SFC Licenceholders of Neutral Financial Holding Company Limited 中和金控有限公司
- vchen@Neufinc.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU-YONG Shong, Samuel 歐陽淞 | RO | 6 | 27 June 2012 | 31 March 2015 |
| AU-YONG Shong, Samuel 歐陽淞 | RE | 6 | 02 May 2012 | 27 June 2012 |
| BANARES BERNARDO Moises | RO | 6 | 02 March 2011 | 30 September 2012 |
| BANARES BERNARDO Moises | RO | 4 | 02 March 2011 | 30 September 2012 |
| BANARES BERNARDO Moises | RE | 4 | 01 April 2003 | 02 March 2011 |
| BANARES BERNARDO Moises | RE | 6 | 01 April 2003 | 02 March 2011 |
| BANARES BERNARDO Moises | RE | 9 | 01 April 2003 | 30 September 2012 |
| CAO Huiquan 曹慧荃 | RE | 1 | 01 December 2014 | 09 October 2015 |
| CAO Huiquan 曹慧荃 | RE | 6 | 01 December 2014 | 09 October 2015 |
| CAO Huiquan 曹慧荃 | RE | 9 | 01 December 2014 | 09 October 2015 |
| CHAN Hiu Kei 陳曉琪 | RE | 6 | 30 June 2011 | 06 June 2014 |
| CHAN Hiu Kei 陳曉琪 | RE | 1 | 30 June 2011 | 06 June 2014 |
| CHAN Ho Wai 陳浩維 | RE | 6 | 01 April 2003 | 31 July 2006 |
| CHAN Ho Wai 陳浩維 | RE | 4 | 01 April 2003 | 31 July 2006 |
| CHAN Ho Wai 陳浩維 | RE | 9 | 01 April 2003 | 31 July 2006 |
| CHAN Hok Leung 陳學良 | RO | 6 | 08 February 2010 | 04 October 2016 |
| CHAN Hok Leung 陳學良 | RO | 1 | 08 February 2010 | 04 October 2016 |
| CHAN Ka Ying, Michelle 陳珈瑩 | RE | 6 | 24 February 2017 | 14 July 2017 |
| CHAN Ka Ying, Michelle 陳珈瑩 | RE | 9 | 24 February 2017 | 14 July 2017 |
| CHAN Ka Ying, Michelle 陳珈瑩 | RE | 1 | 24 February 2017 | 14 July 2017 |
| CHAN Kiu Kwong 陳喬光 | RE | 9 | 30 September 2014 | 17 June 2015 |
| CHAN Kiu Kwong 陳喬光 | RE | 6 | 30 September 2014 | 17 June 2015 |
| CHAN Kiu Kwong 陳喬光 | RE | 1 | 30 September 2014 | 17 June 2015 |
| CHAN Wing Han 陳穎嫻 | RE | 9 | 16 November 2015 | 19 November 2017 |
| CHAN Wing Han 陳穎嫻 | RE | 6 | 16 November 2015 | 19 November 2017 |
| CHAN Wing Han 陳穎嫻 | RE | 1 | 16 November 2015 | 19 November 2017 |
| CHAN Wing Han, Ivy 陳詠嫻 | RE | 6 | 14 July 2003 | 18 February 2005 |
| CHAN Wing Han, Ivy 陳詠嫻 | RE | 1 | 14 July 2003 | 18 February 2005 |
| CHAN Yee Lim, Lawrence 陳以廉 | RE | 1 | 01 April 2003 | 28 June 2005 |
| CHAN Yee Lim, Lawrence 陳以廉 | RE | 4 | 01 April 2003 | 28 June 2005 |
| CHAN Yee Lim, Lawrence 陳以廉 | RE | 9 | 01 April 2003 | 28 June 2005 |
| CHAN Yee Lim, Lawrence 陳以廉 | RE | 6 | 01 April 2003 | 28 June 2005 |
| CHEN Jianfeng Peter 陳劍鋒 | RO | 9 | 18 May 2018 | 22 January 2019 |
| CHEN Jianfeng Peter 陳劍鋒 | RO | 4 | 18 May 2018 | 22 January 2019 |
| CHEN Jianfeng Peter 陳劍鋒 | RE | 9 | 03 April 2018 | 18 May 2018 |
| CHEN Jianfeng Peter 陳劍鋒 | RE | 4 | 03 April 2018 | 18 May 2018 |
| CHEN Qing 陳慶 | RE | 1 | 17 November 2006 | 27 March 2007 |
| CHEN Qing 陳慶 | RE | 6 | 17 November 2006 | 27 March 2007 |
| CHU Mei Wah 朱美華 | RE | 6 | 01 April 2003 | 07 October 2005 |
| CHU Mei Wah 朱美華 | RE | 9 | 01 April 2003 | 07 October 2005 |
| CHU Mei Wah 朱美華 | RE | 4 | 01 April 2003 | 07 October 2005 |
| CHU Mei Wah 朱美華 | RE | 1 | 01 April 2003 | 07 October 2005 |
| CHU Pui Fan 朱佩芬 | RE | 1 | 09 March 2009 | 04 March 2010 |
| CHU Pui Fan 朱佩芬 | RE | 6 | 09 March 2009 | 04 March 2010 |
| CHUA Tsz Lan 蔡紫蘭 | RO | 4 | 02 May 2018 | 24 October 2019 |
| CHUA Tsz Lan 蔡紫蘭 | RO | 9 | 11 April 2018 | 24 October 2019 |
| CHUA Tsz Lan 蔡紫蘭 | RE | 1 | 20 May 2016 | 24 October 2019 |
| CHUA Tsz Lan 蔡紫蘭 | RE | 4 | 20 May 2016 | 02 May 2018 |
| CHUA Tsz Lan 蔡紫蘭 | RE | 9 | 20 May 2016 | 11 April 2018 |
| CHUNG Sung-min | RO | 4 | 18 August 2017 | 30 June 2018 |
| CHUNG Sung-min | RO | 1 | 18 August 2017 | 30 June 2018 |
| CHUNG Sung-min | RO | 6 | 18 August 2017 | 30 June 2018 |
| DU Bin 杜斌 | RO | 1 | 21 February 2023 | |
| FAN King Wai 范涇渭 | RE | 1 | 27 February 2012 | 31 December 2013 |
| FAN King Wai 范涇渭 | RE | 6 | 27 February 2012 | 31 December 2013 |
| FENG Xiao 馮笑 | RO | 9 | 27 September 2019 | |
| FENG Xiao 馮笑 | RE | 1 | 01 March 2019 | |
| FENG Xiao 馮笑 | RE | 4 | 01 March 2019 | 27 September 2019 |
| FENG Xiao 馮笑 | RE | 9 | 01 March 2019 | 27 September 2019 |
| FENG Xiao 馮笑 | RO | 4 | 27 September 2019 | |
| FOK Ka Chun 霍嘉俊 | RE | 1 | 16 March 2016 | 07 October 2016 |
| FOK Ka Chun 霍嘉俊 | RE | 9 | 16 March 2016 | 07 October 2016 |
| FOK Ka Chun 霍嘉俊 | RE | 6 | 16 March 2016 | 07 October 2016 |
| FONG Kam Hung 方錦洪 | RE | 1 | 21 December 2009 | 28 October 2011 |
| FONG Kam Hung 方錦洪 | RE | 6 | 28 October 2009 | 28 October 2011 |
| FU Biao 付飆 | RO | 1 | 31 May 2021 | |
| FU Biao 付飆 | RO | 9 | 05 June 2019 | |
| FU Biao 付飆 | RO | 4 | 05 June 2019 | |
| HAU Siu Laam 侯肇嵐 | RO | 6 | 15 March 2017 | 31 March 2017 |
| HAU Siu Laam 侯肇嵐 | RE | 9 | 01 February 2016 | 15 March 2017 |
| HAU Siu Laam 侯肇嵐 | RE | 1 | 29 August 2011 | 31 March 2017 |
| HAU Siu Laam 侯肇嵐 | RE | 6 | 29 August 2011 | 15 March 2017 |
| HE Martin 何志雄 | RO | 4 | 20 November 2018 | 02 January 2020 |
| HE Martin 何志雄 | RO | 1 | 20 November 2018 | 02 January 2020 |
| HE Martin 何志雄 | RO | 6 | 20 November 2018 | 02 January 2020 |
| HO Kwun Kui Clarence 何冠駒 | RE | 9 | 29 November 2017 | 31 January 2018 |
| HO Kwun Kui Clarence 何冠駒 | RE | 4 | 29 November 2017 | 31 January 2018 |
| HU Shengsui 胡盛穗 | RE | 1 | 22 November 2019 | 08 January 2020 |
| HU Shengsui 胡盛穗 | RE | 4 | 22 November 2019 | 08 January 2020 |
| HU Shengsui 胡盛穗 | RE | 9 | 22 November 2019 | 08 January 2020 |
| HU Shengsui 胡盛穗 | RO | 1 | 08 January 2020 | 03 May 2021 |
| HU Shengsui 胡盛穗 | RO | 4 | 08 January 2020 | 03 May 2021 |
| HU Shengsui 胡盛穗 | RO | 9 | 08 January 2020 | 03 May 2021 |
| HUANG zhijun | RO | 9 | 16 November 2023 | |
| HUANG zhijun | RO | 4 | 16 November 2023 | |
| JING Lihua 井麗華 | RE | 6 | 31 July 2006 | 17 November 2007 |
| JING Lihua 井麗華 | RE | 1 | 15 September 2006 | 17 November 2007 |
| KWOK Suen Ni 郭宣妮 | RE | 1 | 03 November 2017 | 19 November 2017 |
| KWOK Suen Ni 郭宣妮 | RE | 6 | 03 November 2017 | 19 November 2017 |
| LAI Ching Man, Jimmy 黎政民 | RE | 1 | 04 June 2009 | 14 December 2010 |
| LAI Ching Man, Jimmy 黎政民 | RE | 6 | 09 April 2009 | 14 December 2010 |
| LAM Bing Wah 林炳華 | RO | 1 | 06 June 2016 | 25 November 2017 |
| LAM Bing Wah 林炳華 | RO | 6 | 09 October 2015 | 25 November 2017 |
| LAM Bing Wah 林炳華 | RE | 1 | 19 January 2009 | 06 June 2016 |
| LAM Bing Wah 林炳華 | RE | 6 | 19 January 2009 | 09 October 2015 |
| LAM Mabel 林美寶 | RE | 9 | 01 April 2003 | 31 January 2005 |
| LAM Mabel 林美寶 | RE | 1 | 01 April 2003 | 31 January 2005 |
| LAM Mabel 林美寶 | RE | 4 | 01 April 2003 | 31 January 2005 |
| LAM Mabel 林美寶 | RE | 6 | 01 April 2003 | 31 January 2005 |
| LAU Jing Yeung, William 劉正揚 | RE | 6 | 19 January 2007 | 08 January 2008 |
| LAU Jing Yeung, William 劉正揚 | RE | 1 | 19 January 2007 | 08 January 2008 |
| LEE Yik Yu 李奕儒 | RO | 6 | 17 September 2019 | |
| LEE Yik Yu 李奕儒 | RE | 6 | 02 September 2019 | 17 September 2019 |
| LEE Yiu Chung, Alan 李耀宗 | RE | 1 | 22 September 2006 | 26 February 2010 |
| LEE Yiu Chung, Alan 李耀宗 | RE | 4 | 22 September 2006 | 26 February 2010 |
| LEE Yiu Chung, Alan 李耀宗 | RE | 6 | 22 September 2006 | 26 February 2010 |
| LI Ming 李銘 | RE | 6 | 22 December 2003 | 08 October 2007 |
| LI Ming 李銘 | RE | 1 | 22 December 2003 | 08 October 2007 |
| LI Pui Yee 李沛怡 | RE | 9 | 01 February 2016 | 30 June 2016 |
| LI Pui Yee 李沛怡 | RE | 6 | 30 May 2008 | 30 June 2016 |
| LI Pui Yee 李沛怡 | RE | 1 | 30 May 2008 | 30 June 2016 |
| LI Yuanzhou 李遠舟 | RE | 9 | 30 April 2015 | 10 February 2017 |
| LI Yuanzhou 李遠舟 | RE | 6 | 30 April 2015 | 10 February 2017 |
| LI Yuanzhou 李遠舟 | RE | 1 | 30 April 2015 | 10 February 2017 |
| LIM Pak Fu 林柏富 | RE | 1 | 05 February 2016 | 27 April 2016 |
| LIM Pak Fu 林柏富 | RE | 4 | 05 February 2016 | 27 April 2016 |
| LIM Pak Fu 林柏富 | RE | 9 | 05 February 2016 | 27 April 2016 |
| LIN Hao 林昊 | RE | 9 | 15 August 2014 | 23 September 2016 |
| LIN Hao 林昊 | RE | 6 | 15 August 2014 | 23 September 2016 |
| LIN Hao 林昊 | RE | 1 | 15 August 2014 | 23 September 2016 |
| LIU Qian 劉茜 | RE | 1 | 31 October 2013 | 29 July 2015 |
| LIU Qian 劉茜 | RE | 6 | 31 October 2013 | 29 July 2015 |
| LO Chi Leung 盧志良 | RE | 6 | 16 March 2012 | 28 February 2013 |
| LO Chi Leung 盧志良 | RE | 1 | 16 March 2012 | 28 February 2013 |
| LO Chi Leung 盧志良 | RE | 1 | 19 January 2009 | 29 May 2011 |
| LO Chi Leung 盧志良 | RE | 6 | 19 January 2009 | 29 May 2011 |
| LOONG Fei Wan 龍飛雲 | RO | 1 | 01 December 2021 | |
| LU Lining 盧麗宁 | RE | 1 | 11 February 2016 | 08 December 2017 |
| LU Lining 盧麗宁 | RE | 6 | 11 February 2016 | 08 December 2017 |
| LU Lining 盧麗宁 | RE | 9 | 11 February 2016 | 08 December 2017 |
| MCMAHON Gerard Joseph | RO | 9 | 28 July 2004 | 08 February 2023 |
| MCMAHON Gerard Joseph | RO | 4 | 28 July 2004 | 08 February 2023 |
| MCMAHON Gerard Joseph | RO | 1 | 01 April 2003 | 08 February 2023 |
| MCMAHON Gerard Joseph | RO | 6 | 01 April 2003 | 08 February 2023 |
| NG Man Fung 吳泯峰 | RE | 9 | 27 March 2017 | 19 November 2017 |
| NG Man Fung 吳泯峰 | RE | 6 | 27 March 2017 | 19 November 2017 |
| NG Man Fung 吳泯峰 | RE | 1 | 27 March 2017 | 19 November 2017 |
| NI Kewei 倪可為 | RE | 6 | 05 October 2009 | 14 August 2014 |
| NI Kewei 倪可為 | RE | 1 | 05 October 2009 | 14 August 2014 |
| PON Wai Han Betsy 潘衛嫻 | RE | 6 | 15 October 2010 | 27 January 2011 |
| PON Wai Han Betsy 潘衛嫻 | RE | 1 | 15 October 2010 | 27 January 2011 |
| SHU Tony 徐成東 | RE | 1 | 05 February 2008 | 26 April 2009 |
| SHU Tony 徐成東 | RE | 4 | 05 February 2008 | 26 April 2009 |
| SHU Tony 徐成東 | RE | 6 | 05 February 2008 | 26 April 2009 |
| SIN Oscar Kwok Leung 單國樑 | RE | 6 | 02 April 2019 | 10 June 2019 |
| SIN Oscar Kwok Leung 單國樑 | RE | 1 | 02 April 2019 | 10 June 2019 |
| SIN Oscar Kwok Leung 單國樑 | RE | 9 | 28 February 2019 | 10 June 2019 |
| SIN Oscar Kwok Leung 單國樑 | RE | 4 | 28 February 2019 | 10 June 2019 |
| SOU Alfred Ronald 仇夢軒 | RE | 9 | 01 February 2016 | 08 December 2017 |
| SOU Alfred Ronald 仇夢軒 | RE | 6 | 20 April 2015 | 08 December 2017 |
| SOU Alfred Ronald 仇夢軒 | RE | 1 | 20 April 2015 | 08 December 2017 |
| SUH Jung Won 徐重源 | RO | 6 | 15 August 2017 | 01 April 2018 |
| SUH Jung Won 徐重源 | RO | 4 | 15 August 2017 | 01 April 2018 |
| SUH Jung Won 徐重源 | RO | 1 | 15 August 2017 | 01 April 2018 |
| SUN Yili 孫一立 | RE | 6 | 02 March 2009 | 12 October 2015 |
| SUN Yili 孫一立 | RE | 1 | 02 March 2009 | 12 October 2015 |
| SUN Yili 孫一立 | RE | 6 | 01 June 2006 | 29 September 2008 |
| SUN Yili 孫一立 | RE | 1 | 01 June 2006 | 29 September 2008 |
| TANG Tsz Wai 鄧子維 | RE | 6 | 11 May 2010 | 02 June 2010 |
| TANG Tsz Wai 鄧子維 | RE | 1 | 11 May 2010 | 02 June 2010 |
| TISDALL Stephen Clifford | RE | 4 | 21 September 2005 | 31 May 2006 |
| TISDALL Stephen Clifford | RE | 6 | 21 September 2005 | 31 May 2006 |
| TSAI Yiu Tong 蔡耀堂 | RE | 1 | 29 April 2005 | 02 September 2005 |
| TSAI Yiu Tong 蔡耀堂 | RE | 6 | 23 March 2005 | 02 September 2005 |
| WAN Ten Lap 溫天納 | RO | 6 | 16 August 2013 | 27 February 2015 |
| WAN Ten Lap 溫天納 | RE | 1 | 16 August 2013 | 27 February 2015 |
| WAN Ten Lap 溫天納 | RO | 6 | 29 April 2003 | 18 August 2004 |
| WAN Ten Lap 溫天納 | RO | 1 | 29 April 2003 | 18 August 2004 |
| WANG Haiou 王海鷗 | RE | 9 | 01 April 2003 | 15 June 2005 |
| WANG Haiou 王海鷗 | RE | 6 | 01 April 2003 | 15 June 2005 |
| WANG Haiou 王海鷗 | RE | 4 | 01 April 2003 | 15 June 2005 |
| WANG Haiou 王海鷗 | RE | 1 | 01 April 2003 | 15 June 2005 |
| WANG Qiongyao 王琼瑶 | RE | 9 | 15 June 2015 | 03 December 2017 |
| WANG Qiongyao 王琼瑶 | RE | 6 | 15 June 2015 | 03 December 2017 |
| WANG Qiongyao 王琼瑶 | RE | 1 | 15 June 2015 | 03 December 2017 |
| WANG Qiongyao 王琼瑶 | RE | 1 | 01 June 2011 | 30 November 2011 |
| WANG Qiongyao 王琼瑶 | RE | 6 | 01 June 2011 | 30 November 2011 |
| WANG Zi 王孜 | RE | 6 | 02 October 2019 | 01 October 2020 |
| WANG Zi 王孜 | RE | 4 | 02 October 2019 | 01 October 2020 |
| WONG Cheuk Him, Alvin 黃卓謙 | RE | 1 | 20 December 2010 | 23 January 2015 |
| WONG Cheuk Him, Alvin 黃卓謙 | RE | 6 | 20 December 2010 | 23 January 2015 |
| WONG Chi Chiu 王志超 | RE | 6 | 13 February 2006 | 15 September 2006 |
| WONG Hau Ling 黃巧玲 | RE | 6 | 03 March 2016 | 15 April 2016 |
| WONG Ho Yan 黃可欣 | RE | 1 | 11 August 2005 | 28 September 2006 |
| WONG Ho Yan 黃可欣 | RE | 6 | 11 August 2005 | 28 September 2006 |
| WONG Kai Kok 黃開豁 | RO | 4 | 28 February 2007 | 28 March 2008 |
| WONG Kai Kok 黃開豁 | RO | 1 | 28 February 2007 | 28 March 2008 |
| WONG Yan Shun 王恩信 | RO | 6 | 24 January 2017 | 31 March 2017 |
| WONG Yan Shun 王恩信 | RO | 1 | 24 January 2017 | 31 March 2017 |
| WONG Yan Shun 王恩信 | RE | 9 | 01 February 2016 | 23 January 2017 |
| WONG Yan Shun 王恩信 | RE | 1 | 21 October 2011 | 24 January 2017 |
| WONG Yan Shun 王恩信 | RE | 6 | 21 October 2011 | 24 January 2017 |
| XIE Jianying 謝劍英 | RE | 1 | 22 January 2008 | 27 April 2009 |
| XIE Jianying 謝劍英 | RE | 6 | 22 January 2008 | 27 April 2009 |
| XU Yuncheng 許允成 | RE | 9 | 02 October 2019 | 22 October 2021 |
| XU Yuncheng 許允成 | RE | 4 | 02 October 2019 | 22 October 2021 |
| XU Yuncheng 許允成 | RE | 1 | 02 October 2019 | 22 October 2021 |
| YANG Anqi 楊安琪 | RE | 9 | 01 February 2016 | 08 December 2017 |
| YANG Anqi 楊安琪 | RE | 6 | 24 September 2012 | 08 December 2017 |
| YANG Anqi 楊安琪 | RE | 1 | 24 September 2012 | 08 December 2017 |
| YAU Wai 邱惠 | RE | 1 | 07 June 2005 | 15 August 2006 |
| YAU Wai 邱惠 | RE | 6 | 07 April 2005 | 15 August 2006 |
| YEUNG Kai Cheung, Patrick 楊佳錩 | RO | 9 | 01 April 2003 | 28 February 2018 |
| YEUNG Kai Cheung, Patrick 楊佳錩 | RO | 4 | 01 April 2003 | 28 February 2018 |
| YEUNG Kai Cheung, Patrick 楊佳錩 | RO | 1 | 01 April 2003 | 28 February 2018 |
| YEUNG Kai Cheung, Patrick 楊佳錩 | RO | 6 | 01 April 2003 | 28 February 2018 |
| YEUNG Yui Chi, Eugene 楊睿知 | RE | 1 | 06 November 2006 | 10 September 2007 |
| YEUNG Yui Chi, Eugene 楊睿知 | RE | 6 | 06 November 2006 | 10 September 2007 |
| YING Yan Kei 應仁基 | RE | 1 | 04 June 2007 | 27 September 2009 |
| YING Yan Kei 應仁基 | RE | 6 | 04 June 2007 | 27 September 2009 |
| YU Ningyi 俞宁毅 | RE | 6 | 17 December 2007 | 04 April 2014 |
| YU Ningyi 俞宁毅 | RE | 1 | 17 December 2007 | 04 April 2014 |
| ZHANG Yu 张煜 | RO | 9 | 06 April 2023 | |
| ZHANG Yu 张煜 | RO | 6 | 06 April 2023 | |
| ZHANG Yu 张煜 | RO | 4 | 06 April 2023 | |
| ZHANG Yu 张煜 | RO | 1 | 06 April 2023 | |
| ZHAO Xiang 趙翔 | RE | 4 | 30 November 2017 | 01 April 2018 |
| ZHAO Xiang 趙翔 | RE | 9 | 30 November 2017 | 01 April 2018 |
| ZHENG Shuang 鄭爽 | RE | 9 | 28 November 2017 | 31 January 2018 |
| ZHENG Shuang 鄭爽 | RE | 4 | 28 November 2017 | 31 January 2018 |
| ZHOU Yun 周韵 | RE | 6 | 27 February 2012 | 13 July 2012 |
| ZHOU Yun 周韵 | RE | 1 | 27 February 2012 | 13 July 2012 |