SFC Licenceholders of First Shanghai Capital Limited 第一上海融資有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAO Ziyu 曹子予 | RE | 6 | 21 June 2021 | |
| CHAN Ching Sum Sam 陳錚森 | RO | 6 | 28 February 2018 | 03 May 2020 |
| CHAN Ching Sum Sam 陳錚森 | RE | 6 | 17 January 2018 | 28 February 2018 |
| CHAN Chiu Wai 陳超偉 | RE | 6 | 28 January 2008 | 09 April 2010 |
| CHAN Lai Yin 陳麗賢 | RE | 6 | 31 October 2007 | 21 November 2008 |
| CHAN Yee Wah, Eva 陳綺華 | RE | 6 | 01 April 2003 | 30 November 2007 |
| CHAU Shamrock Roy 周尚立 | RE | 6 | 18 March 2011 | 19 June 2013 |
| CHENG Chi Kwong 鄭志光 | RO | 6 | 21 November 2014 | 08 December 2022 |
| CHENG Chi Kwong 鄭志光 | RE | 6 | 01 April 2003 | 21 November 2014 |
| CHENG Kin Man 鄭健民 | RE | 6 | 01 April 2003 | 02 February 2005 |
| CHENG Kit Sum Clara 鄭潔心 | RE | 6 | 06 March 2008 | 06 June 2008 |
| CHENG Yu Man 鄭宇汶 | RE | 6 | 11 August 2010 | 15 May 2011 |
| CHEUNG Ching Fung 張澄楓 | RE | 6 | 02 May 2017 | 08 September 2019 |
| CHEUNG Yan To 張甄陶 | RE | 6 | 21 July 2011 | 23 November 2014 |
| CHIU Man Wai, Janice 趙文慧 | RE | 6 | 12 July 2019 | |
| CHU Pui Fan 朱佩芬 | RE | 6 | 07 March 2011 | 26 April 2011 |
| GUO Mengxi 郭梦茜 | RE | 6 | 27 September 2018 | 08 May 2020 |
| HO Shuk Yi, Susanna 何淑儀 | RE | 6 | 07 September 2007 | 28 December 2010 |
| HUO Xintong 霍薪同 | RE | 6 | 25 October 2018 | 21 May 2021 |
| KWAN Man Kit, Edmond 關文傑 | RO | 6 | 16 August 2019 | |
| KWAN Man Kit, Edmond 關文傑 | RE | 6 | 26 June 2019 | 16 August 2019 |
| LAI Keefe Chiu Fan 黎昭帆 | RE | 6 | 24 September 2005 | 16 June 2006 |
| LAI Zi Yin, Wendy 黎枳言 | RE | 6 | 27 April 2004 | 15 April 2005 |
| LAM Ka Lok, Paul 林家樂 | RE | 6 | 07 April 2016 | 02 October 2018 |
| LAU Wai Hing 劉慧卿 | RE | 6 | 12 July 2019 | 08 July 2022 |
| LEE Hon Man Eric 李翰文 | RO | 6 | 20 January 2006 | 28 November 2014 |
| LEE Hon Man Eric 李翰文 | RE | 6 | 01 April 2003 | 20 January 2006 |
| LEE Tseng Wing 李崢嶸 | RO | 6 | 03 April 2006 | 30 November 2017 |
| LEE Tseng Wing 李崢嶸 | RE | 6 | 01 April 2003 | 03 April 2006 |
| LIAN Wei 連威 | RE | 6 | 30 July 2015 | 15 February 2017 |
| LIN Huayong 林華勇 | RE | 6 | 29 November 2017 | |
| LIU Ji'Ou 劉及歐 | RO | 6 | 01 April 2003 | 23 September 2005 |
| LU Yunfei 盧云飛 | RE | 6 | 04 January 2021 | |
| LUI Siu Keung 呂小強 | RE | 6 | 01 April 2003 | 19 June 2003 |
| MAO Li 毛力 | RE | 6 | 16 January 2013 | 30 June 2016 |
| NG Chun Man, Michael 吳俊文 | RE | 6 | 07 May 2008 | 16 August 2008 |
| NG Sui Wa, Alyssa 伍瑞華 | RE | 6 | 01 April 2003 | 07 July 2006 |
| NG Yee Ling 吳綺玲 | RE | 6 | 21 June 2018 | 12 October 2019 |
| SONG Yi 宋漪 | RE | 6 | 22 April 2005 | 31 January 2006 |
| SUN Lilei 孫立蕾 | RE | 6 | 25 September 2007 | 29 February 2012 |
| TAI Lai Yee 戴麗兒 | RE | 6 | 23 February 2009 | 28 May 2021 |
| TAM Ka Hei, Raymond 譚家熙 | RE | 6 | 16 July 2007 | 31 January 2008 |
| TAN Ye Kai, Byron 陳毅凱 | RO | 6 | 01 April 2003 | 31 January 2007 |
| TANG Yat Fai, Roger 鄧逸暉 | RE | 6 | 16 July 2010 | |
| TING Ka Man 丁嘉雯 | RE | 6 | 13 February 2015 | 06 October 2023 |
| WANG Daiwei 王黛瑋 | RE | 6 | 05 October 2016 | 31 August 2018 |
| WANG Junyan 王俊彥 | RO | 6 | 01 April 2003 | 31 December 2006 |
| WANG Kenan 王克楠 | RE | 6 | 19 May 2014 | 31 July 2014 |
| WANG Yimin 王逸旻 | RO | 6 | 12 November 2014 | 22 January 2019 |
| WANG Yimin 王逸旻 | RE | 6 | 10 October 2012 | 12 November 2014 |
| WONG Patrick 王崇珀 | RE | 6 | 18 April 2006 | 10 May 2007 |
| WONG Patrick 王崇珀 | RE | 6 | 01 April 2003 | 26 August 2005 |
| XIAO Shuyue 肖舒月 | RE | 6 | 03 June 2014 | 17 April 2015 |
| YAM Kin Chiu 任健超 | RO | 6 | 02 July 2019 | |
| YAM Kin Chiu 任健超 | RE | 6 | 17 May 2019 | 02 July 2019 |
| YAU Wai 邱惠 | RE | 6 | 19 May 2004 | 23 February 2005 |
| YEW Yat On 姚逸安 | RE | 6 | 01 April 2003 | 16 May 2003 |
| YUEN Lok Hang, Brian 袁樂恒 | RE | 6 | 12 September 2006 | 04 April 2007 |
| ZEE Helen 徐閔 | RO | 6 | 01 April 2003 | 31 May 2011 |
| ZHOU Li 周禮 | RE | 6 | 04 April 2011 | 31 August 2011 |