SFC Licenceholders of KGI Asset Management Limited 凱基資產管理有限公司
- compliance.hkg@kgi.com
- Website
- www.kgi.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AIBARA Jun | RE | 1 | 30 July 2013 | 24 April 2014 |
AIBARA Jun | RE | 4 | 30 July 2013 | 24 April 2014 |
CHAN Hin Geung, Mark 陳献章 | RO | 9 | 06 May 2016 | 31 January 2022 |
CHAN Hin Geung, Mark 陳献章 | RO | 1 | 10 August 2016 | 31 January 2022 |
CHAN Hin Geung, Mark 陳献章 | RO | 4 | 10 August 2016 | 31 January 2022 |
CHAN Pik Ki 陳璧琪 | RE | 9 | 18 November 2019 | 10 August 2022 |
CHAN Wah Hung 陳華雄 | RE | 9 | 27 May 2020 | 30 April 2022 |
CHAN Wai Ki 陳偉基 | RE | 9 | 13 November 2018 | 28 February 2022 |
CHANG Moon Suk, John | RO | 9 | 06 May 2016 | 31 May 2017 |
CHANG Moon Suk, John | RE | 4 | 14 May 2015 | 31 May 2017 |
CHANG Moon Suk, John | RE | 9 | 14 May 2015 | 06 May 2016 |
CHANG Yu Tzu 張育滋 | RE | 9 | 19 August 2020 | |
CHEUNG Ka Kin 張家健 | RE | 9 | 25 November 2019 | 10 August 2022 |
CHEUNG Tsz Ling 張梓玲 | RE | 9 | 09 September 2022 | |
CHEUNG Wai 張惠 | RE | 9 | 24 June 2019 | |
CHOI Kit Wa 蔡潔華 | RE | 9 | 11 November 2019 | 04 May 2021 |
CHOW Shiu Lun 周兆麟 | RE | 9 | 25 May 2023 | |
CHOY Wai Lee, Candy 蔡惠莉 | RE | 1 | 29 July 2013 | 23 June 2022 |
CHOY Wai Lee, Candy 蔡惠莉 | RE | 4 | 29 July 2013 | 23 June 2022 |
CHU Kuan Hsun 朱光勳 | RO | 9 | 17 March 2015 | 31 May 2022 |
CHU Kwok On 朱國安 | RE | 9 | 21 July 2016 | 24 November 2016 |
CHUA Kam Yi 蔡錦怡 | RE | 9 | 11 January 2021 | |
CHUNG Pui Ling 鍾佩玲 | RE | 9 | 27 November 2019 | 30 June 2022 |
CHUNG Siu Har 鍾小霞 | RE | 6 | 07 August 2013 | 22 November 2016 |
CHUNG Siu Har 鍾小霞 | RE | 1 | 07 August 2013 | 23 June 2022 |
CHUNG Siu Har 鍾小霞 | RE | 4 | 07 August 2013 | 23 June 2022 |
HO Kwok Wai, Ignatius 何國偉 | RO | 1 | 31 May 2013 | 29 January 2015 |
HO Kwok Wai, Ignatius 何國偉 | RO | 9 | 01 April 2003 | 29 January 2015 |
HO Kwok Wai, Ignatius 何國偉 | RO | 6 | 01 April 2003 | 29 January 2015 |
HO Kwok Wai, Ignatius 何國偉 | RO | 4 | 01 April 2003 | 29 January 2015 |
JIANG Yu 蔣昱 | RE | 9 | 13 December 2021 | 10 June 2022 |
JU Yansu Christie 居燕蘇 | RE | 9 | 27 September 2021 | 30 April 2022 |
JU Yansu Christie 居燕蘇 | RE | 4 | 27 September 2021 | 30 April 2022 |
KWAN Lai On, Warren 關澧安 | RE | 9 | 19 May 2023 | |
KWAN Lai On, Warren 關澧安 | RO | 9 | 06 May 2016 | 01 October 2016 |
KWOK Chun Kong 郭振江 | RE | 9 | 20 April 2018 | 20 July 2018 |
LAM Chi Yip 林志業 | RE | 9 | 21 August 2019 | 30 June 2022 |
LAM King Kui, Clive 林景駒 | RE | 9 | 06 February 2017 | 28 March 2018 |
LAU Hung Chuen 劉洪泉 | RO | 4 | 22 December 2023 | |
LAU Hung Chuen 劉洪泉 | RO | 1 | 22 December 2023 | |
LAU Hung Chuen 劉洪泉 | RO | 9 | 15 November 2019 | |
LAU Hung Chuen 劉洪泉 | RE | 9 | 27 July 2015 | 15 November 2019 |
LAU Kam Tim 劉錦添 | RE | 9 | 19 December 2016 | 17 November 2017 |
LAU Shing 劉成 | RE | 1 | 04 September 2013 | 28 February 2014 |
LAU Shing 劉成 | RE | 4 | 04 September 2013 | 28 February 2014 |
LAU Wai Han 劉慧嫻 | RE | 9 | 20 July 2017 | |
LAU Wai Han 劉慧嫻 | RE | 1 | 29 July 2013 | 30 April 2014 |
LAU Wai Han 劉慧嫻 | RE | 4 | 29 July 2013 | 30 April 2014 |
LAW Man Sang 羅文生 | RO | 9 | 26 February 2019 | |
LAW Man Sang 羅文生 | RE | 9 | 25 June 2015 | 26 February 2019 |
LEE Ko-Shun 李可舜 | RE | 9 | 26 January 2017 | 02 February 2018 |
LEE Man Sik 李文軾 | RO | 9 | 29 October 2019 | |
LEE Man Sik 李文軾 | RE | 9 | 25 June 2015 | 29 October 2019 |
LEE Mei Ching, Alva 李美清 | RO | 4 | 21 June 2018 | 22 October 2022 |
LEE Mei Ching, Alva 李美清 | RE | 1 | 04 January 2018 | 21 June 2018 |
LEE Mei Ching, Alva 李美清 | RE | 4 | 04 January 2018 | 21 June 2018 |
LEE Mei Ching, Alva 李美清 | RO | 1 | 21 June 2018 | 22 October 2022 |
LEE Yee Man, Judith 李綺文 | RE | 1 | 29 July 2013 | 18 September 2014 |
LEE Yee Man, Judith 李綺文 | RE | 4 | 29 July 2013 | 18 September 2014 |
LEUNG Kim Hong 梁劍康 | RE | 1 | 29 July 2013 | 04 September 2014 |
LEUNG Kim Hong 梁劍康 | RE | 4 | 29 July 2013 | 04 September 2014 |
LEUNG Pui Man 梁培敏 | RE | 1 | 08 August 2013 | 27 August 2013 |
LEUNG Pui Man 梁培敏 | RE | 4 | 08 August 2013 | 27 August 2013 |
LEUNG Shiu Hong 梁紹康 | RE | 9 | 20 April 2018 | 02 April 2023 |
LEUNG Shuk Kam, Adelei 梁淑琴 | RE | 6 | 07 August 2013 | 13 November 2015 |
LEUNG Shuk Kam, Adelei 梁淑琴 | RE | 1 | 07 August 2013 | 13 November 2015 |
LEUNG Shuk Kam, Adelei 梁淑琴 | RE | 4 | 07 August 2013 | 13 November 2015 |
LEUNG Wing Lam 梁永林 | RE | 9 | 17 December 2019 | |
LEUNG Yin Wing 梁彥頴 | RO | 6 | 19 August 2013 | 22 November 2016 |
LEUNG Yin Wing 梁彥頴 | RO | 1 | 31 May 2013 | 20 December 2016 |
LEUNG Yin Wing 梁彥頴 | RO | 4 | 19 August 2013 | 20 December 2016 |
LEUNG Yin Wing 梁彥頴 | RO | 9 | 14 September 2012 | 20 December 2016 |
LEUNG Yin Wing 梁彥頴 | RE | 9 | 21 December 2007 | 14 September 2012 |
LEUNG Yu Hang 梁宇恆 | RE | 9 | 09 December 2019 | 24 January 2020 |
LI Chun Kit 李振傑 | RE | 1 | 29 July 2013 | 20 October 2014 |
LI Chun Kit 李振傑 | RE | 4 | 29 July 2013 | 20 October 2014 |
LI Yee Mei, Emma 李綺媚 | RE | 6 | 14 August 2013 | 22 November 2016 |
LI Yee Mei, Emma 李綺媚 | RE | 1 | 14 August 2013 | 23 June 2022 |
LI Yee Mei, Emma 李綺媚 | RE | 4 | 14 August 2013 | 23 June 2022 |
LI Ying Yeung 李英楊 | RE | 9 | 20 June 2023 | |
LI Yuen Yee, Joann 李婉儀 | RE | 6 | 07 August 2013 | 16 March 2015 |
LI Yuen Yee, Joann 李婉儀 | RE | 4 | 07 August 2013 | 16 March 2015 |
LI Yuen Yee, Joann 李婉儀 | RE | 1 | 07 August 2013 | 16 March 2015 |
LI Yuk Fong Sendy 李玉芳 | RE | 4 | 26 August 2013 | 22 August 2014 |
LI Yuk Fong Sendy 李玉芳 | RE | 1 | 26 August 2013 | 22 August 2014 |
LI Zheng 李錚 | RE | 9 | 10 June 2021 | 17 February 2022 |
LIN Chii-Horng 林啟弘 | RE | 4 | 22 August 2016 | 13 May 2021 |
LIN Chii-Horng 林啟弘 | RE | 1 | 22 August 2016 | 13 May 2021 |
LIN Chii-Horng 林啟弘 | RE | 9 | 15 July 2016 | 13 May 2021 |
LIN Ying Cheng 林盈成 | RE | 9 | 10 March 2017 | 19 October 2018 |
LO Sau Wai 羅秀慧 | RE | 4 | 18 September 2015 | 15 September 2016 |
LO Sau Wai 羅秀慧 | RE | 1 | 18 September 2015 | 15 September 2016 |
LO Sau Wai 羅秀慧 | RE | 1 | 03 September 2013 | 04 September 2014 |
LO Sau Wai 羅秀慧 | RE | 4 | 03 September 2013 | 04 September 2014 |
MAK Ho Yan Jonathan 麥浩欣 | RE | 9 | 27 November 2020 | |
MALLIA Mark Charles Alexander | RE | 9 | 17 February 2021 | |
MIU Suet Lai, Juliana 繆雪麗 | RE | 4 | 29 July 2013 | 25 August 2015 |
MIU Suet Lai, Juliana 繆雪麗 | RE | 1 | 29 July 2013 | 25 August 2015 |
NAKAMURA Tomoyuki 仲村知之 | RE | 1 | 01 November 2013 | 13 November 2014 |
NAKAMURA Tomoyuki 仲村知之 | RE | 4 | 01 November 2013 | 13 November 2014 |
NG Chi Cheng 吳志清 | RE | 9 | 06 February 2017 | 15 April 2018 |
NG Sau Ching 吳秀清 | RE | 4 | 29 July 2013 | 01 May 2015 |
NG Sau Ching 吳秀清 | RE | 1 | 29 July 2013 | 01 May 2015 |
PANG Siu Kwong 龐紹光 | RE | 9 | 24 June 2019 | 06 December 2022 |
POON Chun Sun, Eric 潘浚燊 | RO | 9 | 14 December 2022 | |
POON Chun Sun, Eric 潘浚燊 | RE | 9 | 22 September 2022 | 14 December 2022 |
POON Wai Ling, Elsie 潘惠玲 | RE | 4 | 07 August 2013 | 13 January 2017 |
POON Wai Ling, Elsie 潘惠玲 | RE | 1 | 07 August 2013 | 13 January 2017 |
PUN Wai Mui, Eliza 潘惠梅 | RE | 4 | 29 July 2013 | 20 September 2017 |
PUN Wai Mui, Eliza 潘惠梅 | RE | 1 | 29 July 2013 | 20 September 2017 |
PUN Woon Yin 潘浣賢 | RE | 1 | 20 August 2013 | 16 March 2015 |
PUN Woon Yin 潘浣賢 | RE | 4 | 20 August 2013 | 16 March 2015 |
SIU Ho Yan 蕭浩恩 | RE | 9 | 08 May 2018 | 23 July 2019 |
SZE Lap Sum 施鈉森 | RE | 9 | 08 June 2020 | 30 April 2022 |
TAI Chuan-Huang 戴傳晃 | RE | 9 | 26 January 2017 | |
TAI Yiu Kuen, Kevin 戴耀權 | RO | 9 | 16 March 2022 | 12 December 2023 |
TAI Yiu Kuen, Kevin 戴耀權 | RO | 4 | 16 March 2022 | 12 December 2023 |
TAI Yiu Kuen, Kevin 戴耀權 | RO | 1 | 16 March 2022 | 12 December 2023 |
TAI Yiu Kuen, Kevin 戴耀權 | RE | 9 | 14 January 2022 | 16 March 2022 |
TAI Yiu Kuen, Kevin 戴耀權 | RE | 4 | 14 January 2022 | 16 March 2022 |
TAI Yiu Kuen, Kevin 戴耀權 | RE | 1 | 14 January 2022 | 16 March 2022 |
TAM Wai Lun 譚偉倫 | RE | 9 | 21 August 2018 | |
TANG Oi Ling, Lisa 鄧愛玲 | RE | 4 | 07 August 2013 | 28 December 2016 |
TANG Oi Ling, Lisa 鄧愛玲 | RE | 1 | 07 August 2013 | 28 December 2016 |
TANG Oi Ling, Lisa 鄧愛玲 | RE | 6 | 07 August 2013 | 22 November 2016 |
TONG Nga Man, Irene 唐雅汶 | RE | 1 | 13 March 2014 | 04 September 2014 |
TSANG Choi Kwan 曾賽君 | RE | 1 | 26 August 2013 | 28 December 2016 |
TSANG Choi Kwan 曾賽君 | RE | 6 | 26 August 2013 | 22 November 2016 |
TSANG Choi Kwan 曾賽君 | RE | 4 | 26 August 2013 | 28 December 2016 |
TSANG Fan Chun 曾繁珍 | RE | 9 | 15 October 2018 | |
TSANG Wing Kai 曾榮佳 | RE | 9 | 06 February 2017 | |
TSE Chi Wai, Elba 謝智慧 | RE | 9 | 18 December 2013 | 03 September 2014 |
TSE Chi Wai, Elba 謝智慧 | RE | 6 | 18 December 2013 | 03 September 2014 |
TSE Chi Wai, Elba 謝智慧 | RE | 4 | 18 December 2013 | 03 September 2014 |
TSE Chi Wai, Elba 謝智慧 | RE | 1 | 18 December 2013 | 03 September 2014 |
TSOI Wan Kam 蔡璭今 | RE | 4 | 03 June 2014 | 04 September 2014 |
TSOI Wan Kam 蔡璭今 | RE | 1 | 03 June 2014 | 04 September 2014 |
TSOI Wan Kam 蔡璭今 | RE | 4 | 23 March 2015 | 23 June 2022 |
TSOI Wan Kam 蔡璭今 | RE | 1 | 23 March 2015 | 23 June 2022 |
WEN Kit Kenny 温傑 | RE | 9 | 14 June 2022 | |
WONG Chak Wai 黃集蔚 | RO | 9 | 29 March 2018 | 05 May 2018 |
WONG Chak Wai 黃集蔚 | RO | 1 | 08 August 2016 | 05 May 2018 |
WONG Chak Wai 黃集蔚 | RO | 4 | 04 May 2015 | 05 May 2018 |
WONG Hoe Choon Reddy 黃浩泉 | RO | 1 | 15 March 2018 | |
WONG Hoe Choon Reddy 黃浩泉 | RO | 4 | 15 March 2018 | |
WONG Hoe Choon Reddy 黃浩泉 | RO | 9 | 15 March 2018 | |
WONG Siu Wai 黃小渭 | RE | 1 | 16 July 2013 | 12 August 2013 |
WONG Tin Chun 黃鈿蓁 | RE | 9 | 05 June 2020 | 30 May 2022 |
WU Chiang Li 吳強立 | RO | 4 | 26 July 2016 | 18 September 2018 |
WU Chiang Li 吳強立 | RO | 1 | 26 July 2016 | 18 September 2018 |
WU Jing 毋婧 | RE | 9 | 09 June 2022 | 23 June 2022 |
YAN Yuk Chi, Mary Grace 甄玉芝 | RE | 4 | 24 September 2013 | 24 June 2016 |
YAN Yuk Chi, Mary Grace 甄玉芝 | RE | 6 | 24 September 2013 | 24 June 2016 |
YAN Yuk Chi, Mary Grace 甄玉芝 | RE | 1 | 24 September 2013 | 24 June 2016 |
YAU Shu Cheung 游樹祥 | RO | 1 | 31 May 2013 | 20 December 2016 |
YAU Shu Cheung 游樹祥 | RO | 4 | 01 April 2003 | 20 December 2016 |
YAU Shu Cheung 游樹祥 | RO | 9 | 01 April 2003 | 20 December 2016 |
YAU Shu Cheung 游樹祥 | RO | 6 | 01 April 2003 | 22 November 2016 |
YEE Lok Fun, Peter 余恪訓 | RE | 4 | 07 August 2013 | 04 September 2014 |
YEE Lok Fun, Peter 余恪訓 | RE | 1 | 07 August 2013 | 04 September 2014 |
YEUNG Ka Fai 楊嘉輝 | RE | 4 | 29 July 2013 | 24 April 2014 |
YEUNG Ka Fai 楊嘉輝 | RE | 1 | 29 July 2013 | 24 April 2014 |
YIM Ka Kit 嚴家傑 | RE | 9 | 04 April 2019 | |
YU On Mei, Sharon 余安美 | RE | 6 | 26 August 2013 | 22 November 2016 |
YU On Mei, Sharon 余安美 | RE | 4 | 26 August 2013 | 23 June 2022 |
YU On Mei, Sharon 余安美 | RE | 1 | 26 August 2013 | 23 June 2022 |
YUEN Wai Yat 阮維一 | RE | 6 | 07 August 2013 | 22 November 2016 |
YUEN Wai Yat 阮維一 | RE | 4 | 07 August 2013 | 05 February 2017 |
YUEN Wai Yat 阮維一 | RE | 1 | 07 August 2013 | 05 February 2017 |
YUNG Wing Hung, Dominic 翁永鴻 | RE | 9 | 12 November 2020 | 23 June 2022 |
YUNG Wing Hung, Dominic 翁永鴻 | RE | 1 | 29 July 2013 | 23 June 2022 |
YUNG Wing Hung, Dominic 翁永鴻 | RE | 4 | 29 July 2013 | 23 June 2022 |
ZHANG Chunzhi 張春志 | RE | 9 | 20 December 2021 | |
ZHANG Ying 張穎 | RE | 9 | 14 October 2019 |