SFC Licenceholders of Fubon Capital (HK) Limited 富邦融資(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TSAI Chen Chang 蔡辰昌 | RO | 6 | 07 May 2010 | 23 May 2011 |
| TSAI Chen Chang 蔡辰昌 | RO | 4 | 07 May 2010 | 23 May 2011 |
| TSAI Chen Chang 蔡辰昌 | RO | 1 | 07 May 2010 | 23 May 2011 |
| LEUNG Wai Chung, Blanche 梁慧中 | RE | 6 | 10 January 2008 | 23 May 2011 |
| LEUNG Wai Chung, Blanche 梁慧中 | RE | 4 | 10 January 2008 | 23 May 2011 |
| LEUNG Wai Chung, Blanche 梁慧中 | RE | 1 | 10 January 2008 | 23 May 2011 |
| HO Ching Man, Rooppi 何靜文 | RO | 6 | 23 October 2008 | 01 March 2011 |
| HO Ching Man, Rooppi 何靜文 | RO | 4 | 23 October 2008 | 01 March 2011 |
| HO Ching Man, Rooppi 何靜文 | RO | 1 | 23 October 2008 | 01 March 2011 |
| CHANG Michael Ming-yuen 張明遠 | RO | 6 | 20 March 2009 | 24 August 2010 |
| CHANG Michael Ming-yuen 張明遠 | RO | 4 | 20 March 2009 | 24 August 2010 |
| CHANG Michael Ming-yuen 張明遠 | RO | 1 | 20 March 2009 | 24 August 2010 |
| GAO Guiwei 高貴偉 | RE | 6 | 10 May 2010 | 30 June 2010 |
| GAO Guiwei 高貴偉 | RE | 4 | 10 May 2010 | 30 June 2010 |
| GAO Guiwei 高貴偉 | RE | 1 | 10 May 2010 | 30 June 2010 |
| WONG Mei Ying, Jenny 黃美盈 | RE | 6 | 25 February 2008 | 16 January 2009 |
| WONG Mei Ying, Jenny 黃美盈 | RE | 4 | 25 February 2008 | 16 January 2009 |
| WONG Mei Ying, Jenny 黃美盈 | RE | 1 | 25 February 2008 | 16 January 2009 |
| HUANG Wen-Chien 黃文傑 | RE | 4 | 22 October 2007 | 01 December 2008 |
| HUANG Wen-Chien 黃文傑 | RE | 1 | 22 October 2007 | 01 December 2008 |
| LAM Frank Pun Yuen 林本源 | RO | 6 | 10 April 2007 | 30 November 2008 |
| LAM Frank Pun Yuen 林本源 | RO | 4 | 10 April 2007 | 30 November 2008 |
| LAM Frank Pun Yuen 林本源 | RO | 1 | 10 April 2007 | 30 November 2008 |
| HO Ching Man, Rooppi 何靜文 | RE | 4 | 07 July 2008 | 23 October 2008 |
| HO Ching Man, Rooppi 何靜文 | RE | 1 | 05 March 2007 | 23 October 2008 |
| HO Ching Man, Rooppi 何靜文 | RE | 6 | 25 October 2006 | 23 October 2008 |
| HUANG Hsiu-Man 黄秀滿 | RE | 6 | 30 January 2008 | 07 August 2008 |
| HUANG Hsiu-Man 黄秀滿 | RE | 4 | 10 January 2008 | 07 August 2008 |
| HUANG Hsiu-Man 黄秀滿 | RE | 1 | 10 January 2008 | 07 August 2008 |
| TSUI Kin Wing 崔健榮 | RO | 6 | 17 April 2007 | 19 July 2008 |
| TSUI Kin Wing 崔健榮 | RO | 4 | 17 April 2007 | 19 July 2008 |
| TSUI Kin Wing 崔健榮 | RO | 1 | 17 April 2007 | 19 July 2008 |
| CHEUNG Ka Ho 張家豪 | RE | 1 | 20 November 2007 | 01 May 2008 |
| DU Trinh C 謝昭程 | RO | 1 | 28 December 2006 | 01 January 2008 |
| TSOI Man Yu, Phyllis 蔡敏如 | RE | 6 | 29 June 2007 | 24 July 2007 |
| TSOI Man Yu, Phyllis 蔡敏如 | RE | 4 | 29 June 2007 | 24 July 2007 |
| SAM CHANG Segundo Willy 沈維理 | RE | 6 | 13 April 2007 | 09 July 2007 |
| SAM CHANG Segundo Willy 沈維理 | RE | 1 | 12 October 2006 | 09 July 2007 |
| NG Simon 伍世榮 | RO | 6 | 05 June 2006 | 11 June 2007 |
| NG Simon 伍世榮 | RO | 1 | 05 June 2006 | 11 June 2007 |
| CHAN Anson 陳燿璋 | RO | 6 | 09 June 2005 | 30 April 2007 |
| CHAN Anson 陳燿璋 | RO | 4 | 09 June 2005 | 30 April 2007 |
| CHAN Anson 陳燿璋 | RO | 1 | 09 June 2005 | 30 April 2007 |
| LAM Yee Kwan Christine 林綺君 | RE | 6 | 01 October 2004 | 30 April 2007 |
| LAM Yee Kwan Christine 林綺君 | RE | 4 | 01 October 2004 | 30 April 2007 |
| CHEN Leh Chiarng, Alan 陳樂強 | RE | 6 | 06 July 2004 | 30 April 2007 |
| YANG James Ting-Yeh 楊定曄 | RO | 1 | 01 April 2003 | 30 April 2007 |
| YANG James Ting-Yeh 楊定曄 | RO | 4 | 01 April 2003 | 30 April 2007 |
| YANG James Ting-Yeh 楊定曄 | RO | 6 | 01 April 2003 | 30 April 2007 |
| CHEN Leh Chiarng, Alan 陳樂強 | RE | 4 | 01 April 2003 | 30 April 2007 |
| HO King Hong, Adrian Pedro 何敬康 | RE | 6 | 28 April 2005 | 24 April 2007 |
| HO King Hong, Adrian Pedro 何敬康 | RE | 4 | 28 April 2005 | 24 April 2007 |
| LEUNG Yiu Pan 梁耀斌 | RE | 6 | 03 July 2006 | 23 April 2007 |
| TSUI Kin Wing 崔健榮 | RE | 6 | 26 March 2007 | 17 April 2007 |
| TSUI Kin Wing 崔健榮 | RE | 4 | 26 March 2007 | 17 April 2007 |
| TSUI Kin Wing 崔健榮 | RE | 1 | 26 March 2007 | 17 April 2007 |
| LAM Frank Pun Yuen 林本源 | RE | 6 | 26 March 2007 | 10 April 2007 |
| LAM Frank Pun Yuen 林本源 | RE | 4 | 26 March 2007 | 10 April 2007 |
| LAM Frank Pun Yuen 林本源 | RE | 1 | 26 March 2007 | 10 April 2007 |
| LESAFFRE Stephane Christophe | RE | 6 | 14 February 2006 | 28 February 2007 |
| TSANG Kin Hung 曾建雄 | RO | 6 | 14 November 2005 | 19 January 2007 |
| TSANG Hei Ho, Keith 曾希豪 | RO | 6 | 28 November 2005 | 31 December 2006 |
| DU Trinh C 謝昭程 | RE | 1 | 26 July 2006 | 28 December 2006 |
| LI Yu 黎禺 | RE | 6 | 03 July 2006 | 15 November 2006 |
| NG Simon 伍世榮 | RE | 6 | 07 April 2006 | 05 June 2006 |
| NG Simon 伍世榮 | RE | 1 | 07 April 2006 | 05 June 2006 |
| NG Kong Yong 吳擴揚 | RE | 4 | 15 August 2005 | 31 December 2005 |
| TSANG Kin Hung 曾建雄 | RE | 6 | 27 July 2005 | 14 November 2005 |
| CHAN Lap Man 陳立民 | RE | 4 | 01 April 2003 | 21 June 2005 |
| CHAN Lap Man 陳立民 | RE | 6 | 01 April 2003 | 21 June 2005 |
| LOK Sau Lan 駱秀蘭 | RE | 4 | 01 April 2003 | 13 April 2005 |
| LOK Sau Lan 駱秀蘭 | RE | 6 | 01 April 2003 | 13 April 2005 |
| HO King Hong, Adrian Pedro 何敬康 | RE | 6 | 15 March 2004 | 01 November 2004 |
| HO King Hong, Adrian Pedro 何敬康 | RE | 4 | 15 March 2004 | 01 November 2004 |
| CHEN Leh Chiarng, Alan 陳樂強 | RE | 6 | 01 April 2003 | 28 January 2004 |
| BASS James Edward | RO | 4 | 01 April 2003 | 14 November 2003 |
| BASS James Edward | RO | 6 | 01 April 2003 | 14 November 2003 |