | 07 July 2010 |
| WONG Kar Hong 黃家康 | RE | 5 | 06 July 2008 | 07 July 2010 |
| WONG Kar Hong 黃家康 | RE | 4 | 06 July 2008 | 07 July 2010 |
| WONG Kar Hong 黃家康 | RO | 9 | 27 July 2007 | 06 July 2008 |
| WONG Kar Hong 黃家康 | RO | 5 | 27 July 2007 | 06 July 2008 |
| WONG Kar Hong 黃家康 | RO | 4 | 27 July 2007 | 06 July 2008 |
| WONG Kar Hong 黃家康 | RE | 4 | 07 July 2005 | 27 July 2007 |
| WONG Kar Hong 黃家康 | RE | 9 | 07 July 2005 | 27 July 2007 |
| WONG Kar Hong 黃家康 | RE | 5 | 07 July 2005 | 27 July 2007 |
| WONG Teck Chit, Alfred 王德捷 | RE | 9 | 02 December 2010 | 26 February 2011 |
| WONG Teck Chit, Alfred 王德捷 | RE | 5 | 02 December 2010 | 26 February 2011 |
| WONG Teck Chit, Alfred 王德捷 | RE | 4 | 02 December 2010 | 26 February 2011 |
| YAU Wing Keung 游永強 | RE | 4 | 06 July 2004 | 01 March 2005 |
| YEUNG Shek Wai 楊石偉 | RE | 9 | 14 May 2014 | 30 April 2018 |
| YEUNG Shek Wai 楊石偉 | RE | 5 | 14 May 2014 | 30 April 2018 |
| YIM Kwok Man 嚴國文 | RE | 9 | 28 July 2015 | 28 November 2023 |
| YIM Kwok Man 嚴國文 | RE | 5 | 28 July 2015 | 28 November 2023 |
| YIM Kwok Man 嚴國文 | RE | 4 | 28 July 2015 | 28 November 2023 |
| YIM Kwok Man 嚴國文 | RE | 9 | 03 February 2010 | 01 September 2011 |
| YIM Kwok Man 嚴國文 | RE | 4 | 03 February 2010 | 01 September 2011 |
| YIONG Hoi San 楊海山 | RE | 9 | 05 October 2010 | 06 April 2011 |
| YIONG Hoi San 楊海山 | RE | 5 | 05 October 2010 | 06 April 2011 |
| YIONG Hoi San 楊海山 | RE | 4 | 05 October 2010 | 06 April 2011 |
| YIU Ka Man 姚嘉雯 | RE | 9 | 04 October 2007 | 31 March 2017 |
| YU Bobby, Jump Ming 余湛銘 | RE | 9 | 30 September 2011 | 15 June 2018 |
| ZHU Xinyuan 朱馨遠 | RE | 9 | 02 May 2014 | 28 June 2014 |