SFC Licenceholders of Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司
- admin@phillip.com.hk
- Website
- www.poems.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Leung Kin 區良鍵 | RE | 9 | 06 December 2013 | 29 March 2018 |
| AU Lok Man 歐躒緡 | RE | 9 | 03 October 2011 | 13 December 2014 |
| AU Wing Kai, Aric 歐永佳 | RE | 4 | 01 April 2003 | 04 July 2016 |
| AU Wing Kai, Aric 歐永佳 | RE | 9 | 01 April 2003 | 30 June 2007 |
| CHAN Kam Chueng 陳錦聰 | RE | 4 | 16 June 2003 | 25 November 2003 |
| CHAN Pui Hang Peri 陳沛鏗 | RE | 9 | 21 November 2018 | 08 July 2021 |
| CHAN Wai Yi, Karen 陳惠儀 | RE | 4 | 02 April 2004 | 12 June 2007 |
| CHAN Wai Yin 陳偉賢 | RE | 4 | 21 November 2005 | 17 August 2007 |
| CHAN Yuk Keung 陳煜強 | RE | 9 | 05 June 2003 | |
| CHAN Yuk Keung 陳煜強 | RE | 4 | 05 June 2003 | 26 September 2016 |
| CHANG Hui Yong 曾惠榮 | RE | 9 | 18 May 2016 | 19 September 2016 |
| CHAU Hin On 周軒安 | RE | 9 | 29 June 2023 | 15 September 2023 |
| CHAU Tak Chun, Dickson 鄒德進 | RE | 4 | 30 September 2005 | 22 November 2005 |
| CHAU Wai 周韡 | RE | 9 | 27 February 2014 | |
| CHAU Wallace Cheuk Lam 鄒卓林 | RE | 9 | 20 August 2009 | 27 May 2016 |
| CHAU Wallace Cheuk Lam 鄒卓林 | RE | 4 | 05 December 2007 | 27 May 2016 |
| CHEN Ge 諶戈 | RE | 4 | 17 October 2005 | 12 June 2006 |
| CHEN Langjie 陳朗杰 | RE | 9 | 20 October 2021 | 09 August 2022 |
| CHEN Xing Yu 陳星宇 | RE | 4 | 18 April 2007 | 25 March 2016 |
| CHEN Yat Sun 陳一新 | RO | 9 | 06 January 2009 | 01 January 2013 |
| CHEN Yat Sun 陳一新 | RE | 9 | 28 May 2007 | 06 January 2009 |
| CHEN Yuedong 陳跃东 | RE | 4 | 05 October 2006 | 04 March 2008 |
| CHENG Derek Chi-tak 鄭志得 | RE | 9 | 07 January 2015 | 16 February 2015 |
| CHENG Ka Wai, Windy 鄭嘉慧 | RE | 9 | 08 December 2014 | 08 July 2016 |
| CHENG Kong Wai 鄭江偉 | RE | 4 | 31 July 2008 | 29 May 2010 |
| CHENG Yeung 程洋 | RE | 9 | 14 July 2010 | 01 August 2013 |
| CHEUK Hing Yin, Irene 卓慶賢 | RE | 9 | 01 April 2003 | 01 March 2004 |
| CHEUK Hing Yin, Irene 卓慶賢 | RE | 4 | 01 April 2003 | 01 March 2004 |
| CHEUNG Chui Chi 張翠芝 | RE | 4 | 15 October 2007 | 04 June 2011 |
| CHEUNG Kai Yuen 張啟源 | RE | 4 | 05 August 2004 | 30 November 2006 |
| CHEUNG Kai Yuen 張啟源 | RE | 9 | 24 August 2004 | 30 November 2006 |
| CHEUNG Keung Tak 張強德 | RE | 9 | 23 September 2013 | 01 December 2016 |
| CHIU Sin Tak Alex 趙善德 | RE | 9 | 08 January 2021 | 29 August 2021 |
| CHO Wai Chung 曹瑋聰 | RE | 4 | 22 September 2004 | 25 May 2005 |
| CHO Wai Chung 曹瑋聰 | RE | 4 | 30 April 2004 | 20 August 2004 |
| CHONG Wah Yeung 莊華揚 | RE | 4 | 09 June 2004 | 03 March 2007 |
| CHOW Ka Yee 周嘉儀 | RE | 4 | 01 April 2003 | 22 May 2004 |
| CHOW Ka Yee 周嘉儀 | RE | 9 | 01 April 2003 | 22 May 2004 |
| CHU Tai Wai 朱大衛 | RE | 9 | 03 July 2012 | 08 July 2016 |
| CHUI Ting On 徐定安 | RE | 9 | 24 January 2017 | |
| DENG Yafeng 鄧亚鋒 | RE | 4 | 12 December 2008 | 01 December 2010 |
| DING Zhongyuan 丁中元 | RE | 9 | 22 October 2015 | 21 June 2017 |
| FAN Guohe 范国和 | RE | 4 | 21 August 2014 | 26 September 2016 |
| FAN Guohe 范国和 | RE | 4 | 27 July 2007 | 13 November 2012 |
| FONG Kam Hung 方錦洪 | RE | 4 | 13 September 2005 | 10 August 2006 |
| FUNG Wong Yu 馮煌宇 | RE | 9 | 22 November 2021 | 07 October 2023 |
| HO Man Chung, Lawrence 何文聰 | RE | 4 | 20 February 2006 | 14 July 2007 |
| HO Yuet Yu 何月如 | RE | 9 | 30 November 2009 | 31 August 2010 |
| IP Kim Chun 葉劍駿 | RE | 4 | 16 April 2004 | 29 August 2005 |
| IP Stanley Ho-yin 葉浩然 | RE | 9 | 20 March 2019 | 26 October 2021 |
| JIN Lifeng 晋利鋒 | RE | 4 | 27 July 2007 | 26 November 2007 |
| KWAN Ka Hung 關家雄 | RE | 4 | 21 March 2007 | 20 February 2008 |
| KWAN Kit Chi 關傑之 | RE | 4 | 07 August 2008 | 04 July 2016 |
| KWAN Man Pui 關文佩 | RE | 9 | 01 April 2003 | 31 July 2003 |
| KWAN Man Pui 關文佩 | RE | 4 | 01 April 2003 | 31 July 2003 |
| KWOK Hon Kuen 郭漢權 | RE | 9 | 31 March 2015 | 29 May 2020 |
| KWOK Tsan Tung 郭燦東 | RE | 9 | 06 November 2023 | |
| KWOK Tsan Tung 郭燦東 | RE | 4 | 06 November 2023 | |
| KWOK Wing Yan 郭穎恩 | RE | 4 | 30 April 2004 | 03 February 2005 |
| LAI Kin Chuen 黎健全 | RE | 4 | 31 July 2008 | 23 October 2009 |
| LAI Kin Lun 黎健倫 | RE | 4 | 01 September 2008 | 01 May 2013 |
| LAI Sze Nga 黎詩雅 | RE | 4 | 29 June 2005 | 18 April 2007 |
| LAI Tsao Lung 賴朝隆 | RE | 9 | 28 May 2007 | 01 January 2013 |
| LAM Hei Luen 林希倫 | RE | 9 | 11 November 2021 | 29 May 2023 |
| LAM Ho Chu, Wilson 林灝柱 | RE | 9 | 20 November 2015 | |
| LAM Ka Chun 藍加進 | RE | 9 | 30 November 2009 | 01 July 2010 |
| LAM Man Fong, Virginia 林文芳 | RE | 9 | 12 September 2012 | 31 January 2016 |
| LAM Ngan Ming, Edith 林雁明 | RE | 9 | 05 January 2015 | 31 December 2017 |
| LAM Wai Man 林偉文 | RE | 9 | 14 January 2013 | 08 July 2016 |
| LAU Chi Wo 劉自和 | RE | 9 | 27 May 2013 | 08 July 2016 |
| LAU Kai Chung, Norman 劉啟聰 | RE | 9 | 13 December 2013 | 30 July 2021 |
| LAU Kwok Yiu Louis 劉國耀 | RE | 9 | 04 November 2013 | 29 April 2014 |
| LAU Siu Ming 劉紹銘 | RE | 4 | 07 August 2008 | 06 October 2012 |
| LEE Kam Sheung, Karen 李錦嫦 | RE | 9 | 08 December 2017 | 17 August 2018 |
| LEE Long Chin 李隆進 | RO | 4 | 01 April 2003 | 29 September 2006 |
| LEE Long Chin 李隆進 | RO | 9 | 01 April 2003 | 29 September 2006 |
| LEE Sze Chun, Bendy Jon 李思進 | RE | 4 | 22 October 2005 | 06 October 2006 |
| LEE Tung Shing 李東誠 | RE | 4 | 17 June 2005 | 21 July 2007 |
| LEE Wai Kin 李維健 | RE | 9 | 11 August 2023 | |
| LEE Yuen Hei 李衒熙 | RE | 4 | 23 March 2006 | 09 May 2007 |
| LEUNG Ka Lung 梁家隆 | RE | 4 | 13 October 2004 | 20 June 2009 |
| LEUNG Wai Kan, Kathie 梁僡芹 | RE | 4 | 05 September 2006 | 11 April 2007 |
| LEUNG Wai Kan, Kathie 梁僡芹 | RE | 4 | 11 June 2007 | 01 January 2008 |
| LEUNG Wai Kei 梁偉基 | RE | 4 | 05 October 2004 | 17 February 2006 |
| LI Jia 李佳 | RE | 4 | 20 December 2007 | 15 January 2011 |
| LI Kwok Suen 李國璇 | RE | 9 | 30 December 2004 | 12 August 2021 |
| LI Kwok Suen 李國璇 | RE | 4 | 13 December 2004 | 26 September 2016 |
| LI Wai Chiu 李偉釗 | RE | 9 | 03 July 2012 | 16 July 2013 |
| LI Weibo 李偉波 | RE | 4 | 01 November 2006 | 14 July 2007 |
| LIM Wah Sai | RO | 9 | 01 April 2003 | |
| LIM Wah Sai | RO | 4 | 01 April 2003 | |
| LIM Wen Sheong Linus | RO | 9 | 28 July 2016 | |
| LOH Yang Nee | RO | 9 | 28 July 2016 | |
| LOONG Fei Wan 龍飛雲 | RE | 9 | 03 December 2012 | 08 February 2016 |
| LUI Ho Chuen 呂浩存 | RE | 9 | 11 October 2021 | |
| MA Chak Kei 馬澤祺 | RE | 4 | 17 August 2004 | 13 March 2006 |
| MA Hung Wah 馬鴻華 | RE | 9 | 22 October 2014 | |
| MAK Hiu Chun 麥曉晉 | RE | 9 | 03 February 2016 | 21 August 2017 |
| NG Ka Chun 伍家駿 | RE | 4 | 22 September 2004 | 05 May 2006 |
| NG Ka Wai, Alan 吳家威 | RE | 4 | 02 November 2004 | 08 July 2005 |
| NG Siu Kit 吳筱潔 | RE | 9 | 07 January 2015 | 11 July 2015 |
| OKADA Toshiyuki 岡田敏行 | RE | 9 | 22 December 2011 | 31 May 2021 |
| PAN Chenyue 潘陳玥 | RE | 9 | 09 June 2017 | 22 April 2018 |
| POON Man Kit 潘文傑 | RE | 9 | 24 July 2015 | 24 March 2023 |
| POON Yuk Ki 潘玉琪 | RE | 9 | 19 January 2004 | 04 October 2005 |
| SHEK Chun Wa 石晉華 | RE | 9 | 03 December 2019 | 30 August 2021 |
| SHIKITA Yoshikazu 敷田義和 | RE | 9 | 15 December 2011 | |
| SHUM Kwun Chi 沈冠智 | RE | 4 | 11 September 2006 | 05 January 2008 |
| SO Ching Yu Calvin 蘇靖宇 | RE | 9 | 17 December 2018 | 29 August 2021 |
| SUN Ping 孫平 | RE | 9 | 03 July 2013 | 01 July 2014 |
| SZE Man Lee, Eddy 施文利 | RE | 9 | 20 December 2013 | 31 March 2019 |
| SZETO Wai Tsui Rachel 司徒慧翠 | RE | 9 | 29 August 2014 | 12 July 2015 |
| TAM Chung Tak 譚松德 | RE | 9 | 03 July 2012 | 27 October 2020 |
| TAM Kim Fai 談儉輝 | RE | 9 | 24 April 2015 | 10 October 2015 |
| TAM Wai Lam 譚偉霖 | RE | 9 | 15 August 2014 | |
| TAM Wai Wah 譚渭樺 | RE | 4 | 22 March 2005 | 09 June 2005 |
| TANG Yuxin | RE | 9 | 13 October 2023 | |
| TSANG Bonnie Chi Wing 曾智詠 | RE | 9 | 10 July 2015 | 26 September 2019 |
| TSANG Chiu Wah, Samuel 曾超華 | RE | 4 | 14 January 2005 | 28 July 2005 |
| TSE Sze Chun 謝思進 | RE | 4 | 22 September 2004 | 23 February 2007 |
| TSE Sze Man 謝思敏 | RE | 4 | 03 June 2004 | 09 June 2005 |
| WANG Bing 王兵 | RE | 4 | 02 August 2010 | 04 August 2011 |
| WONG Chi Man 王志文 | RE | 4 | 01 August 2003 | 23 March 2004 |
| WONG Chin Pang 黃展鵬 | RE | 4 | 01 April 2003 | 02 January 2006 |
| WONG Chin Pang 黃展鵬 | RE | 9 | 01 April 2003 | 02 January 2006 |
| WONG Chun Sing 王晋聲 | RE | 4 | 31 July 2008 | 25 April 2011 |
| WONG Chun Wa 王俊華 | RE | 9 | 07 January 2009 | 11 November 2009 |
| WONG Ka Ki, Eva 黃嘉琪 | RE | 4 | 18 December 2007 | 25 November 2008 |
| WONG Ka Tak 黃嘉德 | RE | 4 | 29 April 2004 | 23 February 2005 |
| WONG Kit Ching 黃潔貞 | RE | 9 | 31 January 2013 | 01 December 2013 |
| WONG Koon Ki 黃冠麒 | RE | 9 | 31 July 2012 | 16 March 2016 |
| WONG Lap Yin 王立賢 | RE | 9 | 03 July 2012 | 27 September 2012 |
| WONG Sheung Kwong 王湘江 | RE | 9 | 18 November 2011 | 01 March 2012 |
| WONG Tsz Kin 黃子健 | RE | 4 | 23 August 2004 | 03 August 2005 |
| WONG Wai Kit, Louis 黃瑋傑 | RO | 9 | 01 April 2003 | |
| WONG Wai Kit, Louis 黃瑋傑 | RO | 4 | 01 April 2003 | |
| WONG Ying Kit, Young 黃英杰 | RE | 9 | 03 July 2012 | 08 July 2016 |
| WONG Yuk Kwan 黃煜筠 | RE | 4 | 18 June 2007 | 05 February 2008 |
| WOO Kai Wah, Patrick 胡啟華 | RE | 9 | 17 October 2011 | 07 February 2015 |
| YANG Zhicheng 楊志成 | RE | 4 | 23 April 2007 | 01 January 2008 |
| YAU Yiu Keung 丘耀強 | RE | 9 | 17 April 2013 | |
| YEUNG Fung Yee, Flora 楊鳳儀 | RE | 9 | 26 August 2022 | |
| YEUNG Man Kit 楊民傑 | RE | 9 | 18 July 2014 | 31 March 2015 |
| YEUNG Man To 楊文濤 | RE | 9 | 20 May 2013 | 04 June 2017 |
| YEUNG Suet Ying 楊雪瑩 | RE | 4 | 16 April 2004 | 14 June 2007 |
| YEUNG Wing Kwong, Kenneth 楊永光 | RE | 4 | 01 August 2003 | 04 March 2004 |
| YIP Chiu Yee 葉昭儀 | RE | 4 | 28 November 2008 | 10 September 2010 |
| YIP Lai Sang, Kelvin 葉勵生 | RE | 9 | 07 October 2013 | 05 January 2018 |
| YIP Wing Sze 葉詠詩 | RE | 9 | 06 October 2010 | 25 August 2012 |
| YUNG Tze Mei, Dorothy 翁紫薇 | RE | 9 | 15 April 2013 | 14 April 2017 |
| ZHANG Jing 章晶 | RE | 4 | 17 September 2008 | 26 September 2016 |
| ZHANG Kun 張坤 | RE | 4 | 05 May 2015 | 20 April 2016 |
| ZHANG Xinyue 張心悅 | RE | 9 | 01 November 2023 | |
| ZHANG Yi 張弋 | RE | 4 | 01 March 2012 | 11 May 2013 |