Current licenceholders of AET910 Haitong International Asset Management Limited 海通國際資產管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| WANG Li 王歷 | RE | 5 (Advising on Futures Contracts) | 2021-02-25 |
| SHI Xiaofeng 施曉峰 | RE | 5 (Advising on Futures Contracts) | 2021-02-25 |
| SHI Xiaofeng 施曉峰 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2021-02-19 |
| WANG Li 王歷 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2021-02-19 |
| TSUI Cheung On 徐祥安 | RE | 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) | 2020-11-17 |
| SHANG Yong 尚勇 | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) | 2020-10-30 |
| CHEUNG Ming Ming 章明明 | RE | 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2020-10-30 |
| NGAN Man Wing 顏敏穎 | RE | 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2020-10-23 |
| ZHAO Yang 趙暘 | RE | 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) | 2020-10-21 |
| QI Fei 齊飛 | RE | 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2020-10-20 |
| SANG Zijing 桑梓菁 | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) | 2020-10-16 |
| CHAN Chak Man 陳澤民 | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities), 9 (Asset Management) | 2020-10-16 |
| YIU Hoi Yip 姚開業 | RE | 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2020-10-16 |
| LIN Kana 林卡娜 | RE | 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2020-10-16 |
| CHEN Leimiaojie 陳雷妙婕 | RE | 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) | 2020-10-05 |
| ZHENG Boyu 鄭博羽 | RE | 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) | 2020-10-05 |
| XIE Yi 謝怡 | RO | 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management) | 2017-10-30 |
| YANG Jianxin 楊建新 | RO | 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2014-03-31 |